KLEINFELD, Senior Circuit Judge:
We address whether copyright registration of a collective work registered the component works within it.
This case was dismissed for failure to state a claim, so we assume for purposes of analysis that the facts were as pleaded in the complaint.
Alaska Stock, a stock photography agency, registered large numbers of photographs at a time, listing only some of the authors and not listing titles for each photograph. It licensed Houghton Mifflin Harcourt Publishing Company to use pictures it had registered, for fees based on the number of publications. Houghton Mifflin and its printer, R.R. Donnelley & Sons, greatly exceeded the number of publications Houghton Mifflin had paid for, so Alaska Stock sued for injunctive relief, actual and statutory damages, attorneys' fees, and costs.
Alaska Stock owned the copyrights to all the photographs at issue, pursuant to assignment by the individual photographers. It registered the copyrights by registering CD catalogs and databases of the stock photos, entitled "Alaska Stock CD catalog 4" and so forth, which contained images of each of the photographs. For "name of author" on its application, it listed only three of many, in the form "1) Jeff Schultz 2) Chris Arend 3) Johnny Johnson & 103 others."
This form of registration was prescribed by the Register of Copyrights and was consistent with Copyright Office procedure for thirty years. The district court nevertheless dismissed the claims on the ground that the registrations were defective, because Alaska Stock had not provided the names of each of the photographers and the titles of each of the photographs in its registrations. The theory of the dismissal
We reverse.
We first expand somewhat on the history that led to the registrations in the form used, and then explain why the registrations sufficed under the statute.
Professional photographers make their living in various ways, sometimes shooting pictures for weddings, sometimes for advertisements, sometimes "stock." In "stock photography," the photographer usually makes the images before he has a customer. He then contracts with a stock agency for the agency to handle copyright registration and licensing, often for a cash payment up front to the stock agency and a percentage of whatever the stock agency collects. Purchasers buy permission from the stock agency to use particular pictures, usually for a limited number of copies, with the prices varying from less than a dollar to perhaps a couple of hundred dollars. The photographer's income depends on getting noticed and on volume, since the pictures are licensed so inexpensively. Stock agencies relieve the photographers of some of the burden of managing the commercial end of their business, so that they can focus more on making images, and they relieve publishers of the burden of locating photographers and purchasing rights to use the images they want.
A particularly important task the stock agencies may perform is at issue here: registering copyrights, to deter pirating. That is what Alaska Stock did for the many photographers whose images are affected by this case. Alaska Stock registered thirteen automated databases
The copyright laws and procedures are complex, so photo stock agencies worked out the registration procedure with the federal agency in charge. Some stock agencies (such as the plaintiff in this case) are very small businesses reliant on a trade association to work out the procedures they should follow. In 1995, a trade association of stock agencies, Picture Agency Council of America, Inc., met with the Register of Copyright (the head of the Copyright Office), her Chief Examiner, and other Copyright Office staff, to work out how to register large catalogs of images. The Register agreed that a stock agency could register both a catalog of images and the individual photographs in the catalog in one application if the photographers temporarily transferred their copyrights to the stock agency for the purposes of registration.
The trade association confirmed this with the Copyright Office in writing, and advised its member stock agencies. Using language suggested by the Copyright Office, Alaska Stock's typical pre-2001 agreement with a photographer includes this language: "I grant Alaska Stock the right to register for copyright my photographs which appear in this catalog in the name of
The Copyright Office provided a letter to the trade association telling it how stock photo catalogs ought to be registered. The letter says that listing only three individual photographers by name, followed by the phrase "and x [number] others," and naming the agency as owner of the copyrights was "acceptable when the accompanying deposit copies are catalogs consisting of photographs." A copyright examiner would interpret such filings to mean that the claim being registered would include the catalog and "extend also to the photographs themselves." The letter says that a "registration application submitted for a work created by a large number of authors is considered acceptable `if it names at least three of those authors followed by a statement such as "and (number) others."'" Though the office had a "preference" for naming all the authors, the Copyright Office letter says that it is "just that — a preference but not a requirement."
Having the written blessing of the federal administrative agency for its method, Alaska Stock filed its applications in accord with what the Copyright Office had said was required. The registration quoted above is its standard form, and was adequate under the Copyright Office procedures in effect at the time to register the individual images. The deposits filed with the registration applications show innumerable beautiful images of mountains, glaciers, polar bears, grizzly bears, bald eagles, dog mushing, and other subjects evoking the North. The Copyright Office approved Alaska Stock's applications and issued certificates of registration to the company.
Alaska Stock's contracts with photographers require the photographers to pay Alaska Stock substantial amounts per image, and entitle them to 35% to 50% of revenues Alaska Stock obtains from their images. Alaska Stock sold Houghton Mifflin limited licenses to copy and distribute limited numbers of copies of the designated images. Houghton Mifflin greatly exceeded the license limits. The complaint alleges that this was a willful and fraudulent business method, designed to lull licensors into a false confidence, because having placed a photograph with a stock agency, a photographer would assume nothing untoward when he saw it reproduced in a school textbook.
The United States has filed an amicus brief in support of Alaska Stock, urging that we reverse. The position of the United States is that the Copyright Office "has long interpreted the Copyright Act to permit an application to seek registration of a collective work and the component works that the claimant owns, even if the application does not specify the authors and titles of the component works." The government's brief says that internal guidance for the copyright examiners has, consistent with this position, provided that registration of a collective work also registers independently copyrightable works within the component work. The Copyright Office takes the position that only the author of the collective work, not the individual authors of separate contributions, need be provided in the application. The names of three authors followed by a statement "and [number] others" suffices, as the letter from the Office to the trade association said. Circulars from the Office say the same thing. Alaska Stock complied with Copyright Office procedures. The United
We review de novo.
One can own a copyright without registering. When a photographer has fixed an image in a tangible medium of expression, he owns the copyright, even though he has not registered it with the Copyright Office.
What this case concerns is registration, not ownership. Though an owner has property rights without registration, he needs to register the copyright to sue for infringement.
When a registration application is approved, the Register "shall register the claim" and issue a certificate of registration.
The issue in this case arises because the phrase in the statute delegating authority to the Register to prescribe the forms used for registration applications says that the application "shall include" "the name... of the author or authors" and "the title of the work," among other things.
First, names. The statute requires that the application include "the name and address of the copyright claimant,"
The issue of names arises from the provision requiring "the name and nationality or domicile of the author or authors."
Thus there is no question that Alaska Stock provided names as required by the Register of Copyrights pursuant to a longstanding administrative practice. And there is no question that Alaska Stock did not provide names of the authors of each of the photographs registered.
Second, titles. The statute requires a "title" for the "work," but only "an identification of any preexisting work or works that it is based on or incorporates" for compilations or derivative works.
Alaska Stock provided titles for each work it registered, such as "Alaska Stock CD catalog 4," and identified the contents with such phrases as "CD catalog of stock photos." The applications did not provide titles for each photograph.
The district court concluded that the Copyright Office practice could not be reconciled with the statute, as to both authors and titles, so the registrations were inadequate. Houghton Mifflin argues that the statute unambiguously requires the names of all the authors and titles of all the constituent works. This tension between at least a superficial reading of the statutory text and the long standing administrative practice, remains a serious issue.
For titles, the statutory text and administrative practice are easily reconciled. The statute does not say that the registration application must include a "title" for each constituent work, just an "identification" of any "preexisting work or works" — Alaska Stock identified the contents with such phrases as "CD catalog of stock photos" and with CDs showing each image, even though it did not give each image a title.
The requirement that the application must include the "title of the work" refers to the collective work itself. The statute expressly requires only "identification," in the singular, not titles of preexisting works incorporated, and a "brief, general statement of the additional material being covered."
The same analysis, that the "work" is what needs an author designated, applies to the authors subsection, even
This subsection says that the name of the author or authors of "the work" must be provided, the statute defines a "collective work" as being a type of "work,"
Houghton Mifflin argues that because the word "work" is used to refer to an individual "copyrighted work" elsewhere in the Copyright Act, it must have that meaning in section 409. This argument arguably shows that the term "work" is ambiguous, but does not tell us which sense of the word "work" must be applied in the context of registering collective works. Moreover, Houghton Mifflin's interpretation of section 409 would render another portion of the Copyright Act superfluous. Section 408(c)(2)(B) requires single registrations of certain previously published works to identify each work and "its date of first publication." This requirement is redundant if section 409(8), imposing an identical requirement, applies to constituent works as well as to collective works. We should not "adopt an interpretation of a congressional enactment which renders superfluous another portion of that same law."
Additionally, Houghton Mifflin points us to what it sees as the "purpose" of registration: to create a public record of "what specific works of intellectual property are registered." It contends that "[v]alidating registrations that intentionally lack the basic identifying information that Section 409 requires would make that goal unattainable." This policy argument suggests that numerous images by "Phillip Photographer" entitled "Mt. McKinley" would somehow identify the images more specifically than the images themselves, which were on the CDs.
The government makes a practical policy argument to the contrary in its brief, that the expensive and error-prone tedium of the Copyright Office typing all the names into its records may explain why the Register of Copyrights was satisfied to have the names of only three authors for so many years. The government suggests that the elimination of this typing, because of electronic registrations, explains why the Register now is experimenting with new provisions requiring more information on material included within collective works.
A 2011 interim rule explicates the administrative history relating to stock agency registrations. Subsequent to the registrations at issue in this case, the Copyright Office began beta testing of new procedures.
The regulations in effect when Alaska Stock registered the catalogs at issue do not add much regarding names and titles. They do not say one way or the other whether the names of each of the authors and titles of each of the contributions have to be listed.
The regulations do make clear the registration status of separate contributions to collective works. "Registration of an unpublished `collection' extends to each copyrightable element in the collection and to the authorship, if any, involved in selecting and assembling the collection."
Houghton Mifflin argues that a regulation requiring a continuation sheet to list titles within a collection shows that the Register does indeed require listing of all titles.
The record reflects that the Register of Copyrights issued certificates of copyright on each of the registrations at issue. The statute saying what must be in an application appears to be addressed to her: "The application shall be made on a form prescribed by the Register of Copyrights and shall include...."
The Fourth Circuit recently confronted the question we face in this case and adopted the position advocated by Alaska Stock and the government. Metropolitan Regional Information Systems, Inc. v. American Home Realty Network, Inc., addressed whether a real estate listing service had properly registered the individual photographs of properties contained within their listings by registering their listings as a database.
The Fifth Circuit held similarly in Szabo v. Errisson that a musician who filed a single registration for his collection of his "Songs of 1991" succeeded in registering individual songs within the collection.
A Second Circuit case holds that the registration of a collective work, Allure magazine, did not register the copyright in
Nimmer on Copyright agrees as well, explaining that if the copyright owner of the collective work is not merely a licensee, but also the copyright owner of the components, registration of the collective work registers the components.
We have held that "[w]hen interpreting the Copyright Act, we defer to the Copyright Office's interpretations in the appropriate circumstances."
We find the Copyright Office's interpretation persuasive. Thus, we conclude that Alaska Stock successfully registered the copyright both to its collections and to the individual images contained therein.
Chevron and its progeny generally articulate several reasons for deferring to administrative interpretation, including gap filling pursuant to implicit or explicit delegation to the agency, expertise of the agency in addressing technical and complex matters, and resolution of policy debates by "legislators and administrators" rather than judges.
A longstanding administrative interpretation upon which private actors have relied aids in construction of a statute precisely because private parties have long relied upon it.
We are not performing a mere verbal, abstract task when we construe the Copyright Act. We are affecting the fortunes of people, many of whose fortunes are small. The stock agencies through their trade association worked out what they should do to register images with the Register of Copyrights, the Copyright Office established a clear procedure and the stock agencies followed it. The Copyright Office has maintained its procedure for three decades, spanning multiple administrations. The livelihoods of photographers and stock agencies have long been founded on their compliance with the Register's reasonable interpretation of the statute. Their reliance upon a reasonable and longstanding administrative interpretation should be honored. Denying the fruits of reliance by citizens on a longstanding administrative practice reasonably construing a statute is unjust.