TASHIMA, Circuit Judge:
Appellant Jeremiah Lettiere was convicted of robbery affecting commerce and use of a firearm during a crime of violence. Lettiere's sole contention on appeal is that the district court erred in instructing the jury on the definition of "brandish." We have jurisdiction under 28 U.S.C. § 1291, and we affirm the conviction.
Lettiere was charged, together with co-defendants Michael File and Skye Bruns, with one count of robbery affecting commerce, in violation of 18 U.S.C. § 1951(a), and one count of use of a firearm during a crime of violence, in violation of 18 U.S.C. § 924(c)(1)(A).
On September 3, 2009, a deputy sheriff, in Missoula, Montana, saw a white pickup truck sideswipe a blue pickup truck. The deputy pursued the vehicles. The chase came to an end when the white truck,
Collins testified at trial that he and another individual had met Lettiere and Bruns in a motel room (File joined them later), intending to sell them ten pounds of marijuana for $30,000. Collins had brought five pounds of marijuana and over $12,000 in cash, in a backpack, with him to the meeting. During the meeting, according to Collins, Lettiere got up and pulled a gun out from under the mattress of one of the beds, then sat down again and placed it in his lap.
File testified that he wasn't sure if Collins was looking at Lettiere when he retrieved the gun and that at that point Lettiere "wasn't pointing it at anybody," but was "just kind of moving it around in his hand." Lettiere then told Collins to give his backpack to Bruns. Collins refused. Regarding what happened next, Collins' testimony differs from File's. Collins testified that he stood up in an attempt to leave and that Lettiere then "pointed the gun towards" him and told him to sit back down and give the backpack to Bruns or else File would "knock [him] out." File testified that Collins actually had attempted to take the $12,000 out of his backpack when he realized Bruns was going to take the backpack from him, at which point Lettiere "waved the gun [but] never pointed it at him" and said "[i]f you don't stop right now, I'm going to get vicious." In any event, Lettiere, Bruns, and File then left the room with Collins' backpack, which still contained the cash and marijuana, and got into the blue pickup. Collins got into his own pickup and chased them, resulting in the crash and altercation witnessed by the deputy.
Lettiere was charged with, inter alia, use of a firearm during a crime of violence, in violation of 18 U.S.C. § 924(c)(1)(A). Section 924(c)(1)(A) is a penalty provision that sets out mandatory minimum sentences for "any person who, during and in relation to any crime of violence or drug trafficking crime . . . uses or carries a firearm, or who, in furtherance of any such crime, possesses a firearm." 18 U.S.C. § 924(c)(1)(A). Persons who merely use, carry, or possess a firearm in relation to or furtherance of the crime are subject to a mandatory minimum term of imprisonment of five years. 18 U.S.C. § 924(c)(1)(A)(i). The mandatory minimum increases to seven years, however, if the firearm is "brandished." 18 U.S.C. § 924(c)(1)(A)(ii).
The indictment alleged that Lettiere had "used and brandished" a firearm in violation of § 924(c)(1)(A)(ii), in spite of the fact that a finding of brandishment is not required for conviction under § 924(c)(1)(A), and a finding of brandishment for purposes of determining the mandatory minimum sentence does not need to be made by the jury. Therefore, at the charge
With that issue decided, counsel for both parties agreed that a definition of "brandish" should be included in the instructions. Lettiere had requested that the jury be given the definition of "brandish" from the American Heritage Dictionary, which is "1. To wave or flourish menacingly; 2. To display ostentatiously." The court, however, decided to give the statutory definition, as set forth in § 924(c)(4), which is "to display all or part of the firearm, or otherwise make the presence of the firearm known to another person, in order to intimidate that person, regardless of whether the firearm is directly visible to that person."
The jury found Lettiere guilty of both counts and Lettiere appeals.
Lettiere argues that the challenged instruction incorrectly defined "brandish"; it did not. We express no opinion on whether the inclusion of "brandished" in the indictment was harmless surplusage, or on whether "brandished" became a de facto element that the government improvidently obligated itself to prove. Specifically, Lettiere contends that the district court erred by not providing the dictionary definition of "brandish" in lieu of or in addition to the statutory definition.
Better support for Lettiere's argument comes from United States v. Albritton, 622 F.3d 1104 (9th Cir.2010), in which this court considered the meaning of the term "brandish" as it is used in the United States Sentencing Guidelines (the "Guidelines"). In contrast to § 924(c), which imposes a higher minimum sentence when a firearm is brandished (seven years) than when it is "used" (five years), the Guidelines impose a greater offense-level for "otherwise us[ing]" a dangerous weapon, than for "brandish[ing]" a dangerous weapon. See U.S.S.G. §§ 2B3.1(b)(2)(D), 2B3.1(b)(2)(E). The Guidelines define "otherwise used" as conduct that "[does] not amount to the discharge of a firearm but [is] more than brandishing. . . ." U.S.S.G. § 1B1.1 cmt. n. 1(I). The Guidelines definition of "brandish" is effectively identical to that in § 924(c)(4). U.S.S.G. § 1B1.1 cmt. n. 1(C). The defendant in Albritton argued that the district court had improperly determined that he had "otherwise used" a weapon and that in fact he had only "brandished" it. 622 F.3d at 1105. The court looked to dictionary definitions, as well as the definition in the Guidelines and interpretations in existing caselaw, to determine the nature of the distinction between "brandishing" and "otherwise using." Id. at 1106-07.
Albritton does not indicate, however, that we should disregard the general principle that a clear statutory definition is controlling. While we did use dictionary definitions for clarity in that case, our analysis began with the definition in the Guidelines. Id. at 1106. We then turned to caselaw from other circuits for perspective on the term and, finally, cited to dictionary definitions merely to provide further support for the conclusions already reached about the correct definition of the term. Id. at 1107.
Lettiere also argues that the statutory definition is deficient because it inverts the quantum of proof necessary to find brandishment relative to the quantum of proof necessary to find that the defendant only used the firearm—in other words, that the statutory definition of brandished requires a lesser finding than used, despite the fact that the mandatory minimum sentence is greater for the former than the latter. There is no statutory definition of "use" in § 924(c), but courts have interpreted it as requiring merely some form of "active employment" of the weapon. United States v. Beaudion, 416 F.3d 965, 968 (9th Cir. 2005) (citing Bailey v. United States, 516 U.S. 137, 149-51, 116 S.Ct. 501, 133 L.Ed.2d 472 (1995)).
This argument is unavailing in light of both the plain language of the statute and this court's past interpretations of the term "use" in § 924(c). For starters, § 924(c)(1)(A) clearly requires that any use, brandishment, or discharge of the weapon occur "during and in relation to" the relevant crime. The statutory definition of brandish requires a defendant to display or make reference to a weapon in order to intimidate another person. There is simply no logical basis for Lettiere's assertion that a defendant could in any conceivable circumstances engage in such behavior "during and in relation to" a crime without being deemed to have "actively employed" the weapon in relation to the crime.
This court's past holdings support that interpretation. In Beaudion, we rejected the defendant's argument that there was no distinction between use and brandishment because one could not use a firearm without brandishing it. In fact, we held that use of a firearm can encompass activities that do not require the defendant to brandish it—for example, bartering it in a criminal context, using the butt of a rifle to break a padlock, or sneaking up on a security guard and using a firearm to strike him unconscious. 416 F.3d at 968-69; see also United States v. Bowen, 527 F.3d 1065, 1073-74 (10th Cir.2008) (brandish as defined in § 924(c) is a subset of use). Moreover, the statutory definition of brandishment adds a key element that distinguishes it from use: the firearm must be used to intimidate another person. United States v. Carter, 560 F.3d 1107, 1114 (9th Cir.2009); Beaudion, 416 F.3d at 968. The intimidation requirement not only makes brandishment a narrower category of activity than use, but it also makes the statutory definition narrower than the dictionary definition offered by Lettiere, which would permit a finding of brandishment if a criminal carried an expensive antique gun in a holster or pocket during the commission of a crime and then waved it about in glee, thereby "display[ing] it ostentatiously," to celebrate the successful completion of the crime.
We hold that the district court neither erred nor abused its discretion in instructing the jury with the statutory definition of "brandish" and declining Lettiere's proffer of a dictionary definition.
TASHIMA, Circuit Judge, concurring:
I write separately to explain why it is necessary for us fully to review Lettiere's challenge to the jury instruction defining "brandish."
At first glance, the knowledgeable reader of this opinion will ask herself or himself why did the Ninth Circuit conclude it was necessary to define "brandish" for jury instruction purposes when brandishing is not an element of the offense defined in 18 U.S.C. § 924(c)(1), which must be
As explained by the majority, the indictment charged that Lettiere had both "used and brandished" a firearm in violation of § 924(c)(1)(A)(ii). Further, at the charge conference, both the defendant and the government agreed that the jury instructions should include a definition of "brandish." See Maj. Op. at 1273-74. Thus, we are confronted with a threshold issue of first impression in this circuit: given that the jury was not required to find that Lettiere had brandished a firearm in order for him to be convicted under § 924(c)(1)(A), or for Lettiere to be subject to the mandatory minimum sentence for brandishing,
Because there is no Ninth Circuit or Supreme Court case law on this subject, I would look to the law of the other circuits for guidance. Doing so, I would answer these questions in the negative. Several circuits have held that, when a trial judge instructs the jury, without objection from the government, that a specific element must be found for a criminal conviction, that element becomes a necessary element of that particular conviction under the "law of the case" doctrine, even if the element would not otherwise have been necessary under controlling case law or statute.
In this case, the government undertook to prove that Lettiere had brandished a firearm at two junctures: first, when it charged brandishment in the indictment, and, second, when it agreed to an instruction on brandishment.
Once the district court undertook to instruct the jury on "brandish," even though it was not required to do so as an element of the offense, under the law of the case doctrine, I would expressly hold that the district court was bound correctly to instruct the jury. With these additional comments, I fully join in the majority opinion.