M. SMITH, Circuit Judge.
Defendant-Appellee State of California (California) enacted three laws expressly designed to protect its residents from federal immigration enforcement: AB 450, which requires employers to alert employees before federal immigration inspections; AB 103, which imposes inspection requirements on facilities that house civil immigration detainees; and SB 54, which limits the cooperation between state and local law enforcement and federal immigration authorities. Plaintiff-Appellant United States of America (the United States) challenged
The district court did not abuse its discretion when it concluded that AB 450's employee-notice provisions neither burden the federal government nor conflict with federal activities, and that any obstruction caused by SB 54 is consistent with California's prerogatives under the Tenth Amendment and the anticommandeering rule. We therefore affirm the district court's denial of a preliminary injunction as to these laws. We also affirm the denial of a preliminary injunction as to those provisions of AB 103 that duplicate inspection requirements otherwise mandated under California law. But we conclude that one subsection of AB 103—codified at California Government Code section 12532(b)(1)(C)—discriminates against and impermissibly burdens the federal government, and so is unlawful under the doctrine of intergovernmental immunity. Because the district court relied on incorrect law in analyzing this provision, we reverse its preliminary injunction order in part.
We first review the relevant federal statutory framework before describing the three California laws at issue in this case.
"The Government of the United States has broad, undoubted power over the subject of immigration and the status of aliens." Arizona v. United States (Arizona II), 567 U.S. 387, 394, 132 S.Ct. 2492, 183 L.Ed.2d 351 (2012); see also U.S. Const. art. I, § 8, cl. 4 (granting Congress the power to "establish an uniform Rule of Naturalization"); United States v. Curtiss-Wright Exp. Corp., 299 U.S. 304, 315-18, 57 S.Ct. 216, 81 S.Ct. 255 (1936) (exploring the federal government's inherent sovereign powers in the realm of foreign affairs). Congress exercises its authority to regulate the entry, presence, and removal of noncitizens through the Immigration and Nationality Act (INA) and other related laws, and "has specified which aliens may be removed from the United States and the procedures for doing so." Arizona II, 567 U.S. at 396, 132 S.Ct. 2492. "A principal feature of the removal system is the broad discretion exercised by immigration officials." Id. For example, "an alien may be arrested and detained pending a decision on whether the alien is to be removed from the United States," and until that decision, federal officials generally may either detain her or release her on bond. 8 U.S.C. § 1226(a). Detention is mandatory, however, for certain categories of noncitizens, including those who are inadmissible or removable due to criminal convictions. Id. § 1226(c).
"The Attorney General shall arrange for appropriate places of detention for aliens detained pending removal or a decision on removal," which might include the "purchase or lease of [an] existing prison, jail, detention center, or other comparable facility suitable for such use." Id. § 1231(g); see also id. § 1103(a)(11) (permitting agreements with states and localities "for the necessary construction, physical renovation, acquisition of equipment, supplies or materials required to establish acceptable conditions of confinement and detention"). The United States notes that the Department of Homeland Security (DHS) "regularly uses nine facilities in California
The United States asserts that "Congress contemplated cooperation between federal and state officials" when it allowed noncitizens to complete state criminal custody before removal, and points to "other provisions of the INA [that] likewise reflect that expectation of collaboration." For example, the federal government is required to make information available to state and local authorities indicating "whether individuals arrested . . . for aggravated felonies are aliens," and to provide liaisons and computer resources in connection with aliens charged with aggravated felonies. Id. § 1226(d)(1). Additionally, DHS must respond to inquiries from state or local officials "seeking to verify or ascertain the citizenship or immigration status of any individual." Id. § 1373(c). In turn, "a Federal, State, or local government entity or official may not prohibit, or in any way restrict, any government entity or official from sending to, or receiving from, [DHS] information regarding the citizenship or immigration status, lawful or unlawful, of any individual." Id. § 1373(a). Additionally, "[f]ederal law specifies limited circumstances in which state officers may perform the functions of an immigration officer," such as "when the Attorney General has granted that authority to specific officers in a formal agreement with a state or local government." Arizona II, 567 U.S. at 408, 132 S.Ct. 2492 (citing 8 U.S.C. §§ 1103(a)(10), 1252c, 1324(c), 1357(g)(1)). "State officials can also assist the Federal Government by responding to requests for information about when an alien will be released from their custody." Id. at 410, 132 S.Ct. 2492.
Congress enacted the Immigration Reform and Control Act of 1986 (IRCA) "as a comprehensive framework for `combating the employment of illegal aliens.'" Arizona II, 567 U.S. at 404, 132 S.Ct. 2492 (quoting Hoffman Plastic Compounds, Inc. v. NLRB, 535 U.S. 137, 147, 122 S.Ct. 1275, 152 L.Ed.2d 271 (2002)). Under the IRCA, employers may not knowingly hire or employ aliens without proper work authorization. 8 U.S.C. § 1324a(a)(1)-(2). Employers in violation of the IRCA are subject to civil and, in cases of "a pattern or practice of violations," criminal penalties. Id. § 1324a(e)-(f). Although the IRCA
Arizona II, 567 U.S. at 404-05, 132 S.Ct. 2492 (citations omitted).
This case centers on three laws enacted by the California legislature with the express goal "of protecting immigrants from an expected increase in federal immigration enforcement actions." Hearing on AB 450 Before the Assemb. Comm. on Judiciary, 2017-18 Sess. 1 (Cal. 2017) (synopsis).
AB 450 prohibits "public and private employers" from "provid[ing] voluntary consent to an immigration enforcement agent to enter any nonpublic areas of a place of labor," unless "the immigration enforcement agent provides a judicial warrant." Cal. Gov't Code § 7285.1(a), (e). It similarly prohibits employers from "provid[ing] voluntary consent to an immigration enforcement agent to access, review, or obtain the employer's employee records without a subpoena or judicial warrant." Id. § 7285.2(a)(1). It also limits employers' ability to "reverify the employment eligibility of a current employee at a time or in a manner not required by" the IRCA. Cal. Lab. Code § 1019.2(a).
In addition, AB 450 requires employers to "provide a notice to each current employee, by posting in the language the employer normally uses to communicate employment-related information to the employee, of any inspections of I-9 Employment Eligibility Verification forms or other employment records conducted by an immigration agency within 72 hours of receiving notice of the inspection." Id. § 90.2(a)(1).
AB 103 requires the California Attorney General to conduct "reviews of county, local, or private locked detention facilities in which noncitizens are being housed or detained for purposes of civil immigration proceedings in California." Cal. Gov't Code § 12532(a).
SB 54 limits law enforcement's "discretion to cooperate with immigration authorities." Id. § 7282.5(a). Among other things, it prohibits state and local law enforcement agencies from "[i]nquiring into an individual's immigration status"; "[d]etaining an individual on the basis of a hold request"; "[p]roviding information regarding a person's release date or" other "personal information," such as "the individual's home address or work address"; and "[a]ssisting immigration authorities" in certain activities. Id. § 7284.6(a)(1). SB 54 contains some exceptions to these prohibitions. For example, although agencies generally cannot "[t]ransfer an individual to immigration authorities," such an undertaking is permissible if "authorized by a judicial warrant or judicial probable cause determination," or if the individual has been convicted of certain enumerated crimes. Id. §§ 7282.5(a), 7284.6(a)(4). Similarly, the restrictions on sharing personal information are also relaxed if the individual has been convicted of an enumerated crime, or if the information is available to the public. Id. §§ 7282.5(a), 7284.6(a)(1)(C)-(D).
On March 6, 2018, the United States filed this action against California, alleging that AB 450, AB 103, and SB 54 are preempted and violate the Supremacy Clause. The United States moved to preliminarily enjoin the three laws.
The district court granted the motion for a preliminary injunction in part and denied it in part. United States v. California (California I), 314 F.Supp.3d 1077, 1112 (E.D. Cal. 2018). It agreed that the United States was likely to succeed on the merits as to two provisions of AB 450—specifically, the restriction on employers' voluntary consent to immigration enforcement officers, which the court concluded "impermissibly discriminates against those who choose to deal with the Federal Government," and AB 450's reverification provision, which it determined was likely
As to AB 103, the district court found "no indication in the cited portions of the INA that Congress intended for States to have no oversight over detention facilities operating within their borders," noting that
Id. at 1091. It further concluded that AB 103 was not invalid under the doctrine of intergovernmental immunity because "the burden placed upon the facilities is minimal," and "even if AB 103 treats federal contractors differently than the State treats other detention facilities," the United States had not demonstrated that California "treats other facilities better than those contractors." Id. at 1093.
The district court also refused to enjoin the challenged provisions of SB 54, finding that California's "decision not to assist federal immigration enforcement in its endeavors is not an `obstacle' to that enforcement effort" because "refusing to help is not the same as impeding," and thus the doctrine of obstacle preemption did not render the provisions unlawful. Id. at 1104-05. It also found that "Tenth Amendment and anticommandeering principles counsel against preemption," and that 8 U.S.C. § 1373, which governs the exchange of "information regarding [ ] immigration status," did not change this conclusion because the "plain meaning of Section 1373 limits its reach to information strictly pertaining to immigration status (i.e. what one's immigration status is) and does not include information like release dates and addresses." Id. at 1102, 1107. The district court determined that "a Congressional mandate prohibiting states from restricting their law enforcement agencies' involvement in immigration enforcement activities—apart from, perhaps, a narrowly drawn information sharing provision—would likely violate the Tenth Amendment." Id. at 1109-10.
Subsequently, the district court ruled on California's motion to dismiss, issuing an order consistent with its conclusions as to the preliminary injunction. United States v. California (California II), No. 2:18-cv-490-JAM-KJN, 2018 WL 3361055, at *1 (E.D. Cal. July 9, 2018). This timely appeal followed.
We review a district court's denial of a preliminary injunction for abuse of discretion. Epona v. County of Ventura, 876 F.3d 1214, 1219 (9th Cir. 2017). "Our review is limited and deferential. The district court's interpretation of the underlying legal principles, however, is subject to
We have jurisdiction over the United States' appeal of the denial of its motion for a preliminary injunction pursuant to 28 U.S.C. § 1292.
"A plaintiff seeking a preliminary injunction must establish that he is likely to succeed on the merits, that he is likely to suffer irreparable harm in the absence of preliminary relief, that the balance of equities tips in his favor, and that an injunction is in the public interest." Winter v. Nat. Res. Def. Council, Inc., 555 U.S. 7, 20, 129 S.Ct. 365, 172 L.Ed.2d 249 (2008). Here, as the United States observes, the district court's "sole basis for denying injunctive relief against the California laws at issue in this appeal was the court's assessment of the merits," which, it further argues, "was erroneous because the district court adopted an unduly narrow view of two related doctrines, intergovernmental immunity and conflict preemption."
The doctrine of intergovernmental immunity is derived from the Supremacy Clause, U.S. Const., art. VI, which mandates that "the activities of the Federal Government are free from regulation by any state." Boeing Co. v. Movassaghi, 768 F.3d 832, 839 (9th Cir. 2014) (quoting Mayo v. United States, 319 U.S. 441, 445, 63 S.Ct. 1137, 87 S.Ct. 1504 (1943)). "Accordingly, state laws are invalid if they `regulate[ ] the United States directly or discriminate[ ] against the Federal Government or those with whom it deals.'" Id. (alterations in original) (quoting North Dakota v. United States, 495 U.S. 423, 435, 110 S.Ct. 1986, 109 L.Ed.2d 420 (1990) (plurality opinion)).
Under the doctrine of conflict preemption, "state laws are preempted when they conflict with federal law. This
"Under these principles," the United States contends, "the challenged provisions of California law are invalid and should have been enjoined." We consider each statute in turn.
AB 450, which imposes penalties on employers based on their interactions with federal immigration authorities, was partially enjoined by the district court; specifically, its provisions relating to employers who provide consent to federal investigations or reverify the employment eligibility of current employees. The district court did not, however, enjoin the provisions of AB 450 that establish employee-notice requirements. The United States maintains that "these provisions violate the intergovernmental immunity doctrine and are also subject to obstacle preemption."
Congress enacted the IRCA to combat the employment of unauthorized noncitizens. Arizona II, 567 U.S. at 404-05, 132 S.Ct. 2492. Employers are required to retain documentation regarding employees' work authorizations, and to make that documentation available for inspection by federal officers. 8 U.S.C. § 1324a(b)(3). Such inspections must be preceded by "at least three business days notice." 8 C.F.R. § 274a.2(b)(2)(ii). The United States notes that "[n]either the statute nor the regulations require any notice to employees before their employers' records are inspected, or after an inspection is conducted." AB 450, by contrast, requires two forms of notice: first, employers must inform their employees of upcoming inspections within 72 hours of receiving notice, Cal. Lab. Code § 90.2(a)(1), and second, employers must share any documents providing the results of the inspection with any employees who might lack work authorization, id. § 90.2(b)(1)-(2).
The United States contends that "AB 450's provisions impermissibly target and
This argument, however, extends intergovernmental immunity beyond its defined scope. The doctrine has been invoked, to give a few examples, to prevent a state from imposing more onerous clean-up standards on a federal hazardous waste site than a non-federal project, Boeing, 768 F.3d at 842-43; to preclude cities from banning only the U.S. military and its agents from recruiting minors, United States v. City of Arcata, 629 F.3d 986, 988, 990-92 (9th Cir. 2010); and to foreclose a state from taxing the lessees of federal property while exempting from the tax lessees of state property, Phillips Chem. Co. v. Dumas Indep. Sch. Dist., 361 U.S. 376, 381-82, 387, 80 S.Ct. 474, 4 L.Ed.2d 384 (1960). Those cases dealt with laws that directly or indirectly affected the operation of a federal program or contract. The situation here is distinguishable—AB 450 is directed at the conduct of employers, not the United States or its agents, and no federal activity is regulated. We agree with California: "The mere fact that those notices contain information about federal inspections does not convert them into a burden on those inspections." Similarly, the mere fact that the actions of the federal government are incidentally targeted by AB 450 does not mean that they are incidentally burdened, and while the latter scenario might implicate intergovernmental immunity, the former does not. As the district court correctly recognized, to rule otherwise "would stretch the doctrine beyond its borders." California I, 314 F.Supp.3d at 1097.
The United States argues that the proposition that intergovernmental immunity is only implicated when federal activities are obstructed "is clearly wrong, because it would render the intergovernmental-immunity doctrine entirely redundant with the obstacle-preemption doctrine, which separately addresses the burdensome effect of non-discriminatory state laws." We disagree. The United States does not accurately distinguish between the doctrines of intergovernmental immunity and obstacle preemption. Reviewing the case law in which these doctrines were developed yields the proper distinction: simply put, intergovernmental immunity attaches only to state laws that discriminate against the federal government and burden it in some way. Obstacle preemption, by contrast, attaches to any state law, regardless of whether it specifically targets the federal government, but only if it imposes an obstructive, not-insignificant burden on federal activities.
Moreover, the United States' position that no obstruction is required in intergovernmental immunity cases ignores the origins of the doctrine and the occasions in which it has been applied. "The doctrine of intergovernmental immunity arose from the Supreme Court's decision in M'Culloch v. Maryland, which established that `the states have no power, by taxation or otherwise, to retard, impede, burden, or in any manner control, the operations of the constitutional laws enacted by congress to carry into execution the powers vested in the general government.'" City of Arcata, 629 F.3d at 991 (emphasis added) (citation omitted) (quoting M'Culloch v. Maryland, 17 U.S. (4 Wheat.) 316, 436, 4 S.Ct. 579 (1819)); see also North Dakota, 495 U.S. at 437-38, 110 S.Ct. 1986 (plurality opinion) ("The nondiscrimination
Since the advent of the doctrine, intergovernmental immunity has attached where a state's discrimination negatively affected federal activities in some way. It is not implicated when a state merely references or even singles out federal activities in an otherwise innocuous enactment. The Supreme Court has clarified that a state "does not discriminate against the Federal Government and those with whom it deals unless it treats someone else better than it treats them." Washington, 460 U.S. at 544-45, 103 S.Ct. 1344. AB 450 does not treat the federal government worse than anyone else; indeed, it does not regulate federal operations at all. Accordingly, the district court correctly concluded that AB 450's employee-notice provisions do not violate the doctrine of intergovernmental immunity.
The United States also contends that AB 450's employee-notice provisions are preempted because they seek "to alter the manner in which the federal government conducts inspections, by imposing requirements that neither Congress nor the implementing agency saw fit to impose." We disagree. The cases to which the United States cites concerned either the disruption of a federal relationship or the undermining of a federal operation. Here, there is indisputably a federal relationship, but it is between federal immigration authorities and the employers they regulate
AB 450's employee-notice provisions do not permit employers to hire individuals without federally defined authorization, or impose sanctions inconsistent with federal law, either of which would impermissibly "frustrate[ ] the purpose of the national legislation or impair[ ] the efficiency of those agencies of the Federal government." Nash v. Fla. Indus.
AB 103 authorizes the California Attorney General to inspect detention facilities that house civil immigration detainees. The United States contends that the law "impermissibly seeks to require facilities housing federal immigration detainees to cooperate with broad investigations that examine the due process provided to detainees and the circumstances surrounding the detainee's apprehension and transfer to the facility." Again, it invokes intergovernmental immunity and obstacle pre-emption.
Like AB 450, AB 103 relates exclusively to federal conduct, as it applies only to "facilities in which noncitizens are being housed or detained for purposes of civil immigration proceedings in California." Cal. Gov't Code § 12532(a).
Prior to the enactment of AB 103, California law already required periodic inspections of prisons and detainment facilities. See Cal. Penal Code § 6031.1 (mandating biennial inspections of "[h]ealth and safety," "[f]ire suppression preplanning," "[s]ecurity, rehabilitation programs, recreation, treatment of persons confined in the facilities, and personnel training," and visitation conditions, as well as the completion of subsequent reports). AB 103, however, does not merely replicate this inspection scheme; in addition to requiring "[a] review of the conditions of confinement,"
The district court addressed this burden as follows: "[The United States] argues the law violates [the doctrine of intergovernmental immunity] because it imposes a review scheme on facilities contracting with the federal government, only. This characterization is valid. However, the burden placed upon the facilities is minimal and [the United States'] evidence does not show otherwise." California I, 314 F.Supp.3d at 1093. Instead of challenging the factual conclusion regarding the severity of AB 103's burden, the United States questions the district court's legal conclusion, contending that "the application of the intergovernmental immunity doctrine does not depend on the size of the discriminatory burden imposed. Even a tax of $1 imposed only on entities that contract with the federal government would be unlawful." In essence, the district court applied a de minimis exception to the doctrine of intergovernmental immunity, concluding that a discriminatory enactment is lawful so long as the burden it imposes on the federal government is minimal. But the court cited no authority for this proposition. We must therefore determine whether such an exception is cognizable.
We agree with the United States that Supreme Court case law compels the rejection of a de minimis exception to the doctrine of intergovernmental immunity.
The recent decision in Dawson v. Steager, ___ U.S. ___, 139 S.Ct. 698, ___ L.Ed.2d ___ (2019), supports this position. There, the Court suggested that any discriminatory burden on the federal government is impermissible, writing that "[s]ection 111 disallows any state tax that discriminates against a federal officer or employee." Id. at 704 (citing 4 U.S.C. § 111). The Court had previously explained that the prohibition against discriminatory taxes in § 111 "is coextensive with the prohibition against discriminatory taxes embodied in the modern constitutional doctrine of intergovernmental tax immunity." Davis v. Mich. Dep't of Treasury, 489 U.S. 803, 813, 109 S.Ct. 1500, 103 L.Ed.2d 891 (1989).
The parties do not dispute that the principles of the intergovernmental tax immunity doctrine apply to the general intergovernmental immunity doctrine. See North Dakota, 495 U.S. at 434-39, 110 S.Ct. 1986 (plurality opinion). Accordingly, we are not prepared to recognize a de minimis exception to the doctrine of intergovernmental immunity. Any economic
That is not to say, however, that the United States is likely to succeed on the merits as to the entirety of AB 103. Only those provisions that impose an additional economic burden exclusively on the federal government are invalid under the doctrine of intergovernmental immunity.
California maintains that all of AB 103's requirements duplicate preexisting inspection demands imposed on state and local detention facilities. It points to regulations requiring its Board of State and Community Corrections (the Board) to inspect not only compliance with general health and safety standards—which are included in AB 103, see Cal. Gov't Code § 12532(b)(1)(A)-(B) (requiring review of "the conditions of confinement" and "the standard of care" of detainees)—but also the availability of legal reference materials and confidential communications with counsel. See Cal. Penal Code § 6031.1; Cal. Code Regs. tit. 15, §§ 1063-64, 1068. California argues that AB 103's requirement that the California Attorney General review the "due process provided to" civil immigration detainees, Cal. Gov't Code § 12532(b)(1)(B), is therefore duplicative, on the assumption that "due process" refers to "conditions of confinement that affect detainees' ability to access courts—such as the adequacy of the facility's law library, the availability of unmonitored communications with counsel, and the ability to send and receive mail." See Bounds v. Smith, 430 U.S. 817, 828, 97 S.Ct. 1491, 52 L.Ed.2d 72 (1977) (recognizing that "the fundamental constitutional right of access to the courts requires prison authorities to assist inmates in the preparation and filing of meaningful legal papers by providing prisoners with adequate law libraries or adequate assistance from persons trained in the law"); Cornett v. Donovan, 51 F.3d 894, 897-98 (9th Cir. 1995) (finding that the Bounds right is "not limited to people who are committed following criminal proceedings"). At oral argument, California maintained that its Attorney General's interpretation of "due process" is indeed as limited as its brief suggests, and thus does not compel any additional inspection requirements beyond those applied to other state facilities.
In the context of this appeal from the denial of a preliminary injunction, we accept California's limited construction. We therefore conclude that AB 103's due process provision likely does not violate the doctrine of intergovernmental immunity, and that the district court's denial of a preliminary injunction as to this provision should be affirmed. We note, however, that a broader reading of the term "due process" might empower the California Attorney General to scrutinize, say, an immigration
That is not the end of our inquiry, for as the United States observes, California "does not even attempt to identify any provision of the pre-existing inspection scheme analogous to the unique requirement for immigration detainees that inspectors must examine the circumstances surrounding their apprehension and transfer to the facility." See Cal. Gov't Code § 12532(b)(1)(C). This is a novel requirement, apparently distinct from any other inspection requirements imposed by California law. The district court was therefore incorrect when it concluded that "the review appears no more burdensome than reviews required under California Penal Code §§ 6030, 6031.1." California I, 314 F.Supp.3d at 1093.
In light of this apparent factual error, and the district court's erroneous reliance on a de minimis exception to the doctrine of intergovernmental immunity, we reverse the district court's denial of a preliminary injunction as to California Government Code section 12532(b)(1)(C)—the provision of AB 103 requiring examination of the circumstances surrounding the apprehension and transfer of immigration detainees.
The United States further argues that "even if AB 103's inspection regime had not discriminatorily targeted facilities holding federal immigration detainees, it still would be preempted by federal law." We disagree.
The cases on which the United States relies involved a far clearer interference with federal activity than AB 103 creates. In Leslie Miller, Inc. v. Arkansas, 352 U.S. 187, 189-90, 77 S.Ct. 257, 1 L.Ed.2d 231 (1956) (per curiam), and Gartrell Construction Inc. v. Aubry, 940 F.2d 437, 441 (9th Cir. 1991), states prevented the federal government from entering into agreements with its chosen contractors until the states' own licensing standards were satisfied. In Tarble's Case, the Supreme Court rejected a state court's attempt to discharge a prisoner held "by an officer of the United States, under claim and color of the authority of the United States, as an enlisted soldier mustered into the military service of the National government." 80 U.S. (13 Wall.) 397, 412, 20 S.Ct. 597 (1871). In In re Neagle, the Court determined that a county sheriff could not hold a U.S. marshal on murder charges for actions taken on duty. 135 U.S. 1, 62, 10 S.Ct. 658, 34 S.Ct. 55 (1890).
These cases evinced states' active frustration of the federal government's ability to discharge its operations. Here, by contrast, AB 103 does not regulate whether or where an immigration detainee may be confined, require that federal detention decisions or removal proceedings conform to state law, or mandate that ICE contractors obtain a state license. The law might require some federal action to permit inspections and produce data—a burden that, as discussed above, implicates intergovernmental immunity—but as California persuasively notes, "[M]ere collection of such factual data does not (and cannot) disturb any federal arrest or detention decision."
In Arizona II, the Supreme Court noted that "[i]n preemption analysis, courts should assume that `the historic police powers of the States' are not superseded `unless that was the clear and manifest
We now reach the most contentious of the three challenged laws, SB 54, which, the United States contends, "seeks to impede the enforcement of federal immigration laws by manipulating the overlap between state criminal enforcement and federal immigration enforcement."
The United States argues that SB 54 unlawfully obstructs the enforcement of federal immigration laws. It focuses on a provision of the law that prohibits California law enforcement agencies from "[t]ransfer[ring] an individual to immigration authorities unless authorized by a judicial warrant or judicial probable cause determination." Cal. Gov't Code § 7284.6(a)(4). It notes that the INA provides that "[o]n a warrant issued by the Attorney General, an alien may be arrested and detained pending a decision on whether the alien is to be removed from the United States." 8 U.S.C. § 1226(a) (emphasis added). It therefore concludes that "California has no authority to demand a judicial warrant that Congress chose not to require. . . . By prohibiting transfers of custody within secure areas of local jails in the absence of a judicial warrant, California prevents federal officers from obtaining custody through a safe and peaceful transfer."
We have no doubt that SB 54 makes the jobs of federal immigration authorities more difficult. The question, though, is whether that constitutes a "[c]onflict in technique" that is impermissible under the
The United States relies in part on our opinion in Oregon Prescription Drug Monitoring Program v. DEA, 860 F.3d 1228 (9th Cir. 2017), but that case is easily distinguished. There, a federal agency issued statutorily authorized subpoenas to a state agency, and the latter sought a declaration that it need not respond because of a state statute requiring "a valid court order" in all cases in which a subpoena is issued. Id. at 1231-32, 1236. We concluded that the state statute "stands as an obstacle to the full implementation of the [federal statute] because it `interferes with the methods by which the federal statute was designed to reach [its] goal.'" Id. at 1236 (second alteration in original) (quoting Gade, 505 U.S. at 103, 112 S.Ct. 2374 (plurality opinion)). Here, by contrast, neither an administrative warrant issued by federal authorities nor any other provision of law identified by the United States compels any action by a state or local official. With the exception of § 1373(a), discussed below, the various statutory provisions to which the United States points direct federal activities, not those of state or local governments. See 8 U.S.C. §§ 1226, 1231.
We cannot simply assume that Congress impliedly mandated that state and local governments would act in accordance with these statutes. Even if Congress had every expectation that they would, and opted not to codify its belief based on the presumption that states would conduct their law enforcement activities in concert with federal immigration efforts, it is a state's historic police power—not preemption—that we must assume, unless clearly superseded by federal statute. See Arizona II, 567 U.S. at 400, 132 S.Ct. 2492.
City of El Cenizo v. Texas, 890 F.3d 164, 178 (5th Cir. 2018) (citations omitted) (citing 8 U.S.C. § 1357(g)(9)-(10)).
In short, SB 54 does not directly conflict with any obligations that the INA or other federal statutes impose on state or local governments, because federal law does not actually mandate any state action (again, with the exception of § 1373, discussed below).
But that does not resolve the lingering issue of obstacle preemption. The United States notes that SB 54 requires federal
The district court concluded that this frustration does not constitute obstacle preemption:
California I, 314 F.Supp.3d at 1104.
"The Constitution . . . `confers upon Congress the power to regulate individuals, not States.'" Murphy v. NCAA, ___ U.S. ___, 138 S.Ct. 1461, 1476, 200 L.Ed.2d 854 (2018) (quoting New York v. United States, 505 U.S. 144, 166, 112 S.Ct. 2408, 120 L.Ed.2d 120 (1992)). Under the Tenth Amendment and other provisions of the Constitution, "the Federal Government may not compel the States to implement, by legislation or executive action, federal regulatory programs." Printz v. United States, 521 U.S. 898, 925, 117 S.Ct. 2365, 138 L.Ed.2d 914 (1997).
Ultimately, we conclude that the specter of the anticommandeering rule distinguishes the case before us from the preemption cases on which the United States relies. Those cases concerned state laws that affirmatively disrupted federal operations by mandating action (or inaction) contrary to the status quo.
Here, by contrast, invalidating SB 54 would not prevent obstruction of the federal government's activities, because the INA does not require any particular action on the part of California or its political subdivisions. Federal law provides states and localities the option, not the requirement, of assisting federal immigration authorities. SB 54 simply makes that choice for California law enforcement agencies.
The United States' primary argument against SB 54 is that it forces federal authorities to expend greater resources to enforce immigration laws, but that would be the case regardless of SB 54, since California would still retain the ability to "decline to administer the federal program." New York, 505 U.S. at 177, 112 S.Ct. 2408. As the Supreme Court recently rearticulated in Murphy, under the anticommandeering rule, "Congress cannot issue direct orders to state legislatures," 138 S.Ct. at 1478, and the Court's earlier decision in New York underscored that the rule also permits a state's refusal to adopt preferred federal policies. See 505 U.S. at 161-62, 112 S.Ct. 2408. Even in the absence of SB 54, Congress could not "impress into its service—and at no cost to itself—the police officers of the 50 States." Printz, 521 U.S. at 922, 117 S.Ct. 2365.
We also find no constitutional infirmity in the specific provisions of SB 54 that govern the exchange of information with federal immigration authorities. See Cal. Gov't Code § 7284.6(a)(1)(C)-(D) (prohibiting California law enforcement agencies from "[p]roviding information regarding a person's release date or responding to requests for notification by providing release dates or other information unless that information is available to the public," and "[p]roviding personal information . . . about an individual, including, but not limited to, the individual's home address or work address unless that information is available to the public"). These two subparts only concern the exchange of information, and the Supreme Court has implied the existence of a Tenth Amendment exception for reporting requirements. See Printz, 521 U.S. at 917-18, 117 S.Ct. 2365 (distinguishing between federal statutes that "require only the provision of information to the Federal Government" and those that "force[ the] participation of the States' executive in the actual administration of a federal program").
The United States relies on Reno v. Condon, which upheld against Tenth Amendment attack a federal statute that "regulate[d] the disclosure and resale of personal information contained in the records of state DMVs" because it did "not require the States in their sovereign capacity to regulate their own citizens" and instead "regulate[d] the States as the owners of data bases." 528 U.S. 141, 143, 151, 120 S.Ct. 666, 145 L.Ed.2d 587 (2000). But the Supreme Court recently explained,
Murphy, 138 S.Ct. at 1478-79 (citation omitted) (quoting Reno, 528 U.S. at 151, 120 S.Ct. 666). Here, by contrast, it is the state's responsibility to help enforce federal law, and not conduct engaged in by both state and private actors, that is at issue. We therefore conclude that Murphy's reading of Reno suggests that the latter is not applicable here.
SB 54 may well frustrate the federal government's immigration enforcement efforts. However, whatever the wisdom of the underlying policy adopted by California,
The Government also argues that SB 54 violates the doctrine of intergovernmental immunity.
The district court correctly rejected that argument. See California I, 314 F.Supp.3d at 1110. In North Dakota, the Supreme Court endorsed "a functional approach to claims of governmental immunity, accommodating of the full range of each sovereign's legislative authority and respectful of the primary role of Congress in resolving conflicts between the National and State Governments." 495 U.S. at 435, 110 S.Ct. 1986 (plurality opinion). A finding that SB 54 violates the doctrine of intergovernmental immunity would imply that California cannot choose to discriminate against federal immigration authorities by refusing to assist their enforcement efforts—a result that would be inconsistent with the Tenth Amendment and the anticommandeering rule.
Lastly, the United States contends that 8 U.S.C. § 1373 directly prohibits SB 54's information-sharing restrictions.
Section 1373 provides that "a Federal, State, or local government entity or official may not prohibit, or in any way restrict, any government entity or official from sending to, or receiving from, [DHS] information regarding the citizenship or immigration status, lawful or unlawful, of any individual." 8 U.S.C. § 1373(a). SB 54, in turn, expressly permits the sharing of such information, and so does not appear to conflict with § 1373. See Cal. Gov't Code § 7284.6(e) ("This section does not prohibit or restrict any government entity or official from sending to, or receiving from, federal immigration authorities, information regarding the citizenship or immigration status, lawful or unlawful, of an individual. . . pursuant to Section[ ] 1373."). But the United States argues that § 1373 actually applies to more information than just immigration status, and hence that SB 54's prohibition on sharing other information creates a direct conflict.
We disagree. Although the United States contends that "whether a given alien may actually be removed or detained by federal immigration authorities is, at a minimum, information regarding that alien's immigration status," the phrase "information regarding the citizenship or immigration status, lawful or unlawful, of any individual" is naturally understood as a reference to a person's legal classification under federal law, as the district court concluded. See California I, 314 F.Supp.3d at 1102 ("[T]he plain meaning of Section 1373 limits its reach to information strictly pertaining to immigration status (i.e. what one's immigration status is) and does not include information like release dates and addresses.").
Congress has used more expansive phrases in other provisions of Title 8 when intending to reach broader swaths of information. See, e.g., 8 U.S.C. § 1360(a) (mandating the inclusion of "such other relevant information as the Attorney General shall require as an aid" to the creation of a central index of noncitizens entering the country); id. § 1360(b) ("Any information in any records kept by any department or agency of the Government as to the identity and location of aliens in the United States shall be made available to the Service upon request."). The United States claims that § 1373(c) demonstrates the extensive reach of § 1373(a), as unlike the latter, the former does not use the term "regarding" but instead refers simply and explicitly to "the citizenship or immigration status of any individual." Id. § 1373(c). But the fact that subpart (c) only concerns itself with immigration status suggests, given § 1373's focus on reciprocal communication between states and the federal government, that immigration status is the extent of subpart (a)'s reach as well.
In summation, the district court correctly concluded that "Section 1373 and the information sharing provisions of SB 54 do not directly conflict." California I, 314 F.Supp.3d at 1104.
California argues that the three other Winter factors—irreparable harm, the balance of the equities, and the public interest, 555 U.S. at 20, 129 S.Ct. 365—provide an alternative basis for affirming the district court's denial of a preliminary injunction. See Big Country Foods, Inc. v. Bd. of Educ., 868 F.2d 1085, 1088 (9th Cir. 1989) (concluding that a district court's denial of a motion for a preliminary injunction "may [be] affirm[ed] on any ground supported by the record"). Because we agree with the district court that the United States is unlikely to succeed on the merits of its challenges to AB 450's employee-notice provisions and SB 54, we consider these factors only as applied to the provision of AB 103 that imposes an impermissible burden on the federal government.
In granting the United States' motion to enjoin the two invalidated provisions of AB 450, the district court "presume[d] that [the United States] will suffer irreparable harm based on the constitutional violations." California I, 314 F.Supp.3d at 1112. This conclusion was consistent with our previous recognition that preventing a violation of the Supremacy Clause serves the public interest. See, e.g., Arizona I, 641 F.3d at 366 ("We have found that `it is clear that it would not be equitable or in the public's interest to allow the state . . . to violate the requirements of federal law, especially when there are no adequate remedies available. . . . In such circumstances, the interest of preserving the Supremacy Clause is paramount.'" (alterations in original) (quoting
Nevertheless, California argues that "[t]he balance of equities and public interest weigh strongly against enjoining [its] laws during the pendency of litigation" because "a preliminary injunction here would lead to significant, concrete harm to the public." At the district court, California claimed that "the Legislature passed AB 103 in reaction to growing concerns of egregious conditions in facilities housing civil detainees," California I, 314 F.Supp.3d at 1090-91—a conclusion supported in detail by amici curiae, including the National Health Law Program and the Immigrant Legal Resource Center. Moreover, we note that California retains an historic—and, since the federal government's contracts with immigration detainee facilities explicitly contemplate the application of state regulations, undisputed—authority to regulate the conditions of detainees housed within its borders. By contrast, other than relying on general pronouncements that a Supremacy Clause violation alone constitutes sufficient harm to warrant an injunction, the United States did not present compelling evidence that AB 103 inspections conducted by the California Attorney General harmed facilities' detention operations. Rather, the only evidence of AB 103's burdensome effect is conclusory assertions made by a DHS official in a declaration and deposition.
We are not prepared, in the first instance, to affirm the district court's denial of a preliminary injunction as to AB 103's burdensome provision based on these considerations. However, on remand, we encourage the district court to reexamine the equitable Winter factors in light of the evidence in the record.
We conclude that the district court correctly determined that the United States was unlikely to succeed on the merits of its challenges to AB 450's employee-notice provisions and SB 54, and therefore AFFIRM its denial of a preliminary injunction as to these enactments. We also AFFIRM
The district court did not certify the non-final dismissal order pursuant to Federal Rule of Civil Procedure 54(b) or 28 U.S.C. § 1292(b), and no other apparent exceptions to the finality rule exist here. We therefore