The court's opinion filed April 20, 2016, appearing at 821 F.3d 1051 (9th Cir. 2016), is hereby amended. An amended opinion is filed herewith.
With this amended opinion, the panel has voted to deny the petitions for panel rehearing.
The full court has been advised of the petitions for rehearing en banc, and no judge has requested a vote on whether to rehear the matter en banc. Fed. R. App. P. 35.
The petitions for rehearing and the petitions for rehearing en banc, filed June 2, 2016, June 3, 2016 and July 1, 2016 are
BYBEE, Circuit Judge:
Jesse Vasquez was a mid-level leader in the Florencia Trece gang who was convicted of drug-related crimes for his part in the gang's drug trafficking operations. The district court sentenced Vasquez to life imprisonment because his two prior California felonies qualified him for a mandatory sentence enhancement under 21 U.S.C. § 841.
Four years after Vasquez's sentencing, California adopted Proposition 47, which allowed California courts to reclassify certain felony convictions as misdemeanor convictions. Vasquez successfully petitioned a California court to reclassify one of his prior California felonies — on which his federal enhancement was based — as a misdemeanor. Vasquez now argues that his federal enhancement should be invalidated because he no longer stands convicted of one of the two prior felonies as § 841 requires.
We hold that Proposition 47 does not change the historical fact that Vasquez violated § 841 "after two or more prior convictions for a felony drug offense [had] become final." 21 U.S.C. § 841(b)(1)(A). We therefore affirm.
In 2007, Vasquez was charged with multiple counts of racketeering and drug related crimes. Shortly after, the United States filed an information alleging that Vasquez qualified for a sentence enhancement under the Controlled Substances Act, 21 U.S.C. § 841, because of his two prior felony drug convictions — one of which was a 1996 conviction under California Health and Safety Code section 11350(a) for possession of a controlled substance. In 2009, Vasquez was convicted. At sentencing in 2010, the district court imposed life imprisonment, a sentence mandated under 21 U.S.C. § 841(b)(1)(A) because of Vasquez's "prior [California] convictions for a felony drug offense."
In November 2014, California voters enacted Proposition 47, "the Safe Neighborhoods and Schools Act." Cal. Penal Code § 1170.18 (codifying Proposition 47); see People v. Rivera, 233 Cal.App.4th 1085, 183 Cal.Rptr.3d 362, 363 (2015). Among other things, Proposition 47 reduced future convictions under § 11350(a) from a felony to a misdemeanor. Proposition 47 also permits previously-convicted defendants to petition the court for a "recall of sentence," which, if granted, would effectively reclassify their qualifying felonies as misdemeanors. See Cal. Penal Code § 1170.18(a). In February 2015 Vasquez did just that: He successfully petitioned the Los Angeles County Superior Court to recall his 1996 felony conviction, and the court resentenced him to a misdemeanor.
Section 841 imposes a mandatory life sentence if a defendant "commits [a violation of § 841] after two or more prior convictions for a felony drug offense have become final." 21 U.S.C. § 841(b)(1)(A). A "felony drug offense" is "an offense that is punishable by imprisonment for more than one year under any law of the United States or of a State or foreign country." 21 U.S.C. § 802(44). Vasquez argues that because he successfully petitioned in 2014 to have his 1996 conviction re-designated as a misdemeanor, that conviction no longer counts as a prior felony conviction for purposes of § 841. We disagree. California's actions — taken long after Vasquez's state conviction became "final" — have no bearing on whether § 841's requirements are satisfied.
Federal law, not state law, governs our interpretation of federal statutes. See United States v. Norbury, 492 F.3d 1012, 1014 (9th Cir. 2007) ("Whether a defendant's prior state conviction was a `conviction' [within the meaning of § 841] is a question of federal, not state, law."); see also Dickerson v. New Banner Inst., Inc., 460 U.S. 103, 111-12, 103 S.Ct. 986, 74 L.Ed.2d 845 (1983) (noting that consulting federal law to determine the meaning of "convicted" "makes for desirable national uniformity unaffected by varying state laws, procedures, and definitions"), holding superseded by statute, as stated in Logan v. United States, 552 U.S. 23, 128 S.Ct. 475, 479-80, 169 L.Ed.2d 432 (2007). As we explained when analyzing a defendant's "convicted felon status" under the Omnibus Crime Control and Safe Streets Act: "Although the [state's] statute [can] determine the status of the conviction for purposes of state law, it [can]not rewrite history for the purposes of the administration of the federal criminal law or the interpretation of federal criminal statutes." United States v. Bergeman, 592 F.2d 533, 536 (9th Cir. 1979) (quotation and citation omitted); see also United States v. Cisneros, 112 F.3d 1272, 1280 (5th Cir. 1997) ("[W]e are not bound by [state law's] treatment of a felony conviction when we apply the federal sentence-enhancement provisions." (quoting United States v. Morales, 854 F.2d 65, 68 (5th Cir. 1988))). We therefore apply federal law, not California law, to determine the effect of California's reclassification on Vasquez's federal sentence enhancement under § 841.
When a state grants post-conviction relief to a defendant with respect to his state felony conviction, we do not generally apply those changes retroactively for purposes of determining whether a federal sentencing statute's requirements are met. See, e.g., Norbury, 492 F.3d at 1015; see also United States v. Salazar-Mojica, 634 F.3d 1070, 1072-74 (9th Cir. 2011) (holding in the context of U.S. Sentencing
Proposition 47 presents a slight variation on what effect, if any, we must give to subsequent acts affecting a prior state sentence. We have never specifically addressed whether a state that permits reclassifying particular felony convictions as misdemeanors requires a federal court to revisit a federal sentence enhancement imposed under § 841. But we have addressed whether dismissing or expunging a predicate state conviction invalidates a federal enhancement under this section. See Norbury, 492 F.3d 1012. In Norbury, we held that a state's later dismissal or expungement of a predicate state conviction had no bearing on whether § 841's requirements were met. Id. at 1015. In other words, despite the fact that the state felony conviction was now expunged, this did not change the historical fact that, for purposes of § 841, the defendant had been convicted of the felony in the past. Id. We noted one exception: where the dismissal or expungement alters the legality of the original state conviction — such as where there was a trial error or it appears the defendant was actually innocent of the underlying crime. Id. (citing Dickerson, 460 U.S. at 115, 103 S.Ct. 986).
Like the ACCA provision at issue in McNeill, § 841 is a "backward-looking," McNeill, 563 U.S. at 821, 131 S.Ct. 2218, inquiry requiring only that a defendant have committed his federal crime "after two or more prior convictions for a felony drug offense have become final," 21 U.S.C. § 841(b)(1)(A) (emphasis added). The statute tells us what event triggers the enhancement: two state convictions that are "final." Id. As the Tenth Circuit has explained: "The question posed by
Congress could, of course, give retroactive effect to changes in state law for purposes of federal statutes "for policy reasons unrelated to innocence or an error of law." United States v. Law, 528 F.3d 888, 911 (D.C. Cir. 2008) (per curium). Indeed, it has done so in other circumstances. See United States v. Yepez, 704 F.3d 1087, 1090-91 (9th Cir. 2012) (per curium) (en banc) (discussing carve-outs in the U.S. Sentencing Guidelines). But in § 841, Congress did not. One purpose for § 841 is to discourage repeat offenders. If a state provides relief for a prior state drug conviction, after the defendant has committed another, federal, drug crime, "it's unclear why a [federal] statute aimed at punishing recidivism (as § 841(b)(1)(A) is) would afford the defendant" relief in his federal sentence. Dyke, 718 F.3d at 1293.
Ignoring later state actions for purposes of federal sentences also aligns with the Supreme Court's repeated admonishments that federal laws should be construed to achieve national uniformity. See Dickerson, 460 U.S. at 112, 103 S.Ct. 986. As we explained in Bergeman, "[i]f a conviction were to be determined by application of the different ... statutes of each state, then the application of federal criminal sanctions would depend solely upon where the defendant's previous conviction had occurred." 592 F.2d at 537. We doubted that Congress would have "intended a federal criminal law to be applied in such a patchwork fashion." Id.; see also United States v. McGlory, 968 F.2d 309, 350 (3d Cir. 1992) ("[W]e note the confusion in sentencing likely to result if the sentencing court had to analyze the status of every prior state conviction in terms of the status of state law.... This would entail applying changes in state law retroactively to final convictions.").
Vasquez argues his case is different because California applies Proposition 47 retroactively, so we should treat his 1996 felony conviction as if it never existed. But there are two problems with this argument. First, it is not clear that even California would apply Proposition 47 retroactively in a sentence enhancement case such as ours. Although California's new statute allows defendants to request reclassification and a reduced sentence, the statute expressly provides that "[n]othing in this and related sections is intended to diminish or abrogate the finality of judgments in any case not falling within the purview of this act." Cal. Penal Code § 1170.18(n). The California Supreme Court previously addressed a state statute that permits California courts to reclassify a "wobbler" offense — one that can be punished as either a felony or a misdemeanor — to be a misdemeanor upon completion of probation, even if the defendant was originally convicted of a felony. And the California Supreme Court observed that the reclassification of a felony to a misdemeanor does not necessarily
Second, even if California decided to give Proposition 47 retroactive effect for purposes of its own state law, that would not retroactively make Vasquez's felony conviction a misdemeanor for purposes of federal law. As we have explained, § 841 explicitly tells us when it applies: When a defendant (1) commits a federal drug offense (2) after being convicted of two or more felony drug offenses that have "become final." 21 U.S.C. § 841(b)(1)(a). There is no doubt Vasquez committed a federal drug offense, nor is there any doubt his state felony convictions "have become final."
We thus hold that California's Proposition 47, offering post-conviction relief by reclassifying certain past felony convictions as misdemeanors, does not undermine a prior conviction's felony-status for purposes of § 841. California's later actions cannot change the fact that Vasquez committed his federal offense "after two or more convictions for a felony drug offense [had] become final."