RAWLINSON, Circuit Judge:
This case emerged from a horrendous crime—the murder of nine individuals, including six monks, inside a Buddhist temple. The ensuing investigation ensnared Petitioner Jonathan Doody, a seventeen-year old high school student. Although Doody eventually confessed to participating in the nine murders, he challenged his confession, asserting that the Miranda
"On the morning of August 10, 1991, members of the Wat Promkunaram Buddhist Temple discovered nine bodies inside the temple (the temple murders). The victims, including six Buddhist monks, lay face down in a circle, each shot in the head." State v. Doody, 187 Ariz. 363, 930 P.2d 440, 443 (Ariz. Ct.App.1996). Temple living quarters were ransacked, and personal property was missing. See id.
The police identified the murder weapon as a Marlin Model 60.22 caliber rifle (Marlin rifle). See id. Investigators received a report from Luke Air Force Base that a military policeman had discovered a Marlin rifle while searching a vehicle in an unrelated incident. See id. The rifle was recovered from its owner, Rolando Caratachea (Caratachea), and identified as the temple murder weapon. See id. When confronted, Caratachea denied involvement in the temple murders. He steered the investigators to Doody and another minor, Alessandro Garcia (Garcia), whom he reported had borrowed the rifle shortly before the murders. See id.
Police officers approached Doody on October 25, 1991, at a high school football game, where Doody was participating in a flag ceremony as a member of the high school Reserve Officers Training Corps (ROTC). Doody voluntarily accompanied the police officers to the station for questioning.
Doody's interrogation began at 9:25 p.m. and concluded at 10:00 a.m. the next day. See id. at 444. Prior to commencing the interrogation, Detective Riley purported to advise Doody of his constitutional rights as required by Miranda. His recitation of Miranda's basic warnings consumes twelve pages of transcript, largely a byproduct of the detective's continuous usage of qualifying language. The Miranda form designed to be used when questioning juvenile suspects contained the following uncomplicated advisements:
Juvenile Miranda Warnings Form (October 25, 1991). What began as the reading of a single-page Miranda form morphed into a twelve-page exposition that negated the intended effect of the Miranda warning.
Detective Riley began by informing Doody that the warnings were merely a formality that Doody should not take out of context:
Doody Interrogation Transcript, Tape 1, pp. 2-4 (emphases added).
Detective Riley then informed Doody that he was reading the Miranda warnings verbatim from a form. See id. at p. 8. However, the detective deviated significantly from the form, while informing Doody of his right to counsel. He stated:
Id. at p. 10.
The interrogation commenced with casual questions from both Detective Riley and Detective Munley about Doody's roommates and friends, including whether any of them owned guns. Doody volunteered that his friend Caratachea owned a gun, but denied that he ever borrowed or shot the gun. The two detectives then switched the focus of the questions to the temple murders, asking Doody to detail his whereabouts at the time of the murders and to describe how he became aware of the crime. Doody responded that on the night of the murders, he went to a movie with a friend and returned home. The two officers followed up by asking additional questions about the temple, Doody's prior visits to the temple and the victims.
Approximately one hour into the interrogation, Detective Riley paused to lecture Doody about the importance of telling the truth. He also asked a pointed question: whether Doody or anyone Doody knew had ever borrowed Caractachea's rifle. Doody denied that he had, but stated that Garcia might have done so. At that point, Detective Riley apprised Doody that there were some things about the gun that he knew Doody was aware of, and he urged Doody to come clean.
Detective Riley again asked Doody about his whereabouts when the murders occurred and whether he knew anything about the murders other than what was reported in the news. When Doody once more denied any knowledge of the murders, Detective Riley repeated his warning about the importance of Doody telling all,
Following Doody's repeated negative response to the question of borrowing Caratachea's rifle, both detectives proceeded to lecture Doody on the importance of his telling the truth. In the midst of the lecture, the two detectives confronted Doody with their "knowledge" that Doody and at least one other person borrowed the rifle. They demanded information confirming their knowledge, telling Doody that "its [sic] so important for you, for you to tell us. I mean you have to tell us. You have to." Doody Interrogation Transcript, Tape 3, p. 27 (emphasis added).
Almost immediately after the two detectives told Doody he had to tell them about borrowing the rifle, Doody obliged. He told the two detectives that he and Garcia borrowed the rifle well before the temple murders. This admission prompted several more sternly couched lectures on the importance of telling the truth, and the detectives' knowledge that Doody was lying. The detectives also increased the pressure on Doody by informing him that Caratachea's rifle was the murder weapon. Nevertheless, Doody maintained that he returned the rifle to Caratachea prior to the murders. He continued to deny knowledge of, or involvement in, the murders in the face of repeated questions and accusations that he was withholding information from the detectives.
In the middle of the night, Doody became virtually non-responsive to the detectives' questioning, even though a third detective, Detective Sinsabaugh, who had interviewed Doody in September, joined the tag team. From that point, the pressure intensified. Detective Riley began with:
Doody Interrogation Transcript, Tape # 8, pp. 1-2. Doody responded, "I don't know anything else." Id. at p. 2.
Detective Sinsabaugh chimed in: "You know me don't you Jonathan? How'ya doing my friend?" Id. at p. 6. The detective instructed an unresponsive Doody:
Id. at pp. 6-7 (emphases added).
Besides reiterating that he didn't do anything, Doody was non-responsive. The three detectives continued in tandem:
Id. at pp. 10-19.
Between 3:15 a.m. and 3:56 a.m., after making a brief comment about there not being a threat to his family, Doody Interrogation, Tape 9, p. 1, Doody again became silent. The detectives continued without any response from Doody:
Interrogation Transcript, Tape 9, pp. 1-8. Doody finally responded, "Yes." Id. at 8.
Over the course of several more hours of interrogation, Doody gave the detectives the "confession" they sought. Doody informed the detectives that Caratachea and Garcia approached him with a plan to conduct a war game with the goal of surrounding the temple without triggering the security system. Doody went to the temple with Caratachea, Garcia, and two others, George Gonzalez (Gonzalez) and his friend. Doody explained that he had no intention of entering the temple but, once past the security sensors, he followed the others inside. According to Doody, Caratachea, Garcia, Gonzalez, and the other participant ransacked the temple's living quarters and gathered the victims into the main room. After one of the monks recognized Gonzalez, Doody was ordered to go outside and confirm that the walls were sound-proof. Doody maintained that the shootings occurred while he was outside and that he did not know who fired the shots. Doody, 930 P.2d at 444.
On the same night that Doody was interrogated, Garcia was also questioned. Garcia identified Doody as the mastermind of the plan to rob the temple. Garcia's version of events was that once they were inside the temple, Doody was determined to leave no witnesses. According to Garcia, he attempted to persuade Doody not to shoot the victims but was unsuccessful. Instead, Doody shot each victim in the head with a rifle Doody borrowed from Caratachea. Garcia stated that he and Doody were the only participants in the murders.
Investigators subsequently searched Garcia's home and discovered several items taken from the temple. They also recovered a shotgun that matched shells from the crime scene. The two confessions and the evidence collected at Garcia's home resulted in dismissal of all charges against the Tucson Four from whom the police had previously obtained confessions. Doody and Garcia were subsequently charged with the murders. See id.
Prior to trial, Doody and Garcia filed motions to suppress their confessions. Id. At the suppression hearing, Detective Riley described Doody as "very polite, attentive, and just overall pleasant." Suppression Hearing Transcript, October 27, 1992, pp. 68-69. Detective Riley described using "a standard issue juvenile Miranda form issued by the office" to inform Doody of his Miranda rights. Id. at 77-78. According
When asked if Doody appeared tired during the interrogation, Detective Riley responded, "I'd have to say for the most part no. [Doody] didn't really display any real overt sign of being fatigued or tired." Id. at 89. Detective Riley testified that he used a "[q]uiet and calm" voice when he questioned Doody. Id. at 90.
Detective Riley confirmed that there were long periods during the interview when Doody remained silent while Detective Riley kept asking questions. During these periods, Doody's "posture began to deteriorate. His attentiveness also deteriorated. And his eye contact dropped to where he would look at the ground for long periods of time. He would clinch his beret in his hand." Suppression Hearing Transcript, October 28, 1992, p. 35. Detective Riley agreed that certain periods could be described as an "impasse." Id. at 37. Detective Riley acknowledged that the transcripts reflected a four-page speech in which he was trying to get Doody to provide additional information. After this "four-page . . . speech," Doody responded, "I don't know anymore." Id. at 43.
Following the suppression hearing, the trial court denied both Garcia's and Doody's motions to suppress. Doody, 930 P.2d at 444. Garcia entered into a plea agreement, "pursuant to which the state agreed not to pursue the death penalty and Garcia agreed to testify against Doody." Id. "In addition, Garcia pled guilty to nine counts of first degree murder and one count of burglary in connection with the temple murders, as well as one count of first degree murder in an unrelated homicide (the Cameron murder)." Id.
At Doody's trial, Garcia testified consistent with his statements to the investigators. See id. Doody was not allowed to cross-examine Garcia regarding the Cameron homicide or other unrelated and uncharged offenses Garcia committed with Caratachea, "including a series of burglaries and conspiracy to commit murder and armed robbery (the Cruz offenses)." Id.
The jury ultimately convicted Doody on all counts. However, the verdict forms revealed that the jury premised Doody's first degree murder convictions on felony murder rather than on premeditated murder. Id.
Doody appealed his convictions to the Arizona Court of Appeals. Id. at 445. Addressing Doody's confession, the Court of Appeals observed that "the troublesome length of Doody's questioning does not, in itself, establish that the officers overcame Doody's will to resist confessing." Id. at 446 (citation omitted). The Court of Appeals opined:
Id.
Additionally, the Court of Appeals concluded that "[a]lthough Doody characterizes the tone of the interrogation as coercive, the audio tapes reveal a courteous, almost pleading style of questioning during most of the interview." Id. The Court of Appeals noted that "[e]ach of the officers involved in the interrogation testified at the suppression hearing that Doody remained alert and responsive throughout the interrogation and did not appear overtired or distraught. Our review of the audio tapes confirms the officers' testimony." Id. The Court of Appeals found that there was "no evidence that calls into question the testimony that Doody remained alert and responsive." Id.
The Court of Appeals rejected Doody's argument that the police officers pressured him into a confession:
Id. at 447. The Court of Appeals held that "[t]he tactics, though deceptive in part, were not so egregious as to overcome Doody's will and . . . the record contradicts Doody's claim on appeal that the method of interrogation induced him to confess." Id. at 447-48.
The Arizona Court of Appeals also determined that the police officers properly provided Doody with the requisite "clear and understandable" Miranda warnings. Id. at 449. Specifically, the Court of Appeals concluded that "[t]he officers read each warning from a standard juvenile form and provided additional explanations as appropriate." Id.
Doody challenged the Arizona Court of Appeals decision in a federal habeas petition, which was denied. However, the district court granted a certificate of appealability concerning the voluntariness of Doody's confession and the adequacy of the Miranda warnings given Doody.
In Doody v. Schriro, 548 F.3d 847 (9th Cir.2008), a panel of this court reversed the district court's denial of Doody's habeas petition. Appellee Dora Schriro filed a petition for rehearing en banc, which we granted. Doody v. Schriro, 566 F.3d 839 (9th Cir.2009).
"We review the federal district court's decision to deny [Doody's] habeas petition de novo." DeWeaver v. Runnels, 556 F.3d 995, 997 (9th Cir.2009) (citation omitted).
Under AEDPA, "[t]he state court unreasonably applies clearly established federal law if it either 1) correctly identifies the governing rule but then applies it to a new set of facts in a way that is objectively unreasonable, or 2) extends or fails to extend a clearly established legal principle to a new context in a way that is objectively unreasonable." DeWeaver, 556 F.3d at 997 (citations and internal quotation marks omitted). "Under applicable federal habeas law, state court findings of fact are presumed correct unless rebutted by clear and convincing evidence or unless based on an unreasonable evidentiary foundation." Gonzalez v. Pliler, 341 F.3d 897, 903 (9th Cir.2003) (citations omitted). We review the decision of the Arizona Court of Appeals as the last reasoned state court decision on the matter. Holley v. Yarborough, 568 F.3d 1091, 1098 (9th Cir.2009). We apply the unreasonable application prong of AEDPA because the Arizona Court of Appeals identified the applicable governing rule for each issue.
"[T]he prosecution may not use statements, whether exculpatory or inculpatory, stemming from custodial interrogation of the defendant unless it demonstrates the use of procedural safeguards effective to secure the privilege against self-incrimination." Miranda, 384 U.S. at 444, 86 S.Ct. 1602. "[T]o reduce the risk of a coerced confession and to implement the Self-Incrimination Clause, [the Supreme Court] in Miranda concluded that the accused must be adequately and effectively apprised of his rights and the exercise of those rights must be fully honored[.]" Missouri v. Seibert, 542 U.S. 600, 608, 124 S.Ct. 2601, 159 L.Ed.2d 643 (2004) (citations and internal quotation marks omitted). "Miranda conditioned the admissibility at trial of any custodial confession on warning a suspect of his rights: failure to give the prescribed warnings and obtain a waiver of rights before custodial questioning generally requires exclusion of any statements obtained." Id. (footnote reference omitted). "Miranda addressed interrogation practices likely to disable an individual from making a free and rational choice about speaking, and held that a suspect must be adequately and effectively advised of the choice the Constitution guarantees[.]" Id. at 611, 124 S.Ct. 2601 (citations, alterations, and internal quotation marks omitted). "The [relevant] inquiry is simply whether the warnings reasonably convey to a suspect his rights as required by Miranda." Duckworth v. Eagan, 492 U.S. 195, 203, 109 S.Ct. 2875, 106 L.Ed.2d 166 (1989) (citation, alterations, and internal quotation marks omitted).
In its analysis of the adequacy of the Miranda warnings, the Arizona Court of Appeals concluded that "the officers advised Doody of his Miranda rights in a clear and understandable manner and that Doody made a knowing and intelligent waiver." Doody, 930 P.2d at 449.
However, the record actually reflects that the detective's administering of the Miranda warnings was far from "clear and understandable." The Arizona Court of Appeals completely failed to consider the detective's significant deviations from the printed Miranda form and his repeated minimizing of the warnings' significance.
During his administration of the warnings, Detective Riley emphasized that Doody should not "take them out of context," and implied to a juvenile, who had never heard of Miranda, that the warnings were just formalities. This misdirection was coupled with repeated assurances that the detectives did not necessarily suspect
The Miranda warnings provided to Doody were defective because Detective Riley downplayed the warnings' significance, deviated from an accurate reading of the Miranda waiver form, and expressly misinformed Doody regarding his right to counsel. In view of clear, convincing and contrary evidence, the Arizona Court of Appeals' conclusion that the Miranda warnings were "clear and understandable" constituted both an unreasonable determination of the facts and an unreasonable application of clearly established federal law. Seibert, 542 U.S. at 608, 124 S.Ct. 2601.
Our colleagues in dissent chastise us for reaching these conclusions, accusing the majority of "once more pay[ing] mere lip service to AEDPA and then proceed[ing] as though it does not exist." Dissenting Opinion, p. 1034. The dissent would prefer that we simply parrot the findings made during the state court proceedings and call it a day. However, if we succumb to the temptation to abdicate our responsibility on habeas review, we might as well get ourselves a big, fat rubber stamp, pucker up, and kiss The Great Writ good-bye.
The dissent strains mightily to salvage the Miranda warnings given in this case. Yet the inquiry is a simple one: "whether the warnings reasonably conveyed to a suspect his rights as required by Miranda." Duckworth, 492 U.S. at 203, 109 S.Ct. 2875 (citation, alterations and internal quotation marks omitted). The Arizona Court of Appeals went even further, holding that the warnings "were conveyed in a clear and understandable manner." Doody, 930 P.2d at 449. The dissent implicitly acknowledges the error in the Arizona Court of Appeals' holding when it concedes that the warnings given were susceptible to multiple interpretations. See Dissenting Opinion, pp. 1038-39. It defies reason to conclude that a matter is both clear and ambiguous. Indeed, at oral argument, even counsel for the State of Arizona was hard pressed to explain what the officer's explanation meant.
Although the dissent is not as candid in its discussion of Prysock, that case is similarly inapposite. In Prysock, unlike in this case, the juvenile's parents were present. See Prysock, 453 U.S. at 356, 101 S.Ct. 2806. As in Duckworth, the officer did not deviate from the written Miranda warnings with inaccurate and garbled elaborations. As in Duckworth, there was no downplaying of the significance of the Miranda warnings. As in Duckworth, there was no implication that the right to counsel was available only if the individual being questioned had committed a crime. See Prysock, 453 U.S. at 356-57, 101 S.Ct. 2806. In sum, the best cases that can be mustered in support of the dissent's argument are readily distinguishable.
The fact remains that the transcript reveals the use of Miranda warnings that were the very antithesis of clear. Compounding the lack of clarity was Doody's express statement to the detective that he had never heard of Miranda warnings. Rather than ensuring that Doody understood the warnings, the detective plowed ahead, as reflected in the following excerpt from the interrogation transcript:
Doody Interrogation Transcript, Tape 1, p. 10.
Despite Doody's expressed lack of knowledge concerning the Miranda warnings and Doody's subsequently conveyed confusion in the question "what's this for?", Detective Riley ignored Doody's query, and moved on to the next item on his printed list.
Detective Riley injected additional confusion into the process by informing Doody
The dissent's proposition that the warnings could be construed as reinforcing that Doody was "faced with a phase of the adversary system," Dissenting Opinion, p. 1040, is more wishful thinking than fact. The detective's very words belie such a construction. Neither was the detective's foray a minor "deviation" from the printed warnings. Rather, the detective's garbled, rambling, inaccurate, obfuscatory advisement consumed twelve pages of transcript. Although no magic words are required, Miranda warnings must "clearly inform[ ]" the individual of his rights. Miranda, 384 U.S. at 471, 86 S.Ct. 1602. The dissent's best efforts notwithstanding, the transcript speaks for itself, revealing a patent lack of clarity. The Arizona Court of Appeals' ruling to the contrary unreasonably applied Miranda's requirement that the warnings "clearly inform[ ]." Miranda, 384 U.S. at 471, 86 S.Ct. 1602.
We agree with our concurring colleague that the Supreme Court's decision in Powell does not alter the analysis or outcome of this case. See Concurring Opinion, pp. 1025-27. Indeed, our dissenting colleagues also acknowledge that Powell does not change the way this case should be analyzed. See Dissenting Opinion, p. 1037.
In Powell, the Miranda warning form consisted of the following text:
130 S.Ct. at 1200 (citations omitted).
The warning in Powell was read verbatim, with no elaboration. The latter fact appears to have been important to the Supreme Court's determination that the warning was consistent with the Miranda requirements. In discussing its ruling in Prysock, the Supreme Court explained that it upheld the Miranda warnings in that case because "nothing in the warnings. . . suggested any limitation on the right to the presence of appointed counsel different from the clearly conveyed rights to a lawyer in general . . ." Id. at 1204 (citation omitted).
Quite the opposite is true about the Miranda warnings given to Doody. In the midst of giving Doody his warnings, Detective Riley expressly and affirmatively limited those warnings by informing Doody that he was only entitled to counsel if he was involved in a crime. In addition, as discussed above, Detective Riley repeatedly minimized the importance of the Miranda warnings, deviated from an accurate reading of the printed form and obfuscated the meaning of the warnings. Because the facts of this case differ so markedly from those in Powell, we continue in our view that the Miranda warnings provided to
Our colleagues in dissent recite the well-established requirement that "an accused must be `clearly informed' of his rights" prior to interrogation. Dissenting Opinion, p. 1034 (quoting Miranda, 384 U.S. at 471, 86 S.Ct. 1602). Yet, in the immediately following pages, the dissent strains to justify the Miranda warnings given to Doody that came nowhere close to meeting the Miranda standard mandating clarity.
Simply stating that something is so does not make it so. Indeed, no amount of repetition can change the fact that the downplayed, obfuscated, garbled warnings given to Doody ran afoul of the clarity mandated by Miranda. Detective Riley's twelve-page "explanation" of a simple one-page form was the very antithesis of clarity. The officers in Powell administered the standard Miranda warnings from a form with no elaboration. See Powell, 130 S.Ct. at 1200. The form merely failed to explicitly inform the suspect that the right to counsel existed during questioning as well as before questioning. See id. at 1205. In contrast, Detective Riley went beyond administering the standard form, consuming twelve transcribed pages in minimizing the importance of the Miranda warnings and affirmatively advising Doody that he had a right to counsel if he was involved in a crime.
Our dissenting colleagues seek Supreme Court authority that would have guided the Arizona Court of Appeals to the conclusion that Detective Riley's Miranda delivery impermissibly downplayed the significance of the warnings. See Dissenting Opinion, pp. 1002-03. To be sure, the Arizona Court of Appeals need only have referred to Miranda itself. In Miranda, the Supreme Court clearly established the basic protection that "an individual held for interrogation must be clearly informed that he has the right to consult with a lawyer and to have the lawyer with him during interrogation . . ." Miranda, 384 U.S. at 471, 86 S.Ct. 1602 (emphasis added). The Supreme Court articulated the reasoning underlying the need for such warnings:
Id. at 467, 86 S.Ct. 1602 (emphases added). Given the Supreme Court's articulation of the vital nature of Miranda warnings, it is inconceivable that Miranda stands for the dissent's proffered proposition that a police officer may misstate the right to counsel and denigrate the importance of the very protections for which Miranda provides. Logic dictates otherwise. See id. at 476, 86 S.Ct. 1602 ("The requirement of warnings and waiver of rights is a fundamental with respect to the Fifth Amendment privilege and not simply a preliminary ritual to existing methods of interrogation.").
Our colleagues in dissent accuse us of ignoring the "binding constitutional concept" of "comity." Dissenting Opinion, p. 1038. However, comity does not command abdication. Rather, as Article III judges, we have a responsibility to grant habeas relief if Supreme Court precedent has been unreasonably applied. See Miller-El v. Cockrell, 537 U.S. 322, 340, 123 S.Ct. 1029, 154 L.Ed.2d 931 (2003) ("Even in the
The dissent quotes liberally from the Supreme Court's recent decision in Harrington v. Richter, ___ U.S. ___, 131 S.Ct. 770, 178 L.Ed.2d 624 (2011) to emphasize the high standard governing habeas review. See, e.g., Dissenting Opinion at p. 1038. The majority does not quarrel with that standard. Indeed, this court has frequently applied that standard to deny habeas relief. See, e.g., McNeal v. Adams, 623 F.3d 1283, 1287-88 (9th Cir.2010); Norris v. Morgan, 622 F.3d 1276, 1287-88 (9th Cir.2010); McCormick v. Adams, 621 F.3d 970, 977 (9th Cir.2010); Cheney v. Washington, 614 F.3d 987, 996-98 (9th Cir.2010); Murdoch v. Castro, 609 F.3d 983, 995-96 (9th Cir.2010) (en banc); Ponce v. Felker, 606 F.3d 596, 606 (9th Cir.2010).
However, when police officers interrogating a juvenile transform Miranda's warnings into a twelve-page rambling commentary that is in alternating part misleading and unintelligible, we believe that "there is no possibility fairminded jurists could disagree," Richter, 131 S.Ct. at 786, that the suspect was not informed of his rights in clear terms, as Miranda's holding requires. See Miranda, 384 U.S. at 467-68, 86 S.Ct. 1602 ("[I]f a person in custody is to be subjected to interrogation, he must first be informed in clear and unequivocal terms that he has the right to remain silent.") (emphasis added); see also id. at 471, 86 S.Ct. 1602 ("[W]e hold that an individual held for interrogation must be clearly informed that he has the right to consult with a lawyer and to have the lawyer with him during interrogation.") (emphasis added). Thus, whatever the applicable standard for reviewing the state court decision, the violation of Doody's rights in this case is so absolutely clear as to compel that the Writ be granted.
As Justice Frankfurter recognized over sixty years ago:
Watts v. Indiana, 338 U.S. 49, 53-54, 69 S.Ct. 1347, 93 L.Ed. 1801 (1949).
In determining the voluntariness of a confession, a court "examines whether a defendant's will was overborne by the circumstances surrounding the giving of a confession." Dickerson v. United States, 530 U.S. 428, 434, 120 S.Ct. 2326, 147 L.Ed.2d 405 (2000) (citation and internal quotation marks omitted). "The due process test takes into consideration the totality of all the surrounding circumstances— both the characteristics of the accused and the details of the interrogation." Id. (citations and internal quotation marks omitted). It is not sufficient for a court to consider the circumstances in isolation. Instead, "all the circumstances attendant upon the confession must be taken into account." Reck v. Pate, 367 U.S. 433, 440, 81 S.Ct. 1541, 6 L.Ed.2d 948 (1961) (citations omitted).
The Supreme Court has observed that, "[t]he application of these principles involves close scrutiny of the facts of individual cases." Gallegos v. Colorado, 370 U.S. 49, 52, 82 S.Ct. 1209, 8 L.Ed.2d 325 (1962) (emphasis added). "The length of the questioning, the use of fear to break a suspect, [and] the youth of the accused are illustrative of the circumstances on which cases of this kind turn." Id. (citations omitted). An additional relevant factor is "the failure of police to advise the defendant of his rights to remain silent and to have counsel present during custodial interrogation." Withrow, 507 U.S. at 693-94, 113 S.Ct. 1745 (citations omitted). Thus, we ask: "Is the confession the product of an essentially free and unconstrained choice by its maker? If it is, if he has willed to confess, it may be used against him. If it is not, if his will has been overborne and his capacity for self-determination critically impaired, the use of his confession offends due process." Schneckloth v. Bustamonte, 412 U.S. 218, 225-26, 93 S.Ct. 2041, 36 L.Ed.2d 854 (1973) (citation omitted).
The fact that Doody was a juvenile is of critical importance in determining the voluntariness of his confession. The Supreme Court "has emphasized that admissions and confessions of juveniles require special caution." In re Gault, 387 U.S. 1, 45, 87 S.Ct. 1428, 18 L.Ed.2d 527 (1967). In Haley v. Ohio, 332 U.S. 596, 599-600, 68 S.Ct. 302, 92 L.Ed. 224 (1948), the Supreme Court observed:
Although Haley involved a fifteen-year old juvenile, the principles underlying the Supreme Court's observation apply equally to Doody's circumstances given the intensity of his interrogation and his isolation during twelve-plus sleep-deprived hours of continuous questioning. See Gilbert v. Merchant, 488 F.3d 780, 791 (7th Cir.2007) ("[A]s the Supreme Court explained in Gallegos v. Colorado, a teenager may not on his own be able to fully appreciate what is at stake when the police seek to question him[.]").
The audiotapes of Doody's interrogation are dispositive in this case, as we are not consigned to an evaluation of a cold record, or limited to reliance on the detectives' testimony. We can readily discern from the audiotapes an extraordinarily lengthy interrogation of a sleep-deprived and unresponsive juvenile under relentless questioning for nearly thirteen hours by a tag team of detectives, without the presence of an attorney, and without the protections of proper Miranda warnings. The intensive and lengthy questioning was compounded by Doody's lack of prior involvement in the criminal justice system, his lack of familiarity with the concept of Miranda warnings, and the staging of his questioning in a straight-back chair, without even a table to lean on. None of these considerations were even mentioned by the Arizona Court of Appeals.
The dissent denigrates the majority for, in its view, "attempt[ing] to paint Doody as a tender youth, lacking intellect or sophistication, younger than his chronological age of seventeen-and one-half years." Dissenting Opinion, p. 1041. However, it is not the majority that has set the standard for considering the juvenile status of a subject. The Supreme Court has consistently reminded us that "admissions and confessions of juveniles require special caution." In re Gault, 387 U.S. at 45, 87 S.Ct. 1428; see also Haley, 332 U.S. at 599-600, 68 S.Ct. 302; Gallegos, 370 U.S. at 53, 82 S.Ct. 1209(noting that a teenager may not be fully appreciative of the high stakes involved when "questioned through the dead of night by relays of police"). More importantly, the facts, as supported by the record in this case, reveal that Doody was indeed an unsophisticated teenager.
As recently as 2005, the Supreme Court reminded us of the special concern with which we should approach issues involving "juveniles under 18." The Supreme Court declared that "as any parent knows and as the scientific and sociological studies . . . tend to confirm, a lack of maturity and an underdeveloped sense of responsibility are found in youth more often than in adults and are more understandable among the young. These qualities often result in impetuous and ill-considered actions and decisions." Roper v. Simmons, 543 U.S. 551, 569, 125 S.Ct. 1183, 161 L.Ed.2d 1 (2005) (citations, alteration, and internal quotation marks omitted). "In recognition of the comparative immaturity and irresponsibility of juveniles, almost every State prohibits those under 18 years of age from voting, serving on juries, or marrying without parental consent." Id. (citation omitted).
In sum, under the law, and as a matter of fact and common knowledge, Doody's participation in ROTC, his not-yet-completed high school studies, his work as a grocery store bagger, his ability to speak English as a second language and his lack of mental disability in no way lessen the Supreme Court's instruction regarding the special caution with which we review a confession extracted from a teenager.
The dissent makes the same mistake the Arizona Court of Appeals made—ticking off the list of circumstances rather than actually considering them in their totality. Lest the dissent remain "confounded" by this unremarkable conclusion, Dissenting Opinion, pp. 1048-49, we liken the Court of Appeals' superficial approach to the listing of a number of mental conditions without explaining how and the extent to which those conditions affect an individual's ability to reason. See, e.g., Earp v. Ornoski, 431 F.3d 1158, 1178 (9th Cir.2005), as amended (noting the expert's conclusion of the nature of the mental impairment and how that impairment affected the individual). The Court of Appeals' approach is also similar to the state court analysis we criticized in Barker v. Fleming, 423 F.3d 1085 (9th Cir.2005), where we noted the "crucial" requirement from the Supreme Court of a cumulative assessment when determining the materiality of Brady evidence. Id. at 1094. We observed that "the Washington Supreme Court did not conduct [a cumulative] analysis. Instead, the court separately analyzed the . . . evidence. . . on a piece-meal basis and then ended its analysis." Id. Likewise, the Arizona Court of Appeals listed the circumstances of Doody's interrogation separately "on a piece-meal basis and then ended its analysis." Id.
Most disturbing is the dissent's reliance on the Arizona Court of Appeals' justification that "[t]he detectives allowed Doody to take bathroom breaks and offered him food and drinks throughout the interrogation." Dissenting Opinion, p. 1042. Never mind that the first break was over nine hours into the interrogation, after Doody's will was overborne. That fact was not discussed at all by the Arizona Court of Appeals. The court also completely ignored the fact that Doody was not a native of this country, other than to note that his English was "lightly accented." See Doody, 930 P.2d at 445. The court never even mentioned the number of officers involved in the interrogation, the tag team approach used, or the false confessions that the same police task force had extracted previously from the Tucson suspects.
The Arizona Court of Appeals' ruling was also premised on an unreasonable
The next series of questions addressed whether Doody's failure to respond was due to threats from someone. As an initial matter, we note that this line of questioning completely undermines the detectives' testimony and the Court of Appeals' conclusion that Doody was responsive. If Doody were indeed responsive, there would be no need to question him regarding why he was not responding. Doody responded to a few of these questions, but again fell silent when the detectives inquired seven times about whose idea it was to go to the temple. Doody remained silent for eight minutes in the face of thirty questions in a row. Doody only broke his silence when Detective Sinsabaugh asked him nine times whether he remembered the detective's name. Doody's answers to these questions from Detective Sinsabaugh were barely audible.
The suppression hearing testimony confirms that Doody was not "alert and responsive." Although Detective Riley testified that Doody was alert, this was not the full extent of his suppression hearing testimony. Detective Riley confirmed that there were extended periods during the interrogation when Doody remained unresponsive, when Doody's posture "deteriorated," and when Doody looked down at the ground for long periods of time. Detective Riley also acknowledged that there were several pages of transcript reflecting that Doody did not respond to his continuous questioning.
In view of the fact that we are considering the questioning of a sleep-deprived juvenile subjected to nearly thirteen hours of uninterrupted interrogation, the degree of Doody's responsiveness is a pivotal concern. The audiotapes reveal that the Arizona Court of Appeals' factual determination that there was no evidence indicating Doody's non-responsiveness was "rebutted by clear and convincing evidence." Gonzalez, 341 F.3d at 903 (citations omitted); see also Wiggins v. Smith, 539 U.S. 510, 528, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003) ("This partial reliance on an erroneous factual finding further highlights the unreasonableness of the state court's decision."). Indeed, the Arizona Court of Appeals acknowledged that "Doody did not speak for
The dissent concedes, as it must, that "Doody did not speak for long periods during the interrogation." Dissenting Opinion, p. 1047 (quoting Doody, 930 P.2d at 447) (emphasis added). Yet, in a heroic effort to rehabilitate the unreasonable factual finding that Doody was nevertheless alert and responsive, the dissent relies on "visual clues" to contradict the tale of the silent audiotapes. Id. The dissent's leap in logic completely fails to account for the officers' continuous badgering of Doody for his failure to respond. If he were in fact responding, why would the detectives repeatedly question him regarding his lack of response and urge him to reply? More importantly, the dissent completely ignores Detective Riley's testimony describing the "visual clues" of how Doody's "posture began to deteriorate. His attentiveness also deteriorated. And his eye contact dropped to where he would look at the ground for long periods of time . . ." Even assuming that there was equivocal evidence of responsiveness, the Arizona Court of Appeals' finding that no evidence supported Doody's claim was unreasonable.
The Arizona Court of Appeals also concluded that "the audio tapes reveal a courteous, almost pleading style of questioning during most of the interview." Doody, 930 P.2d at 446. To the contrary, the audiotapes demonstrate that the detectives' relentless and uninterrupted interrogation of an unresponsive juvenile was far from "courteous." Instead, the detectives continuously demanded, over and over without a response from Doody, answers to their questions. The detectives' unyielding demands for answers clearly rebut the Arizona Court of Appeals' determination regarding the interrogation's tone and convince us that Doody's confession was not "the product of an essentially free and unconstrained choice." See Schneckloth, 412 U.S. at 225-26, 93 S.Ct. 2041. Although the detectives sometimes couched their questions in "pleading" language, their tones were far from pleasant, varying from "pleading" to scolding to sarcastic to demeaning to demanding. Regardless of tone, over twelve hours of insistent questioning of a juvenile by tag teams of two, three and four detectives became menacing and coercive rather than "courteous." Tellingly, some of the detectives' statements, particularly those immediately preceding the confession, informed Doody that he had to answer their questions. Any doubt regarding the unreasonableness of the state court's factual determination is easily resolved by listening to the audiotapes. Indeed, at times the tones of the detectives are downright chilling.
Let us not forget that this same task force questioned four adult men and, undoubtedly using the same tactics, procured what the State concedes were false confessions from all four. That the will of four adult men was overborne to the extent that they confessed to murders they did not commit further persuades us that the will of this young teen was similarly overborne. And that is the real elephant in the room, an elephant that both the Arizona Court of Appeals and the dissent studiously ignore—the undisputed evidence in the record that this same task force, undoubtedly using the same "courteous, almost pleading style of questioning" extracted false confessions from four adults for the same crime with which Doody was charged. Is there any doubt that the wills of those individuals were overborne?
The portions of the interrogation tapes quoted above may appear lengthy. However, they are literally just snippets of the entire interrogation, which consumed seventeen tapes.
Our colleagues in dissent reason that, "although the interview lasted nearly thirteen hours, Doody made an inculpatory statement after about two and one-half hours by admitting to borrowing the murder weapon . . ." Dissenting Opinion, pp. 1042. The dissent later clarifies that the Arizona Court of Appeals' finding that "Doody admitted he had borrowed Caratachea's rifle at the time of the temple murders" was a reasonable factual finding. Dissenting Opinion, p. 1048 (citing Doody, 930 P.2d at 446) (emphasis added). In fact, Doody admitted to borrowing the rifle more than thirty days before the murder. A finding that Doody admitted possessing the murder weapon at the time of the crime is patently unreasonable when the admission actually addressed a time period substantially in advance of the date of the crime. The dissent resorts to name-calling, accusing the majority of being "disingenuous" and "re-writ[ing] the state court's findings in order to declare them patently unreasonable." Dissenting Opinion, p. 1048 (internal quotation marks omitted). However, there is no need to re-write the state court's finding on this point. No amount of sugarcoating can obscure the fact that the state court unreasonably found that Doody admitted possessing the murder weapon at the time of the murders when he made no such admission.
There is also no record support for the Court of Appeals' trivializing of the hours of interrogation after Doody's admission that he was involved in the events at the temple. The audiotapes reveal that the detectives continued to use the same interrogation techniques after Doody's
The prosecution used the details of his confession against Doody during trial to corroborate the testimonies of the prosecution's key witnesses. The hours of interrogation subsequent to Doody's confession to being present at the temple, therefore, were of critical importance to the case against Doody. The Arizona Court of Appeals' contrary determination was objectively unreasonable. See Taylor v. Maddox, 366 F.3d 992, 1008 (9th Cir.2004) ("[F]ailure to take into account and reconcile key parts of the record casts doubt on the process by which the finding was reached, and hence on the correctness of the finding.") (citation omitted).
Finally, the Arizona Court of Appeals' voluntariness ruling unreasonably applied clearly established federal law because it analyzed the individual circumstances of the interrogation without weighing the totality of the circumstances. As discussed above, the Arizona Court of Appeals failed to consider "whether [Doody's] will was overborne by the circumstances surrounding the giving of a confession." Dickerson, 530 U.S. at 434, 120 S.Ct. 2326(citation and internal quotation marks omitted). "The determination depends upon a weighing of the circumstances of pressure against the power of resistance of the person confessing." Id. (citation, alteration, and internal quotation marks omitted) (emphasis added).
Rather than weighing all the circumstances, the Arizona Court of Appeals dismissed each relevant fact seriatim without considering whether Doody's juvenile will was overborne by the relentless questioning of a tag team of detectives over the course of an interrogation that lasted, virtually without interruption and despite Doody's non-responsiveness, from approximately 9:30 p.m. until 10:00 a.m. As noted above, the Arizona Court of Appeals failed to consider in totality circumstances including Doody's youth, his lack of prior involvement with the criminal justice system, his lack of familiarity with Miranda warnings, his non-native status, the length of the interrogation with Doody seated in a straight-back chair for over nine hours without a break, the lack of adequate Miranda warnings, the tag team tactics used by the detectives, the number of interrogators, Doody's persistent non-responsiveness, and the previous false confessions. We recognize that the Arizona Court of Appeals determined that the Miranda warnings were "clear and understandable," Doody, 930 P.2d at 449, thereby explaining its failure to weigh that particular aspect of the interrogation. However, no apparent justification can be discerned for the failure to actually weigh, rather than simply list, the other factors that have been delineated for consideration by the United States Supreme Court. This failure of the Arizona Court of Appeals was an unreasonable application of established authority requiring consideration of the total circumstances surrounding the interrogation, and it renders the conclusion of voluntariness infirm. See Reck, 367 U.S. at 440-42, 81 S.Ct. 1541 (addressing the "combination of circumstances"); see also Gallegos, 370 U.S. at 52, 82 S.Ct. 1209 (condemning interrogators "serving in relays").
In determining the voluntariness of a confession, "[t]he due process test takes into consideration the totality of all the surrounding circumstances—both the
The dissent's argument notwithstanding, the jury's voluntariness determination is not dispositive. In Jackson v. Denno, 378 U.S. 368, 390, 84 S.Ct. 1774, 12 L.Ed.2d 908 (1964), the Supreme Court explained:
Id. at 390, 84 S.Ct. 1774 (citations omitted). Applying Jackson, the Arizona Court of Appeals has emphasized the importance of the trial court's duty to exclude involuntary confessions, irrespective of the jury's finding. See State v. Strayhand, 184 Ariz. 571, 911 P.2d 577, 589 n. 3 (Ariz.Ct.App. 1995) ("The dissent says that even if the confessions should not have been admitted, no fundamental error occurred because the jury found that they were voluntary. The proper procedure for weighing voluntariness is set out in [Jackson]. The threshold voluntariness inquiry is for the court and the defendant can reargue the matter to the jury. Considering Jackson . . . it is clear that when it appears at any stage of the proceedings that a confession is involuntary, it is the trial judge's duty to exclude it from evidence.") (emphasis added).
Our dissenting colleagues implicitly condemn Doody for not testifying at the voluntariness hearing. See Dissenting Opinion, p. 1032. However, as the Arizona state courts have held, Doody's failure to testify does not preclude relief. See Strayhand, 911 P.2d at 589 n. 3 ("The fact that the Defendant did not testify at the voluntariness hearing does not mean that he is not entitled to relief now.").
Relying on Juan H. v. Allen, 408 F.3d 1262 (9th Cir.2005), and United States v. Doe, 155 F.3d 1070 (9th Cir.1998) (en banc), the dissent also maintains that "[w]e have repeatedly held a suspect's minor age and the absence of a parent do not make a confession presumptively involuntary." Dissenting Opinion, p. 1044. Besides the fact that the majority opinion never applies any presumption of involuntariness, the cited cases are readily distinguishable. In Juan H., the defendant was properly informed of his Miranda rights, and never made any incriminating statements. See Juan H., 408 F.3d at 1272-73. Accordingly, no credible claim of involuntariness could be made. See id.
Doe is similarly inapposite. In that case, we noted that "there [was] no indication that the questioning was oppressive in any way." Doe, 155 F.3d at 1075. Such was not the case with Doody. Indeed, the dissent concedes that the police "engag[ed] in a variety of psychologically coercive interrogating tactics." Dissenting Opinion, p. 1045.
The amalgamated citations to Clark v. Murphy, 331 F.3d 1062 (9th Cir.2003), Jenner v. Smith, 982 F.2d 329 (8th Cir. 1993), United States v. Lehman, 468 F.2d 93 (7th Cir.1972), and United States v.
It is unclear why the dissent cites to Lehman. In that case, a dentist was questioned in his office, and the Seventh Circuit observed:
Lehman, 468 F.2d at 101 (emphasis added). The facts of that case in no way resemble the circumstances of Doody's interrogation.
The dissent also relies on cases where the Supreme Court has addressed more extreme facts involving adults. See Dissenting Opinion, pp. 1046-47; see also Greenwald v. Wisconsin, 390 U.S. 519, 520-21, 88 S.Ct. 1152, 20 L.Ed.2d 77 (1968) (interrogation of a defendant suffering from high blood pressure and deprived of sleep, food, and medication); Darwin v. Connecticut, 391 U.S. 346, 349, 88 S.Ct. 1488, 20 L.Ed.2d 630 (1968) (forty-eight hour interrogation of a defendant who had been denied his right to counsel); Beecher v. Alabama, 389 U.S. 35, 38, 88 S.Ct. 189, 19 L.Ed.2d 35 (1967) (interrogation of a wounded defendant at gunpoint over five days); Clewis v. Texas, 386 U.S. 707, 709-10, 87 S.Ct. 1338, 18 L.Ed.2d 423 (1967) (nine-day interrogation with inadequate food and sleep); Davis v. North Carolina, 384 U.S. 737, 746-47, 86 S.Ct. 1761, 16 L.Ed.2d 895 (1966) (questioning over a sixteen-day period with inadequate food); and Reck v. Pate, 367 U.S. 433, 435, 81 S.Ct. 1541, 6 L.Ed.2d 948 (1961) (mentally retarded 19-year old who became ill during the interrogation). However, the Supreme Court has never suggested, let alone held, that the interrogation of a juvenile must meet some standard of extremity to render a confession involuntary. Rather, the Supreme Court has directed that we proceed with the utmost caution when considering the confession of a juvenile, being ever mindful of the "tender age" of the individual involved. In re Gault, 387 U.S. at 45, 87 S.Ct. 1428.
The dissent seeks to minimize the impact of the Supreme Court's holding in Haley, describing this seminal case as "readily distinguishable." Dissenting Opinion, p. 1044.
In Haley, the Supreme Court set forth the following background:
332 U.S. at 598, 68 S.Ct. 302. Despite the absence of extreme facts, the Supreme Court concluded:
Id. at 600-01, 68 S.Ct. 302 (emphasis added).
The dissent does not even mention the operative facts regarding the actual interrogation in Haley:
Haley, 332 U.S. at 599-600, 68 S.Ct. 302. The dissent skips over these facts in favor of several facts in Haley that occurred after the interrogation. See Dissenting Opinion, pp. 1044-45. However, in the paragraph immediately following the Supreme Court's description of the actual interrogation, the Supreme Court observed:
Id. at 600-01, 68 S.Ct. 302 (emphasis added). Haley, therefore, is not "readily distinguishable." Dissenting Opinion, p. 1044. Indeed, the facts of Haley are much more analogous to the circumstances faced by Doody than are the cases cited by the dissent in support of its argument.
The dissent also cites to United States ex rel. Hayward v. Johnson, 508 F.2d 322 (3d Cir.1975), Rogers v. Quarterman, 555 F.3d 483 (5th Cir.2009), Jackson v. McKee, 525 F.3d 430 (6th Cir.2008), and Hardaway v. Young, 302 F.3d 757 (7th Cir.2002), for the proposition that other circuits have also readily distinguished Haley. See Dissenting Opinion, p. 1045 n.9. A close examination of these cases reflects why they distinguished Haley, and in no way support the Arizona Court of Appeals' ruling.
In Hayward, the seventeen-year old defendant "was questioned on three separate occasions . . . each time in a small interrogation room at the police station and each time after receiving the full Miranda warnings. . . . [H]e went voluntarily and with his mother's permission each time he was questioned." 508 F.2d at 324. The Third Circuit observed:
Id. at 326.
However, the Third Circuit relied on the fact that the appellant never challenged the adequacy of the Miranda warnings to distinguish Hayward from Haley. See id. at 327. The Third Circuit also noted that:
Id. at 327 (citation and footnote references omitted) (emphases added). Contrary to the dissent's assertion, the Third Circuit did not distinguish Haley simply because the "suspect was informed of his right to remain silent." Dissenting Opinion, p. 1045 n.9 (internal quotation marks omitted).
In Rogers, 555 F.3d at 485, after being informed of his rights by a magistrate, the defendant
Id. at 485 (emphasis added). In distinguishing Haley, the Fifth Circuit opined:
Id. at 495 (emphases added). The safeguards present in Rogers were not available in Haley or to Doody.
In Jackson, the seventeen-year old defendant was interrogated on several occasions. The Sixth Circuit distinguished Haley:
Jackson, 525 F.3d at 435 (citations omitted) (emphasis added). Because the defendant "was questioned intermittently, not continuously," "told repeatedly of his rights to counsel and to remain silent," and "[t]he officers' questioning . . . never exceeded two and a half hours at a time," it is not surprising that the Sixth Circuit did not fault the state court for "declining to extend [Haley]" to the facts. Id. at 434-35. Contrary to the dissent's characterization,
Finally, in Hardaway, the Seventh Circuit noted:
Hardaway, 302 F.3d at 763 (citations, alteration, and internal quotation marks omitted). Contrary to the dissent, the Seventh Circuit did not simply distinguish Haley because "the suspect was held for less than one day rather than three." Dissenting Opinion, p. 1045 n.9 (internal quotation marks omitted).
Simply put, the dissent's attempt to distinguish Haley by relying on inapposite cases from other circuits fails miserably.
The deference AEDPA requires we give to factual findings and legal conclusions from state courts does not and cannot equate to abdication of our judicial responsibilities. See Taylor, 366 F.3d at 1008 ("In passing section 2254(d)(2), Congress has reminded us that we may no more uphold such a factual determination than we may set aside reasonable state-court fact-finding. When we determine that state-court fact-finding is unreasonable, therefore, we have an obligation to set those findings aside and, if necessary, make new findings."). We recognize and acknowledge that police officers are entitled to use, and do use, a variety of techniques to interrogate suspects. However, when those techniques overbear the will of the suspect in contravention of his constitutional rights, any confession obtained through the overbearance must be suppressed. See DeWeaver, 556 F.3d at 1002-03 ("A confession must be suppressed, even absent a Miranda violation, when the totality of the circumstances demonstrates that the confession was involuntary.") (citation omitted).
With the utmost respect to our concurring colleague, we do not view our opinion as an exercise in "yarn-spinning." See Concurring Opinion, pp. 1024-25. Rather, we address the Arizona Court of Appeals' unreasonable determinations, including that there was "no evidence that calls into question the testimony that Doody remained alert and responsive." Doody, 930 P.2d at 446 (emphasis added). To uphold this determination, we would have to conclude that Doody's claims were made from whole cloth. The record in this case forecloses such a determination, and highlights the unreasonableness of the state court's finding that no such evidence existed.
A coerced confession is generally not admissible evidence. See id. However, in this case, Doody's statements confessing his involvement were admitted into evidence and considered by the jury. On habeas review, once we determine, as
At trial, Doody argued that there was no physical evidence linking him to the temple murders; the investigation was mismanaged; the prosecutor charged three individuals, part of the Tucson Four, who had confessed to the events at the temple; the testimony of the prosecution's key witness, Garcia, was not truthful, because he had a reason to lie given his plea agreement; and Garcia, Caratachea, and Gonzales committed the temple murders and Doody was either not involved in the temple murders at all, or was present only as a bystander.
To counter Doody's arguments, the prosecution introduced the audiotapes of Doody's statements. The prosecution's reliance on the statements is evidenced by its closing arguments, which were replete with references to the audiotapes.
Trial Transcript, July 8, 1993, pp. 36-37.
In rebuttal, the prosecution also referred to Doody's statements to support a felony murder conviction. The prosecution stated:
Id. at 155-56.
The prosecution commented that the case was "easy because of what Jonathan Doody tells us. Alex Garcia corroborates it, gives us a lot of detail. The evidence, gives a lot of corroboration, a lot more detail. But you don't have to go beyond Jonathan Doody's statement . . ." Id. at 156(emphasis added). Despite the dissent's effort to catalog other evidence against Doody, the record reflects that Doody's statements were the linchpin of the prosecution's case.
As evidenced by the prosecution's arguments, Doody's statements were integral to the prosecution's case, particularly as "the defendant's own confession is probably the most probative and damaging evidence that can be admitted against him." Arizona v. Fulminante, 499 U.S. 279, 296, 111 S.Ct. 1246, 113 L.Ed.2d 302 (1991) (citations omitted). We cannot conclude that the admission of Doody's confession was harmless error because Doody's statements likely "had a substantial and injurious effect or influence in determining the jury's verdict." Ghent, 279 F.3d at 1127.
We hold that the Arizona Court of Appeals' decision constituted an unreasonable determination of the facts and an unreasonable application of the governing law to the particular facts of this case. The Arizona Court of Appeals unreasonably concluded that the Miranda warnings were clear and understandable, despite the detective's erroneous warnings regarding Doody's right to counsel and the use of qualifying language to downplay the warnings' significance. Thus, we hold that under the standard of review set forth in AEDPA, Doody is entitled to a writ of habeas corpus on the ground that the Miranda warnings the police gave him were inadequate and his confession was therefore inadmissible.
Additionally, the Arizona Court of Appeals' ruling that Doody's confession was voluntary was an unreasonable determination of the facts in light of the audiotapes that reflect the relentless, nearly thirteen-hour interrogation of a sleep-deprived juvenile by a tag team of detectives. The Arizona Court of Appeals also unreasonably applied clearly established federal law when it failed to consider the totality of the circumstances to determine if Doody's will was overborne by the interrogation. Accordingly, we hold that under the standard of review set forth in AEDPA, Doody is entitled to a writ of habeas corpus on the ground that his confession of his involvement in the temple murders was involuntary, and therefore inadmissible.
Accordingly, we
Not for the first or last time, we're asked to consider what it means for an opinion of a state court to be "unreasonable" under 28 U.S.C. § 2254(d). I write separately because I believe that deference is neither a blindfold nor a bandana.
The state court may well have been wrong to find Doody's confession voluntary. Doody, a teenager, was isolated from his friends and family and interrogated for over twelve hours. Working in shifts, police kept Doody awake overnight. They employed many of the psychological techniques that troubled the Supreme Court in Miranda v. Arizona:
384 U.S. 436, 455, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). The police pled with Doody, over and over, to "tell me," "trust me" and "[t]alk to me so I understand." They ordered him: "You have to tell us." They warned him: "There are statements, I'd say damaging statements toward you and its gonna, and its gonna pile up Jon, it's gonna be so deep." They said they knew "you've got some tremendous answers up in that, that head of yours" because they "could just tell it in your eyes," and they lied to him: "I probably won't ask you a question, that I don't already know the answer." They promised him, falsely, that his words were "between us," and that "[w]hat you tell us right now, is gonna stay right here." Doody was silent for long periods of questioning, and he ended the interrogation in tears.
But that's not the only way to read the record. As the state court noted, Doody was nearly eighteen, maintained good grades and "participated in his high school honor guard." State v. Doody, 187 Ariz. 363, 930 P.2d 440, 445 (Ariz.Ct.App.1996). The officers employed a "courteous, almost pleading style of questioning" and "testified at the suppression hearing that Doody remained alert and responsive throughout the interrogation." Id. at 446. The officers also "offered Doody food and drinks and accommodated his requests to use the restroom." Id. During his long periods of silence, Doody may have been thinking up a story that would fit the evidence against him but also keep him out of trouble. Indeed, when Doody confessed, he gave a relatively exculpatory account in which he was outside the temple at the time of the killing. He started crying, he said, because the police "came out and ma[d]e it sound like [they] didn't believe" that version of events. That's the statement of a person who had staked his future on a half-truth, as opposed to someone whose will was overborne.
I doubt anyone but Doody will ever know with certainty whether his confession was voluntary, and perhaps not even he. After all, "Difficulties of proof and subtleties of interrogation . . . [make] it impossible in most cases for the judiciary to decide with confidence whether [a] defendant. . . voluntarily confessed." New York v. Quarles, 467 U.S. 649, 683, 104 S.Ct. 2626, 81 L.Ed.2d 550 (1984) (Marshall, J., dissenting).
But, unlike voluntariness, "a warning is a clearcut fact." Miranda, 384 U.S. at 469, 86 S.Ct. 1602. Voluntariness asks courts to speculate about intangibles, but Miranda seeks "ascertainable assurance that the accused was aware" of his rights. Id. at 472, 86 S.Ct. 1602 (emphasis added). It therefore provides a "clear, easily administered device for ensuring that criminal suspects understand their constitutional rights," Quarles, 467 U.S. at 683, 104 S.Ct. 2626(Marshall, J., dissenting), and experience has proved that its bright line rule is manageable "for law enforcement officers to conform to, and for courts to apply in a consistent manner," Dickerson v. United States, 530 U.S. 428, 444, 120 S.Ct. 2326, 147 L.Ed.2d 405 (2000). Accordingly, when a state court asks whether a suspect was adequately warned, "[a]pplications of the rule may be plainly correct or incorrect." Yarborough, 541 U.S. at 664, 124 S.Ct. 2140. We need not defer to plainly incorrect applications.
From tapes of the interrogation, we know exactly what the police said when informing Doody of his right to an attorney:
We can listen as the officer recites the familiar words: "[Y]ou have the right to have an attorney." And we can listen as he provides a generic and inoffensive definition of "attorney": "[A] lawyer who will speak for you and help you." And, finally, we can observe in slow motion as the officer's Miranda warnings fly off the rails: "[I]f you were involved in it, okay. Again, it not necessarily mean that you are involved, but if you were, then that's what that would apply to okay." Those words are undisputed facts.
Faced with those facts, the Arizona Court of Appeals found that Doody's rights were read to him "in a clear and understandable manner" and that the "officers read each warning from a standard juvenile form and provided additional explanations as appropriate." Doody, 930 P.2d at 449. The dissent tells us that the state court's characterization of the officer's words was not unreasonable because the officer made Doody aware that he was "faced with a phase of the adversary system." Dissent at 1040 (quoting Miranda, 384 U.S. at 469, 86 S.Ct. 1602). I don't see anything so benign lurking in the officer's words. Here they are again:
The officer did say something about the adversary system: That a lawyer will help you "if you were involved" in criminal activity, and that the right to an attorney only applies to you if "you were involved." This, of course, is not true: The innocent, no less than the guilty, are entitled to a lawyer. Or, in Officer Riley's peculiar argot: "Whether you were involved or not, then that's what that would apply to okay."
The dissent admits that the officer's words "could be construed" to say you only get a lawyer if you're guilty. Dissent at 1039. This pretty much gives up the ship, as warnings that "could" be construed in such a manner can't possibly be "clear," "understandable" or "appropriate." It is established beyond doubt that "an individual held for interrogation must be clearly informed that he has the right to consult with a lawyer," Miranda, 384 U.S. at 471, 86 S.Ct. 1602 (emphasis added), and that warnings must "apprise the accused of his right to have an attorney present," Duckworth v. Eagan, 492 U.S. 195, 205, 109 S.Ct. 2875, 106 L.Ed.2d 166 (1989). The whole point of Miranda is to provide "assurance that the accused was aware" of his rights. 384 U.S. at 472, 86 S.Ct. 1602. There's no such assurance when a warning "could" be interpreted to say the polar opposite of what Miranda requires.
The warning given in this case was far worse than no warning at all. At least an un-warned suspect may know his rights without being told about them; many non-lawyers watch Cops and Law and Order. But a non-lawyer who knows about the right to counsel, and who might even be willing to invoke it without a warning, may well hesitate to ask for a lawyer after being told that the right would only apply "if you were involved." After all, a request for a lawyer would be an admission that "you were involved," as only suspects who knowingly fall into that category would have a right to ask for one. Upholding such a warning would contravene the very core of the rule established by Miranda: When the Court prescribed words that would make suspects aware of their rights, it certainly did not intend to approve warnings that would throw those rights into doubt and make invocation of the right to counsel even less likely than it is already.
Here's a simple test of the warning's adequacy: Suppose everything the officer said had been printed on a standardized waiver produced by the state, without all the "colloquial filler" the dissent thinks we should ignore. Dissent at 1039. Since this was Arizona, the birthplace of Miranda, maybe police felt they were entitled to improve on the Supreme Court's work; call it Miranda 2.0:
Now suppose Doody had initialed such a form. Would we uphold the warning just because it contained the magic words, "You have the right to an attorney"?
Although the officer spoke the words instead of printing them on paper, this is a distinction without a difference. As the state court acknowledged, the officer's statements were made at the same time
The Supreme Court's recent decision in Florida v. Powell, ___ U.S. ___, 130 S.Ct. 1195, 175 L.Ed.2d 1009 (2010), doesn't change this analysis, as the opinion reaffirms the standard for determining Miranda compliance that its prior cases had established. Id. at 1204(citing Duckworth, 492 U.S. at 204-05, 109 S.Ct. 2875; California v. Prysock, 453 U.S. 355, 360-61, 101 S.Ct. 2806, 69 L.Ed.2d 696 (1981) (per curiam)). Nor do the facts in Powell have any significant bearing on this case. Tampa police read Powell the following statement to serve as his Miranda warnings:
Powell, 130 S.Ct. at 1200. The Florida Supreme Court found this statement misleading because it suggested that Powell only had a right to consult with an attorney before, and not throughout, his interrogation. The Supreme Court reversed because "[n]othing in the words used indicated that counsel's presence would be restricted after the questioning commenced." Id. at 1205. The Court found that the final warning, "You have the right to use any of these rights at any time you want during this interview," cured whatever misleading effect the other statements had. Although the warnings were "not the clearest possible formulation of Miranda's right-to-counsel advisement," the Court upheld them as "sufficiently comprehensive and comprehensible when given a commonsense reading." Id.
Not so here. The Miranda warnings Doody was given were affirmatively misleading. Doody wouldn't have had to "imagine" a "counterintuitive" or "unlikely" scenario to think counsel was only available to individuals actually involved in a crime. Id. And, unlike Powell, no other part of the officer's warnings corrected the error. The officer's statement simply didn't communicate Miranda's "essential message," as Powell requires. Id. at 1206.
Powell isn't an AEDPA case and doesn't provide any guidance on how much deference we owe to state courts. Even under AEDPA, however, it's not possible to bend the record far enough to sustain the state court's opinion, if habeas corpus is to "stand[ ] as a safeguard against imprisonment of those held in violation of the law." Richter, 131 S.Ct. at 780. The dissent is correct that the Supreme Court has repeatedly overturned this court for insufficient deference. Dissent at 1029-30. But the Court has also said that AEDPA's "standard is demanding but not insatiable" and that "`deference does not by definition preclude relief.'" Miller-El v. Dretke, 545 U.S. 231, 240, 125 S.Ct. 2317, 162 L.Ed.2d 196 (2005) (alteration omitted) (quoting Miller-El v. Cockrell, 537 U.S. 322, 340, 123 S.Ct. 1029, 154 L.Ed.2d 931 (2003)). In Anderson v. Terhune, we found that AEDPA did not require us to manufacture uncertainty and ambiguity as to whether a suspect invoked his right to silence when he said, "I plead the Fifth." 516 F.3d 781, 787 (9th Cir.2008) (en banc); see also Hart v. Attorney Gen. of Fla., 323 F.3d 884, 894 (11th Cir.2003). Comity doesn't mean being comatose. We can't ignore the fact that the state court in this case held up the officer's language as a model application of
We defer when state courts reasonably adjudicate claims of federal right, even if we think they're wrong. Richter, 131 S.Ct. at 786. But where, as here, a state court doesn't act reasonably, deference comes to an end. After all, we retain "authority to issue the writ in cases where there is no possibility fairminded jurists could disagree that the state court's decision conflicts with" Supreme Court precedent. Id. Yes, the standard is a "difficult" one to meet, id., but difficult doesn't mean impossible. When police take a butcher knife to Miranda, a decision so "embedded in routine police practice to the point where the warnings have become part of our national culture," a federal court can't sit idly by. Dickerson, 530 U.S. at 443, 120 S.Ct. 2326.
The dissent offers a number of other arguments for denying relief, even if the warnings weren't "clear," "understandable" or "appropriate." See Dissent at 1038-41. For example, the dissent points to evidence the state court considered that "Doody exhibited no signs of doubt or confusion." Dissent at 1040 (internal quotation marks omitted). Maybe Doody wasn't listening to what the officer said, or maybe he didn't believe it. But that's entirely irrelevant. Miranda establishes an objective test. We can't uphold defective warnings because they might have been inadvertently successful, just as we can't disregard a properly administered warning because a particular suspect might have misunderstood.
Nor did anything in the Supreme Court's opinion in Duckworth cast doubt on the relevant legal principles. See Dissent at 1036-37, 1038-40. In that case, police told a suspect that they had "no way of giving you a lawyer, but one will be appointed for you, if you wish, if and when you go to court" and that "[y]ou also have the right to stop answering at any time until you've talked to a lawyer." Duckworth, 492 U.S. at 198, 109 S.Ct. 2875 (emphasis omitted). The Court of Appeals thought this wrongly implied that the right to counsel did not apply before a suspect went to court, but the Supreme Court held that the Court of Appeals had "misapprehended the effect" of the language. Id. at 203, 109 S.Ct. 2875. The Court emphasized that the warning was entirely true and "accurately described the procedure for the appointment of counsel in Indiana," according to which invocation of the right to counsel would require police to cease questioning altogether unless the suspect paid for his own lawyer. Id. at 204, 109 S.Ct. 2875. Nothing in the Court's opinion suggested that officers are permitted to make untrue statements that contradict the warnings required by Miranda. To the contrary, the Court reaffirmed that warnings must adequately "apprise the accused of his right to have an attorney present." Id. at 205, 109 S.Ct. 2875.
Finally, the dissent would deny relief because "Doody was simultaneously looking at a written form that clearly laid out the warnings," and the Supreme Court has not "indicated what effect simultaneously acknowledged written warnings might have when the oral warnings are unclear." Dissent at 1039, 1040. It would be unreasonable to think that the written warnings remedied the harm. They said:
For over forty years, it has been clearly established that statements made during custodial interrogation cannot be admitted into evidence unless the defendant was adequately warned of his rights and the consequences of waiver. See Miranda, 384 U.S. at 479, 86 S.Ct. 1602. The warnings required by Miranda are brief and very simple; most people—and certainly all police—know them by heart. It's not too much to ask that police recite them as prescribed by the Supreme Court, and not augment them in a way that will obscure their meaning and undermine their effect.
Thanks to Miranda's simple rule, this is a simple case. We'll never know whether Doody's statements were voluntary, but it's plain to see that he wasn't properly read his rights. We must grant his petition on that ground alone.
TALLMAN, Circuit Judge, with whom Judges RYMER and KLEINFELD join, dissenting:
The Supreme Court has repeatedly told us to adhere to the highly deferential standard of review of state court judgments that the Antiterrorism and Effective Death Penalty Act ("AEDPA"), 28 U.S.C. § 2254(d), requires in federal habeas cases. But my colleagues continue to treat this case as if it were on direct appeal to be reviewed de novo. The majority will not yield to the shot across our bow fired by the Supreme Court when it granted Arizona's petition for certiorari and vacated and remanded our original en banc decision for reconsideration in light of Florida v. Powell, ___ U.S. ___, 130 S.Ct. 1195, 175 L.Ed.2d 1009 (2010)—a case that reaffirms the Court's precedent under which the Arizona Court of Appeals' decision upholding Doody's confession reasonably fits. See Ryan v. Doody, ___ U.S. ___, 131 S.Ct. 456, 178 L.Ed.2d 282 (Oct. 12, 2010) (Mem.). Subsequently, the Court fired a torpedo amidships in Harrington v. Richter, ___ U.S. ___, 131 S.Ct. 770, 178 L.Ed.2d 624 (2011). But the majority steams defiantly ahead, far from the rest of the fleet. I respectfully dissent.
Virtually ignored by my colleagues in the majority is the fact that Arizona conducted a ten-day evidentiary hearing and a thirty-four day trial. Four judges and twelve jurors thoroughly reviewed all of the circumstances surrounding Doody's interrogation. All concluded that his confession was voluntary. AEDPA obligates us to affirm this conclusion unless it was objectively unreasonable. 28 U.S.C. § 2254(d). The majority nonetheless parses the record and re-weighs the evidence to reach what is effectively a de novo determination—and then strikes down the Arizona court's decision when it arrives at a different result.
The Supreme Court recently chastised us again for doing this. Richter, 131 S.Ct. at 785("The[Ninth Circuit] Court of Appeals' lengthy opinion . . . discloses an improper understanding of § 2254(d)'s unreasonableness standard. . . . A state court must be granted a deference and latitude that are not in operation [on direct review].");
But we are unrepentant. I recognize that some of my colleagues would have decided this case differently than the Arizona state courts did. But "[i]t bears repeating that even a strong case for relief does not mean the state court's contrary conclusion was unreasonable."
The Arizona court's factual determinations were not unreasonable, nor did its legal conclusions contravene controlling Supreme Court precedent. We should affirm the dismissal of Doody's habeas petition.
In August 1991, Phoenix, Arizona, was rocked by nine brutal murders at a Buddhist temple. State v. Doody, 187 Ariz. 363,
Prosecutors initially charged four men from Tucson, Arizona, with the murders. Id. Then, during a routine traffic stop on Luke Air Force Base near Phoenix, police found the .22 caliber rifle used to shoot the victims. Id. The owner of the rifle, Rolando Caratachea, denied any involvement in the murders, but said that his roommate, Jonathan Doody, and a friend, Alessandro Garcia, "had borrowed the rifle shortly before the murders." Id. at 444.
At that time, Doody was seventeen-and-one-half years old. He was born in Thailand but moved to the United States as a child with his American stepfather, who was in the Air Force, and his Thai mother. His mother and brother were members of the temple where the murders occurred, and his brother had been a novice monk there. Doody visited the temple when his brother was there. Doody spoke fluent but lightly accented English. He was a junior in high school, "maintained a B grade average," was commander of the junior Reserve Officers' Training Corps Honor Guard and Color Guard, and worked at the Luke Air Force Base commissary. Id. at 445-46. Emancipated from his parents, who had moved to Colorado, Doody lived in an apartment in Arizona with Caratachea and another friend.
Based on the scope of the crime—which required controlling nine victims while ransacking the temple and then methodically executing them—the police deduced that several people were involved. Maricopa County Sheriff's detectives located Doody, dressed in his ROTC uniform, at a high school football game on a Friday night. Id. at 443-44. Detective Riley, who had spoken with Doody earlier in the investigation, explained there were now some additional questions about Caratachea's rifle and asked if Doody was willing to come to the Sheriff's office. Doody assented and climbed into the detective's car.
When they arrived, Doody was placed in what had been the office of a deputy Maricopa County attorney rather than an interrogation room. An officer started a tape recorder. Although Doody was not yet a suspect, Detective Riley nonetheless advised him of his Miranda rights. Riley read each warning from the standard juvenile Miranda form, which he gave Doody to follow along. The written text that Doody simultaneously read and initialed appears in the attached Appendix. The Miranda form's very last admonition, separated from the numbered warnings, states, "If you want to answer questions now without a lawyer present, you will still have the right to stop answering at any time. You also have the right to stop answering at any time until you talk to a lawyer." Doody indicated, by initialing the document, that he understood this right, too. At no time did he stop the questioning or ask for a lawyer.
In addition to the printed text, Riley offered some explanation of each right. He paused after each one while Doody indicated he understood the printed right and initialed it on the form. Riley also told Doody several times that if he had any questions, he should feel free to ask. Doody declined to have a parent or attorney present and clearly expressed that he was willing to talk with the officers.
Detective Riley began the interrogation around 9:25 p.m. by questioning Doody
The interrogation ultimately lasted nearly thirteen hours. Over the course of the interrogation, Doody admitted he helped plan the assault on the temple with others, including Garcia. He recounted, "We borrowed the rifle . . . to see if we [could] make a silencer. . . ." Tape 11, p. 25. He answered "Yes" to the question "Were you going to use the silencer in the temple?" Id. He said they "drove past the place twice." Id. at p. 3. It was "just going to be a joke and it just went downhill. We entered the temple, one through each door. Everything was done in clockwork. . . ." Tape 10, p. 8. "We . . . searched the place for any security." Id. at p. 12. "They were laying down . . . face down." Id. at p. 14. "And then I guess, I don't know, somebody panicked or something, and started firing and then constant .22 fire." Tape 15, p. 13. "We ran out. Got into a car. We just took off." Tape 10, p. 14.
Doody claimed they originally intended only to conduct a "war game" to see if they could surround the building without setting off the security system, but his co-conspirators then ransacked the living quarters and gathered the victims. Doody maintained that someone else suggested they eliminate the witnesses after one of the monks recognized an accomplice, and that Doody was sent outside the building to determine whether anyone could hear shots from inside when the nine killings occurred. Garcia, who was being separately questioned the same night, said it was Doody who insisted they "leave no witnesses," and Doody who pulled the trigger.
Based on their interlocking confessions and evidence which corroborated those confessions, Doody and Garcia were charged with robbery and murder. Early in pretrial proceedings, Doody moved to suppress his confession.
Doody proceeded to trial, which lasted thirty-four days. The jury heard all thirteen hours of Doody's interrogation as well as other corroborating evidence linking him to the crime. That evidence included incriminating statements Doody made to friends after the murders, his fingerprints located on loot taken from the temple, the fact that he made a substantial cash down payment to purchase a car shortly after
The jury obviously found none, because it convicted Doody on every count. The jury held Doody liable for the nine murders on a theory of felony murder rather than premeditated murder. The trial court sentenced Doody to nine consecutive life terms for the murders and eleven additional prison terms on the remaining felony counts.
Doody appealed his convictions, arguing, inter alia, that the trial court erred in failing to suppress his confession. He claimed the totality of the circumstances rendered the confession involuntary and that the Miranda warnings were inadequate. The Arizona Court of Appeals rejected both arguments in a lengthy reasoned opinion. See State v. Doody, 187 Ariz. 363, 930 P.2d 440, 443 (Ariz.Ct.App. 1996). It considered all of the circumstances surrounding Doody's confession, including his age and intelligence, the length of the interrogation, the absence of a parent (even though Doody was fully emancipated), and the tone and tactics employed by the detectives throughout the interrogation. The court concluded the tactics were not unduly oppressive and Doody had confessed voluntarily. Id. at 446-48.
The Arizona Court of Appeals also rejected Doody's argument that the warnings were inadequate. Upon review of the audiotape of the warnings, the signed written waiver, and the interrogating officers' testimony regarding Doody's demeanor, the court found "the officers explained [Doody's] rights in a manner appropriate for his age and apparent intelligence." Id. at 449. The court affirmed Doody's convictions.
The Supreme Court of Arizona denied review, and the Supreme Court of the United States denied Doody's petition for a writ of certiorari. The United States District Court for the District of Arizona denied Doody's subsequent federal habeas petition. A three-judge panel of our court, including two members of today's majority, reversed, holding the Arizona Court of Appeals was not objectively unreasonable in concluding the Miranda warnings were adequate, but ruling that Doody's confession was nonetheless involuntary because the interrogation lasted too long. The panel granted habeas relief. See Doody v. Schriro, 548 F.3d 847, 849(9th Cir.2008). We granted rehearing en banc. See Doody v. Schriro, 566 F.3d 839 (9th Cir. 2009).
Contrary to the majority's penchant for unrestricted reconsideration, the "elephant in the courtroom" here is the standard of review. Wong v. Belmontes, ___ U.S. ___, 130 S.Ct. 383, 390, 175 L.Ed.2d 328 (2009). Under AEDPA, we may not grant habeas relief unless the state court decision "was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States," or "was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." 28 U.S.C. § 2254(d). A state court's decision is an "unreasonable application of . . . clearly established law" only if it is "objectively unreasonable." Williams v. Taylor, 529 U.S. 362, 409, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). A federal court may not issue a writ of habeas corpus merely because it concludes "in its independent
Nevertheless, the majority reviews the record as though it were the initial finder of fact or reviewing a federal conviction on direct appeal, and, when it arrives at a result that differs from the state court's, declares the state court to have been "unreasonable." Cf. Richter, 131 S.Ct. at 786(noting that after conducting a de novo review, the Ninth Circuit "declared, without further explanation, that the `state court's decision to the contrary constituted an unreasonable application of [Supreme Court precedent]'"). But "AEDPA demands more. Under § 2254(d), a habeas court must determine what arguments or theories supported or . . . could have supported[] the state court's decision; and then it must ask whether it is possible fairminded jurists could disagree that those arguments are inconsistent with the holding in a prior decision of [the Supreme Court]." Id. By failing to make this inquiry, the majority has again "all but ignored the only question that matters under § 2254(d)(1)." Id. (internal quotations and citation omitted). The Doody majority once more pays mere lip service to AEDPA and then proceeds as though it does not exist.
Doody understood and voluntarily waived his constitutional rights. Miranda v. Arizona requires that prior to custodial questioning, an accused must be "clearly informed" of his rights. 384 U.S. 436, 471, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). When considering the adequacy of a Miranda advisement, "reviewing courts are not required to examine the words employed `as if construing a will or defining the terms of an easement. The inquiry is simply whether the warnings reasonably convey to a suspect his rights as required by Miranda.'" Powell, 130 S.Ct. at 1204 (2010) (quoting Duckworth v. Eagan, 492 U.S. 195, 202, 109 S.Ct. 2875, 106 L.Ed.2d 166 (1989)) (internal quotation marks and citation omitted).
The oral delivery of the warnings, which the majority characterizes as a "twelve-page rambling commentary that is in alternating part misleading and unintelligible," Maj. Opinion at 1007, proceeded as follows while Doody read the written warnings laid before him on the table:
After delivering the Miranda warnings and obtaining Doody's written confirmation that he understood them, Detective Riley asked Doody if he wished to have a parent or guardian present. Doody said he did not. Detective Riley then asked, "Ah, so you will be willing to talk with us right now?" Doody replied, "Yeah." Before asking any questions, Detective Riley, still following the written form, again confirmed that Doody was willing to talk without a parent or an attorney present, that he knew he could stop the interrogation "at any time," and that he understood the warnings:
Following its ten-day pre-trial evidentiary hearing, the Maricopa County Superior Court ruled these warnings were adequate. The Arizona Court of Appeals affirmed the trial court and concluded, in language echoing the post-Miranda legal standard articulated by Arizona caselaw, that the warnings were delivered "in a clear and understandable manner . . . appropriate for [Doody's] age and apparent intelligence." Doody, 930 P.2d at 448-49 (citing State v. Mumbaugh, 107 Ariz. 589, 491 P.2d 443, 451 (1971), for the requirement that the officers must have "imparted a clear, understandable warning of all
While the Supreme Court has not decided a case with facts "materially indistinguishable" from the facts before us, Williams, 529 U.S. at 406, 120 S.Ct. 1495, it has certainly instructed us as to how to approach our adequacy analysis. The Supreme Court has never insisted that Miranda warnings be given verbatim as set forth in that opinion. Duckworth, 492 U.S. at 202, 109 S.Ct. 2875. Indeed, the Court has repeatedly cautioned against rigid requirements as to the form of Miranda warnings. See id.; California v. Prysock, 453 U.S. 355, 359, 101 S.Ct. 2806, 69 L.Ed.2d 696 (1981). It has done so once again in Powell, which reiterates that, while "[t]he four warnings Miranda requires are invariable"—including "the right to consult with a lawyer and to have the lawyer [present] during interrogation,"—the Supreme Court "has not dictated the words in which the essential information must be conveyed." 130 S.Ct. at 1203-04(internal quotations and citations omitted). The longstanding test is simply whether the words that are used "reasonably convey" the four crucial rights. Id. at 1204 (quoting Duckworth, 492 U.S. at 203, 109 S.Ct. 2875).
In Powell, the Supreme Court held that an officer's statements to a suspect that "You have a right to talk to a lawyer before answering any of our questions" and "You have the right to use any of these rights at any time you want during this interview," reasonably conveyed the suspect's right to counsel. Id. at 1199-1200, 1205. Even though the officer never explicitly stated that the right to counsel applied not only before, but during, questioning, the Court found that the warnings, while not "the clearest possible formulation. . . were sufficiently comprehensive and comprehensible when given a commonsense reading." Id. at 1205.
Powell thus echoed Prysock, in which the Supreme Court upheld warnings that advised a suspect of his right to have a lawyer present prior to and during questioning, and to have a lawyer appointed "at no cost to yourself," but not expressly to his right to have the appointed lawyer present prior to and during questioning. 453 U.S. at 356-57, 101 S.Ct. 2806. The Court held that the warnings nonetheless "fully conveyed" the rights spelled out in Miranda, which did not require a "talismanic incantation . . . to satisfy its strictures." Id. at 359, 361, 101 S.Ct. 2806.
Powell also cited to Duckworth, which is more analogous to Doody's case. See Powell, 130 S.Ct. at 1204. In Duckworth, the Supreme Court upheld a warning even when it was accompanied by an arguably misleading elaboration. There, the police read the suspect his rights from a form that he later signed which provided in part: "You have [the] right to the advice and presence of a lawyer even if you cannot afford to hire one. We have no way of giving you a lawyer, but one will be appointed for you, if you wish, if and when you go to court." Duckworth, 492 U.S. at 198, 109 S.Ct. 2875 (original emphasis). The Seventh Circuit rejected the warnings, finding that the "if and when you go to court" language could be understood to negate a suspect's right to appointed counsel before and during the impending interview: "The entire warning is therefore, at best, misleading and confusing and, at worst, constitutes a subtle temptation to the unsophisticated, indigent accused to
The Supreme Court, however, reversed and held that the warnings "in their totality" were adequate. Duckworth, 492 U.S. at 205, 109 S.Ct. 2875. It noted that officers may "inadvertently depart from routine practice" when offering elaborations for the benefit of a suspect, and that reviewing courts should therefore not examine the language used "as if construing a will or defining the terms of an easement." Id. at 203, 109 S.Ct. 2875. Notwithstanding the potential false implication of the elaborating language, the Court found that the warnings had "touched all of the bases required by Miranda": the police told the suspect of his right to remain silent, that anything he said could be used against him in court, that he had a right to an attorney before and during questioning, and that he had the right to an attorney even if he could not afford to hire one. Id.
My colleagues are correct that Powell does not materially change the analysis we must apply to the case at hand: it reaffirms the two prior Supreme Court cases, Prysock and Duckworth, that establish the federal law demonstrating why the Arizona Court of Appeals' decision is reasonable. Those two cases stand for the following general principles: first, that deviation from a formulaic Miranda script is tolerated so long as a suspect's rights are "reasonably conveyed"; and second, that elaborating language—even if it is misleading—is not necessarily fatal to a Miranda warning if the warnings "in their totality" communicate the four basic rights. Undaunted, my colleagues persist in declaring that the Arizona Court of Appeals was not only wrong, but objectively unreasonable, when it decided that the warnings given to Doody, which including an ambiguous oral elaboration on the meaning of the word "attorney," but which otherwise tracked the printed form simultaneously read and initialed by Doody that properly articulated his rights, were constitutionally adequate. According to the majority, "whatever the applicable standard for reviewing the state court decision, the violation of Doody's rights in this case is so absolutely clear as to compel that the Writ be granted." Maj. Opinion at 1007.
My colleagues rest their conclusion on Detective Riley's deviation from an accurate reading of the Miranda form, his allegedly misleading explanation of the right to counsel, and his alleged downplaying of the significance of the Miranda warnings. Were we reviewing this case on direct appeal, each of these might be legitimate grounds for debate. However, to interpret these portions of the record de novo, without any regard for the state courts' careful determinations of fact or applications of law under controlling Supreme Court precedent, ignores AEDPA.
It's called comity—a binding constitutional concept which the Supreme Court has all too often reminded us we must respect when it has reversed our AEDPA decisions. See, e.g., id. at 14 ([The Ninth Circuit's] analysis illustrates a lack of deference to the state court's determination and an improper intervention in state criminal processes, contrary to the purpose and mandate of AEDPA and to the now well-settled meaning and function of habeas corpus in the federal system."); Woodford, 537 U.S. at 24, 123 S.Ct. 357 (per curiam) (noting that our "readiness to attribute error is inconsistent with the presumption that state courts know and follow the law" and inconsistent with AEDPA, "which demands that state court decisions be given the benefit of the doubt").
If the majority thinks that AEDPA's unreasonableness standard, properly applied, is a difficult one for petitioners to meet, "that is because it was meant to be." Richter, 131 S.Ct. at 786. AEDPA
Id. (quoting Jackson v. Virginia, 443 U.S. 307, 332 n. 5, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979)).
Our duty in this case is therefore simply to ask whether there is any possibility that fairminded jurists could disagree that the Arizona Court of Appeals' decision contravened then-available Supreme Court precedent. In Prysock and Duckworth, and now again in Powell, the Supreme Court has explicitly and repeatedly condoned deviations from a formulaic Miranda script. Duckworth further allows for additional and even misleading elaborating statements that "inadvertently depart from routine practice." 492 U.S. at 203, 109 S.Ct. 2875. Fair-minded jurists could conclude that this precedent permits a less-than-accurate oral recitation and explanation of a valid printed Miranda form that a suspect
Detective Riley's oral Miranda delivery is not a model of English diction. However, especially when considered together with the written warnings form, it does touch all of Miranda's bases: the four essential components are easily identifiable, and nearly all of the additional material clarifies, rather than obfuscates. The oral warnings are even clearer when heard on the audio tape, rather than read as printed snippets in the majority's opinion. The colloquial filler ("ah," "like," "and things," "okay," etc.), which is distracting on the page, is largely filtered out when heard by the average listener. Even those of us who spend our days striking every unnecessary word from our written work commonly make, and hear, statements of less than perfect prose. We are nonetheless able to communicate and understand serious ideas. Moreover, the written warnings, which lacked colloquial filler or lengthy elaboration, were simultaneously set before Doody and expressly acknowledged by him. See Appendix. It was not unreasonable for the Arizona Court of Appeals to conclude that the combination of written and spoken warnings reasonably conveyed the essential rights to a young, emancipated man like Doody.
Nor was it unreasonable to conclude that Detective Riley's elaboration on the definition of "attorney" did not fatally obscure the fundamental import of the right to counsel during interrogation. My colleagues complain that his ambiguous explanation could be construed to suggest that one only has a right to an attorney if he is guilty. True. It could be construed that way, just like the explanation that a lawyer would be appointed "if and when you go to court" in Duckworth, even if technically correct, could have been construed by a suspect to suggest that he only had the right to an attorney before or during questioning if he could afford to hire his own. Duckworth nonetheless held that the warnings in that case "in their totality, satisfied Miranda." 492 U.S. at 205, 109 S.Ct. 2875.
Duckworth addressed different facts from the ones before us, but it was not objectively unreasonable for the Arizona Court of Appeals to conclude the "circumstances in their totality" counseled the same result here. Doody, 930 P.2d at 443. While part of Detective Riley's explanation may have been ambiguous, the four essential Miranda warnings themselves were stated correctly, and Doody was simultaneously looking at a written form that clearly laid out the warnings without any problematic elaboration. See Appendix. Doody's receipt and acknowledgment of the written warnings, which no one claims were incorrect, could certainly have alleviated any ambiguity or misinterpretation.
To make the argument that the warnings given to Doody did not satisfy Miranda, the Chief Judge's concurring opinion approaches the record de novo and asks us to imagine that Detective Riley's spoken words were printed on a state-produced form and given to Doody to initial. See Concurrence at 1026-27. But, even if we were on direct review, and even assuming that Detective Riley's spoken words would be insufficient if presented on a printed form, that does not decide this case because that is not the test we apply. We do not reduce all that is spoken into writing in order to "examine the words employed as if construing a will or defining the terms of an easement." Powell, 130 S.Ct. at 1204. Instead, we assess Miranda
What should instead be done to properly assess the warnings given to Doody "in their totality" and "in context" is exactly what the state trial court did when, in the course of an extensive evidentiary hearing, it heard the audio tape of the warnings, saw the juvenile Miranda form with Doody's initials, and listened to the administering officers testify that Doody "exhibited no signs of doubt or confusion." Doody, 930 P.2d at 449. The Arizona courts then concluded the warnings were adequate. Id. Because we are on habeas review, we must accord AEDPA deference to that conclusion by asking whether it could be supported by theories that are not inconsistent with Supreme Court precedent, rather than engaging in a de novo analysis and comparing the results. See Richter, 131 S.Ct. at 786. Under Duckworth, a state court could reasonably conclude that the effect of the combined oral and written warnings was to "touch[ ] all of the bases required by Miranda," and "reasonably convey" to Doody his rights. 492 U.S. at 203, 109 S.Ct. 2875. This is especially so since the Supreme Court has not indicated what effect simultaneously acknowledged written warnings might have when the oral warnings are unclear. Although the Chief Judge declares that "it would be unreasonable" to conclude that the combined warnings were adequate, Concurrence at 5851, without Supreme Court precedent on point, "it cannot be said that the state court `unreasonabl[y] appli[ed] clearly established Federal law.'" See Musladin, 549 U.S. at 77, 127 S.Ct. 649 (quoting 28 U.S.C. § 2254(d)(1)).
Finally, the majority faults the Arizona Court of Appeals for failing to conclude that Detective Riley's Miranda delivery, because it offered "repeated assurances" to Doody and was long-winded, impermissibly downplayed the significance of the warnings. Maj. Opinion at 1002-03. Certainly, Miranda establishes the general proposition that the warnings should serve "to make the individual more acutely aware that he is faced with a phase of the adversary system—that he is not in the presence of persons acting solely in his interest." Miranda, 384 U.S. at 469, 86 S.Ct. 1602. However, contrary to the majority's suggestion, there is no Supreme Court precedent that should have compelled the Arizona Court of Appeals to conclude that the detective's verbosity or "good cop" demeanor violated this general rule. And "it is not an unreasonable application of clearly established federal law for a state court to decline to apply a specific rule that has not been squarely established by [the Supreme Court]." Knowles, 129 S.Ct. at 1419; see also Yarborough v. Alvarado, 541 U.S. 652, 664, 124 S.Ct. 2140, 158 L.Ed.2d 938 (2004) ("The more general the rule, the more leeway courts have in reaching outcomes in case-by-case determinations.").
It was not unreasonable for the Arizona court to conclude from the totality of the circumstances that Doody was aware of the gravity of his situation. What Doody characterizes as "reassuring patter" intentionally designed to "obscure and downplay" the importance of the warnings can be reasonably interpreted as explanation designed to focus Doody's attention on what was being said. Although the explanations and tone were calibrated to put Doody at ease, Detective Riley did not
The Arizona Court of Appeals' conclusion that the spoken and written Miranda warnings delivered to Doody were sufficient was not an objectively unreasonable application of federal law as established by Miranda, Prysock, and Duckworth, and as recently reiterated by Powell. The majority's contrary conclusion rests on its de novo interpretation of the record and total disregard for the state courts' factual findings and reasoned legal conclusions, in contravention of AEDPA.
Whether Miranda warnings were adequate and whether a confession was voluntary are closely related inquiries. "[F]ailure to give the prescribed warnings and obtain a waiver of rights before custodial questioning generally requires exclusion of any statements obtained. Conversely, giving the warnings and getting a waiver has generally produced a virtual ticket of admissibility." Missouri v. Seibert, 542 U.S. 600, 608-09, 124 S.Ct. 2601, 159 L.Ed.2d 643 (2004) (plurality opinion) (footnote omitted). Because I would conclude the warnings were adequate, I proceed to consider the other circumstances relevant to the question of voluntariness. Because the majority would conclude the warnings were inadequate, its voluntariness analysis is gratuitous, highlighting a dogged determination to quarrel with the factual record as much as possible.
"[C]ourts look to the totality of circumstances to determine whether a confession was voluntary." Withrow v. Williams, 507 U.S. 680, 693, 113 S.Ct. 1745, 123 L.Ed.2d 407 (1993). Those circumstances include police coercion; the length of the interrogation; its location; its continuity; and the defendant's maturity, education, physical condition, and mental health. Id. Issuance of valid Miranda warnings is a particularly weighty factor: "cases in which a defendant can make a colorable argument that a self-incriminating statement was `compelled' despite the fact that the law enforcement authorities adhered to the dictates of Miranda are rare." Berkemer v. McCarty, 468 U.S. 420, 433, n. 20, 104 S.Ct. 3138, 82 L.Ed.2d 317 (1984).
To overcome the factual obstacles, the majority attempts to paint Doody as a tender youth, lacking intellect or sophistication, younger than his chronological age of seventeen-and-one-half years.
The Arizona Court of Appeals also concluded Doody was adequately informed of his Miranda rights. It found that, although the interview lasted nearly thirteen hours, Doody made an inculpatory statement after about two and one-half hours by admitting to borrowing the murder weapon and began to make a full confession after about six hours. "The detectives used a variety of approaches in questioning Doody" but maintained a "courteous, almost pleading style of questioning during most of the interview." Id. at 446. The detectives allowed Doody to take bathroom breaks and offered him food and drinks throughout the interrogation.
The Arizona Court of Appeals identified the correct federal constitutional standards, looking to "the totality of the circumstances surrounding the confession" to determine "whether the will of the defendant [had] been overborne."
Applying this standard to the facts found above, the court concluded the confession was voluntary. It did not make this determination lightly or casually. The court noted each of the most disturbing circumstances and cited specific facts that counter-balanced those concerns. The "troublesome length" of the interrogation was offset by the fact that Doody had admitted after only two and one-half hours that he had possessed the murder weapon and confessed to participating in the temple robbery approximately four hours later. Id. at 446. The interrogation lasted through the night, but the audio tapes confirmed the officers' testimony that Doody did not seem overly tired or distraught. Id. The officers engaged in numerous interrogation techniques, which the trial court characterized as "aggressive, energetic [and] forceful," id., but they were not egregious or beyond the bounds of federal law, id. at 447-48.
Doody did not have a parent present, but, as the court noted, he had said he "did
The majority cannot point to any significant fact or circumstance that the Arizona Court of Appeals failed to consider in reaching this conclusion. The majority claims Doody's age is of "critical importance." Of course it is important. That is why the Arizona court explicitly considered it. Doody, 930 P.2d at 445 (noting Doody's age and reciting the correct legal standard for review of juvenile confessions). The court noted several facts showing Doody was mature for his age, including that he commanded the ROTC Honor Guard and Color Guard and held a job at the Luke Air Force Base commissary, id.; evidence in the record further showed that Doody was the oldest of four children, lived in an apartment emancipated from his parents, signed his apartment lease for himself and his roommates, bought two cars on his own, and participated in the Civil Air Patrol, which comported with his plans for college and possibly joining the Air Force or Navy as a pilot. These facts no doubt explain why the Superior Court of Arizona had ordered Doody to stand trial as an adult, rather than as a juvenile offender. Id. at 444.
The Arizona Court of Appeals also discussed the possibility of police coercion, id. at 447-48; the length of the interrogation, id. at 446; its continuity, id. (noting that the interrogation lasted thirteen hours without significant breaks but also that the officers "offered Doody food and drinks and accommodated his requests to use the restroom"); and Doody's maturity, education, physical condition, and mental health, id. at 445-46 (discussing Doody's education, grade average, school activities, condition during the interrogation, and that there was "no indication of any mental disorder").
The state court correctly applied federal law to its factual conclusions. Each relevant circumstance, and many combinations of similar circumstances, have been addressed by the Supreme Court and circuit courts of appeal,
Federal courts have also held lengthy interrogations are not per se coercive. See Clark v. Murphy, 331 F.3d 1062, 1073 (9th Cir.2003) (defendant's confession was voluntary though he had been held and intermittently questioned in a small room for eight hours); Jenner v. Smith, 982 F.2d 329, 334(8th Cir.1993) (six or seven hour questioning not coercive); United States v. Lehman, 468 F.2d 93, 101 (7th Cir.1972) ("vigorous" eight-hour questioning with few breaks did not make confession involuntary). "Even if we assume that the interrogation lasted all day ... coercion typically involves far more outrageous conduct." United States v. Haswood, 350 F.3d 1024, 1028 (9th Cir.2003).
The majority attempts to distinguish these cases as not involving both a seventeen-year-old suspect and a thirteen-hour interview. However, the Supreme Court has not addressed a case with facts such as those presented here. The majority does not claim that the Court has, yet it nevertheless concludes that the Arizona Court of Appeals not only incorrectly, but unreasonably, applied nonexistent Supreme Court precedent. Such a holding is not only violative of § 2254(d), see Knowles, 129 S.Ct. at 1419, but is also wholly irrational. While a right may be clearly established even without a Supreme Court case addressing materially indistinguishable facts, the majority cannot point to a single case that would have put the Arizona court on notice of a per se rule that a defendant of Doody's age and maturity cannot make a voluntary confession six hours into a thirteen-hour interview.
In fact, the case that serves as the backbone of the majority's attempt to refute this dissent, Haley, 332 U.S. at 600, 68 S.Ct. 302, is readily distinguishable. In Haley, the defendant was a fifteen-year-old African American "lad" in 1945 Ohio, id., arrested at his home where he lived with his "closest friend—his mother," id., taken to police headquarters, reportedly beaten, denied contact with his mother, and "not advised that he was not obliged to talk, that it was his right if he chose to say not a word, nor that he was entitled to have the benefit of counsel or the help of his family," id. at 604, 68 S.Ct. 302. The chief of police even "admitted that while he knew the boy `had the right to remain mute and not answer any questions,' he did not know that it was the duty of the police to apprise him of that fact." Id.
Here, valid pre-printed Miranda warnings were read to Doody before the disputed explanations; the officers did not beat Doody; Doody was held for thirteen hours rather than "days," id.; the officers expressly asked Doody if he wanted his parents present; the officers knew, and advised Doody, that he had the right to remain silent; and most importantly, Doody was not a fifteen-year-old "lad" living with his closest friend—his mother— but was instead a seventeen-and-one-half-year-old commander of the ROTC Honor
The majority argues that the Arizona Court of Appeals should have been mindful of the "tender age" of Doody, just as the Supreme Court was mindful of the "tender age" of Haley. Notwithstanding the materially distinguishable facts of the two cases, the court did expressly consider Doody's age. Doody, 930 P.2d at 449. "More to the point, the question is not whether a state court could plausibly extend Haley to this fact pattern, a point we need not decide; the question is whether the [state] courts acted unreasonably in declining to extend this pre-Miranda precedent here. They did not." Jackson, 525 F.3d at 435.
Nor were the Arizona courts required to find "outrageous conduct" in the officers' interrogation tactics. "The policeman is not a fiduciary of the suspect. The police are allowed to play on a suspect's ignorance, his anxieties, his fears, and his uncertainties; they just are not allowed to magnify those fears, uncertainties, and so forth to the point where rational decision becomes impossible." United States v. Rutledge, 900 F.2d 1127, 1130 (7th Cir. 1990). Absent physical coercion, police are permitted to engage in a variety of psychologically coercive interrogation tactics. See Haynes v. Washington, 373 U.S. 503, 514-15, 83 S.Ct. 1336, 10 L.Ed.2d 513 (1963). The officers here employed most of them: the good cop/bad cop routine, lecturing on the importance of telling the truth, appeals to Doody's courage and honor, urging him to act like a man, advising him that other participants were talking and pointing fingers at Doody, expressing concern for the safety of Doody's family, and plain dogged persistence in their questioning.
These techniques are not new. Nor are they unconstitutional. For instance, police may encourage a suspect to cooperate and imply the suspect will be treated leniently for doing so. See Rutledge, 900 F.2d at 1128, 1130, 1131 (finding confession voluntary where police made "not quite truthful" statement that "all cooperation is helpful," though confession actually exposed Rutledge to a heavier sentence). This is true even when the suspect is a juvenile. We have upheld voluntariness findings where officers implored a fifteen-year-old suspect to cooperate and "misrepresented the serious potential legal consequences [the suspect] would face were he to admit involvement." Juan H., 408 F.3d at 1273. "It is not enough, even in the case of a juvenile, that the police `indicate that a cooperative attitude would be to [the] benefit' of an accused unless such remarks rise to the level of being `threatening or coercive.'" Id. (quoting Fare v. Michael C., 442 U.S. 707, 727, 99 S.Ct. 2560, 61 L.Ed.2d 197 (1979)).
Deception is also a permitted tactic. "Ploys to mislead a suspect or lull him into a false sense of security that do not rise to the level of compulsion or coercion to speak are not within Miranda's concerns." Illinois v. Perkins, 496 U.S. 292, 297, 110 S.Ct. 2394, 110 L.Ed.2d 243 (1990).
Persistent questioning must be permissible, for "[f]ew criminals feel impelled to confess to the police purely of their own accord, without any questioning at all." Miller v. Fenton, 796 F.2d 598, 604-05 (3d Cir.1986) (citing Stein v. New York, 346 U.S. 156, 186, 73 S.Ct. 1077, 97 L.Ed. 1522 (1953) ("Of course, these confessions were not voluntary in the sense that petitioners wanted to make them or that they were completely spontaneous, like a confession to a priest, a lawyer, or a psychiatrist. But in this sense no criminal confession is voluntary."), overruled on other grounds by Jackson v. Denno, 378 U.S. 368, 391, 84 S.Ct. 1774, 12 L.Ed.2d 908 (1964)); see also Haynes, 373 U.S. at 514-15, 83 S.Ct. 1336 ("Of course, detection and solution of crime is, at best, a difficult and arduous task requiring determination and persistence on the part of all responsible officers charged with the duty of law enforcement. And, certainly, we do not mean to suggest that all interrogation of witnesses and suspects is impermissible. Such questioning is undoubtedly an essential tool in effective law enforcement."). Although the officers were persistent, they were not coercive, and the Arizona courts reasonably concluded Doody's "confession [was] the product of an essentially free and unconstrained choice by its maker." Schneckloth v. Bustamonte, 412 U.S. 218, 225, 93 S.Ct. 2041, 36 L.Ed.2d 854 (1973).
Contrast the circumstances of Doody's interrogation with other Supreme Court cases finding truly coercive circumstances. See, e.g., Mincey v. Arizona, 437 U.S. 385, 396-402, 98 S.Ct. 2408, 57 L.Ed.2d 290 (1978) (suspect interrogated for four hours in intensive care unit, with tubes in his throat and nose, heavily medicated, after being shot, despite explicit request for counsel); Darwin v. Connecticut, 391 U.S. 346, 347-49, 88 S.Ct. 1488, 20 L.Ed.2d 630 (1968) (per curiam) (suspect interrogated for 48 hours incommunicado while officers denied access to counsel); Greenwald v. Wisconsin, 390 U.S. 519, 519-21, 88 S.Ct. 1152, 20 L.Ed.2d 77 (1968) (per curiam) (defendant, with a ninth-grade education, was questioned without Miranda warnings for over eighteen hours and prevented from eating, sleeping, and taking his medication); Beecher v. Alabama, 389 U.S. 35, 36-38, 88 S.Ct. 189, 19 L.Ed.2d 35 (1967) (per curiam) (officer fired rifle next to suspect's ear and said "If you don't tell the truth I am going to kill you"); Clewis v. Texas, 386 U.S. 707, 709-12, 87 S.Ct. 1338, 18 L.Ed.2d 423 (1967) (suspect was arrested without probable cause, interrogated for nine days with little food or sleep, and gave three unwarned "confessions," each of which he immediately retracted); Davis v. North Carolina, 384 U.S. 737, 745-53, 86 S.Ct. 1761, 16 L.Ed.2d 895 (1966) (defendant was interrogated "daily" for sixteen days, during which no one other than the police spoke to him, and during which he was fed an "extremely limited" diet); Reck v. Pate, 367 U.S. 433, 439-42, n. 3, 81 S.Ct. 1541, 6 L.Ed.2d 948 (1961) (mentally disabled youth interrogated incommunicado for a week "during which time he was frequently ill, fainted several times, vomited blood on the floor of the police station and was twice taken to the hospital on a stretcher"). It was entirely reasonable for the Arizona courts to conclude Doody's confession did not fall into this category.
The finding that he was "alert and responsive" was not unreasonable, even in light of Doody's silence, for there is more to alertness than perpetual chatter. Doody could certainly have been pondering the consequences of truthfully answering the detectives' questions. Of course, silence may be indicative of inattention or unresponsiveness, but visual clues and physical demeanor must also be considered. The majority goes to great length to note that Doody sat in a chair with a "straight, immobile back." Maj. Opinion at 1011 n.8; see also id. at 1008-09, 1015. If anything, this would bolster the detectives' observations as to Doody's alert and responsive demeanor. The audio tapes, though certainly better than a cold transcript, cannot provide this information. Only the detectives who interrogated Doody could provide that, and they swore that Doody was "alert and responsive throughout the interrogation and did not appear overtired or distraught." Doody, 930 P.2d at 446. Doody declined to testify at the evidentiary hearing, so the record is devoid of direct evidence contradicting the officers' description. Id.
Because the trial court explicitly credited that testimony, the majority commits reversible error in dismissing the state court's finding as an "unreasonable determination of the facts." The majority instead misconstrues the limits of our review under § 2254(d). The majority argues that "assuming that there was equivocal evidence of responsiveness, the Arizona Court of Appeals' finding that no evidence supported Doody's claim was unreasonable." Maj. Opinion at 1013 (first and third emphases added). Yet, because "Congress specifically used the word `unreasonable,' and not a term like `erroneous' or `incorrect,' a federal habeas court may not grant relief simply because it concludes in its independent judgment that the relevant state-court decision" was erroneous or incorrect. Williams, 529 U.S. at 366, 120 S.Ct. 1495. The majority fundamentally alters the permissible scope of our review by ignoring this distinction. See Richter, 131 S.Ct. at 786; Uttecht, 551 U.S. at 10, 127 S.Ct. 2218.
The majority next deems unreasonable the finding that "the audio tapes reveal a courteous, almost pleading style of questioning during most of the interview." Doody, 930 P.2d at 446; see Maj. Opinion at 1012. The majority reviews the tapes and scolds that the officers' tones were "far from pleasant." Maj. Opinion at 1013. This was no tea party. The Arizona court
For hours at a time, the officers pleaded, cajoled, and implored in soft voices. Their questions were nearly inaudible on the tape at some points. For several additional hours, particularly at the beginning and end of the interview, the officers asked questions in conversational tones. Even in the early hours of the morning, when the officers were most demanding and unpleasant, they did not scream or shout. They did not threaten Doody in any way. They did not pound the table or throw objects around the room. They did not put words in Doody's mouth as to how the murders had been planned or committed. If we are going to say that mere persistence in interrogation renders a confession involuntary, and that a suspect's will is overborne by insistently repeated questions, and moreover that it's objectively unreasonable for a court to decide otherwise, then there is no rational stopping point in our voluntariness analysis.
Indefatigable in its mischaracterization of the state court's findings, the majority next claims that, "contrary to the finding of the Arizona Court of Appeals, Doody decidedly did not admit to involvement in the temple murders after two and one-half hours of questioning." Maj. Opinion at 1014. The court of appeals did not say Doody "admitted to involvement" after two and a half hours. It said, "Doody admitted he had borrowed Caratachea's rifle at the time of the temple murders." Doody, 930 P.2d at 446. This is a reasonable finding of fact. It is also a significant admission because it contradicts the lie he told at the outset of the interview that he had never had possession of the rifle. Doody said he borrowed the rifle "close to the end of June." The murders occurred in August. Considering the Arizona Court of Appeals reviewed the case roughly five years later, "at the time" reasonably describes the time frame. It is disingenuous to rewrite the state court's findings in order to declare them "patently unreasonable." Maj. Opinion at 1014. Although not conclusive, the inculpatory admission that he possessed the murder weapon before the temple invasion provided a strong basis for the officers to believe Doody had some involvement in the robbery and murders, contrary to his initial denial when first questioned.
Finally, the majority faults the Arizona Court of Appeals for analyzing "the individual circumstances of the interrogation without weighing the totality of the circumstances."
The majority's lengthy recital of the facts highlights the fundamental error in its approach. Despite the prolific factual recitation, the majority leaves key sentences, exchanges, and pages of transcript unaccounted for. The majority quips that the dissent would "prefer that these audiotapes not see the light of day." Maj. Opinion at 1022 n.14. To the contrary, if the majority is going to ignore AEDPA and parse the record, then all of the transcripts should see the light of day, not just pre-selected snippets. Rather than deferring to the reasoned decisions of the Arizona courts, which listened to the tapes in toto, the majority re-weighs the facts, parses the transcript, and dismissively ignores the state court's findings. The opinion once again manifests judicial disregard of our role as federal appellate judges and the comity enshrined in AEDPA's statutory commands. See Richter, 131 S.Ct. at 780, 786-87.
The Arizona courts did everything we can demand of state courts. The trial court held a ten-day evidentiary hearing before concluding the Miranda warnings were adequate and the confession was voluntary. More importantly, the jury independently and necessarily concluded the confession was voluntary and reliable in convicting Doody for his role in the murders. The Arizona Court of Appeals affirmed this determination in a comprehensive, reasoned opinion. Its holding on the facts presented fell squarely within the bounds of Supreme Court precedent on voluntariness. In sum, sixteen Arizona factfinders concluded Doody's confession was voluntary. Presumably at least some of them were "fairminded jurists." AEDPA at 28 U.S.C. § 2254(e)(1) cloaks those findings with a presumption of correctness. Doody fails to meet his statutory burden to rebut them by "clear and convincing evidence." Id.
In violation of AEDPA, the majority adjusts the scales and weighs the facts anew. This sort of appellate factfinding on habeas review is contrary to the congressionally mandated standard of review. It also creates unpredictability for habeas petitioners, attorneys, and state and federal courts. "We have been told before that objectively unreasonable means something more than we think the state courts were wrong. `[A]n unreasonable application of federal law is different from an incorrect application.'" Anderson v. Terhune, 516 F.3d 781, 800 (9th Cir.2008) (en banc) (Tallman, J., dissenting) (quoting Williams, 529 U.S. at 410, 120 S.Ct. 1495). Such careless dismissal of reasoned findings is demoralizing and insulting to the state courts, eschewing the principle that "comity between state and federal courts has been recognized as a bulwark of the federal system." Allen v. McCurry, 449 U.S. 90, 96, 101 S.Ct. 411, 66 L.Ed.2d 308 (1980); see also Richter, 131 S.Ct. at 786-87.
With little more than a hat tip to the Arizona courts' extensive findings, the majority nonetheless concludes these findings were "objectively unreasonable." The majority's message to our state courts is clear: no matter how carefully you decide constitutional issues in criminal cases, no matter how well you justify your opinions