KLEINFELD, Senior Circuit Judge:
We address whether new DNA tests that make previously useless DNA capable of identification amount to "newly discovered DNA evidence" under the Innocence Protection Act.
Bill Watson was indicted for knowingly attempting to engage in a sexual act with a person physically unable to communicate unwillingness, as well as for assault of the victim's brother with a dangerous weapon. The case came to federal court because the indictment charged that Watson, "an Indian person," committed the crimes "within the boundaries of the Rocky Boy's Indian Reservation, being Indian Country." He was convicted of the sex crime but not the assault, and sentenced to 178 months of imprisonment to be followed by five years of supervised release.
The alleged sex crime and assault occurred at a party at children and their friends had obtained two bottles of rum. J.M.B., then 14 years old, got so drunk that a friend and her brother were concerned about her choking on her vomit while she slept, and gagged her to make her throw up. After she vomited, they put her to bed in the master bedroom, her mother's room. Watson went to that bedroom.
From there, the accounts diverged. J.M.B. was unable to give an account of what happened. She testified that she did not remember anything, from when she passed out to when her brother woke her up afterwards. She did not testify to any sexual contact with anyone.
Watson testified that he went to that bedroom because he needed to defecate. He did not want to use the downstairs bathroom because he "didn't want to smell up the bathroom that everybody would go to, and I didn't want to be laughed at." He had to pass through the master bedroom to get to the upstairs bathroom. He testified that he never touched the sleeping girl. When J.M.B.'s older brother asked him what he was doing in the master bedroom, he said he was "coming from the bathroom," and the brother said "bull," and accused him of raping his sister.
The older brother testified that he went to the room periodically to check on his sister, and caught Watson with his pants down, having sex with his unconscious sister. He testified that Watson had "his penis in [his] sister's vagina." Watson had his pants and underpants down, his sister's pants and underpants down, and was
The brother and Watson agree that they got in a brief fight after the brother encountered Watson in the bedroom, and then Watson went downstairs. Watson came back with a hammer and started swinging it at the brother. The brother told the police and the doctor the next morning that Watson had hit him with the hammer, but testified at trial that the hammer never touched him. The doctor who examined him testified that "he had bruises."
Watson left the house after the fight. The brother and a girl who was friends with the brother and with J.M.B. woke J.M.B. up. The girl brought clothes not smelling of vomit, including the mother's underwear from the bathroom floor, to put on J.M.B. J.M.B. testified that she had never worn those underwear before, and her mother testified that the underwear belonged to her.
The medical examination of J.M.B. was inconclusive. In the exhibits submitted with the motion for DNA testing, the emergency room physician stated that J.M.B.'s hymen was not torn. She noted "no evidence of injury or laceration to the vaginal wall," and that "[t]he hymen appears only slightly patulous.
The older brother, who was the only eyewitness to the alleged rape, was drunk himself, having consumed rum from both bottles that night and three or four beers earlier in the day. And he testified inconsistently with his prior statement to the police that Watson had hit him with a hammer.
An FBI DNA examiner testified that there was no semen on the vaginal swabs. But she found semen in the underwear J.M.B. was wearing. The FBI examiner testified that "I was not able to determine the source of the semen in these underwear, because of the extremely small amount of male contribution that was identified by DNA analysis." She testified that she could not exclude any male from being the source of the semen, because there was not enough of it to test. All she could determine from the science then available was that the DNA she could identify in the crotch of the underwear came from two women, evidently J.M.B. and her mother. That DNA was from one or two females, not any male. The male substance was the semen, but there was not enough of it to test, in 2006, for DNA.
The jury convicted Watson of attempted sexual assault. Seven years later, with the aid of the Innocence Project, which describes itself as "a national litigation and public policy organization dedicated to exonerating wrongfully convicted individuals through DNA testing and reforming the criminal justice system to prevent future injustice,"
An affidavit in support of the motion for DNA testing, by Dr. Greg Hampikian, a biology professor at Boise State University, says that DNA testing would now allow identification not only of the contributor of the tiny amount of semen in the underwear, but also of even tiny amounts of DNA from skin cells of anyone who had physical contact with the inside of J.M.B.'s vagina and even, from his hands, contact with her clothing. Scientists call this "touch" DNA testing, that is examining the DNA of someone who merely touched something with his skin, testing not possible when Watson was tried. Watson filed an affidavit saying "I am actually innocent" of the sexual assault, as he testified at trial, and argues that the DNA from the vagina, underwear, and outer clothing will show the absence of any contribution from him.
The district court held a hearing, and denied the motion as untimely. The reason for the ruling was that the statute makes a motion presumptively untimely if made more than three years after conviction. The presumption is overcome by "newly discovered DNA evidence." The underwear, vaginal swabs and outer clothing were all available at the time of trial, so the district court deemed them not to be "newly discovered DNA evidence." Watson appeals.
We review the question of statutory interpretation de novo.
In 2004, Congress passed the Innocence Protection Act.
The Innocence Protection Act commands testing. It says the court "shall order DNA testing,"
The Act preconditions the mandatory testing requirement on, among other things, (1) the applicant's identification of a theory that would establish his actual innocence,
The only solid evidence that there was a rape was J.M.B.'s brother's testimony. The medical evidence was inconclusive about whether J.M.B. had been raped and, if so, who had done it. The small tears and abrasions in the perineal area suggest that she was, but the intact hymen and absence of any damage to the vagina suggest that she was not, considering the brother's description of how the rape was perpetrated.
The brother's credibility was at issue because he was drunk, and because he told inconsistent stories about whether Watson had hit him with a hammer. The jury acquitted Watson on the charge of assaulting the brother. It is hard to see how they could acquit, unless they doubted the brother's ability or inclination to perceive, remember, and relate the truth.
Since the brother's credibility was weak and the medical evidence inconclusive, the semen in the underwear has to have been important to the jury's decision whether to believe J.M.B. had been raped. There was not enough semen to determine from the DNA testing possible at the time of trial whose it was. But the semen proved that some male had had sexual contact with a female who had worn the underwear. That corroborated to a degree the brother's eyewitness testimony that Watson raped J.M.B., as well as the possible implication from the medical testimony that J.M.B. could have been raped.
Now that post-trial DNA testing has made it possible to test this previously too small sample, it could prove actual innocence and mistaken identity in at least two ways. The DNA test might show that one of the other males at the party, not Watson, had raped J.M.B. Or, in conjunction with the medical evidence suggesting an unruptured hymen, it might suggest that no one had raped J.M.B., and some sexual relationship of the mother rather than rape of her daughter explained the semen.
That is not to say Watson's guilt would be impossible after the DNA testing, even if none of the DNA found was his. Impossibility is so rare that it cannot be a requirement for "actual innocence." But the probability might be so low that actual innocence would be the only sensible explanation. It would be hard to reconcile DNA proved to be someone's other than Watson's, and no semen or even "touch" DNA from Watson, with Watson's having raped J.M.B. The only sensible explanations consistent with the absence of Watson's DNA would be that someone else, or no one, had raped J.M.B.
Touch DNA could also be persuasive evidence of Watson's innocence. The evidence submitted on the motion supports that identifiable DNA could now be obtained from the vaginal swabs and even from J.M.B.'s shorts, showing who pulled them off. The prosecution's theory was that Watson pulled J.M.B.'s shorts off her to rape her. J.M.B.'s brother testified that when he put J.M.B. to bed she was fully clothed. Touch DNA only became available after Watson's conviction. If touch DNA testing is as good as the evidence before us suggests, it could also prove Watson's innocence, if he is innocent.
Neither innocence nor guilt can be proved with scientific certainty, regardless of whether the proof is scientific, and the significance of evidence necessarily varies from case to case. Where the presence or absence of the movant's DNA would not show actual innocence, there is no reason to test for it. Where it would, the statute compels testing so long as the movant complies with the Act's other requirements.
The government's strongest argument against testing the semen for identifiable DNA is that Watson's request is untimely. He was convicted in 2006, and made his motion, after getting legal assistance from the Innocence Project, in 2013. The Act enabling convicts to get post-conviction DNA testing makes motions presumptively untimely five years after its 2004 enactment or three years from conviction.
Watson's timeliness argument depends on the statutory provision that the presumption
We conclude that the DNA is "newly discovered DNA evidence" even though the underwear and semen are not. A specimen of DNA not usable to identify anyone is not evidence that anyone in particular deposited it. Semen proves a deposit from the male half of the population, but not from a particular male. Unlike semen, DNA, if capable of being examined, would be evidence of which male had sexual contact with a wearer of the underwear. The proposition for which identifiable DNA would be evidence is an entirely different proposition from that for which the underwear with semen would be evidence. The issue critical to Watson's guilt or innocence is not the semen, but whose it was. Where only a single male could be the perpetrator, semen might be all the evidence needed, but where, as here, the semen could have come from other males, innocently if by way of J.M.B.'s mother, or criminally from some other male at the party, a DNA test identifying which male it came from is the evidence that makes or breaks the case.
The word "discover" connotes obtaining knowledge of a thing, not just tripping over it.
Congress provided for scientific advances in one of the preconditions for mandatory DNA testing. Either the evidence had not previously been subjected to DNA testing (as here, because it was too small a sample), or it had been, but a new method was "substantially more probative."
Our reading of "newly discovered DNA evidence" does pose a risk of subsequent testing on old DNA from many closed cases. Congress created the statutory remedy, though, expressly for individuals already under sentence of imprisonment or death pursuant to a conviction,
Another obvious risk created by the statute is the expense of a flood of post-conviction DNA testing requests. Congress addressed that as well, by requiring that the applicant, the convicted criminal, pay for the test, except when indigent.
We conclude that Watson successfully rebutted the rebuttable presumption of untimeliness. The DNA evidence must be deemed "newly discovered," since it was not discoverable before. Because we accept Watson's "newly discovered DNA evidence" argument under subsection (B)(ii), we do not reach his "upon good cause shown" argument under subsection (B)(iv). Since we do not reach the "good cause" argument, we do not reach the government's counterargument based upon the delay between the post-trial scientific advances and Watson's motion, or Watson's rebuttal arguing that he was appropriately diligent.
No tradition is more firmly established in our system of law than assuring to the greatest extent that its inevitable errors are made in favor of the guilty rather than against the innocent.
Consistent with our tradition, Congress has created a device to end the suffering of the innocent, where their innocence is scientifically demonstrable by DNA evidence, even after their convictions have become final. The most hallowed principle of our criminal law, protecting the innocent, requires us to eschew a crabbed, restricted construction of the statute. Watson moved in timely fashion for previously unperformed DNA testing, based on newly discovered evidence — the results of DNA testing not possible at the time of trial — that could well prove his actual innocence and mistaken identity. His motion should have been granted.
18 U.S.C. § 3600(a)(10).