GRABER, Circuit Judge:
Plaintiff Kesner Liberal sued the City of Menlo Park ("City") and seven of its police officers, individually and in their official capacities, under 42 U.S.C. § 1983, for violations of his civil rights arising from a traffic stop and subsequent events. He also brought several claims under California law against the City and its officers. Defendants filed a motion for summary judgment, asserting federal qualified immunity and state statutory immunity. The district court denied several officers' claims of qualified immunity on Plaintiff's § 1983 claims. With regard to the state-law claims, the district court denied the City and several officers state statutory immunity. The individual officer-defendants filed this interlocutory appeal. We dismiss in part, affirm in part, and remand.
On an October night in 2005, at about 1:40 a.m., Plaintiff, an African-American
Officer Estrada was on duty in his patrol car. He was stopped at a red light in the southbound left-turn lane of El Camino Real. Plaintiff testified that Officer Estrada could see into Plaintiff's car through the rolled-down front window because, as Plaintiff passed the police car, the officer "follow[ed] [him] with his eyes."
As Plaintiff continued north, Officer Estrada turned on the lights of his patrol car, but not its siren, and made a U-turn through the red light to follow Plaintiff. Not knowing whether the officer was attempting to pull over his car, but suspecting that he might be, Plaintiff made a right turn at the next light while the officer was approximately 300 feet behind him. Then, almost immediately, Plaintiff made a left turn into an unlit parking lot behind a walk-up burger stand. He parked near a dumpster and turned off his headlights. Officer Estrada followed Plaintiff's car into the parking lot at high speed. The officer parked behind Plaintiff and shined his spotlight at the car.
Officer Estrada testified that he was "agitated," "a little pumped up," and "a little scared" as he approached Plaintiff's car with his hand on his gun. He ordered Plaintiff and his passengers to put their hands up and out of the windows of the car. They complied. Officer Estrada then requested Plaintiff's driver's license and registration, which Plaintiff provided. Plaintiff asked why he had been pulled over. In response, Officer Estrada accused Plaintiff of trying to flee, which Plaintiff denied.
The police dispatch logs show that Officer Estrada reported making this traffic stop at 1:43 a.m. Within one minute of that time, he asked for a DMV check on Plaintiff's license plate, called in Plaintiff's driver's license and date of birth, reported that three subjects were trying to flee, and requested backup, which was dispatched immediately. Officer Keegan, the first backup officer to arrive on the scene, was there by 1:44:47 a.m. Officer Keegan testified that Plaintiff was "verbally confrontational," making statements such as, "You stopped me for no reason." Over the next several minutes, Officers Ayres, Romero, Tassio, and Wheaton, and Sergeant Prickett— essentially the entire Menlo Park Police watch—arrived on the scene.
Throughout the stop, Tony Martinez had been sitting in the right rear passenger
At that point, Officer Estrada, Officer Keegan, or both, ordered Plaintiff to get out of his car. There is some uncertainty as to which officer handcuffed Plaintiff or whether one assisted the other. As Plaintiff began to step out of the car, an officer grabbed him by the wrist, pulled him out of the car, spun him around, and pushed him against the rear door of the car. Plaintiff was shoved against the door with enough force to rock the car, but the impact did not "knock [his] breath away." He was then handcuffed and led to sit on the front bumper of Officer Keegan's police car. Officer Estrada asked Martinez to get out of the car, handcuffed Martinez, and sat him on the trunk of Plaintiff's car.
Officer Estrada continued to yell at Martinez and Plaintiff, demanding to know why they had tried to flee. At that point, Plaintiff made comments to the effect that the traffic stop constituted harassment because of his race, that Martinez did not have to answer Officer Estrada's questions, and that Plaintiff was going to contact his lawyer. Officer Keegan then pulled out an audio recorder, showed it to Plaintiff, and began recording.
The audio recording reveals that Officer Keegan partially Mirandized Plaintiff, telling him that "everything you say can and will be used against you in a court of law." Plaintiff believed at that time that he was under arrest. Officer Estrada, not knowing that the conversation was being recorded, returned to speak to Plaintiff:
The audio recording captured Officer Estrada repeatedly accusing Plaintiff of trying to "ditch" him and of lying about it. Plaintiff denied the officer's accusations
The tape also captures Officer Estrada uncuffing Plaintiff after requiring Plaintiff to answer verbatim that he would "remain a gentleman." Plaintiff estimates that he was handcuffed for approximately 25 to 30 minutes during the 45-minute stop.
At one point, Sergeant Prickett told Plaintiff that he was "just being damn right ignorant" by pulling over into a darkened alley. Sergeant Prickett continued, "I mean stop, stop on the road because if this officer is not sure what's going on and you do something stupid once he comes up on you, it's very easy to get shot, you know, his safety is in jeopardy. Really, especially, you know, doing the whole routine back here."
Plaintiff saw up to six officers searching the area around his car, including the nearby dumpster. He concluded that they were looking for drugs. After uncuffing Plaintiff, Officer Estrada grabbed Plaintiff by the arm, led him to his car, and asked him whether he owned the car and whether the officers could search it. Plaintiff answered "yes" to both questions. Plaintiff was then put, uncuffed, into the back seat of an officer's patrol car while his car was searched.
Officer Estrada and other officers searched Plaintiff's car thoroughly, "turn[ing] everything upside down." The search uncovered only a lawfully possessed, unloaded pellet handgun. The discovery of the pellet gun appears to have resulted in having the second passenger, Hamilton, handcuffed for about five minutes.
Throughout the stop, Officers Keegan and Estrada questioned Plaintiff about how much alcohol he had consumed that night. He answered that he "had probably two beers." Officer Estrada administered two nystagmus tests to Plaintiff and determined that he was not intoxicated.
Plaintiff testified that, at the end of the stop, he and his passengers were lined up in front of about four officers. Plaintiff recalls Officer Estrada saying to him, "I wish you were drunk so I[had] a reason to take you in." According to Plaintiff, Officer Estrada then told Martinez, "You know I can get you for drunk in public." Martinez protested, saying, "How? You pulled me out of the back of the car."
Finally, Officer Estrada advised them that, had they made a wrong move, he would have "busted a cap" in them right between the eyes, and that he and his partner liked to go to "night target practice." After that, Plaintiff and his passengers were allowed to leave. Plaintiff was never told why Officer Estrada initially pulled him over, and no one was cited for any violation.
Plaintiff brought the present action, alleging claims under both federal and state law arising from the foregoing events. Defendants moved for summary judgment on the ground that they had immunity from suit on all claims. The district court granted their motion in part and denied it in part. The individual officers appeal the district court's order to the extent that any officer was denied summary judgment on any claim.
The district court denied Officer Estrada qualified immunity for the traffic stop because, construing the facts in Plaintiff's favor, there was neither probable cause for the stop nor reasonable suspicion of illegal activity. The officer's determination that Plaintiff's windows were rolled up and tinted did not qualify as a "reasonable mistake," considering Plaintiff's testimony that the windows were rolled down and therefore not visible. The district court further denied qualified immunity to Officers Estrada and Keegan with regard to Plaintiff's claims that they used excessive force by handcuffing him in the absence of any information leading them to believe that he was potentially dangerous.
As to Plaintiff's claim that his detention was an unconstitutionally long seizure, the district court denied qualified immunity to all individual defendants. The court explained that it could not find as a matter of law that the individual defendants, as required by United States v. Sharpe, 470 U.S. 675, 686, 105 S.Ct. 1568, 84 L.Ed.2d 605 (1985), "diligently pursued a means of investigation that was likely to confirm or dispel their suspicions quickly, during which time it was necessary to detain the defendant."
The district court then denied qualified immunity to various officers on Plaintiff's claims arising from the search of his car. Construing the facts in the light most favorable to Plaintiff, the district court concluded that the search of Plaintiff's car violated clearly established Fourth Amendment law because Plaintiff's consent to the search was not voluntary and because the traffic stop occurred without probable cause. Officers Estrada and Wheaton testified that they searched the car. After being asked whether Defendants Estrada, Tassio, or Prickett also searched the car, Officer Wheaton responded, "I think at one point everybody had their hands in something." The district court therefore ruled that there was a triable issue of fact as to whether Defendants Estrada, Wheaton, Tassio, and Prickett violated Plaintiff's Fourth Amendment rights in searching his car. The court granted summary judgment
The officer-defendants now appeal the denial of summary judgment, on qualified immunity grounds, as to all federal claims.
Plaintiff also brought state-law claims against all individual officers and the City for false imprisonment, assault, battery, intentional infliction of emotional distress, negligence, negligent infliction of emotional distress, and a violation of California Civil Code section 52.1, which provides a private cause of action for interference with the exercise or enjoyment of one's state or federal civil rights.
Despite Defendants' assertion of immunity, the district court partially denied summary judgment to various officers on
In this appeal, the officer-defendants contend that Officers Estrada and Keegan are entitled to summary judgment as a matter of law on Plaintiff's assault and battery claims, because Plaintiff has not demonstrated that the officers used unreasonable force or that such force caused him injury, damages, loss, or harm. The officers further argue that all individual defendants are entitled to statutory immunity from the false imprisonment claim under California Government Code section 820.2.
We review de novo the district court's denial of summary judgment on the ground of qualified immunity. Act Up!/Portland v. Bagley, 988 F.2d 868, 871 (9th Cir.1993). We must affirm a denial of summary judgment when, viewing the evidence in the light most favorable to the nonmoving party, there remain genuine issues of material fact or when the uncontroverted facts establish that the moving party is not entitled to prevail as a matter of law. Olsen v. Idaho State Bd. of Med., 363 F.3d 916, 922 (9th Cir.2004). "The determination of immunity is a question of law, which we review de novo." Id.
A court of appeals has jurisdiction over appeals from "final" orders. 28 U.S.C. § 1291. But as the Supreme Court explained in Mohawk Industries, Inc. v. Carpenter, ___ U.S. ___, 130 S.Ct. 599, 605, 175 L.Ed.2d 458 (2009):
(Internal quotation marks and citation omitted.) "Ordinarily a denial of a motion for summary judgment is not a final order
We clearly have jurisdiction to review the district court's order denying the officers qualified immunity with respect to Plaintiff's federal claims. Mitchell held that such jurisdiction lies under § 1291. Id. at 530, 105 S.Ct. 2806.
We cannot, however, exercise jurisdiction over the appeal from the denial of summary judgment to Officers Estrada and Keegan on Plaintiff's state-law claims for assault and battery. Essentially, the officers disagree with the district court's interpretation of the facts. Because the officers appeal from an ordinary denial of summary judgment on those claims, as opposed to a denial of immunity, that section of the order is not an appealable final judgment under § 1291. We therefore dismiss the officers' appeal with respect to the assault and battery claims.
We turn, then, to the officers' appeal from the district court's denial of immunity under California Government Code section 820.2 with respect to Plaintiff's false imprisonment claim. We agree with our sister circuits that the availability of an appeal depends on whether, under state law, the immunity functions as an immunity from suit or only as a defense to liability. See Chesher v. Neyer, 477 F.3d 784, 793 (6th Cir.2007) ("An order denying statutory immunity is immediately appealable only if the state law provides immunity from suit, as opposed to immunity simply from liability."); Aspen Orthopaedics & Sports Med., LLC v. Aspen Valley Hosp. Dist., 353 F.3d 832, 837-38 (10th Cir.2003) (same); Gray-Hopkins v. Prince George's County, 309 F.3d 224, 231-32 (4th Cir. 2002) (same); Sheth v. Webster, 145 F.3d 1231, 1236-38 (11th Cir.1998) (per curiam) (same); Walton v. City of Southfield, 995 F.2d 1331, 1343 (6th Cir.1993) (same), superseded by statute as stated in Livermore ex rel. Rohm v. Lubelan, 476 F.3d at 397, 407-08 (6th Cir.2007); Griesel v. Hamlin, 963 F.2d 338, 339-41 (11th Cir.1992) (per curiam) (same); Napolitano v. Flynn, 949 F.2d 617, 621 (2d Cir.1991) (same); Brown v. Grabowski, 922 F.2d 1097, 1106-09 (3d Cir. 1990) (same); Sorey v. Kellett, 849 F.2d 960, 962-63 (5th Cir.1988) (same); Marrical v. Detroit News, Inc., 805 F.2d 169, 172-74 (6th Cir.1986) (per curiam) (same).
The reasoning of our sister circuits on this point is straightforward. Under Erie Railroad Co. v. Tompkins, 304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188 (1938), federal procedure governs the appealability of an order. Marrical, 805 F.2d at 172; accord Budinich v. Becton Dickinson & Co., 486 U.S. 196, 198-99, 108 S.Ct. 1717, 100 L.Ed.2d 178 (1988). A denial of summary judgment is immediately appealable when the immunity is an immunity from suit, but not when it is a mere defense to liability. Mitchell, 472 U.S. at 526, 105 S.Ct. 2806. Accordingly, a denial is immediately appealable when "the state has extended an underlying substantive right to
Applying that standard, we hold that the district court's denial of immunity under California Government Code section 820.2 is a final appealable decision within the meaning of § 1291. Although the question is not free from doubt, we conclude that, under California law, section 820.2 confers immunity from suit.
First, California case law suggests that section 820.2 provides immunity from suit, rather than mere immunity from liability. For example, the California Supreme Court has stated that the California Tort Claims Act ("Act"), which is codified in part at California Government Code section 820.2, "generally affords a public employee personal immunity from suit." Caldwell v. Montoya, 10 Cal.4th 972, 42 Cal.Rptr.2d 842, 897 P.2d 1320, 1322 (1995) (emphasis added). The court also observed that "the ... Act expressly allows public employees to engage in certain acts and omissions free of suit." Id., 42 Cal.Rptr.2d 842, 897 P.2d at 1331 (emphasis added).
In another case, the California Supreme Court noted that, if the defendants' "contention [of immunity under section 820.2] were sound, the individual defendants would be immune from suit." Ramos v. County of Madera, 4 Cal.3d 685, 94 Cal.Rptr. 421, 484 P.2d 93, 98 (1971) (emphasis added). That court also has explained that section 820.2 protects officials' decisions "which are sufficiently sensitive to justify a blanket rule that courts will not entertain a tort action alleging that careless conduct contributed to the governmental decision." Johnson v. State, 69 Cal.2d 782, 73 Cal.Rptr. 240, 447 P.2d 352, 360-61 (1968) (emphasis added). Taken at face value, the California Supreme Court's statements suggest that the statutory immunity is an immunity from suit.
Second, although California's procedural rules concerning appealable orders do not allow interlocutory appeals from denials of immunity, Cal.Civ.Proc.Code § 904.1(a), California's strict statutory classification of appealable orders has been relaxed by "the great expansion of the concept of excess of jurisdiction, allowing the prompt prevention of some unwarranted orders by writ of prohibition" and "[b]y permitting review of nonappealable orders by writ of mandamus."
(Internal quotation marks, citations, and alterations omitted.) The court thus articulated one of the "general costs of subjecting officials to the risks of trial—... inhibition of discretionary action." Mitchell, 472 U.S. at 526, 105 S.Ct. 2806 (internal quotation marks omitted).
Those considerations lead us to conclude that we have appellate jurisdiction to review the district court's denial of statutory immunity under California Government Code section 820.2, because this section functions as an immunity from suit. But the question under California Civil Code section 52.1 is different. The officers' only argument with respect to section 52.1 pertains to the extent of their liability—that is, whether it is coextensive with federal liability. This section does not create an entitlement to immunity from suit. Therefore, the district court's rulings under section 52.1 are not presently appealable.
In summary, we have jurisdiction to review the denial of summary judgment, on grounds of qualified immunity, with respect to Plaintiff's federal claims. We also have jurisdiction to review the denial of summary judgment, on the ground of discretionary immunity under section 820.2, with respect to Plaintiff's state-law claim of false imprisonment. We turn now to a consideration of those issues on the merits.
We affirm the district court's denial of summary judgment on the ground of qualified immunity to Officer Estrada for the initial traffic stop. Qualified immunity shields government officers from the burdens of litigation "as long as their actions could reasonably have been thought consistent with the rights they are alleged to have violated." Anderson v. Creighton, 483 U.S. 635, 638, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987). An officer is entitled to qualified immunity if, "[t]aken in the light most favorable to the party asserting the injury, ... the facts alleged [do not] show the officer's conduct violated a constitutional right" or if the right violated was not clearly established at the time of the violation. Saucier, 533 U.S. at 201, 121 S.Ct. 2151. We may "exercise [our] sound discretion in deciding which of the two prongs of the qualified immunity analysis should be addressed first in light of the circumstances in the particular case at hand." Pearson, 129 S.Ct. at 818.
Viewing the facts in the light most favorable to Plaintiff, Officer Estrada violated Plaintiff's clearly established constitutional right to be free from unreasonable seizures by initiating a traffic stop without having a reasonable suspicion that Plaintiff was engaged in illegal activity. We must assume that Plaintiff's front windows were rolled down, and therefore not visible to Officer Estrada at the time he initiated the
"It has been settled law since the 1970's that in order for a police officer to initiate an investigatory stop of a motorist, there must at least exist reasonable suspicion that the motorist is engaging in illegal activity." Bingham v. City of Manhattan Beach, 341 F.3d 939, 948 (9th Cir.2003), abrogated on other grounds by Virginia v. Moore, 553 U.S. 164, 128 S.Ct. 1598, 170 L.Ed.2d 559 (2008), as recognized in Edgerly v. City of San Francisco, 599 F.3d 946, 956 n. 14 (9th Cir.2010). In order to form a reasonable suspicion, an officer must have "specific, articulable facts which, together with objective and reasonable inferences, form the basis for suspecting that the particular person detained is engaged in criminal activity." United States v. Lopez-Soto, 205 F.3d 1101, 1105 (9th Cir.2000) (internal quotation marks omitted).
Even if an officer makes a mistake of fact, that mistake "will not render a stop illegal, if the objective facts known to the officer gave rise to a reasonable suspicion that criminal activity was afoot." United States v. Mariscal, 285 F.3d 1127, 1131 (9th Cir.2002). As the Supreme Court has recognized:
Rodis v. City of San Francisco, 558 F.3d 964, 970-71 (9th Cir.2009) (internal quotation marks, citations, and alterations omitted), cert. denied, ___ U.S. ___, 130 S.Ct. 1050, 175 L.Ed.2d 882 (2010). "Nevertheless, an officer's belief in a mistaken fact must be held reasonably and in good faith." United States v. Miguel, 368 F.3d 1150, 1154 (9th Cir.2004) (internal quotation marks omitted); see United States v. Dorais, 241 F.3d 1124, 1130-31 (9th Cir. 2001) (holding that it was a reasonable mistake of fact for an officer to pull over a
Because we hold that Officer Estrada's mistake of fact was not reasonable, he is not entitled to qualified immunity. Officer Estrada asks us to conclude that it is a reasonable mistake to believe that windows that are rolled down and that cannot be viewed at all are in fact rolled up and tinted. This we cannot do. The qualified immunity standard is not so deferential to officers that it will allow a "chimera created by [an officer's] imaginings [to] be used against the driver." Mariscal, 285 F.3d at 1130; see Bingham, 341 F.3d at 946-48 (denying summary judgment on the basis of qualified immunity where the plaintiff testified that he had broken no traffic laws, but officer testified that he had seen the plaintiff drive across lane lines). Construing the facts in the light most favorable to Plaintiff, we must assume that Officer Estrada could not have seen Plaintiff's front car windows at all and that, indeed, the two made eye contact through the open windows. That being so, it would not be reasonable for Officer Estrada to believe that he had seen illegally tinted front windows.
The officer-defendants also argue that Officer Estrada had reasonable suspicion to stop and detain Plaintiff because the officer reasonably believed that Plaintiff was trying to avoid him by making several turns and then parking next to a dumpster in a darkened alley. In some circumstances, a suspect's unprovoked, headlong flight can support an officer's reasonable suspicion. Illinois v. Wardlow, 528 U.S. 119, 124, 120 S.Ct. 673, 145 L.Ed.2d 570 (2000). But avoidance of the police, standing alone, does not give rise to a particularized, reasonable suspicion that a person is committing a crime. Id. "[W]hen an officer, without reasonable suspicion or probable cause, approaches an individual, the individual has a right to ignore the police and go about his business." Id. at 125, 120 S.Ct. 673 (citing Florida v. Royer, 460 U.S. 491, 498, 103 S.Ct. 1319, 75 L.Ed.2d 229 (1983)). As discussed above, Officer Estrada did not have reasonable suspicion to initiate the stop: Plaintiff had violated no traffic laws, and he did not engage in headlong flight upon seeing Officer Estrada. Thus, even if Officer Estrada reasonably suspected that Plaintiff was avoiding him, such noncooperation, without more, does not support a suspicion that Plaintiff was engaged in criminal activity. We therefore affirm the district court's denial of qualified immunity to Officer Estrada for the initial traffic stop.
We affirm the district court's denial of summary judgment on the ground of qualified immunity to Officers Estrada and Keegan for claims of excessive force. We agree with the district court's observation that "some of the evidence supports defendants' contention that they had legitimate safety and security concerns, [but] the facts construed in [Plaintiff's] favor[ ] fail to show any basis for the initial stop, the handcuffing, or Officer Estrada's remarks directed to [Plaintiff]." The district court correctly noted that "there is no mistake of law which immunizes an officer for applying force to a suspect for `smarting off,' nor to one detained without probable cause or reasonable suspicion."
In the germinal case of Terry v. Ohio, the Supreme Court held that "an investigatory stop (temporary detention) and frisk (patdown for weapons) may be conducted without violating the Fourth
The first Terry condition was not met in this case; the traffic stop was unlawful because it did not rest on a reasonable suspicion that a violation of law had occurred. Therefore, it would not have been reasonable for Officers Estrada or Keegan to stop and frisk Plaintiff, let alone use physical force to extract him from his car, shove him against its door, and handcuff him for about half an hour.
The officers argue that the use of force was justified because Plaintiff turned a corner and then pulled over into a darkened alley near a dumpster. This maneuver led the officers to "believe[ ] that the Plaintiff had attempted to purposely evade Officer Estrada in an effort to cover up criminal activity and dispose of contraband." But Plaintiff's avoidance of the police did not convert the initial stop into a legal seizure, nor did it render the level of force, used later, reasonable as a matter of law.
To determine whether the force used was objectively reasonable under the Fourth Amendment, we must "balanc[e] the `nature and quality of the intrusion' on a person's liberty with the `countervailing governmental interests at stake.'" Smith v. City of Hemet, 394 F.3d 689, 701 (9th Cir.2005) (en banc) (quoting Graham v. Connor, 490 U.S. 386, 396, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989)).
Davis v. City of Las Vegas, 478 F.3d 1048, 1054 (9th Cir.2007) (quoting Deorle v. Rutherford, 272 F.3d 1272, 1279-80 (9th Cir.2001); Graham, 490 U.S. at 396, 109 S.Ct. 1865; Smith, 394 F.3d at 701).
In this case, the use of force against Plaintiff occurred after he had complied with Officer Estrada's requests for his driver's license and registration. A check on his driver's license and license plate numbers revealed nothing untoward. Plaintiff did not pose an immediate threat to anyone's safety and was complying with the officer's request to step out of his car. Although Officer Estrada may have thought that Plaintiff's choice of location in which to pull over was evasive, he was not "actively" attempting to evade arrest by flight. There was no evidence to suggest that Plaintiff was either armed or dangerous. Construing the facts in favor of Plaintiff, the use of force was not reasonable and violated clearly established constitutional law. Therefore, Officers Estrada and Keegan are not entitled to qualified immunity.
We affirm the district court's denial of summary judgment to all individual defendants on the ground of qualified immunity for the length of Plaintiff's detention. At
We have held that "[t]he critical inquiry is whether the officers `diligently pursued a means of investigation that was likely to confirm or dispel their suspicions quickly, during which time it was necessary to detain the defendant.'" United States v. Torres-Sanchez, 83 F.3d 1123, 1129(9th Cir.1996) (quoting Sharpe, 470 U.S. at 686, 105 S.Ct. 1568). In this case, Plaintiff testified that he was detained for 45 minutes, during which he was in handcuffs for 25 to 30 minutes.
The officers argue that there is no bright-line constitutional rule that investigatory stops of a certain duration are automatically unreasonable. They point out that, in Torres-Sanchez, 83 F.3d at 1128-29, we held a detention of 20 minutes to be reasonable under the circumstances presented in that case. The officers therefore contend that they are entitled to qualified immunity because, at the time Plaintiff was detained, the law was unclear as to how much longer than 20 minutes a suspect could be detained before the detention became unconstitutionally unreasonable.
The officers misconstrue our holding in Torres-Sanchez. We did not hold in that case that all detentions of 20 minutes are per se reasonable. Taken to its logical end, the officers' argument would have us hold that, because the Supreme Court has declined to set a bright-line maximum time limit for investigatory stops, Sharpe, 470 U.S. at 685-86, 105 S.Ct. 1568, qualified immunity must be granted for all claims of excessively lengthy detention following an investigatory stop. Just because the required analysis in this case involves a factintensive determination of reasonableness, rather than application of a bright-line rule, does not mean that there are no situations in which clearly established constitutional violations can occur.
The legal test for deciding whether the length of a detention was unreasonable in violation of the Fourth Amendment was clearly established at the time that the officers detained Plaintiff, and we apply it here. In evaluating the reasonableness of the length of Plaintiff's detention, we "take care to consider whether the police [we]re acting in a swiftly developing situation" and emphasize that we "should not indulge in unrealistic second-guessing" of the officers' actions. Id. at 686, 105 S.Ct. 1568. We also consider whether "a suspect's actions contribute to the added delay about which he complains." Id. at 688, 105 S.Ct. 1568. Finally, we determine whether "[i]n attempting to confirm or dispel his suspicions of illegal activity, [the officer] used... threats of force, unnecessary delays, exaggerated displays of authority or other
In this case, Officer Estrada had checked Plaintiff's license with dispatch 36 seconds after the stop. The officers argue, however, that they had reasonable suspicion to detain Plaintiff for a longer duration than would have been justified by a minor traffic stop for tinted windows alone. They contend that, "once Plaintiff failed to pull over on El Camino Real, but took evasive action to avoid Officer Estrada and parked in [a] darkened parking area adjacent to a darkened all[e]y, what started out as a minor traffic stop turned into something far different." The officers contend that the prolonged detention was caused by Plaintiff's evasive action because it led them to believe that Plaintiff was disposing of drugs in a nearby dumpster and caused them to conduct a search in which they otherwise would not have engaged.
Plaintiff's behavior—pulling over into a darkened parking lot behind a building and turning off his car's lights—certainly played a part in prolonging his detention. But even taking into account the inevitable investigatory delay caused by that behavior, the length of Plaintiff's detention was still unreasonable. Within five minutes of the traffic stop, a total of at least six additional officers had arrived at the scene to help search the area. Officers had removed Plaintiff and his passenger Martinez from the car, handcuffed them, and determined that they were not carrying any weapons. Most importantly, the partial audio recording of the stop reveals that Officer Estrada and his colleagues were not diligently pursuing a means of investigation that was likely to confirm or dispel their suspicions quickly. The recording establishes that the officers were not interrogating Plaintiff about his suspected possession or disposal of drugs. During the 15 minutes of the recording, they did not ask him about drugs even once. Nor did they inquire about the allegedly tinted windows that served as the pretext for the stop.
Plaintiff contends that he was detained not as part of an investigative stop, but for an "attitude adjustment." The facts, seen in the light most favorable to him, support that conclusion. The prolonged detention was not for a valid investigatory purpose. The officers were not waiting for backup. They were not waiting for investigatory checks to be run or asking Plaintiff questions that would confirm or dispel their suspicions quickly (or at all). The officers knew everything that they needed to know within five to ten minutes of the stop's initiation. Construing the facts in the light most favorable to Plaintiff, the delay occurred because, as Officer Estrada stated, he did not want to "let three little punks walk all over [him]." Officer Estrada told Plaintiff that he wanted to "let [Plaintiff] know that I'm the one in charge here, not you." Prolonging a detention merely to engage in an "exaggerated display[ ] of authority" is unreasonable and unconstitutional. Torres-Sanchez, 83 F.3d at 1129.
Reaching this conclusion does not require us to engage in "unrealistic second-guessing" of the officers at the scene. Sharpe, 470 U.S. at 686, 105 S.Ct. 1568. Officer Estrada himself evidenced an understanding that his behavior was unreasonable, when he said, "I don't care about complaints."
We therefore hold that an objectively reasonable officer responding to the scene of Plaintiff's detention would have known that its duration of 45 minutes without probable cause, during which the officers were not diligently pursuing their investigation was an unlawful detention of unreasonable duration in violation of clearly established
We affirm the district court's denial of summary judgment on the ground of qualified immunity to the officers who participated in the search of Plaintiff's car. Construing the facts in the light most favorable to Plaintiff, his consent to the search was not voluntary and the search of his car was therefore unconstitutional. Plaintiff's Fourth Amendment right to be free of warrantless searches executed pursuant to nonvoluntary consent was clearly established at the time of the traffic stop. No reasonable officer would have believed the search to be lawful under that established law.
In the foundational case of Schneckloth v. Bustamonte, 412 U.S. 218, 228, 93 S.Ct. 2041, 36 L.Ed.2d 854 (1973), the Supreme Court held:
The factors to be considered in determining whether consent to a search was voluntary were also clearly established at the time of the traffic stop. Those factors include: "(1) whether defendant was in custody; (2) whether the arresting officers had their guns drawn; (3) whether Miranda warnings were given; (4) whether the defendant was notified that she had a right not to consent; and (5) whether the defendant had been told a search warrant could be obtained." United States v. Patayan Soriano, 361 F.3d 494, 502 (9th Cir.2004) (internal quotation marks omitted). "No one factor is determinative in the equation ... but `many of this court's decisions upholding consent as voluntary are supported by at least several of the factors.'" Id. (quoting United States v. Chan-Jimenez, 125 F.3d 1324, 1327 n. 3 (9th Cir.1997)). Because each factual situation surrounding consent to a search is unique, we may also take into account any other factors that we deem relevant. See, e.g., id. (weighing a threat from police to take away defendant's children in determining whether her consent to search was coerced or voluntary).
The district court found that three of the five established factors weighed in favor of a finding that Plaintiff's consent to the search of his car was not voluntary. First, Plaintiff was in custody; second, only an incomplete Miranda warning was given; and third, Plaintiff was not notified that he could refuse the search. The court found that the other two factors weighed in favor of a voluntariness finding because the officers did not have their guns drawn and Plaintiff was not advised that a search warrant could be obtained.
Examining the totality of the circumstances surrounding Plaintiff's consent, the district court further held that a "reasonable jury could find that [Plaintiff] did not voluntarily consent to a search of his vehicle" because there were seven police officers present, it was approximately 2 a.m., and the "officers had control of [Plaintiff's] vehicle." Having identified and applied the five factors used to determine voluntariness, the district court concluded that the alleged facts established that the officers violated Plaintiff's clearly established Fourth Amendment right against unreasonable
The officers analogize this case to Torres-Sanchez, 83 F.3d at 1129-30, in which we held that consent given to a police search of the defendant's car during a traffic stop was voluntary. This case, however, is distinguishable. In Torres-Sanchez, the suspect was asked three times to confirm his consent to search the car that he was driving. See id. at 1126. Moreover, he was not subjected to any "threats of force, unnecessary delays, exaggerated displays of authority or other coercive tactics" by the sole officer who pulled him over. Id. at 1129.
This case is more like Chan-Jimenez, 125 F.3d at 1326, in which we held that the motorist had been seized because the police officer had retained possession of his driver's license and vehicle's registration. Like Plaintiff, the motorist in Chan-Jimenez was not handcuffed at the moment that he gave his oral consent. See id. at 1325. Looking at the totality of the circumstances, however, we held that the officer had "manifested an intent to restrain [the plaintiff's] freedom." Id. at 1326. We further held that the officer's action of putting his hand on his gun, without drawing it, "let [the plaintiff] know that there could be adverse consequences for any failure to submit to authority. A reasonable person in [the plaintiff's] position would not have felt free to leave or to ignore the officer's presence and go about his business." Id. Those factors led us to hold that Chan-Jimenez had been seized at the time that he gave his consent. Id. at 1327. His seizure, together "with the fact that the incident took place on a desert highway, with nobody else in sight," led us to conclude that the officer's request "would have been viewed by a reasonable person essentially as a command to allow a search" of his vehicle. Id.
In this case, the officers' handcuffing Plaintiff "manifested an intent to restrain [his] freedom." Id. at 1326. Officer Estrada also led Plaintiff by the arm to his car before requesting his consent, thereby conveying his continued physical authority. Having already been handcuffed and verbally berated by Officer Estrada, Plaintiff "kn[e]w that there could be adverse consequences for any failure to submit to authority. A reasonable person in [Plaintiff's] position would not have felt free to leave or to ignore the officer's presence and go about his business." Id. Therefore, we conclude that Plaintiff was seized at the time that he gave his consent.
Furthermore, it was late at night, Plaintiff still had not been told why he was pulled over, and he was surrounded by seven police officers, some of whom were actively searching the area around his vehicle. Those facts make it clear that Officer Estrada's request that Plaintiff identify the vehicle and that he provide consent to the search "would have been viewed by a reasonable person essentially as a command to allow a search." Id. at 1327. Our conclusion is bolstered by the fact that the officers maintained physical control of Plaintiff for a significant period of time after he gave consent. After obtaining consent, Officer Estrada immediately walked Plaintiff by the arm back to his patrol car, and another officer placed Plaintiff in its backseat.
The officers' argument that they could legally conduct a protective nonconsensual search of Plaintiff's car also fails. In Michigan v. Long, 463 U.S. 1032, 1049, 103 S.Ct. 3469, 77 L.Ed.2d 1201 (1983), the Supreme Court held that
(quoting Terry, 392 U.S. at 21, 88 S.Ct. 1868).
For those reasons, we hold that Plaintiff's consent to the search of his car was not voluntary. Accordingly, the search was unconstitutional under law that was clearly established at the time. We therefore affirm the district court's denial of summary judgment to Defendants Estrada, Wheaton, Tassio, and Prickett on the ground of qualified immunity for the search of Plaintiff's car, because there is evidence in the record to permit a finding that each of those officers was involved in the unconstitutional search.
As to Plaintiff's false imprisonment claim, the officers argue that they are entitled to discretionary immunity under California Government Code section 820.2, which states:
The officers contend that the decision to stop and detain Plaintiff was within their discretion. We disagree and affirm the district court's denial of summary judgment on Plaintiff's false imprisonment claim.
As a matter of law, section 820.2 immunity does not apply to an officer's decision to detain or arrest a suspect. Gillan, v. City of San Marino, 147 Cal.App.4th 1033, 55 Cal.Rptr.3d 158, 174 (2007). "A `workable definition' of immune discretionary acts draws the line between `planning' and `operational' functions of government." Caldwell, 42 Cal.Rptr.2d 842, 897 P.2d at 1325-26 (quoting Johnson, 73 Cal.Rptr. 240, 447 P.2d at 360.) "Immunity is reserved for those `basic policy decisions [which have] ... been [expressly] committed to coordinate branches of government,' and as to which judicial interference would thus be `unseemly.'" Gillan, 55 Cal.Rptr.3d at 174 (alterations in original) (quoting Johnson, 73 Cal.Rptr. 240, 447 P.2d at 360). A police officer's decision
We affirm the district court's order denying the officers' motion for summary judgment on the ground of qualified immunity with respect to Plaintiff's § 1983 claims. We also affirm the district court's order denying the officers' motion for summary judgment on the ground of discretionary immunity under California Government Code section 820.2 with respect to Plaintiff's false imprisonment claims. The remaining portions of the officers' appeal are dismissed. The case is remanded to the district court for further proceedings.
TASHIMA, Circuit Judge, concurring in part and dissenting in part:
I concur in all of Judge Graber's well-written opinion for the majority, except its holding "that the district court's denial of immunity under California Government Code section 820.2 is a final appealable decision within the meaning of [28 U.S.C.] § 1291," Maj. Op. at 1075, from which I dissent. And, although I do not disagree with the majority's reasoning, id. at 1083-84, I would not reach the merits of Defendants' appeal from the district court's denial of their motion for summary judgment on Plaintiff's state-law false imprisonment claim because we lack jurisdiction over that portion of this interlocutory appeal. Because, in my view, the district court's denial of state law immunity to the officer defendants is not a final, appealable order within the meaning of 28 U.S.C. § 1291, I would dismiss the appeal of all state law issues for lack of appellate jurisdiction. I therefore respectfully dissent from the majority's assumption of jurisdiction over Defendants' appeal on the false imprisonment claim.
I agree with the majority that the denial of "immunity" under state law is not appealable under § 1291 if the immunity at issue is a defense to liability, but is appealable if it is an immunity from suit. Maj. Op. at 1073-75. Here, there is no persuasive indication that Cal. Gov't Code § 820.2 provides anything other than a defense to liability. Interlocutory review of the district court's determination of the state-law immunity issue on summary judgment is therefore unavailable.
Adopted in 1963 in response to the California Supreme Court's ruling that the general rule of governmental immunity from tort liability was "mistaken and unjust," the California Tort Claims Act ("CTCA") waived the state's sovereign immunity and also eliminated common law liability of public entities. Muskopf v. Corning Hosp. Dist., 55 Cal.2d 211, 11 Cal.Rptr. 89, 359 P.2d 457, 458 (1961) (striking down the general rule of state sovereign immunity); California Supreme
Caldwell v. Montoya, 10 Cal.4th 972, 42 Cal.Rptr.2d 842, 897 P.2d 1320, 1325 (1995).
The Act's legislative history directly supports the conclusion that § 820.2 is a defense to liability, not an immunity from suit. See Van Arsdale v. Hollinger, 68 Cal.2d 245, 66 Cal.Rptr. 20, 437 P.2d 508, 511 (1968) (stating that the contemporaneous comments of the Law Review Commission and Legislative Committee are entitled to "substantial weight" in construing the Act). The Act codified certain immunities from tort liability, including the immunity for discretionary acts under § 820.2. In codifying that provision, the Legislature made clear that it was not creating new law but simply maintaining an existing immunity from tort liability for discretionary acts. Id. Legislative Comm. Comment ("This section restates the pre-existing California law. The discretionary immunity rule is restated here in statutory form to ensure that unless otherwise provided by statute, public employees will continue to remain immune from liability for their discretionary acts within the scope of their employment." (citations omitted) (emphasis added)). The main case cited in the Legislative Committee Comment is Lipman v. Brisbane Elementary Sch. Dist., 55 Cal.2d 224, 11 Cal.Rptr. 97, 359 P.2d 465 (1961). In Lipman, the California Supreme Court reiterated the "established" rule "that government officials are not personally liable for their discretionary acts within the scope of their authority even though it is alleged that their conduct was malicious." Id., 11 Cal.Rptr. 97, 359 P.2d at 467 (citations omitted). The statute, and the cases whose rule it restates, speak about immunity from personal liability, not immunity from suit. It does so in the context of the overarching rule that "the rule of governmental immunity may no longer be invoked to shield a public body from liability for the torts of its agents." Id. (citing Muskopf). In view of this statutory history, it is clear that the Legislature intended a limited immunity from, or defense to, liability, not a sweeping immunity from suit.
Notably, the state law discretionary acts immunity is virtually identical to that which the federal government enjoys under the Federal Tort Claims Act. Compare Cal. Gov't Code § 820.2 ("Except as otherwise provided by statute, a public employee is not liable for an injury resulting from his act or omission where the act or omission was the result of the exercise of the discretion vested in him, whether or not such discretion be abused.") with 28 U.S.C. § 2680(a) (excepting the federal government from liability for "Any claim based upon an act or omission of an employee of the Government ... based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a federal agency or an employee of the Government, whether or not the discretion involved be abused."). We have held that federal sovereign immunity has such broad exceptions
The CTCA similarly evinces the California Legislature's intent to channel government liability into a statutory scheme, rather than embrace blanket sovereign immunity from suit. Cal. Gov't Code § 815, Legislative Comm. Comments ("there are many sections providing for the liability of governmental entities under specified conditions.... But there is no liability in the absence of a statute declaring such liability."); Johnson v. State, 69 Cal.2d 782, 73 Cal.Rptr. 240, 447 P.2d 352, 363 (1968) ("The 1963 Tort Claims Act did not alter the basic teaching [that] when there is negligence the rule is liability, immunity is the exception.") As with federal sovereign immunity, implementing the state's restriction of liability to acts performed outside of a public employee's discretion under § 820.2 "is an ordinary task of statutory interpretation, for which interlocutory appeals are no more necessary (or appropriate) than they are in the bulk of ... litigation." Alaska, 64 F.3d at 1356.
Further, in contrast to federal qualified immunity, if the issue of state law immunity is resolved at trial, the immunity is not "effectively lost." Mitchell v. Forsyth, 472 U.S. 511, 526, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985); see Alaska, 64 F.3d at 1357 ("Immediate appeals are permitted because if officials were unable to obtain prompt review of denials of qualified immunity, the substance of the immunity would be lost. That concern is not the foundation of federal sovereign immunity."). The right bestowed upon defendants by § 820.2 is a right to be free of liability, not litigation, and so "may be vindicated effectively after trial," such that denial at the summary judgment stage does not mean it has been "irretrievably lost in the absence of an immediate appeal." Alaska, 64 F.3d at 1355; Richardson-Merrell, Inc. v. Koller, 472 U.S. 424, 431, 105 S.Ct. 2757, 86 L.Ed.2d 340 (1985). Because discretionary acts immunity under § 820.2 functions as "a defense from liability rather than a right to be free from trial, the benefits of immunity are not lost if review is postponed." Alaska, 64 F.3d at 1356; cf. Ogborn v. City of Lancaster, 101 Cal.App.4th 448, 124 Cal.Rptr.2d 238, 246 (2002) (holding that "[t]he doctrine of qualified [ ] immunity is a federal doctrine that does not extend to state tort claims against governmental employees" under Cal. Civ.Code § 52.1).
The California Legislature's intent that § 820.2 function only as a defense to liability and not an immunity from suit is further evidenced by the fact that it did not provide for immediate interlocutory appellate review of denials of discretionary acts immunity at the demurrer or summary judgment stages. In other situations, where the Legislature has provided immunity from suit, it has authorized interlocutory appeals from denials of dispositive motions to strike. Under California's Strategic Lawsuits Against Public Participation,
The majority's reliance on stray, isolated usages of the phrase "immunity from suit" in a few California cases is unconvincing. Maj. Op. at 1074-76. If, as the majority suggests, these turns of phrase are "taken at face value," it must be acknowledged that their use supports either conclusion—that § 820.2 provides immunity from suit or that it provides only a defense to liability. The California Supreme Court's decision in Caldwell, for example, uses "immunity from suit" and "immunity from liability" in virtually interchangeable fashion. E.g., 42 Cal.Rptr.2d 842, 897 P.2d at 1324-25(discussing whether "governmental entities are generally immune from suit" and then noting that the CTCA "establishes the basic rule that public entities are immune from liability except as provided by statute") (emphasis added, original emphasis omitted). Whether the court meant "immunity from suit" or "defense to liability" is, at best, unclear. The majority's reliance on Ramos is equally unconvincing. Maj. Op. at 1075-76 (citing Ramos v. County of Madera, 4 Cal.3d 685, 94 Cal.Rptr. 421, 484 P.2d 93, 98 (1971)). The Ramos court's language does nothing more than acknowledge the truism that if a court concludes that § 820.2 discretionary act immunity applies at the demurrer stage, the public employee defendant is effectively shielded from the suit. Ramos, 94 Cal.Rptr. 421, 484 P.2d at 98("Defendants urge that their demurrer to the damage actions should be sustained ... If such a contention were sound, the individual defendants would be immune from suit."). For the same reasons, the single use of the phrase "entertain a suit" in Johnson is equally paltry
The fact that the issue of discretionary acts immunity under § 820.2 may sometimes be resolved before trial (as in Ramos) does not—contrary to the majority's apparent view—alter the analysis. The Supreme Court has "repeatedly stressed that" the collateral order doctrine is a "`narrow' exception [which] should stay that way and never be allowed to swallow the general rule." Digital Equip., 511 U.S. at 868, 114 S.Ct. 1992 (quoting Richardson-Merrell, 472 U.S. at 430, 105 S.Ct. 2757).
Id. at 873, 114 S.Ct. 1992. "But if immediate appellate review were available every such time, Congress's final decision rule would end up a puny one." Id. at 872, 114 S.Ct. 1992. Because discretionary acts immunity under § 820.2 may effectively be granted after trial, an interlocutory order denying it is not final. See Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541, 546, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949) (noting that § 1291 does not "permit appeals, even from fully consummated decisions, where they are but steps towards final judgment in which they will merge").
The majority's argument that "the policy underlying the Act suggests that section 820.2 confers immunity from suit," is equally unpersuasive. Maj. Op. at 1076. Notwithstanding that inhibition of discretionary action may be a potential consequence of subjecting public employees to lawsuits, the California Supreme Court has declared that "fears that personal exposure to damage suits and judgments would deter the vigorous performance of public responsibilities are no longer a policy basis for immunity." Caldwell, 42 Cal.Rptr.2d 842, 897 P.2d at 1325(discussing Johnson). This is so because the CTCA contains provisions that directly minimize the burden and deterrent effect of litigation. "To the extent that the ardor of public employees might be affected by the threat of personal liability, these fears will be allayed by the indemnification provisions" of the CTCA rather than through an expansive reading of § 820.2. Johnson, 73 Cal.Rptr. 240, 447 P.2d at 359 (analyzing Cal. Gov't Code §§ 825, 825.4). As the Johnson court explained:
73 Cal.Rptr. 240, 447 P.2d at 358 (quoting Gregoire v. Biddle, 177 F.2d 579, 581 (2d Cir.1949)); see also Caldwell, 42 Cal.Rptr.2d 842, 897 P.2d at 1324 (explaining that "[t]he historical basis of the [discretionary acts immunity] rule was that fear of civil lawsuits might deter officials from the zealous and unflinching discharge of their public duties"). Rejecting this policy concern as a basis for an expansive grant of immunity under § 820.2, the Johnson court concluded that "California's statutory provisions for indemnification of public officials largely remove the dangers that troubled Judge Hand." Johnson, 73 Cal.Rptr. 240, 447 P.2d at 358. Therefore, because the CTCA protects public employees from "any requirement that he assume the financial and mental burden of defending his official conduct in a personal suit filed against him" and "faces only a slim danger of ultimate personal liability," the majority's conclusion that § 820.2 must be read broadly as a blanket immunity from suit to satisfy this policy concern, as the California Supreme Court has recognized, is unsupportable. Johnson, 73 Cal.Rptr. 240, 447 P.2d at 359.
For all of these reasons, the district court's denial of summary judgment on state statutory immunity grounds does not qualify as a final decision under the collateral order doctrine. Therefore, I conclude that we lack appellate jurisdiction under § 1291, as construed in Mitchell, to consider the state-law issues Defendants raise on appeal.
I would further conclude that we lack pendent appellate jurisdiction over these issues because they are not "inextricably intertwined" with the federal qualified immunity decision. "Pendent appellate jurisdiction refers to the exercise of jurisdiction over issues that ordinarily may not be reviewed on interlocutory appeal, but may be reviewed on interlocutory appeal if raised in conjunction with other issues properly before the court." Cunningham v. Gates, 229 F.3d 1271, 1284 (9th Cir.2000) ("We have consistently interpreted `inextricably intertwined' very narrowly.").
Id. (internal citations omitted).
The state-law issues raised by Defendants are not inextricably intertwined with the federal qualified immunity determination. The legal standard for qualified immunity is entirely different from the legal standards governing state torts, and each is based on a different body of law. We can resolve the qualified immunity question without reaching these state law issues. Whether or not the officers are entitled to qualified immunity will not necessarily resolve the issues of whether the officers are liable for assault or battery, entitled to discretionary acts immunity under § 820.2, or may be held liable under Cal. Civ.Code § 52.1. Because the state law issues may be determined independently from the qualified immunity decision, these issues are not "inextricably intertwined" and we may not exercise pendant appellate jurisdiction over them.
I would venture to state that plaintiffs' counsel in virtually every § 1983 action
For the reasons stated herein, I respectfully dissent from the majority's assumption of appellate jurisdiction over Defendants' interlocutory appeal on Plaintiff's false imprisonment claim.
Caldwell, 42 Cal.Rptr.2d 842, 897 P.2d at 1327 n. 4 (emphases added) (citations and original emphases omitted).
California Vehicle Code section 26708.5(a) provides: