Filed: May 14, 2020
Latest Update: May 14, 2020
Summary: NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS MAY 14 2020 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT LARRY D LUGO, No. 16-55990 Petitioner-Appellant, D.C. No. 5:14-cv-02572-JFW-RAO v. SHAWN HATTON, Warden, MEMORANDUM* Respondent-Appellee. Appeal from the United States District Court for the Central District of California John F. Walter, District Judge, Presiding Submitted May 8, 2020** Pasadena, California Before: M. SMITH and OWENS, Circuit Judges, and HUMETEWA
Summary: NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS MAY 14 2020 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT LARRY D LUGO, No. 16-55990 Petitioner-Appellant, D.C. No. 5:14-cv-02572-JFW-RAO v. SHAWN HATTON, Warden, MEMORANDUM* Respondent-Appellee. Appeal from the United States District Court for the Central District of California John F. Walter, District Judge, Presiding Submitted May 8, 2020** Pasadena, California Before: M. SMITH and OWENS, Circuit Judges, and HUMETEWA,..
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NOT FOR PUBLICATION FILED
UNITED STATES COURT OF APPEALS MAY 14 2020
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
LARRY D LUGO, No. 16-55990
Petitioner-Appellant, D.C. No.
5:14-cv-02572-JFW-RAO
v.
SHAWN HATTON, Warden, MEMORANDUM*
Respondent-Appellee.
Appeal from the United States District Court
for the Central District of California
John F. Walter, District Judge, Presiding
Submitted May 8, 2020**
Pasadena, California
Before: M. SMITH and OWENS, Circuit Judges, and HUMETEWA,*** District
Judge.
Petitioner Larry Lugo appeals the district court’s dismissal of his petition for
habeas corpus. Lugo contends that the California Court of Appeal erred in
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
**
The panel unanimously concludes this case is suitable for decision
without oral argument. See Fed. R. App. P. 34(a)(2).
***
The Honorable Diane J. Humetewa, United States District Judge for
the District of Arizona, sitting by designation.
excluding evidence of third-party culpability. We have jurisdiction under 28
U.S.C. §§ 1291 and 2253(c). As the parties are familiar with the facts, we do not
recount them here. We affirm.
The California Court of Appeal’s dismissal of Lugo’s petition constituted an
“adjudicat[ion] on the merits” under the Antiterrorism and Effective Death Penalty
Act of 1996 (AEDPA), 28 U.S.C. § 2254(d), because there is no “indication or
state-law procedural principles to the contrary.” Harrington v. Richter,
562 U.S.
86, 99 (2011) (citation omitted). Trial judges are permitted, under the
Constitution, to exercise their discretion and exclude evidence of third-party
culpability if they find its probative value to be outweighed by factors such as
unfair prejudice. See Holmes v. South Carolina,
547 U.S. 319, 326-27 (2006).
While the California Court of Appeal was silent on Lugo’s due process
claims, by addressing the discretion of the trial judge in evaluating the evidence,
we can presume that the California Court of Appeal also considered that issue
under the broader umbrella of a criminal defendant’s constitutional right to present
a defense. See Johnson v. Williams,
568 U.S. 289, 301 (2013); see also People v.
Hall,
718 P.2d 99, 104 (1986) (“As a general matter, the ordinary rules of evidence
do not impermissibly infringe on the accused’s right to present a defense.”). Due
to its adjudication on the merits, the California Court of Appeal’s dismissal
warrants AEDPA deference. See Renico v. Lett,
559 U.S. 766, 773 (2010).
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The California Court of Appeal’s adjudication did not result “in a decision
that was contrary to, or involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United States.” 28 U.S.C.
§ 2254(d)(1). While a criminal defendant has a constitutional right to present a
defense, that right is subject to certain limitations such as procedural or evidentiary
rules. See
Holmes, 547 U.S. at 326-27. California Evidence Code Section 352, the
state equivalent to Federal Rule of Evidence Section 403, is one such rule that
shapes the scope of a defendant’s right to present a defense by allowing the
exclusion of evidence that is unfairly prejudicial, including evidence of third-party
culpability that is “purely speculative.” Spivey v. Rocha,
194 F.3d 971, 978 (9th
Cir. 1999); see Fowler v. Sacramento Cty. Sheriff’s Dept.,
421 F.3d 1027, 1033 n.4
(9th Cir. 2005). Here, the California Court of Appeal identified and analyzed the
appropriate evidentiary rules, ultimately determining that any connection between
Nino Garcia’s death and Lugo’s guilt was pure speculation and insufficient to raise
a reasonable doubt as to Lugo’s guilt. The California Court of Appeal admitted
other evidence of third-party culpability that was not unfairly prejudicial, thus
indicating a reasoned consideration of the facts and applicable law.
The California Court of Appeal adjudication did not result “in a decision that
was based on an unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. § 2254(d)(2). As a general
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principle, we “must presume that a state court’s factual findings are correct,” and it
is the petitioner who “has the burden of rebutting the presumption by clear and
convincing evidence.” McDaniels v. Kirkland,
839 F.3d 806, 809 (9th Cir. 2016)
(internal quotations marks and citation omitted). We will only second-guess a state
court’s determination of the facts if the state court was “actually unreasonable,”
and “not merely wrong.” Sifuentes v. Brazelton,
825 F.3d 506, 517 (9th Cir. 2016)
(internal quotation marks and citation omitted). Here, the California Court of
Appeal weighed the evidence, excluding only that which was more prejudicial than
probative. Lugo merely disagrees with the California Court of Appeal’s
interpretation of the facts, and he has failed to carry his burden by clear and
convincing evidence. See
McDaniels, 839 F.3d at 809.
Lugo raises an uncertified claim in his opening brief, which we construe as a
motion to expand the certificate of appealability. See 9th Cir. R. 22-1(e); 28
U.S.C. § 2253(c)(2); Gonzalez v. Duncan,
551 F.3d 875, 879 n.6 (9th Cir. 2008).
We deny the motion.
AFFIRMED.
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