Opinion by Judge M. MARGARET McKEOWN, Circuit Judge:
Washington State, through its Department of Social and Health Services ("DSHS"),
Following a bench trial, the district court detailed Washington's shortcomings in providing competency evaluation and restoration services, the insufficient number of beds and personnel as a result of inadequate funding and planning, and the deleterious effects of prolonged incarceration without evaluation and treatment for
We agree with the district court that DSHS must conduct competency evaluations within a reasonable time following a court's order. The district court's seven-day mandate, however, imposes a temporal obligation beyond what the Constitution requires. Therefore, we vacate the injunction with respect to the seven-day requirement for in-jail competency evaluations and remand to the district court to amend the injunction in a manner consistent with this opinion.
Consistent with its constitutional obligation, Washington law provides that "[n]o incompetent person shall be tried, convicted, or sentenced for the commission of an offense so long as such incapacity continues." Wash. Rev.Code § 10.77.050. Once a judge, defense counsel, or prosecutor raises doubt about a criminal defendant's legal competency, the court must order an evaluation. Id. § 10.77.060(1)(a).
DSHS is responsible for overseeing both competency evaluations and any following restorative services. See id. §§ 10.77.010(5); 10.77.088. The evaluation must be conducted by a trained evaluator and includes a face-to-face interview with the individual whose competency is in doubt, which can occur in one of three settings: a jail, a state hospital, or in the community. Id. § 10.77.060(1). Individuals who are in jail (because they have been denied bail or have not posted bail) generally remain in jail awaiting performance of the competency evaluation. The court may order evaluations to take place at a state hospital if "necessary for the health, safety, or welfare of the defendant." Id. § 10.77.060(1)(d). Nearly ninety percent of the evaluations occur in a jail or community setting. Detainees retain the right against self-incrimination during competency evaluations, have a right to counsel during the interview process, and may be permitted to have a defense expert for questions of competency. Id. § 10.77.020(4).
Once the requisite information has been gathered, the evaluator's report and recommendations are presented to the court. Id. § 10.77.065. If an individual is found competent, the criminal prosecution may continue, but if a person is found incompetent to stand trial, criminal prosecution is stayed. Id. § 10.77.084(1)(a). At that point, the court may order restorative services or, if the defendant is charged with a nonfelony crime that is not a serious offense as defined in § 10.77.092, the court may dismiss the case or refer the defendant for civil commitment. Id. § 10.77.088.
Washington law, effective July 24, 2015, sets a performance target of seven days or less for competency evaluations, but imposes a fourteen-day maximum time limit, with the possibility of a seven-day extension
This appeal arises out of a 42 U.S.C. § 1983 action filed in federal district court against DSHS by Cassie Trueblood, on behalf of a single plaintiff, Ara Badayos. Badayos had been found legally incompetent to stand trial and was detained in solitary confinement in the Snohomish County Jail awaiting transfer to a hospital for restorative treatment. The complaint was then amended to include a class of individuals who were either awaiting a competency evaluation or had been found incompetent and were awaiting restorative services. The district court certified the class as:
The district court granted the plaintiffs' motion for summary judgment on the question of "whether current in-jail waiting times for court-ordered competency evaluation and restoration services violate the Due Process Clause of the Fourteenth Amendment," finding that "current in-jail wait time[s] experienced by Plaintiffs and class members [are] far beyond any constitutional boundary...." Relying substantially on this court's reasoning in Oregon Advocacy Center v. Mink, 322 F.3d 1101 (9th Cir.2003), the district court found that substantive due process analysis applied to the plaintiffs' liberty interest in freedom from incarceration, and concluded that "wait times of less than seven days comport with due process, and that anything beyond seven days is suspect."
The court held a bench trial to determine the "precise outer boundary permitted by the Constitution" based on the specific conditions present in Washington State. During the trial, the district court heard testimony on three main issues: the current state of competency evaluations and restorative services in Washington; the effects of prolonged detention in jail, rather than a hospital, for mentally ill individuals; and the feasibility of providing competency evaluation and restorative services within seven days.
Between 2001 and 2011, demand for competency evaluations in Washington increased by eighty-two percent. The district court found that evaluation services were delayed due to staffing shortages, high evaluator turnover, lack of accurate data and timely reporting, inadequate planning, unwillingness to use electronic court records, and long travel times between
The district court concluded that "the foundational liberty interest under the due process clause is freedom from incarceration." See Oviatt ex rel. Waugh v. Pearce, 954 F.2d 1470, 1474 (9th Cir.1992). Because the state defendants had a "long history of failing to adequately protect the constitutional rights" of the class and had "demonstrated a consistent pattern of intentionally disregarding court orders," the district court ordered a permanent injunction requiring (in relevant part):
1) In-jail competency evaluations within seven days of the signing of a court order calling for an evaluation. If such an evaluation cannot be completed within seven days, then DSHS must either transfer the individual to a state hospital pending completion of the evaluation or obtain a court-ordered extension for "clinical good cause."
2) Admission of individuals whose competency evaluations have been ordered to occur in a state hospital to that hospital within seven days of the signing of the court order.
3) Admission of individuals ordered to receive restoration services to a state hospital within seven days of the signing of the court order.
DSHS appeals only the first part of the permanent injunction: the requirement that competency evaluations for jailed defendants be conducted within seven days, absent a court-ordered extension for clinical good cause. It does not appeal the injunction as it applies to individuals ordered to be evaluated in a state hospital or who have already been found incompetent and are awaiting restorative services.
We first address the applicable constitutional standard and then turn to the injunction's remedial scope. Because "[a] permanent injunction involves factual, legal, and discretionary components, ... [w]e review legal conclusions ... de novo, factual findings for clear error, and the scope of the injunction for abuse of discretion." Vietnam Veterans of Am. v. C.I.A., 811 F.3d 1068, 1075 (9th Cir.2016) (citations omitted) (internal quotation marks omitted).
We begin with the premise that due process analysis governs pretrial detention: "Freedom from imprisonment — from government custody, detention, or other forms of physical restraint — lies at the heart of the liberty that [the Due Process] Clause protects." Zadvydas v. Davis, 533 U.S. 678, 690, 121 S.Ct. 2491, 150 L.Ed.2d 653 (2001) (setting presumptively reasonable time limits on immigration detention); see also Lopez-Valenzuela v. Arpaio, 770 F.3d 772, 777-80 (9th Cir. 2014) (en banc) (summarizing case law applying substantive due process to the fundamental liberty interests of pretrial detainees).
Mink adopted the framework set out in two Supreme Court cases: Jackson v. Indiana, 406 U.S. 715, 92 S.Ct. 1845, 32 L.Ed.2d 435 (1972) and Youngberg v. Romeo, 457 U.S. 307, 102 S.Ct. 2452, 73 L.Ed.2d 28 (1982). In Jackson, the Supreme Court articulated a general "rule of reasonableness" limiting the duration of pretrial detention for incompetent defendants and requiring, at a minimum, "that the nature and duration of commitment bear some reasonable relation to the purpose for which the individual is committed." 406 U.S. at 733, 738, 92 S.Ct. 1845. Thus, "[w]hether the substantive due process rights of incapacitated criminal defendants have been violated must be determined by balancing their liberty interests in freedom from incarceration and in restorative treatment against the legitimate interests of the state." Mink, 322 F.3d at 1121 (citing Youngberg, 457 U.S. at 321, 102 S.Ct. 2452).
Although the specifics of the calculus may vary, the framework set out in Jackson, and applied to restorative competency services in Mink, is equally applicable to individuals awaiting competency evaluations. Weighing the parties' respective interests, there must be a "reasonable relation" between the length of time from the court order to the inception of the competency evaluation.
Essentially for the first time on appeal, DSHS argues that the district court applied the wrong constitutional provision to Trueblood's claims because the more specific Sixth Amendment speedy trial right supercedes substantive due process analysis where plaintiffs challenge delay, rather than the fact or conditions of confinement.
The Sixth Amendment is ill-suited to the claim on appeal. Unlike in Sixth Amendment cases, these class members do not seek relief from prejudicial delays in their criminal prosecutions. Their complaint is that they should receive a timely determination of competency — a go or no-go decision on whether their criminal proceedings will move forward and whether they are eligible for restorative services. Many of them will never be tried, or might not be
To determine whether there has been a speedy trial violation, courts balance the "[l]ength of delay, the reason for the delay, the defendant's assertion of his right, and prejudice to the defendant." Barker v. Wingo, 407 U.S. 514, 530, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1972). In United States v. Sutcliffe, we excluded delays due to competency issues from both the statutory and constitutional speedy trial analysis in part because "the delays were all either directly caused by Defendant or ... were deemed necessary in the interests of justice." 505 F.3d 944, 957 (9th Cir.2007). Our sister circuits are in accord that competency-related delays are not relevant to the speedy trial inquiry.
We recognize the challenges inherent in the district court's task of setting a reasonable time frame, particularly in light of the state's history of non-compliance with its own performance targets and with court orders. As the district court found, the state has "demonstrated a consistent pattern of intentionally disregarding court orders ... and [has] established a de facto policy of ignoring court orders which conflict with [its] internal policies." The state acknowledges that "some of the waiting periods are excessive and indefensible."
In fashioning a remedy, however, the district court did not ask whether there was some reasonable relation between the timing and the confinement, nor did it distinguish sufficiently between the pre- and post-evaluation categories at issue. The findings and conclusions elide what is a reasonable delay when providing restorative services with what is a reasonable delay when conducting initial competency evaluations, often assessing both categories together under the rubric of "competency services." Yet, both the class members and the state have different interests at the pre-evaluation stage than they do once a finding of incompetency has issued. The state, correctly observing that the categories of pre- and post-evaluation class members are distinct, does not challenge the seven-day deadline for providing restorative services.
In Mink, all of the detainees had been found incompetent and had a distinct "liberty interest[] in freedom from incarceration" so they could receive restorative treatment. 322 F.3d at 1121. The state had no legitimate interest in keeping them "locked up in county jails for weeks or months" following an incompetency determination. Id. The interests to be weighed before a finding of incompetency bear a similarity to the Mink situation, but are factually distinct. The state argues that it has an interest in accurate evaluations, preventing the stigma of an incorrect determination, avoiding undue separation of a detainee from her counsel and
With respect to the evaluation deadline, the district court did not articulate a sufficiently strong constitutional foundation to support the mandatory injunction. Indeed, the findings are couched in terms of what is "reasonable and achievable," not whether the state's present fourteen-day requirement bears the constitutionally requisite reasonable relationship, or whether the balancing of interests requires a seven-day deadline. Seven days, while perhaps feasible, does not constitute a bright line after which any delay crosses the constitutional Rubicon. Indeed, most jurisdictions in the United States do not require initial competency evaluations to be carried out in seven days. According to the state's expert report, the national average for competency evaluation deadlines is thirty-one days, while fifteen states have no specific statutory deadline for evaluations, and only six have deadlines under ten days. Federal law allows up to thirty days for federal detainees. 18 U.S.C. § 4247(b). The district court did not consider any less restrictive alternatives, nor did it identify any reason why Washington should be held to such a restrictive rule other than that "[w]ith appropriate planning, coordination, and resources" nothing prevented DSHS from "providing competency services within seven days." But even if the seven-day time frame is not constitutionally mandated, that does not mean that Washington should let up on achieving its seven-day target.
The injunction has two other deficiencies. First, it mandates compliance within seven days of the signing of a competency evaluation order, not receipt of an order by DSHS. This requirement goes beyond what Trueblood requested and fails to account for any period from issuance of the court order to receipt. To be sure, neither the court nor the state should dally, but practical impediments, such as intervening weekends or the time necessary to obtain documents, can eat up the time period. Notably, even Trueblood's expert stated only that the majority of evaluations could be completed within ten days of the receipt of a court order. Second, the permanent injunction currently excludes the possibility of an extension for delays attributable to non-clinical interests of a detainee awaiting evaluation, including the unavailability of defense counsel or a defense expert. In such cases, after the evaluation deadline has passed, the criminal defendant would automatically be moved to a state psychiatric hospital, often far from his lawyer and family, and then transferred back to jail if he is found competent, all without the detainee's consent. To honor the state's interests in accurate and efficient evaluations and the defendant's right to counsel, the district court should consider a broader "good cause" exception.
The question then remains: what constitutes a reasonable time in which to conduct the evaluations? We leave the answer to the district court in the first instance, but note that federal courts have often looked to a state's own policies for guidance because "appropriate consideration must be given to principles of federalism in determining the availability and scope of equitable relief." Rizzo v. Goode, 423 U.S. 362, 379, 96 S.Ct. 598, 46 L.Ed.2d
During the course of this litigation, Washington amended its law to set a fourteen-day maximum time limit for competency evaluations, although the legislation incorporated a non-binding seven-day performance goal. Wash. Rev.Code § 10.77.068. The court's findings and conclusions do not take into consideration this legislative change, nor do they consider whether this time limit would pass constitutional muster.
Washington has thus far failed to comply with its own target goals, which is why a permanent injunction remains an appropriate vehicle for monitoring and ensuring that class members' constitutional rights are protected. In crafting a structural injunction that alters the state-wide processes by which individuals are evaluated for legal competency, however, the district court melded its findings with respect to competency evaluations and restoration services, did not tailor its findings to the timeliness of initial competency evaluations, and unduly focused its ruling on the timing of services that were attainable as a practical matter rather than the constitutional parameters of the remedy. In light of the Fourteenth Amendment's due process reasonableness framework, the district court abused its discretion when it concluded that seven days was the "maximum justifiable period" primarily because it was feasible for DSHS to conduct evaluations within seven days in the vast majority of cases. See Katie A., ex rel. Ludin v. Los Angeles Cnty., 481 F.3d 1150, 1155 (9th Cir.2007) ("Where an injunction is issued against state officials, a district court will be deemed to have committed an abuse of discretion ... if its injunction requires any more of state officers than demanded by federal constitutional or statutory law.") (quoting Clark v. Coye, 60 F.3d 600, 604 (9th Cir.1995) (omission in original) (internal quotation marks omitted)).
We vacate paragraph (1) of the permanent injunction issued on April 2, 2015, with respect to in-jail competency evaluations, and remand this case to the district court to modify the permanent injunction, consistent with this opinion, including considering Washington's 2015 law and taking into account the balancing of interests related specifically to initial competency evaluations.
Each party shall bear its own costs on appeal.