This court in a published order previously denied a motion of the government for a stay of a restraining order pending appeal. 847 F.3d 1151 (9th Cir. 2017). That order became moot when this court granted the government's unopposed motion to dismiss its underlying appeal. Order, Mar. 8, 2017. No party has moved to vacate the published order. A judge of this court called for a vote to determine whether the court should grant en banc reconsideration in order to vacate the published order denying the stay. The matter failed to receive a majority of the votes of the active judges in favor of en banc reconsideration. Vacatur of the stay order is denied. See U.S. Bancorp Mortgage Co. v. Bonner Mall Partnership, 513 U.S. 18, 115 S.Ct. 386, 130 L.Ed.2d 233 (1994) (holding that the "extraordinary remedy of vacatur" is ordinarily unjustified when post-decision mootness is caused by voluntary action of the losing party).
REINHARDT, J., concurring in the denial of en banc rehearing:
I concur in our court's decision regarding President Trump's first Executive Order-the ban on immigrants and visitors from seven Muslim countries. I also concur in our court's determination to stand by that decision, despite the effort of a small number of our members to overturn or vacate it. Finally, I am proud to be a part of this court and a judicial system that is independent and courageous, and that vigorously protects the constitutional rights of all, regardless of the source of any efforts to weaken or diminish them.
BYBEE, Circuit Judge, with whom KOZINSKI, CALLAHAN, BEA, and IKUTA, Circuit Judges, join, dissenting from the denial of reconsideration en banc.
I regret that we did not decide to reconsider this case en banc for the purpose of vacating the panel's opinion. We have an obligation to correct our own errors, particularly when those errors so confound Supreme Court and Ninth Circuit precedent that neither we nor our district courts will know what law to apply in the future.
The Executive Order of January 27, 2017, suspending the entry of certain aliens, was authorized by statute, and presidents have frequently exercised that authority through executive orders and presidential proclamations. Whatever we, as individuals, may feel about the President or the Executive Order,
In this section I provide background on the source of Congress's and the President's authority to exclude aliens, the Executive Order at issue here, and the proceedings in this case. The informed reader may proceed directly to Part II.
"The exclusion of aliens is a fundamental act of sovereignty." United States ex rel. Knauff v. Shaughnessy, 338 U.S. 537, 542, 70 S.Ct. 309, 94 S.Ct. 317 (1950); see also Landon v. Plasencia, 459 U.S. 21, 32, 103 S.Ct. 321, 74 L.Ed.2d 21 (1982). Congress has the principal power to control the nation's borders, a power that follows naturally from its power "[t]o establish an uniform rule of Naturalization," U.S. Const. art. I, § 8, cl. 4, and from its authority to "regulate Commerce with foreign Nations," id. art. I, § 8, cl. 3, and to "declare War," id. art. I, § 8, cl. 11. See Am. Ins. Ass'n v. Garamendi, 539 U.S. 396, 414, 123 S.Ct. 2374, 156 L.Ed.2d 376 (2003); Harisiades v. Shaughnessy, 342 U.S. 580, 588-89,
In the Immigration and Nationality Act of 1952, Congress exercised its authority to prescribe the terms on which aliens may be admitted to the United States, the conditions on which they may remain within our borders, and the requirements for becoming naturalized U.S. citizens. 8 U.S.C. § 1101 et seq. Congress also delegated authority to the President to suspend the entry of "any class of aliens" as he deems appropriate:
Id. § 1182(f). Many presidents have invoked the authority of § 1182(f) to bar the entry of broad classes of aliens from identified countries.
In Executive Order No. 13769, the President exercised the authority granted in § 1182(f). Exec. Order No. 13769 § 3(c) (Jan. 27, 2017), revoked by Exec. Order No. 13780 § 1(i) (Mar. 6, 2017). The Executive Order covered a number of subjects. Three provisions were particularly relevant to this litigation. First, the Executive Order found that "the immigrant and non-immigrant entry into the United States of aliens from [seven] countries ... would be detrimental to the interests of the United States" and ordered the suspension of entry for nationals (with certain exceptions) from those countries for 90 days. Id. The seven countries were Iran, Iraq, Libya, Somalia, Sudan, Syria, and Yemen. Second, it directed the Secretary of State to suspend the U.S. Refugee Admissions Program (USRAP) for 120 days. However, exceptions could be made "on a case-by-case basis" in the discretion of the Secretaries of State and Homeland Security. Once USRAP resumed, the Secretary of State was "to prioritize refugee claims
Three days after the President signed the Executive Order, the States of Washington and Minnesota brought suit in the Western District of Washington seeking declaratory and injunctive relief on behalf of their universities, businesses, citizens, and residents that were affected by the Executive Order in various ways. The States also sought a temporary restraining order (TRO). On February 3, 2017, following a hearing, the district court, without making findings of fact or conclusions of law with respect to the merits of the suit, issued a nationwide TRO against the enforcement of §§ 3(c), 5(a)-(c), (e). The district court proposed further briefing by the parties and a hearing on the States' request for a preliminary injunction.
The United States sought a stay of the district court's order pending an appeal. A motions panel of our court, on an expedited basis (including oral argument by phone involving four time zones), denied the stay. Washington v. Trump, 847 F.3d 1151 (9th Cir. 2017).
Among other things, the panel drew three critical conclusions. First, the panel held that, although we owe deference to the political branches, we can review the Executive Order for constitutionality under the same standards as we would review challenges to domestic policies. See id. at 1161-64. Second, the panel found that the States were likely to succeed on their due process arguments because "the Executive Order [does not] provide[] what due process requires, such as notice and a hearing prior to restricting an individual's ability to travel." Id. at 1164. Third, the panel found that there were at least "significant constitutional questions" under the Establishment Clause raised by the fact that the seven countries identified in the Executive Order are principally Muslim countries and the President, before and after his election, made reference to "a Muslim ban." Id. at 1168.
In response to the panel's decision not to stay the district court's TRO pending appeal, a judge of our court asked for en banc review. The court invited the parties to comment on whether the entire court should review the judgment. The U.S. Department of Justice asked that the panel hold the appeal while the administration considered the appropriate next steps and vacate the opinion upon the issuance of any new executive order. A majority of the court agreed to stay the en banc process. In the end, the President issued a new Executive Order on March 6, 2017, that referred to the panel's decision and addressed some of the panel's concerns. In light of the new Executive Order, the Department of Justice moved to dismiss the appeal in this case. The panel granted the motion to dismiss but did not vacate its
Ordinarily, when an appeal is dismissed because it has become moot, any opinions previously issued in the case remain on the books. U.S. Bancorp Mortg. Co. v. Bonner Mall P'ship, 513 U.S. 18, 26, 115 S.Ct. 386, 130 L.Ed.2d 233 (1994) ("Judicial precedents are presumptively correct and valuable to the legal community as a whole. They ... should stand unless a court concludes that the public interest would be served by a vacatur." (citation omitted)). The court, however, has discretion to vacate its opinion to "clear[] the path for future relitigation of the issues between the parties," United States v. Munsingwear, Inc., 340 U.S. 36, 40, 71 S.Ct. 104, 95 S.Ct. 36 (1950), or where "exceptional circumstances... counsel in favor of such a course," U.S. Bancorp Mortg., 513 U.S. at 29, 115 S.Ct. 386. We should have exercised that discretion in this case because the panel made a fundamental error.
The panel began its analysis from two important premises: first, that it is an "uncontroversial principle" that we "owe substantial deference to the immigration and national security policy determinations of the political branches," Washington, 847 F.3d at 1161; second, that courts can review constitutional challenges to executive actions, see id. at 1164. I agree with both of these propositions. Unfortunately, that was both the beginning and the end of the deference the panel gave the President.
How do we reconcile these two titan principles of constitutional law? It is indeed an "uncontroversial principle" that courts must defer to the political judgment of the President and Congress in matters of immigration policy. The Supreme Court has said so, plainly and often. See, e.g., Mathews v. Diaz, 426 U.S. 67, 81, 96 S.Ct. 1883, 48 L.Ed.2d 478 (1976) ("[T]he responsibility for regulating the relationship between the United States and our alien visitors has been committed to the political
The Supreme Court has given us a way to analyze these knotty questions, but it depends on our ability to distinguish between two groups of aliens: those who are present within our borders and those who are seeking admission. As the Court explained in Leng May Ma v. Barber,
357 U.S. 185, 187, 78 S.Ct. 1072, 2 L.Ed.2d 1246 (1958) (quoting Mezei, 345 U.S. at 212, 73 S.Ct. 625). The panel did not recognize that critical distinction and it led to manifest error. The panel's decision is not only inconsistent with clear Supreme Court authority, but the panel missed a whole bunch of our own decisions as well.
The appropriate test for judging executive and congressional action affecting aliens who are outside our borders and seeking admission is set forth in Kleindienst v. Mandel, 408 U.S. 753, 92 S.Ct. 2576, 33 L.Ed.2d 683 (1972). In Mandel, the government had denied a visa to a Marxist journalist who had been invited to address conferences at Columbia, Princeton, and Stanford, among other groups. Mandel and American university professors brought facial and as-applied challenges under the First and Fifth Amendments. The Court first made clear that Mandel himself, "as an unadmitted and nonresident alien, had no constitutional right of entry." Id. at 762, 92 S.Ct. 2576. Then it addressed the First Amendment claims of the professors who had invited him. Recognizing that "First Amendment rights [were] implicated" in the case, the Court declined to revisit the principle that the political branches may decide whom to admit and whom to exclude. Id. at 765, 92 S.Ct. 2576. It concluded that when the executive has exercised its authority to exclude aliens "on the basis of a facially legitimate and bona fide reason, the courts will neither look behind the exercise of that discretion, nor test it by balancing its justification against the First Amendment interests of those who seek personal communication with the applicant." Id. at 770, 92 S.Ct. 2576.
In this case, the government argued that Mandel provided the proper framework
Worse, the panel's decision missed entirely Fiallo v. Bell, 430 U.S. 787, 97 S.Ct. 1473, 52 L.Ed.2d 50 (1977), and Fiallo answers the panel's reasons for brushing off Mandel. In Fiallo, the plaintiff brought a facial due process challenge to immigration laws giving preferential treatment to natural mothers of illegitimate children. As in Mandel, the constitutional challenge in Fiallo was "based on [the] constitutional rights of citizens." Id. at 795, 97 S.Ct. 1473. The Court acknowledged that the challenge invoked "`double-barreled' discrimination based on sex and illegitimacy." Id. at 794, 97 S.Ct. 1473. Either ground, if brought in a suit in a domestic context, would have invoked some kind of heightened scrutiny. See Craig v. Boren, 429 U.S. 190, 197, 97 S.Ct. 451, 50 L.Ed.2d 397 (1976) (sex discrimination); Trimble v. Gordon, 430 U.S. 762, 769, 97 S.Ct. 1459, 52 L.Ed.2d 31 (1977) (illegitimacy). Rejecting the claim that "the Government's power in this area is never subject to judicial review," Fiallo, 430 U.S. at 795-96, 795 n.6, 97 S.Ct. 1473, the Court held that Mandel's "facially legitimate and bona fide reason" test was the proper standard: "We can see no reason to review the broad congressional policy choice at issue here under a more exacting standard than was applied in Kleindienst v. Mandel, a First Amendment case." Id. at 795, 97 S.Ct. 1473; see also id. at 794, 97 S.Ct. 1473 (rejecting "the suggestion that more searching judicial scrutiny is required"). Importantly, the Court reached that conclusion despite the fact the immigration laws at issue promulgated "sweeping immigration policy," Washington, 847 F.3d at 1162, just as the Executive Order did.
Fiallo wasn't the only Supreme Court case applying Mandel that the panel missed. In Kerry v. Din, ___ U.S. ___, 135 S.Ct. 2128, 192 L.Ed.2d 183 (2015), the Court confronted a case in which Din (a U.S. citizen) claimed that the government's refusal to grant her Afghani husband a visa violated her own constitutional right to live with her husband. A plurality held that Din had no such constitutional right. Id. at 2131 (plurality opinion). Justice Kennedy, joined by Justice Alito, concurred in the judgment, and we have held that his opinion is controlling. Cardenas v. United States, 826 F.3d 1164, 1171 (9th Cir. 2016). For purposes of the case, Justice Kennedy assumed that Din had a protected liberty interest, but he rejected her claim to additional procedural due process. "The conclusion that Din received all the process to which she was entitled finds its most substantial instruction in the Court's decision in Kleindienst v. Mandel." Din, 135 S.Ct. at 2139 (Kennedy, J., concurring in the judgment) (citation omitted). After reciting Mandel's facts and holding, Justice Kennedy concluded that "[t]he reasoning and the holding in Mandel control here. That decision was based upon due consideration of the congressional power to make rules for the exclusion of aliens, and the ensuing power to delegate authority to the Attorney General to exercise substantial discretion in that field." Id. at 2140. Once the executive makes a decision "on the basis of a facially legitimate and bona fide reason," the courts may "`neither look behind the exercise of that discretion, nor test it by balancing its justification against' the constitutional interests of citizens the visa denial might implicate." Id. (quoting Mandel, 408 U.S. at 770, 92 S.Ct. 2576). Applying Mandel, Justice Kennedy concluded that "the Government satisfied any obligation it might have had to provide Din with a facially legitimate and bona fide reason for its action when it provided notice that her husband was denied admission to the country under [8 U.S.C.] § 1182(a)(3)(B)." Id. at 2141. No more was required, and "[b]y requiring the Government to provide more, the [Ninth Circuit] erred in adjudicating Din's constitutional claims." Id.
The importance and continuing applicability of the framework set out in Mandel and applied in Fiallo and Din has been recognized in circumstances remarkably similar to the Executive Order. After the attacks of September 11, 2001, the Attorney General instituted the National Security Entry-Exit Registration System. That program required non-immigrant alien males (residing in the United States) over the age of sixteen from twenty-five countries — twenty-four Muslim-majority countries plus North Korea — to appear for registration and fingerprinting. One court referred to the program as "enhanced monitoring." See Rajah v. Mukasey, 544 F.3d 427, 433-34, 439 (2d Cir. 2008) (describing the program).
Citing Fiallo and applying the Mandel test, the Second Circuit held that "[t]he most exacting level of scrutiny that we will impose on immigration legislation is rational basis review." Id. at 438 (alteration in original) (citation omitted). The court then found "a facially legitimate and bona fide reason for" the registration requirements because the countries were "selected on the basis of national security criteria." Id. at 438-39. The court rejected as having "no basis" the petitioners' claim of religious animus. Id. at 439. The court observed that "one major threat of terrorist attacks comes from radical Islamic groups." Id. It added:
Id. Finally, the court refused to review the program for "its effectiveness and wisdom" because the court "ha[d] no way of knowing whether the Program's enhanced monitoring of aliens ha[d] disrupted or deterred attacks. In any event, such a consideration [was] irrelevant because an ex ante rather than ex post assessment of the Program [was] required under the rational basis test." Id. The Second Circuit thus unanimously rejected the petitioners' constitutional challenges and "join[ed] every circuit that ha[d] considered the issue in concluding that the Program [did] not violate Equal Protection guarantees." Id.; see Malik v. Gonzales, 213 Fed.Appx. 173, 174-75 (4th Cir. 2007); Kandamar v. Gonzales, 464 F.3d 65, 72-74 (1st Cir. 2006); Zafar v. U.S. Attorney Gen., 461 F.3d 1357, 1367 (11th Cir. 2006); Hadayat v. Gonzales, 458 F.3d 659, 664-65 (7th Cir. 2006); Shaybob v. Attorney Gen., 189 Fed. Appx. 127, 130 (3d Cir. 2006); Ahmed v. Gonzales, 447 F.3d 433, 439 (5th Cir. 2006); see also Adenwala v. Holder, 341 Fed.Appx. 307, 309 (9th Cir. 2009); Roudnahal v. Ridge, 310 F.Supp.2d 884, 892 (N.D. Ohio 2003). The panel was oblivious to this important history.
The combination of Mandel, Fiallo, and Din, and the history of their application to the post-9/11 registration program, is devastating to the panel's conclusion that we can simply apply ordinary constitutional standards to immigration policy. Compounding its omission, the panel missed all of our own cases applying Mandel to constitutional challenges to immigration decisions. See, e.g., Cardenas, 826 F.3d at 1171 (discussing Mandel and Din extensively as the "standard of judicial review applicable to the visa denial" where petitioner alleged due process and equal protection violations); An Na Peng v. Holder, 673 F.3d 1248, 1258 (9th Cir. 2012) (applying the Mandel standard to reject a lawful permanent resident's equal protection challenge against a broad policy); Bustamante, 531 F.3d at 1060 (applying Mandel to a due process claim and describing Mandel as "a highly constrained review"); Padilla-Padilla v. Gonzales, 463 F.3d 972, 978-79 (9th Cir. 2006) (applying Mandel to a due process challenge to the Illegal Immigration Reform and Immigrant Responsibility Act of 1996); Nadarajah v. Gonzales, 443 F.3d 1069, 1082 (9th Cir. 2006) (using the Mandel standard to address an alien's challenge to the executive's denial of parole to temporarily enter the United States, and finding the executive's reasons "were not facially legitimate and bona
Applying Mandel here, the panel's error becomes obvious: the Executive Order was easily "facially legitimate" and supported by a "bona fide reason." As I have quoted above, § 1182(f) authorizes the President to suspend the entry of "any class of aliens" as he deems appropriate:
8 U.S.C. § 1182(f).
Justice Kennedy indicated in Din that it might have been appropriate to "look behind" the government's exclusion of Din's husband if there were "an affirmative showing of bad faith on the part of the consular officer who denied [the husband's] visa." Din, 135 S.Ct. at 2141 (Kennedy, J., concurring in the judgment). Because the panel never discussed Din, let alone claimed that Justice Kennedy's comment might allow us to peek behind the facial legitimacy of the Executive Order, I need not address the argument in detail. Suffice it to say, it would be a huge leap to suggest that Din's "bad faith" exception also applies to the motives of broad-policy makers as opposed to those of consular officers.
Even if we have questions about the basis for the President's ultimate findings — whether it was a "Muslim ban" or something else — we do not get to peek behind the curtain. So long as there is one "facially legitimate and bona fide" reason for the President's actions, our inquiry is at an end. As the Court explained in Reno v. American-Arab Anti-Discrimination Committee, 525 U.S. 471, 119 S.Ct. 936, 142 L.Ed.2d 940 (1999):
Id. at 491, 119 S.Ct. 936; see Mezei, 345 U.S. at 210-12, 73 S.Ct. 625; Knauff, 338 U.S. at 543, 70 S.Ct. 309.
The panel faulted the government for not coming forward in support of the Executive Order with evidence — including "classified information." Washington, 847 F.3d at 1168 & nn.7-8. First, that is precisely what the Court has told us we should not do. Once the facial legitimacy is established, we may not "look behind the exercise of that discretion." Fiallo, 430 U.S. at 795-96, 97 S.Ct. 1473 (quoting Mandel, 408 U.S. at 770, 92 S.Ct. 2576). The government may provide more details "when it sees fit" or if Congress "requir[es] it to do so," but we may not require it. Din, 135 S.Ct. at 2141 (Kennedy, J., concurring in the judgment). Second, that we have the capacity to hold the confidences of the executive's secrets does not give us the right to examine them, even under the most careful conditions. As Justice Kennedy wrote in Din, "in light of the national security concerns the terrorism bar addresses[,] ... even if ... sensitive facts could be reviewed by courts in camera, the dangers and difficulties of handling such delicate security material further counsel against requiring disclosure." Id.; see Chi. & S. Air Lines v. Waterman S.S. Corp., 333 U.S. 103, 111, 68 S.Ct. 431, 92 S.Ct. 568 (1948) ("It would be intolerable that courts, without the relevant information, should review and perhaps nullify actions of the Executive taken on information properly held secret. Nor can courts sit in camera in order to be taken into executive confidences."). When we apply the correct standard of review, the President does not have to come forward with supporting documentation to explain the basis for the Executive Order.
The panel's errors are many and obvious. Had it applied the proper standard, the panel should have stopped here and
We are all acutely aware of the enormous controversy and chaos that attended the issuance of the Executive Order. People contested the extent of the national security interests at stake, and they debated the value that the Executive Order added to our security against the real suffering of potential emigres. As tempting as it is to use the judicial power to balance those competing interests as we see fit, we cannot let our personal inclinations get ahead of important, overarching principles about who gets to make decisions in our democracy. For better or worse, every four years we hold a contested presidential election. We have all found ourselves disappointed with the election results in one election cycle or another. But it is the best of American traditions that we also understand and respect the consequences of our elections. Even when we disagree with the judgment of the political branches — and perhaps especially when we disagree — we have to trust that the wisdom of the nation as a whole will prevail in the end.
Above all, in a democracy, we have the duty to preserve the liberty of the people by keeping the enormous powers of the national government separated. We are judges, not Platonic Guardians. It is our duty to say what the law is, and the meta-source of our law, the U.S. Constitution, commits the power to make foreign policy, including the decisions to permit or forbid entry into the United States, to the President and Congress. We will yet regret not having taken this case en banc to keep those lines of authority straight.
Finally, I wish to comment on the public discourse that has surrounded these proceedings. The panel addressed the government's request for a stay under the worst conditions imaginable, including extraordinarily compressed briefing and argument schedules and the most intense public scrutiny of our court that I can remember. Even as I dissent from our decision not to vacate the panel's flawed opinion, I have the greatest respect for my colleagues. The personal attacks on the distinguished district judge and our colleagues were out of all bounds of civic and persuasive discourse — particularly when they came from the parties. It does no credit to the arguments of the parties to impugn the motives or the competence of the members of this court; ad hominem attacks are not a substitute for effective advocacy. Such personal attacks treat the court as though it were merely a political forum in which bargaining, compromise, and even intimidation are acceptable principles. The courts of law must be more than that, or we are not governed by law at all.
I dissent, respectfully.
Iran, Sudan, and Syria: Under § 1187(a)(12)(A)(i)(II), (ii)(II), the Secretary of State has designated Iran, Sudan, and Syria as state sponsors of terrorism because the "government ... repeatedly provided support of acts of international terrorism."
Libya, Somalia, and Yemen: Similarly, under § 1187(a)(12)(A)(i)(III), (ii)(III), the Secretary of Homeland Security has designated Libya, Somalia, and Yemen as countries where a foreign terrorist organization has a significant presence in the country or where the country is a safe haven for terrorists.