The panel acknowledges the amended table of contents in Appellees' corrected petition for rehearing, filed November 21, 2011. Appellees' motion for leave to file a corrected petition for rehearing is
The full court has been advised of the petition for rehearing en banc, and no judge has requested a vote on whether to rehear the matter en banc. Fed. R. App. P. 35.
Appellees' petition for rehearing and petition for rehearing en banc, filed November 18, 2011, is
The changes to the amended opinion filed concurrently with this order are non-substantive. Therefore, no further petitions for rehearing will be considered.
FISHER, Circuit Judge.
Eighteen-year-old Lukus Glenn was shot and killed in his driveway by Washington County police officers. His mother had called 911 for help with her distraught and intoxicated son after Lukus began threatening to kill himself with a pocketknife and breaking household property. Within four minutes of their arrival, officers had shot Lukus with a "less-lethal" beanbag shotgun, and had fatally shot him eight times with their service weapons. Lukus' mother filed suit against the officers and Washington County alleging a state law wrongful death claim and a 42 U.S.C. § 1983 claim for excessive force under the Fourth Amendment. The district court granted summary judgment to the defendants after concluding there was no constitutional violation. We reverse and remand for trial.
On September 15, 2006, Lukus Glenn left his home to attend a Tigard High School football game with his girlfriend. He had graduated from Tigard High a few months before and was living with his parents, Hope and Brad Glenn, and his grandmother. Lukus had no history of violence or criminal activity. He returned home at 3:00 a.m., agitated, intoxicated and intent on driving his motorcycle. His parents told him he could not take the motorcycle, and to their surprise Lukus became angry. He began to damage household property, including windows and the front door, and the windows of cars parked in the driveway. His parents had never seen Lukus drunk before, and believed they needed help to calm him down. They first called his friends, Tony Morales and David Lucas, who came over to the Glenn home. Lukus' friends were unable to calm him down, however, and his parents became alarmed when he held a pocketknife to his neck and threatened to kill himself.
Frightened that Lukus would harm himself, Hope called 911 believing that "the police would have the expertise and experience to deal with an emotionally distraught teenager." The transcript of the 911 call states that Hope told the dispatcher her son was "out of control, busting our windows, and has a knife and is threatening us."
Hope asked if paramedics could be sent to the house, remarking that Lukus was "so suicidal right now." She explained that she thought he had attempted suicide once before and had been "really depressed," but that "[h]e's always been a good athlete and a good kid." In response to the dispatcher's questions, Hope said Lukus was born in 1988, was about 5'11" and had a thin build. She explained that he had damaged their windows and front door. She also said the family owned hunting rifles, but they were locked up and Lukus could not get to them.
The 911 dispatcher informed the Washington County Sheriff's Department that officers were needed at the Glenn home for a domestic disturbance involving a "fight with a weapon." Dispatch advised that "Caller has a son. Has a knife . . . It's a pocket knife. Glenn Lucas [sic] born in '88 . . . . Caller is advising he is probably going to kill himself if you show up." Officers were informed that there was no "premise history" and that Lukus was suicidal and "very intoxicated." Dispatch relayed that Lukus had broken a window and was out in the driveway. Officers were also told there were hunting rifles inside the house, but Lukus could not get to them. An officer can then be heard asking whether the Glenns could lock the doors since he "[doesn't] want [the son] going inside if there are guns in there," and dispatch responded that Lukus had "busted through the front door." A staging area for responding officers was established a short distance from the Glenn home.
Deputy Mikhail Gerba was not on duty with the Washington County Sheriff's Department that night, but was working on a special assignment for the Oregon Department of Transportation performing traffic control for a construction project. He heard the dispatch, however, and responded. For some unknown reason, he skipped the staging area and went directly to the Glenn home, where he was the first officer to arrive on the scene at 3:11 a.m. Gerba initially encountered David Lucas and, pointing his gun at David, ordered him to "[g]et on the fucking ground." David did as ordered and told Gerba that Lukus was "over there by the garage; we have him calmed down."
Gerba proceeded up the driveway and positioned himself eight to twelve feet from Lukus, who was standing by the garage near his parents and Tony Morales. Gerba had a completely unobstructed view of Lukus, who could be seen clearly under the garage light. Lukus was not in a physical altercation with anyone, nor was he threatening anyone with the pocketknife or in any other way, and no one was trying to get away from him. He was, however, holding the pocketknife to his own neck.
Gerba held his .40 caliber Glock semiautomatic pistol in "ready position, aimed at Lukus." From the moment he arrived, Gerba "only scream[ed] commands loudly at Lukus" such as "drop the knife or I'm going to kill you." As the district court recognized, Lukus may not have heard or understood these commands because he was intoxicated and many people were yelling at once. Gerba "did not attempt to cajol[e] or otherwise persuade Lukus to drop the knife voluntarily." Numerous witnesses described Gerba's behavior as "angry, frenzied, amped and jumpy," and noted that they were "shocked by how [he] approached this situation." Within a minute of Gerba's arrival, Hope began "begging the 911 operator, `Don't let him shoot him. Please don't let him shoot him. . . . [T]hey're gonna shoot him.'" The dispatcher tried to reassure her that the police were "gonna try and talk to him," but Hope said "I shouldn't have called but I was so scared," "they're gonna kill him."
Washington County Deputy Timothy Mateski was the next officer to reach the scene, approximately one minute after Gerba's arrival. Mateski had initially headed toward the staging area, but rushed to the Glenn home when he heard from dispatch that Gerba had gone directly there. En route he asked whether Hope and Brad could leave the house, and was advised that dispatch was checking. He never received a response, and did not follow up. Upon arrival, Mateski took a position six to twelve feet from Lukus, where he had a completely unobstructed view of Lukus. Like Gerba, "Mateski drew his gun and began screaming commands as soon as he arrived, including expletives and orders like `drop the knife or you're going to die'" and "drop the fucking knife." Numerous witnesses described Mateski as "frantic and excited and only pursu[ing] a course of screaming commands at Luke." Tony Morales "implore[d] the officers to `calm down' and t[old] them that Luke [wa]s only threatening to hurt himself." The officers ordered Morales to crawl behind them and ordered Hope and Brad to go into the house and close the door, which officers knew was broken and could not be locked. Everyone complied. Lukus' grandmother, who lived in a residence between the main house and garage, opened her door to come talk to Lukus. The officers ordered her back inside her home, and she complied. All of the people "in and around the house could have easily walked away from the scene to a spot behind the officers or even to the street behind without having to pass any closer to Luke than [they] already had been." Instead, they did as the officers instructed them to do. Having ordered the Glenns to go into their home, the officers could have positioned themselves between Lukus and the front door to the home without having to get any closer to Lukus, but they chose to stand elsewhere.
At about 3:14 a.m., Corporal Musser advised Mateski and Gerba that back-up was en route. Sergeant Wilkinson radioed that the officers on the scene should "remember your tactical breathing, and if you have leathal [sic] cover a taser may be an option if you have enough distance. Just tactical breathe, control the situation." Neither Mateski nor Gerba was carrying a taser or a beanbag gun. Shortly after these dispatch messages, however, Officer Andrew Pastore of the City of Tigard Police Department arrived with a beanbag shotgun and a taser. Gerba and Mateski apparently were not aware that Pastore had a taser, and did not ask.
Mateski immediately ordered Pastore to "beanbag him." Pastore yelled "beanbag, beanbag" and opened fire on Lukus. Pastore shot all six of the shotgun's beanbag rounds. Gerba recalled that, "when [Lukus] got hit, I remember . . . he kind of cowered up against the garage and he kind of looked like, kind of like, did I just get hit with something?" The officers' brief acknowledges that Lukus "appeared surprised, confused, and possibly in pain." Numerous witnesses observed that, "[w]hile being struck by beanbag rounds, Luke put his hands down, grabbed his pants and began to move away from the beanbag fire toward the alcove between the house and garage. . . in the most obvious line of retreat from the fire." Mateski and Gerba stated in their declarations that they had independently determined that if Lukus made a move toward the house with his parents inside, they would use deadly force.
After Lukus took one or two steps, Gerba and Mateski began firing their semiautomatic weapons at him. They fired eleven shots, eight of which struck Lukus in the back, chest, stomach, shoulder and legs. The remaining three bullets struck his grandmother's residence. All the lethal fire occurred before the last beanbag round was fired, and less than four minutes after the first officer arrived on the scene. Seconds before he was fired upon, Lukus "pled[,] `Tell them to stop screaming at me'" and "why are you yelling?" Lukus bled out and died on his grandmother's porch shortly after he was shot.
In April 2007, Washington County Sheriff Rob Gordon released to the public an Administrative Review of the Lukus Glenn shooting. The review concluded that "[n]o policies were violated during this critical incident," and that the "WCSO deputies involved in this incident performed as trained, followed established policies, and acted in a professional manner."
In August 2008, Hope Glenn filed a complaint against the defendants in her capacity as personal representative of Lukus' estate.
We have jurisdiction under 28 U.S.C. § 1291. We review a district court's decision to grant summary judgment de novo, considering all facts in dispute in the light most favorable to the nonmoving party. See Mena v. City of Simi Valley, 226 F.3d 1031, 1036 (9th Cir. 2000). "Summary judgment is appropriate only `if the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law.'" Stoot v. City of Everett, 582 F.3d 910, 918 (9th Cir. 2009) (quoting Fed. R. Civ. P. 56(c)). The de novo standard also applies to our review of the defendant officers' entitlement to qualified immunity as a matter of law. See Mena, 226 F.3d at 1036.
In evaluating a grant of qualified immunity, we ask two questions: (1) whether, taking the facts in the light most favorable to the nonmoving party, the officers' conduct violated a constitutional right, and (2) whether the right was clearly established at the time of the alleged misconduct. See Saucier v. Katz, 533 U.S. 194, 200-01 (2001), overruled in part by Pearson v. Callahan, 555 U.S. 223 (2009). Either question may be addressed first, and if the answer to either is "no," then the officers cannot be held liable for damages. See Pearson, 555 U.S. at 236. In this case, the district court focused on whether the officers' use of force violated Lukus' Fourth Amendment rights, and held that it did not. Glenn argues on appeal that the district court erred in granting summary judgment on that basis. We agree that genuine issues of fact remain, and accordingly reverse. We further conclude that resolution of these issues is critical to a proper determination of the officers' entitlement to qualified immunity. We express no opinion as to the second part of the qualified immunity analysis and remand that issue to the district court for resolution after the material factual disputes have been determined by the jury.
"Our analysis involves three steps. First, we must assess the severity of the intrusion on the individual's Fourth Amendment rights by evaluating `the type and amount of force inflicted.'" Espinosa, 598 F.3d at 537 (quoting Miller v. Clark Cnty., 340 F.3d 959, 964 (9th Cir. 2003)). "[E]ven where some force is justified, the amount actually used may be excessive." Santos, 287 F.3d at 853. Second, we evaluate the government's interest in the use of force. Graham, 490 U.S. at 396. Finally, "we balance the gravity of the intrusion on the individual against the government's need for that intrusion." Miller, 340 F.3d at 964.
"Because [the excessive force inquiry] nearly always requires a jury to sift through disputed factual contentions, and to draw inferences therefrom, we have held on many occasions that summary judgment or judgment as a matter of law in excessive force cases should be granted sparingly." Smith v. City of Hemet, 394 F.3d 689, 701 (9th Cir. 2005) (en banc) (alteration in original) (internal quotation marks omitted); see also Espinosa, 598 F.3d at 537 ("[T]his court has often held that in police misconduct cases, summary judgment should only be granted `sparingly' because such cases often turn on credibility determinations by a jury."). We hold that there remain questions of fact regarding the reasonableness of the officers' actions that preclude summary judgment.
The strength of the government's interest in the force used is evaluated by examining three primary factors: (1) "whether the suspect poses an immediate threat to the safety of the officers or others," (2) "the severity of the crime at issue," and (3) "whether he is actively resisting arrest or attempting to evade arrest by flight." Graham, 490 U.S. at 396. These factors, however, are not exclusive. See Bryan v. MacPherson, 630 F.3d 805, 826 (9th Cir. 2010). We "examine the totality of the circumstances and consider `whatever specific factors may be appropriate in a particular case, whether or not listed in Graham.'" Id. (quoting Franklin v. Foxworth, 31 F.3d 873, 876 (9th Cir. 1994)). Other relevant factors include the availability of less intrusive alternatives to the force employed, whether proper warnings were given and whether it should have been apparent to officers that the person they used force against was emotionally disturbed. See, e.g., Bryan, 630 F.3d at 831; Deorle, 272 F.3d at 1282-83.
Further, in each of those cases, the suspect had a more dangerous weapon than Lukus and wielded it in a more threatening manner. In Blanford, for example, the suspect was armed with a 2-1/2 foot sword, and when officers ordered him to put it down, he instead "raised his sword and growled." 406 F.3d at 1116. In Long, the suspect, who officers knew had already shot two people, carried a .22 caliber rifle and, just before being fired upon by officers, raised his rifle to chest level and shouted "I told you fuckers to get the fuck back. Have some of this." 511 F.3d at 904-05. And in Scott, the suspect "held a `long gun' and pointed it at" officers. 39 F.3d at 914. Lukus, by contrast, had a pocketknife with a three-inch blade, which he did not brandish at anyone, but rather held to his own neck.
When Officer Gerba arrived on scene, Lukus was standing outside his home talking with his parents and friends, all of whom stood near him. He was "not in a physical altercation with anyone," "[h]e was not threatening anyone with the knife," and "[n]o one [wa]s trying to get away from" him. The only person with any injury was Lukus himself, whose hand was bleeding. Both Mateski and Gerba had unobstructed views of Lukus and stood with their weapons aimed at him. From the moment they arrived, although Lukus did not heed orders to put down the pocketknife, he "did not attack the officers; indeed at no time did he even threaten to attack any of them," or anyone else. Smith, 394 F.3d at 703. Tony Morales asked officers to "calm down," telling them that Lukus was "only threatening to hurt himself." Furthermore, at the officers' direction, Hope and Brad went inside their home and Morales and David Lucas moved behind the officers, so a jury could conclude that no one was close enough to Lukus to be harmed by him before police could intervene.
In Deorle, the plaintiff "brandish[ed] a hatchet" and a crossbow and was verbally abusive to officers, threatening to "kick [their] ass." 272 F.3d at 1276-77. He also continually roamed about his property despite officers' orders. Id. Nonetheless, we did not consider this sufficient active resistance to warrant use of the beanbag shotgun. Id. at 1282-85. Rather, we noted that "the crime being committed, if any, was minor." Id. at 1282. Similarly, in Smith, 394 F.3d at 703, we held that the plaintiff's refusal to obey officers' commands to remove his hands from his pockets to show police whether he was armed, as well as his entry into his home despite officers' orders and his brief physical resistance were "not . . . particularly bellicose." Smith is similar to this case in that the crux of the resistance was the refusal to follow officers' commands, rather than actively attacking or threatening officers or others. Lukus, however, had a pocketknife, whereas police ultimately determined that Smith was unarmed. We take note of Washington County's own guidelines in considering how this distinction should affect our analysis. See, e.g., id. at 701-02 (discussing the "Hemet Police Department's use of force policy" in analyzing the Graham factors).
Glenn identifies various less intrusive options that she argues were available to the officers. She suggests that rather than immediately drawing their weapons and shouting commands and expletives at Lukus, which predictably escalated the situation instead of bringing it closer to peaceful resolution, officers could have attempted the tactics of "persuasion" or "questioning." These tactics appear on the Washington County use of force continuum, and the 911 dispatcher assured Hope that the officers would "try and talk to [Lukus]." Glenn also argues that the officers also could have "use[d] time as a tool," given that they knew backup officers were en route and that the situation appeared static. Instead, officers shot Lukus with numerous beanbag rounds approximately three minutes into the encounter, and had shot him to death within four minutes of their arrival.
In support of her arguments, Glenn offers the statements of an expert witness, a former Bellevue, Washington Chief of Police with a law enforcement career spanning more than 50 years. It was his "considered professional opinion that the [defendants] escalated a static situation into an unnecessary and avoidable shooting." We have held en banc that "[a] rational jury could rely upon such [expert] evidence in assessing whether the officers' use of force was unreasonable." Smith, 394 F.3d at 703 (reversing district court's grant of qualified immunity).
In the expert's opinion, the "fundamental rules for approaching" a situation like the one the officers faced are: "1) Slow it down, 2) Do not increase the subject's level of anxiety or excitement, 3) Attempt to develop rapport, 4) Time is on the side of the police." The expert pointed out that Sergeant Wilkinson had specifically advised the responding officers to "[r]emember your tactical breathing," and "control the situation" — advice Wilkinson explained was meant to "help [the officers] control themselves if possible while dealing with a stressful situation." Instead, "[w]ith no attempt at establishing any dialogue whatsoever," "[t]he shooters began loudly and continuously yelling at the decedent." "3 minutes and 49 seconds later, Officer Pastore began firing 6 impact projectiles at him," and "[a]fter only 9 more seconds and before all of the impact projectiles had been fired, the shooters began rapidly firing a total of 11 shots." In the expert's opinion, "[t]he rapidity of the time sequence is particularly illustrative of th[e] too hasty and escalating approach to a person in crisis."
Finally, Glenn argues that the officers should have used a taser before employing the beanbag shotgun. Washington County considers electrical stun devices to be lesser force than less-lethal munitions. Sergeant Wilkinson suggested over dispatch that "a taser may be an option if you have enough distance," and Tony Morales also suggested that the officers try tasing Lukus. Plaintiff's expert opined that the taser "was the ideal less-lethal option to temporarily disable the decedent, at approximately 15 feet away, and take him into custody." He came to this conclusion because beanbag shotgun rounds "are generally inaccurate, rely solely on pain for compliance that will also motivate the target to escape and do not have a high degree of reliability," whereas the taser "actually immobilizes the target, is accurate out to 21 feet and has a high degree of reliability."
We do not suggest that the officers were required to attempt any of the various purportedly less intrusive alternatives to the beanbag shotgun. As we have explained, it is well settled that officers need not employ the least intrusive means available so long as they act within a range of reasonable conduct. See Henrich, 39 F.3d at 915. The available lesser alternatives are, however, relevant to ascertaining that reasonable range of conduct. See Bryan, 630 F.3d at 831. Accordingly, the availability of those alternatives is one factor we consider in the Graham calculus.
Even if the jury determines that the use of "less-lethal" force was justifiable, however, the question still remains whether escalating so quickly to deadly force was warranted. The critical issue is whether Lukus posed an immediate safety risk to others. "In deadly force cases, `[w]here the suspect poses no immediate threat to the officer and no threat to others, the harm resulting from failing to apprehend him does not justify the use of deadly force to do so.'" Espinosa, 598 F.3d at 537 (quoting Garner, 471 U.S. at 11-12).
Even before the final beanbag round was fired, the officers began firing a total of 11 shots at Lukus, eight of which struck him, causing him to bleed to death on his grandmother's porch within minutes. The officers argue they were justified in resorting to deadly force because Lukus had begun to move toward the house where his parents were located, and the officers knew the front door had a broken lock. Thus, they reasonably feared that he could have attacked his parents with the knife so they shot Lukus to protect his family.
Glenn counters that Lukus was not running toward the front door to attack his family, but instead took one or two steps seeking cover from the beanbag rounds by moving in the most obvious line of retreat, and was shot without warning. Glenn contends that Lukus may not even have taken an intentional step but instead was "moved by . . . the onslaught of beanbag fire." Glenn further argues that the officers' professed concern for Hope and Brad's safety was unreasonable given that Lukus had up to that point not attempted to attack anyone, and had been threatening suicide rather than exhibiting any inclination to harm his family. Moreover, had the officers been so concerned with the Glenns' safety, Glenn argues, they could easily have positioned Hope and Brad behind the officers, as they did with Tony Morales and David Lucas, rather than ordering them into the house with its broken door. Alternatively, the officers could have positioned themselves between Lukus and the front door.
We reverse the entry of summary judgment on all claims and remand for further proceedings consistent with this opinion.
We do not diminish the importance of crimes such as those Lukus might be argued to have committed, but we have previously concluded that similar offenses were not "severe" within the meaning of the Graham analysis. See Davis v. City of Las Vegas, 478 F.3d 1048, 1055 (9th Cir. 2007) (noting that trespassing and obstructing a police officer were not severe crimes); Smith, 394 F.3d at 702 (concluding that a suspect was not "particularly dangerous" and his crimes were not "especially egregious" where police were called because he was "`hitting [his wife] and/or was physical with her'"); Deorle, 272 F.3d at 1277, 1281-82 (noting that "the crime being committed, if any, was minor" where the suspect was charged with obstructing the police in the performance of their duties after brandishing a hatchet and crossbow at police officers and threatening to "kick [their] ass").