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FRANKLIN v. SWARTHOUT, CV 11-8235-DDP(E). (2012)

Court: District Court, C.D. California Number: infdco20120613885 Visitors: 3
Filed: Jun. 11, 2012
Latest Update: Jun. 11, 2012
Summary: REPORT AND RECOMMENDATION OF UNITED STATES MAGISTRATE JUDGE CHARLES F. EICK, Magistrate Judge. This Report and Recommendation is submitted to the Honorable Dean D. Pregerson, United States District Judge, pursuant to 28 U.S.C. section 636 and General Order 05-07 of the United States District Court for the Central District of California. PROCEEDINGS Petitioner filed a "Petition for Writ of Habeas Corpus By a Person in State Custody" and exhibits on October 4, 2011. The Petition challenges a 2
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REPORT AND RECOMMENDATION OF UNITED STATES MAGISTRATE JUDGE

CHARLES F. EICK, Magistrate Judge.

This Report and Recommendation is submitted to the Honorable Dean D. Pregerson, United States District Judge, pursuant to 28 U.S.C. section 636 and General Order 05-07 of the United States District Court for the Central District of California.

PROCEEDINGS

Petitioner filed a "Petition for Writ of Habeas Corpus By a Person in State Custody" and exhibits on October 4, 2011. The Petition challenges a 2009 decision of the California Board of Prison Terms ("Board") deeming Petitioner unsuitable for parole and the state courts' subsequent denials of habeas relief in connection with that decision.1 Respondent filed an Answer and lodged supporting documents ("Respondent's Lodgments") on November 30, 2011. Petitioner filed a Traverse on December 23, 2011.

BACKGROUND

In 1982, a jury found Petitioner guilty of first degree murder, robbery, burglary, and grand theft auto for events surrounding the killing of Harold Williams (Petition, p. 2; State. Pet. Ex. A (Abstract of Judgment)). The trial court sentenced Petitioner to 25 years to life in prison (Petition, p. 2; State Pet. Ex. A). On April 30, 2009, Petitioner appeared before the Board for a fifth subsequent parole suitability hearing (State Pet. Ex. C). The Board denied parole for three years (State Pet. Ex. C, pp. C100, C109).

Petitioner filed a habeas corpus petition in the Los Angeles County Superior Court, which that court denied in a reasoned decision on November 23, 2009 (Pet. Ex. A; Respondent's Lodgments 1-2). Petitioner then filed a habeas corpus petition in the California Court of Appeal, which that court denied on July 29, 2010, with citations to In re Lawrence, 44 Cal.4th 1181, 82 Cal.Rptr.3d 169, 190 P.3d 535 (2008) and In re Shaputis, 44 Cal.4th 1241, 82 Cal.Rptr.3d 213, 190 P.3d 573 (2008) (Pet. Ex. B; Respondent's Lodgments 3-4).2 Petitioner filed a petition for review in the California Supreme Court, which that court denied summarily on August 31, 2011 (Pet. Ex. C; Respondent's Lodgments 5-6).

PETITIONER'S CONTENTIONS

Petitioner contends:

1. The Board's decision denying Petitioner parole suitability allegedly is not supported by sufficient evidence (Ground One);

2. The Board's decision to deny suitability allegedly converts Petitioner's indeterminate sentence into a sentence of life without the possibility of parole, which assertedly is unfair, disproportionate, amounts to cruel and unusual punishment, and denies Petitioner equal protection (Ground Two); and

3. The application of Marsy's Law (Proposition 9) to Petitioner's parole consideration allegedly violates the Ex Post Facto Clause (Ground Three).

THE BOARD'S HEARING AND DECISION

At the April 2009 hearing, Petitioner testified and offered evidence in support of his alleged suitability for parole (State Pet. Ex. C, pp. C24-C84). The Board incorporated by reference the facts from the commitment offenses as included in the Probation Officer's Report (State Pet. Ex. C, p. C25), which provides:

In the late evening hours of December 6, 1981, the victim, Harold A. Williams, was visited at his residence by [Petitioner's brother], Roy Franklin. Apparently both were homosexuals and involved in the act of homosexuality when [another of Petitioner's brothers] Ben Franklin, and [Petitioner] entered the victim's residence. They proceeded into the bedroom, at which time it is alleged that Ben Franklin pulled out a handgun, pointed it at the rear portion of the victim's head, and shot the victim once in the back of the head. Allegedly, all three then wrapped the victim up in the bedding material, took him into the back yard, [and] placed him in a pond. . . . They dumped him in the pond, covered him with debris, and then went back into the house. They then allegedly ransacked the house and took a camera, a key set, and several items of men's jewelry. They then set fire to the house and the house was completely gutted. While the fire was in progress, they [] stole the victim's vehicle.

(State Pet. Ex. B, pp. B9-B10).

Petitioner testified that he went with his two brothers to the house of the victim on the night of the murder and was at the house when the shooting occurred, but claimed he was not armed and was not in the room where Williams was shot (State Pet. Ex. C, pp. C27-C30). Petitioner acknowledged that at one time he had said he heard gunfire, but testified that he could not hear the gunshot because the house was soundproofed (State Pet. Ex. C, p. C31). Petitioner said it was his brother Roy who shot Williams (State Pet. Ex. C, pp. C29-C30). Later, Petitioner testified that he did not know which of his brothers shot Williams (State Pet. Ex. C, p. C47).3

The Board ultimately deemed Petitioner not suitable for parole, finding that Petitioner would pose an unreasonable risk of danger to society if released, based on Petitioner's: (1) understanding of the nature and magnitude of the commitment offenses and of Petitioner's prior and subsequent offenses, an understanding which the Board believed minimized Petitioner's involvement in the crimes;4 (2) violent criminal history involving a purse snatching; and (3) status as having been on parole at the time of the commitment offense (State Pet. Ex. C, pp. C100-C109, C112). After describing the offense, the Board contrasted Petitioner's current testimony:

Today you had a very different story to tell. You said that your brother Roy came with this story that he had been sexual [sic] abused by this man. That your brother Ben and you then subsequently went over to this man's house. He answers the door and you had Roy go first so that he would answer the door and open it, which he did. The two of them went inside and subsequently you and your brother Ben entered. Now you claim today — you said today, well, you stayed out in the living room or anteroom and drank a beer and you heard nothing. So much of this, sir, is just not credible. It's not credible that you were in a house even with insulation, which would completely block the noise of a pistol being shot in the house. There are very few places even with a door shut where, if you fired a pistol at the end of the house, even with all the doors and even with insulation that you couldn't hear that noise, so that's just very hard to believe. . . . But one of the most disturbing things is that there is another version that was told by you, and we had to look at that version and say, whoa, if what you said today is true, why didn't you tell that story to police because it would be — it's exculpatory. It would actually relieve you from some of in your mind, of the burden of this crime, which is why the District Attorney is saying you're minimizing this crime still because you didn't go to the police, or when caught by the police, you didn't say my brothers made me do this. I didn't realize this was going to happen. I'm 18 years old and good grief, and here this guy is dead, and they made me help them, and we had to put the body — you didn't do any of that. * * * You don't see yourself apparently in a bad light, and we're not trying to put you in a bad light, but we're trying to ask you to look at the reality of these situations and face the reality, as it exists. And until we have. . . feedback from you that makes sense, then we feel that you still don't understand the nature and magnitude of the crime.

(State Pet. Ex. C, pp. C101-C102, C112).5

STANDARD OF REVIEW

Under the "Antiterrorism and Effective Death Penalty Act of 1996" ("AEDPA"), a federal court may not grant an application for writ of habeas corpus on behalf of a person in state custody with respect to any claim that was adjudicated on the merits in state court proceedings unless the adjudication of the claim: (1) "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States"; or (2) "resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." 28 U.S.C. § 2254(d); Woodford v. Visciotti, 537 U.S. 19, 24-26 (2002); Early v. Packer, 537 U.S. 3, 8 (2002); Williams v. Taylor, 529 U.S. 362, 405-09 (2000). This standard of review is "highly deferential" and "difficult to meet." Harrington v. Richter, 131 S.Ct. 770, 786 (2011); Woodford v. Visciotti, 537 U.S. at 24. "The petitioner carries the burden of proof." Cullen v. Pinholster, 131 S.Ct. 1388, 1398 (2011).

"Clearly established Federal law" refers to the governing legal principle or principles set forth by the Supreme Court at the time the state court renders its decision. Lockyer v. Andrade, 538 U.S. 63 (2003). A state court's decision is "contrary to" clearly established Federal law if: (1) it applies a rule that contradicts governing Supreme Court law; or (2) it "confronts a set of facts. . . materially indistinguishable" from a decision of the Supreme Court but reaches a different result. See Early v. Packer, 537 U.S. at 8 (citation omitted); Williams v. Taylor, 529 U.S. at 405-06.

Under the "unreasonable application prong" of section 2254(d)(1), a federal court may grant habeas relief "based on the application of a governing legal principle to a set of facts different from those of the case in which the principle was announced." Lockyer v. Andrade, 538 U.S. at 76 (citation omitted); see also Woodford v. Visciotti, 537 U.S. at 24-26 (state court decision "involves an unreasonable application" of clearly established federal law if it identifies the correct governing Supreme Court law but unreasonably applies the law to the facts). A state court's decision "involves an unreasonable application of [Supreme Court] precedent if the state court either unreasonably extends a legal principle from [Supreme Court] precedent to a new context where it should not apply, or unreasonably refuses to extend that principle to a new context where it should apply." Williams v. Taylor, 529 U.S. at 407 (citation omitted).

"In order for a federal court to find a state court's application of [Supreme Court] precedent `unreasonable,' the state court's decision must have been more than incorrect or erroneous." Wiggins v. Smith, 539 U.S. 510, 520 (2003) (citation omitted). "The state court's application must have been `objectively unreasonable.'" Id. at 520-21 (citation omitted); see also Waddington v. Sarausad, 555 U.S. 179, 190 (2009); Davis v. Woodford, 384 F.3d 628, 637-38 (9th Cir. 2004), cert. dism'd, 545 U.S. 1165 (2005).

In applying these standards, the Court looks to the last reasoned state court decision. See DeWeaver v. Runnels, 556 F.3d 995, 997 (9th Cir.), cert. denied, 130 S.Ct. 183 (2009).6 Where there exists only a summary denial, "a habeas court must determine what arguments or theories supported, . . . or could have supported, the state court's decision; and then it must ask whether it is possible fairminded jurists could disagree that those arguments or theories are inconsistent with the holding in a prior decision of this Court." Harrington v. Richter, 131 S. Ct. at 786; see also Cullen v. Pinholster, 131 S. Ct. at 1403 (quoting same). This is "the only question that matters under § 2254(d)(1)." Harrington v. Richter, 131 S. Ct. at 786 (citation and internal quotations omitted). Habeas relief may not issue unless "there is no possibility fairminded jurists could disagree that the state court's decision conflicts with [the United States Supreme Court's] precedents." Id. at 786-87 ("As a condition for obtaining habeas corpus from a federal court, a state prisoner must show that the state court's ruling on the claim being presented in federal court was so lacking in justification that there was an error well understood and comprehended in existing law beyond any possibility for fairminded disagreement.").

Additionally, federal habeas corpus relief may be granted "only on the ground that [Petitioner] is in custody in violation of the Constitution or laws or treaties of the United States." 28 U.S.C. § 2254(a). In conducting habeas review, a court may determine the issue of whether the petition satisfies section 2254(a) prior to, or in lieu of, applying the standard of review set forth in section 2254(d). Frantz v. Hazey, 533 F.3d 724, 736-37 (9th Cir. 2008) (en banc).

DISCUSSION7

I. Petitioner's Challenge to the Sufficiency of the Evidence to Support the Board's Parole Decision Does Not Merit Habeas Relief.

In Ground One, Petitioner contends that the Board's decision finding Petitioner unsuitable for parole denied Petitioner due process because the decision allegedly is not supported by evidence "of his real and credible threat or danger to society" (Petition, p. 3(a)). As explained below, the United States Supreme Court's decision in Swarthout v. Cooke, 131 S.Ct. 859 (2011) ("Swarthout") precludes granting federal habeas relief on this claim.

"There is no constitutional or inherent right of a convicted person to be conditionally released before the expiration of a valid sentence." Greenholtz v. Inmates of Nebraska Penal and Correctional Complex, 442 U.S. 1, 7 (1979) ("Greenholtz"). In some instances, however, state statutes may create liberty interests in parole release entitled to protection under the federal Due Process Clause. See Bd. of Pardons v. Allen, 482 U.S. 369, 371 (1987); Greenholtz, 442 U.S. at 12. The Ninth Circuit has held that California's statutory provisions governing parole create such a liberty interest. See Hayward v. Marshall, 603 F.3d 546, 555 (9th Cir. 2010) (en banc), disapproved on other grounds, Swarthout v. Cooke, 131 S.Ct. 859 (2011).8

"In the context of parole, . . . the procedures required are minimal." Swarthout v. Cooke, 131 S. Ct. at 862. Due process requires that the State furnish a parole applicant with an opportunity to be heard and a statement of reasons for a denial of parole. Greenholtz, 442 U.S. at 16. "The Constitution does not require more." Id.; accord Swarthout v. Cooke, 131 S. Ct. at 862 (citation omitted); see also Roberts v. Hartley, 640 F.3d 1042, 1046 (9th Cir. 2011) ("there is no substantive due process right created by the California's parole scheme"). Petitioner does not contend, and the record does not show, that Petitioner was denied these required procedural safeguards. See State Pet. Ex. C (transcript of April 2009 hearing and Board's decision).9

The California Supreme Court has held, as a matter of state law, that "some evidence" must exist to support a parole denial. See In re Lawrence, 44 Cal. 4th at 1212. In Swarthout v. Cooke, however, the United States Supreme Court rejected the contention that the federal Due Process Clause contains a guarantee of evidentiary sufficiency with respect to a parole determination. Swarthout v. Cooke, 131 S. Ct. at 862 ("No opinion of ours supports converting California's `some evidence' rule into a substantive federal requirement."). The Swarthout Court expressly disapproved Ninth Circuit cases to the contrary, including Hayward v. Marshall, 603 F.3d at 559-61. See Swarthout v. Cooke, 131 S. Ct. at 862-63. Petitioner's claim that the Board's decision is not supported by sufficient evidence fails to demonstrate that Petitioner is in custody "in violation of the Constitution or laws or treaties of the United States." See 28 U.S.C. § 2254(a); Frantz v. Hazey, 533 F.3d at 736-37; see also Swarthout v. Cooke, 131 S. Ct. at 863 ("finding that there was no evidence in the record supporting parole denial is irrelevant unless there is a federal right at stake") (emphasis original).

For the same reasons, Petitioner's additional contention that the Board should have weighed the suitability/unsuitability factors differently (Petition, pp. 4(c)-4(g), 4(h)(1)-4(h)(7)), does not state a basis for federal habeas relief. Swarthout v. Cooke, 131 S. Ct. at 863 ("Because the only federal right at issue is procedural, the relevant inquiry is what process [petitioners] received, not whether the state court decided the case correctly.").10

For the foregoing reasons, Petitioner is not entitled to habeas relief on Ground One.

II. Petitioner's Claim that the Board's Decision Allegedly Converted Petitioner's Indeterminate Sentence Into a Sentence of Life Without the Possibility of Parole Does Not Merit Habeas Relief.

In Ground Two, Petitioner argues that the Board's parole denial improperly converted Petitioner's sentence of life with the possibility of parole into a sentence of life without the possibility of parole (Petition, pp. 4(j), 4(m)-4(q), 4(z)). Petitioner appears to argue that the Board's finding that the offenses were "atrocious" and "committed in a dispassionate manner" somehow amounted to a special circumstance finding under California Penal Code section 190.2(a)(14) (Traverse, pp. A"4", A"10"-A"13").11 Contrary to Petitioner's argument, the Board's decision did not alter Petitioner's indeterminate sentence.

In finding Petitioner unsuitable for parole, the Board relied on state prison regulations that describe various circumstances tending to show unsuitability for release. See Cal. Code Regs., tit. 15, §2402(c). Such circumstances include:

(1) Commitment Offense. The prisoner committed the offense in an especially heinous, atrocious or cruel manner. The factors to be considered include: . . . (B) The offense was carried out in a dispassionate and calculated manner, such as an execution-style murder. (C) The victim was abused, defiled or mutilated during or after the offense.

Cal. Code Regs., tit. 15, § 2402(c) (emphasis added). As summarized above, the Board believed Petitioner was unsuitable for parole based in part on the circumstances of the commitment offense, which the Board described as "atrocious," having been committed in a dispassionate manner, and having involved abuse of the victim after the offense (State Pet. Ex. C, pp. C100-C101).

The Board did not make a section 190.2 "special circumstance" finding, or otherwise convert Petitioner's sentence into a sentence of life without the possibility of parole. As Petitioner acknowledges in Ground Three (discussed below), the Board simply denied parole eligibility for three years. See State Pet. Ex. C, pp. C109, C113; Petition, p. 5(i) (Petitioner arguing that the Board's three-year denial violated his rights). Such a denial does not effectively transform the sentence to life without the possibility of parole. See, e.g., Guardado v. Neotti, 2011 WL 7043813, at *7 (S.D. Cal. Nov. 4, 2011), adopted, 2012 WL 124411 (S.D. Cal. Jan. 17, 2012) (fact that prisoner remains eligible for parole means prisoner is not serving a term of life without possibility of parole); Karr v. Sisto, 2010 WL 1135873, at *14 (E.D. Cal. Mar. 22, 2010), supplemented, 2010 WL 2025327 (E.D. Cal. May 18, 2010), aff'd, 430 Fed. App'x 614 (9th Cir. May 3, 2011) ("While Petitioner [serving an indeterminate term] might have had a subjective expectation that he would be released from prison sooner, the Board's decision to deny him a parole release date because he presents an unreasonable risk of danger to society has not enhanced or otherwise `converted' petitioner's punishment.").12

Petitioner claims that the Board's denial of parole renders his indeterminate sentence disproportionate to the crime he committed and assertedly amounts cruel and unusual punishment in violation of the Eighth Amendment (Petition, pp. 4(n)-4(p)). The Eighth Amendment contains a "narrow proportionality principle" that "forbids only extreme sentences that are `grossly disproportionate' to the crime." Graham v. Florida, 130 S.Ct. 2011, 2021 (2010) (quoting Harmelin v. Michigan, 501 U.S. 957, 1001 (1991) (Kennedy, J., concurring)); see also United States v. Williams, 636 F.3d 1229, 1232-33 (9th Cir.), cert. denied, 132 S.Ct. 188 (2011) (discussing same). "The threshold determination in the eighth amendment proportionality analysis is whether [Petitioner's] sentence was one of the rare cases in which a. . . comparison of the crime committed and the sentence imposed leads to an inference of gross disproportionality." United States v. Bland, 961 F.2d 123, 129 (9th Cir.), cert. denied, 506 U.S. 858 (1992) (citations and quotations omitted); see also Graham v. Florida, 130 S. Ct. at 2022 (discussing same); Lockyer v. Andrade, 538 U.S. at 73 (gross proportionality principle "applicable only in the `exceedingly rare' and `extreme' case"; citations omitted). Where the crime is murder, even a life sentence without parole is not grossly disproportionate. See Harris v. Wright, 93 F.3d 581, 583-585 (9th Cir. 1996); United States v. LaFleur, 971 F.2d 200, 211 (9th Cir. 1991), cert. denied, 507 U.S. 924 (1993) ("Under Harmelin, it is clear that a mandatory life sentence for murder does not constitute cruel and unusual punishment."); Tran v. Felker, 2008 WL 1805820, at *31-32 (E.D. Cal. Apr. 22, 2008) (sentence of life without parole plus twenty-five years to life for driver in drive-by shooting murder committed for benefit of criminal street gang not unconstitutional, although petitioner did not personally use a gun); see also Harmelin v. Michigan, 501 U.S. at 1009 (upholding a sentence of life imprisonment with no possibility of parole for a first offense crime of possession of 672 grams of cocaine as not being disproportionate). It follows that Petitioner's indeterminate 25-to-life sentence for murder is not grossly disproportionate.

Petitioner's invocation of the matrix of base terms set forth in the California Code of Regulations and principles of proportionality or uniformity (Petition, pp. 4(p)-4(q)) does not alter the Court's conclusion. The Board is not required to consider the matrix, or principles of proportionality or uniformity, until after the Board deems an inmate suitable for parole. See Cal. Code Regs., tit. 15, § 2282(a); In re Dannenberg, 34 Cal.4th 1061, 1091-94, 23 Cal.Rptr.3d 417, cert. denied, 546 U.S. 844 (2005), abrogated in part, In re Lawrence, 44 Cal. 4th at 1205-06; see also Sass v. Calif. Bd. of Prison Terms, 461 F.3d 1123, 1132 (9th Cir. 2006), overruled in part on other grounds, Hayward v. Marshall, 603 F.3d at 555 ("The matrix is intended to ensure sentencing uniformity among those who commit similar crimes. [citation]. Such considerations are, of course, inapplicable in the case of prisoners deemed unsuitable for parole. [citation]."); Ramos v. Kane, 2007 WL 1232052, at *4 (N.D. Cal. Apr. 26, 2007) ("going straight to the matrix to calculate the sentence puts the cart before the horse because it ignores critical language in the relevant statute and regulations that requires the prisoner first to be found suitable for parole"). Because the Board did not find Petitioner suitable for parole, the Board was not required to use the matrix, or principles of proportionality or uniformity, to determine a base term. See, e.g., Ramos v. Kane, 2007 WL 1232052, at *4; Wilder v. Dickinson, 2011 WL 1131491, at *4 (C.D. Cal. Feb. 10, 2011), adopted, 2011 WL 1118954 (C.D. Cal. Mar. 22, 2011); Smith v. Finn, 2007 WL 214597, at *8 (E.D. Cal. Jan. 25, 2007), adopted, 2007 WL 3151673 (E.D. Cal. Oct. 26, 2007); Fernandez v. Kane, 2006 WL 3041083, at *5, *9 (N.D. Cal. Oct. 24, 2006).13

Similarly, Petitioner's invocation of principles discussed in Apprendi v. New Jersey, 530 U.S. 466 (2000) ("Apprendi"), Blakely v. Washington, 542 U.S. 296 (2004) ("Blakely"), and Cunningham v. California, 549 U.S. 270 (2007) ("Cunningham") (Petition, pp. 5(b)-5(g); Traverse, pp. A"8"-A"9", A"12"-A"13") cannot change the result herein. Apprendi, Blakely and Cunningham have no application in the present case.

In Apprendi, the United States Supreme Court held that, regardless of its label as a "sentencing factor," any fact other than the fact of a prior conviction that increases the penalty for a crime beyond the prescribed statutory maximum must be "proved beyond a reasonable doubt." Apprendi, 530 U.S. at 490. In Blakely, the Supreme Court held that the "statutory maximum" for Apprendi purposes "is the maximum sentence a judge may impose solely on the basis of the facts reflected in the jury verdict or admitted by the defendant .. . ." Blakely, 542 U.S. at 303 (original emphasis). In Cunningham, the Supreme Court held that a California judge's imposition of an upper term sentence based on facts found by the judge rather than the jury violated the Constitution. Cunningham, 549 U.S. at 293-94.

The rule set forth in Apprendi, Blakely and Cunningham, requiring a jury determination of facts increasing a sentence beyond the statutory maximum, is based on the Sixth Amendment's jury trial guarantee and the requirement of proof beyond a reasonable doubt contained in the Due Process Clause. See Apprendi, 530 U.S. at 476-77; see also Cunningham, 548 U.S. at 281; Shepard v. United States, 544 U.S. 13, 24 (2005); Blakely, 542 U.S. at 305. At his parole hearing, Petitioner enjoyed no constitutional right to jury trial or to proof beyond a reasonable doubt. See United States v. Knights, 534 U.S. 112, 120 (2001) ("trial rights of a jury and proof beyond a reasonable doubt" inapplicable in probation revocation proceedings); United States v. Huerta-Pimentel, 445 F.3d 1220, 1225 (9th Cir.), cert. denied, 549 U.S. 1014 (2006) ("Nor does a judge's finding, by a preponderance of the evidence, that defendant violated the conditions of supervised release raise Sixth Amendment concerns. There is no right to jury trial in such post-conviction determinations. [citations].").

Furthermore, the Blakely Court explained that the Apprendi rationale does not apply to indeterminate sentencing within the permitted sentencing range. See Blakely, 542 U.S. at 309 ("Of course indeterminate schemes involve judicial factfinding, in that a judge (like a parole board) may implicitly rule on those facts he deems important to the exercise of his sentencing discretion. But the facts do not pertain to whether the defendant has a legal right to a lesser sentence — and that makes all the difference insofar as judicial impingement upon the traditional role of the jury is concerned.") (original emphasis); Rush v. Kane, 2007 WL 4166032, at *7 (N.D. Cal. Nov. 19, 2007).

Finally, the Apprendi line of cases is inapplicable here because, as discussed above, in denying parole the Board did not increase Petitioner's sentence beyond the statutory maximum. The sentencing court imposed a 25 years-to-life term, as authorized by statute. See Cal. Penal Code §§ 187, 190(a). The Board did not enhance Petitioner's sentence beyond that statutory maximum. Hence, Apprendi, Blakely and Cunningham have no application herein. See Duesler v. Woodford, 269 Fed. App'x 670, at *1 (9th Cir. Mar. 10, 2008) (Board's denial of parole did not violate Apprendi and Blakely "because the Board did not increase Duesler's sentence beyond the statutory maximum of life imprisonment for his crime of second degree murder");14 Grewal v. Mendoza-Powers, 2008 WL 1734700, at *8 (E.D. Cal. Apr. 11, 2008), adopted, 2008 WL 3470234 (E.D. Cal. Aug. 12, 2008) (when maximum sentence is "to life," "the parole board's decision does not increase the maximum penalty. Apprendi and Blakely do not apply"); Cabales v. Ayers, 2007 WL 1593869, at *7 (N.D. Cal. June 1, 2007) ("Cabales' sentence is 15-to-life, and the [Board] has not used the fact that he shot at and hit several people to extend his sentence beyond the life maximum to which he was sentenced. Apprendi is not implicated by the [Board's] use of the information about the particulars of the crime."); Clifford v. Kane, 2007 WL 1031148, at *7 (N.D. Cal. Apr. 3, 2007) ("No case in the Apprendi line has considered the requirements for parole determinations. Therefore, petitioner's proposed application of Apprendi and its progeny to parole hearings is not `clearly established Federal law, as determined by the Supreme Court of the United States' and thus cannot be a basis to grant him habeas relief.") (citation omitted); Jameson v. Woodford, 2007 WL 963275, at *10 (E.D. Cal., Mar. 29, 2007), adopted, 2007 WL 1574580 (E.D. Cal. May 30, 2007) (Apprendi and Blakely inapplicable, because "[t]he parole board's decision did not increase Petitioner's sentence beyond the maximum").

For the foregoing reasons, Petitioner has not shown that the state courts' rejection of Petitioner's claims was contrary to, or an objectively unreasonable application of, any clearly established Federal law as determined by the United States Supreme Court. See 28 U.S.C. § 2254(d). Accordingly, Petitioner is not entitled to habeas relief on Ground Two.

III. Petitioner's Claim that the Application of Marsy's Law to Petitioner's Parole Consideration Violates the Ex Post Facto Clause Does Not Merit Habeas Relief.

In Ground Three, Petitioner contends that the application of "Marsy's Law" (Proposition 9) to Petitioner violates the Ex Post Facto Clause (Petition, pp. 5(h)-5(l); Traverse, pp. A"14"-A"26"). Prior to Marsy's Law, when the Board would deem an inmate serving a life sentence for murder unsuitable for parole, the Board would conduct a subsequent parole hearing one year later, except the Board could defer the subsequent hearing up to five years if the Board found that it was not reasonable to expect that parole would be granted sooner. See former Cal. Penal Code § 3041.5(b)(2). Marsy's Law increased the maximum deferral period to fifteen years and also provided for a presumptive deferral period of ten years unless the Board "finds by clear and convincing evidence that the [statutory] criteria relevant to the setting of parole release dates . . . are such that consideration of the public and victim's safety do not require a more lengthy period of incarceration. . . ." See Cal. Penal Code § 3041.5(b)(3)(B). In such case, the Board has discretion to set a three-, five-, or seven-year deferral period. Id. As previously indicated, the Board imposed the new minimum three-year deferral period for Petitioner (State Pet. Ex. C., pp. C100, C109).15

The retroactive application of a change in state parole procedures violates the Ex Post Facto Clause only if there exists a "significant risk" that such application will increase the punishment for the crime. See Garner v. Jones, 529 U.S. 244, 259 (2000). Retroactive application of the 2008 amendment to section 3041.5 (Marsy's Law) entails no such "significant risk." In Gilman v. Schwarzenegger, 638 F.3d 1101, 1109-11 (9th Cir. 2010) ("Gilman"), the Ninth Circuit reversed an injunction against the retroactive application of the 2008 amendment, finding that an ex post facto challenge to the amendment was unlikely to succeed. The Ninth Circuit reasoned that, because the amendment gives the Board discretion to advance parole suitability hearings whenever circumstances warrant, the amendment does not create a "significant risk" of prolonging prisoners' incarceration. Id.; see also Cal. Penal Code § 3041.5(b)(4), (d)(1) (providing that the Board may advance a hearing date upon an inmate's request). The same reasoning applies in the present case. See Lucero v. Wong, 2011 WL 5834963, at *3-4 (N.D. Cal. Nov. 21, 2011) (following Gilman in denying ex post facto claim); Woods v. Gonzalez, 2011 WL 4831191, at *3-4 (N.D. Cal. Oct. 12, 2011) (same); Petrich v. Marshall, 2011 WL 322001, at *10 (C.D. Cal. Jan. 27, 2011). Although the Board denied Petitioner's parole suitability for three years, the Board retains the discretion to advance Petitioner's next parole suitability hearing whenever circumstances warrant. Thus, application of the challenged amendment to Petitioner does not create a "significant risk" of prolonging Petitioner's actual incarceration. Accordingly, Petitioner's ex post facto claim fails. See Gilman, 638 F.3d at 1110; see also Garner v. Jones, 529 U.S. at 259.

Additionally, because Petitioner appears to be a member of the Gilman class raising the same issue with Marsy's Law,16 it appears that Petitioner's interests will be represented in that action. For this reason, Petitioner's ex post facto claim should be dismissed without prejudice. See Gwinn v. Swarthout, 2011 WL 6704390, at *3-4 (E.D. Cal. Dec. 21, 2011) (recommending that petitioner's ex post facto challenge to Proposition 9 be dismissed in light of ongoing Gilman litigation, given petitioner's putative membership in Gilman class); Rivers v. Swarthout, 2011 WL 6293756, at *2-3 (E.D. Cal. Dec. 13, 2011) (same); Hall v. Martel, 2011 WL 7005465, at *8 n.3 (C.D. Cal. Dec. 7, 2011), adopted, 2012 WL 94331 (C.D. Cal. Jan. 9, 2012) (same but recommending dismissal without prejudice); Campbell v. Ochoa, 2011 WL 5436233, at *7 n.3 (C.D. Cal. Oct. 3, 2011), adopted, 2011 WL 5515486 (C.D. Cal. Nov. 9, 2011) (same); Lathan v. Swarthout, 2011 WL 4345826, at *3-4 (E.D. Cal. Sept. 15, 2011) (same); Curtis v. Dickinson, 2011 WL 2883253, at *3-5 (C.D. Cal. June 9, 2011), adopted, 2011 WL 2883153 (C.D. Cal. July 19, 2011) (same).

The state courts' rejection of Petitioner's ex post facto claim was not contrary to, or an objectively unreasonable application of, any clearly established Federal law as determined by the United States Supreme Court. See 28 U.S.C. § 2254(d). Petitioner is not entitled to relief on Ground Three.

RECOMMENDATION17

For the foregoing reasons, IT IS RECOMMENDED that the Court issue an Order: (1) accepting and adopting this Report and Recommendation; (2) denying and dismissing Grounds One and Two of the Petition with prejudice; and (3) denying and dismissing Ground Three of the Petition without prejudice.

FootNotes


1. Petitioner filed with the Petition documents labeled Exhibits A-F, consisting of the state court decisions denying Petitioner habeas relief (Pet. Exs. A-C), a California Office of Administrative Law determination dated November 8, 2010 and a decision dated May 5, 2011 (Pet. Exs. D-E), and a portion of In re Michael Vicks, 195 Cal.App.4th 475, 125 Cal.Rptr.3d 627 (Cal. App.), review granted and opinion superseded, 128 Cal.Rptr.3d 276 (Cal. 2011) (Pet. Ex. F). Petitioner also filed with the Petition a copy of the exhibits he filed with his state habeas petitions, labeled Exhibits A-N. For ease of reference, the Court refers to the exhibits filed with the state habeas petitions as "State Pet. Exs. A-N."

2. The Board's decision to deny suitability allegedly converts Petitioner's indeterminate sentence into a sentence of life without the possibility of parole, which assertedly is unfair, disproportionate, amounts to cruel and unusual punishment, and denies

2. The Court of Appeal explained: The April 2009 decision of the Board of Parole Hearings is supported by some evidence under the standard articulated in In re Lawrence and applied in In re Shaputis, including the heinous and dispassionate nature of the commitment offense and [P]etitioner's limited insight and inability to take responsibility for his criminal acts. (Cal Code Regs., tit 15, § 2402, subds. (c), (d)).

(Pet. Ex. B; Respondent's Lodgment 4) (internal citations omitted).

3. When asked why he took the items stolen from Williams after Williams was murdered, Petitioner answered: For no good reason. It wasn't anything that we needed. It wasn't because we wanted any money. My father was a truck driver for 40 years. We had plenty enough money, jobs, opportunity, and I would always apply myself in the community and helping. It wasn't that we needed any money. It was just a thing that being young that it was just a bad decision.

(State Pet. Ex. C, p. C52).

4. The Board described the commitment offenses as "atrocious," having been committed in a dispassionate manner, and having involved abuse of the victim after the offense (State Pet. Ex. C, pp. C100-C101).
5. In his first interview with police shortly after the commitment offenses, Petitioner initially denied being present at the victim's house, but then confessed that he had gone with his brothers to the house to rob the victim and so that Roy could kill the victim. Petitioner reportedly told police that he saw Williams having sex with Roy, and went to the living room and sat for about 30 minutes until he heard a gunshot. Petitioner told police he and Ben went to the bedroom and saw the gun and blood on Williams' head behind his left ear. Petitioner said that he and Ben took Williams' Volkswagen after Roy gave them the keys. See State Pet. Ex. C, pp. C104-C105 (quoting State Pet. Ex. K, p. K276). The Board found it unbelievable that Petitioner would tell a detailed story like that to police that was not credible, and then tell a story like the one he told the Board, or that the police would make up that kind of detail (State Pet. Ex. C, p. C105).

Petitioner now acknowledges that his account of what happened on the night Harold Williams was murdered has varied. Petitioner states:

Petitioner's [current] version of the facts is basically the same as if [sic] has been since 1999; although, he now states that he did not hear a gunshot on the night of the murder. Whether or not he heard a gunshot that night is inconsistent with what Petitioner told the police, yet plausible either by the facts of the case (whether the room was soundproofed, or whether Petitioner was even there at the time of the homicide is speculative at best), or by his own memory of the events from over 28 years ago.

(Petition, p. 3(o)). Petitioner also acknowledges that he was paroled for grand theft person on August 28, 1981 — just four months prior to the time of Williams' murder. See Petition, p. 3(r); State Pet. Ex. C, p. C54. Petitioner explains his earlier crime as: "just a bad decision on [Petitioner's] own part to go along with [Petitioner's] friend's idea" (Petition, p. 3(s)); see also State Pet. Ex. C, pp. C59-C61 (discussing same).

6. The California Supreme Court's summary denial of a claim constitutes a decision on the merits for purposes of applying the AEDPA standard of review. See Harrington v. Richter, 131 S. Ct. at 784-85. Petitioner's assertion that the California Supreme Court's denial in his case does not implicate section 2254(d)(1) by virtue of being a summary denial (see Petition, pp. 5(t)-5(u)), is unavailing. Any claim that the denial's summary nature itself satisfies section 2254(a) also is unavailing. "[T]he summary nature of a state court's ruling on a habeas corpus petition does not offend the federal constitution." Petrich v. Marshall, 2011 WL 322001, at *9 (C.D. Cal. Jan. 27, 2011) (citing Owens v. Nool, 2010 WL 144364, at *1 (N.D. Cal. Jan. 5, 2010) (dismissing habeas petitioner's claim that the California Court of Appeal "erred in failing to state, in a written opinion, its reasons for denying petitioner's petition"); and Stewart v. Sisto, 2008 WL 5178835, at *1 (E.D. Cal. Dec. 10, 2008) ("there is no federal constitutional prohibition preventing state courts from disposing of [a petitioner's] post-conviction claims in a summary fashion. Nor is there a federal requirement that state courts consider post-conviction claims with a full discussion of the merits.")).
7. The Court has considered and rejected each of Petitioner's arguments. The Court discusses Petitioner's principal arguments herein.
8. In Swarthout v. Cooke, the Supreme Court did not reach the question of whether California law creates a liberty interest in parole, but observed that the Ninth Circuit's affirmative answer to this question "is a reasonable application of our cases." Swarthout v. Cooke, 131 S. Ct. at 861-62 (citations omitted).
9. Petitioner appears to claim that he was not provided any discovery in advance of the hearing. See Traverse, pp. A"1", A"5"-A"6.". The record belies this claim. During the April 2009 hearing, Petitioner's counsel acknowledged having all the documents relied on by the Board and raised no objection to any of those documents. See State Pet. Ex. C, p. C24. Additionally, Petitioner's Life Prisoner Evaluation for the February 2009 hearing reflects that "[t]he prisoner was afforded the opportunity to examine his central file on 12/22/08 to which he declined." See State. Pet. Ex. F, p. F189. In any event, Petitioner has failed to demonstrate the existence of any material prejudice resulting from any alleged denial of discovery.
10. Petitioner claims that he did not know that the Board's psychological evaluation process for life parole hearings assertedly had been found by the California Office of Administrative Law ("OAL") to be in violation of the Administrative Procedure Act, California Government Code section 11342.600. See Petition, p. 5(n); see also Pet. Ex. D (copy of OAL's November 8, 2010 decision). Petitioner claims in his Traverse that had he known, Petitioner could have argued to the Board that his psychological evaluation should not have been considered in denying him parole (Traverse, pp. A"6"- A"7"). Petitioner acknowledges this issue has not been raised in the state courts and therefore is unexhausted (Traverse, p. A"7"). This issue is not "colorable." See Cassett v. Stewart, 406 F.3d 614, 623-24 (9th Cir. 2005), cert. denied, 546 U.S. 1172 (2006) (habeas court may deny on the merits unexhausted claim that is not "colorable"). In reviewing Petitioner's case, the Board acknowledged that Petitioner's most recent psychological evaluation dated February 2, 2009 (State Pet. Ex. E, pp. E160-E169), assessed Petitioner as presenting a "relatively low risk for violence in the community." See State Pet. Ex. C, pp. C66, C111 (Board discussing same). There is no indication in the record that the assessment in any way impacted the Board's decision adversely to Petitioner. Moreover, even an adverse impact would not have violated due process in light of Swarthout v. Cooke. Petitioner received all the process to which he was entitled.
11. Section 190.2 provides: (a) The penalty for a defendant who is found guilty of murder in the first degree is death or imprisonment in the state prison for life without the possibility of parole if one or more of the following special circumstances has been found under Section 190.4 to be true: . . . (14) The murder was especially heinous, atrocious, or cruel, manifesting exceptional depravity.

Cal Penal Code § 190.2 (emphasis added).

12. Petitioner also suggests that the Board violated the Double Jeopardy Clause by considering the fact that a gun was used in the offense and that the house was burned by arson (when Petitioner had been acquitted of using a gun and of committing arson). See Petition, pp. 4(g), 4(w)-4(x). There is no merit to this suggestion. The Double Jeopardy Clause protects against successive prosecutions for the same offense after acquittal or conviction, and against imposing multiple punishments for the same offense. Monge v. California, 524 U.S. 721, 727-28 (1998). The Board's consideration of the circumstances of the commitment offenses, which involved the use of a gun and arson, did not effectively prosecute Petitioner for the gun use allegations and arson, or impose an additional punishment. The denial of parole did not (and could not) increase Petitioner's indeterminate 25-to-life sentence. See, e.g., Mahn v. Gunter, 978 F.2d 599, 602 n.7 (10th Cir. 1992) (denial of parole does not increase a sentence or create an additional punishment); Alessi v. Quinlan, 711 F.2d 497, 501 (2d Cir. 1983) (denial of parole is neither the imposition nor increase of a sentence, and is not punishment for purposes of Double Jeopardy Clause); Walker v. Sisto, 2011 WL 3925079, at *7 (E.D. Cal. Sept. 7, 2011) (Board's unsuitability decision did not increase sentence or alter conviction to violate double jeopardy); Wilson v. Perez, 2010 WL 3790140, at *2 (N.D. Cal. Sept. 27, 2010) (denial of parole is not punishment for Double Jeopardy purposes); compare Moor v. Palmer, 603 F.3d 658, 660 (9th Cir.), cert. denied, 131 S.Ct. 609 (2010) (parole revocation is not a criminal penalty that would trigger double jeopardy protection, but rather a continuation of punishment for the original crime).
13. To the extent Petitioner may be asserting that the Board violated California law by failing to consider the matrix, or by failing to account for Petitioner's good time credit in making its parole suitability determination (Petition, p. 4(g)), Petitioner is not entitled to habeas relief. Federal habeas corpus relief may be granted "only on the ground that [Petitioner] is in custody in violation of the Constitution or laws or treaties of the United States." 28 U.S.C. § 2254(a). Mere errors in the application of state law are not cognizable on federal habeas review. Wilson v. Corcoran, 131 S.Ct. 13, 16 (2010) ("we have repeatedly held that federal habeas corpus relief does not lie for errors of state law") (citations and internal quotations omitted); Estelle v. McGuire, 502 U.S. 62, 67-68 (1991). "A state's misapplication of its own laws does not provide a basis for granting a federal writ of habeas corpus." Roberts v. Hartley, 640 F.3d at 1046 (citation omitted). A federal habeas court is not authorized "to reevaluate California's application of its rules for determining parole eligibility." Id. (citation omitted).

While Petitioner frames these contentions as involving the Equal Protection and Ex Post Facto Clauses, Petitioner has provided no argument or evidence to support either claim. See Petition, p. 4(g). Petitioner's vague and conclusory assertions cannot carry Petitioner's burden of demonstrating entitlement to habeas relief. See Jones v. Gomez, 66 F.3d 199, 204-205 (9th Cir. 1995), cert. denied, 517 U.S. 1143 (1996) (conclusory allegations unsupported by a statement of specific facts do not warrant habeas relief); see generally, Blackledge v. Allison, 431 U.S. 63, 75 n.7 (1977) ("Notice pleading is not sufficient, for the petition is expected to state facts that point to a real possibility of constitutional error"; citation, internal quotations and brackets omitted); Cullen v. Pinholster, 131 S. Ct. at 1398 (reaffirming that the petitioner bears the burden of proof).

14. The Court may cite unpublished Ninth Circuit opinions issued on or after January 1, 2007. See U.S. Ct. App. 9th Cir. Rule 36-3(b); Fed. R. App. P. 32.1(a).
15. Petitioner's counsel objected to the application of Marsy's Law to Petitioner at the Board hearing as allegedly violating the Ex Post Facto Clause and constituting cruel and unusual punishment (State Pet. Ex. C, pp. C-22). The Board overruled the objection, noting: Marsy's Law changes the Constitution of California, Section 28, Article 1, and provide[s] the general victim's bill of rights during criminal, juvenile, and parole matters. Marsy's Law changes Penal Code Section 3041.5 by increasing denial lengths and Penal Code Section 3043 by expanding victim's rights in parole proceedings for prisoners sentenced to life in prison with the possibility of parole. It applies to all hearings for the purpose of setting, postponing, or rescinding prisoner parole dates.

(State Pet. Ex. C, pp. C23-C24). Petitioner's prior Parole Board hearing in April 2008, which predated Marsy's Law, resulted in a one-year parole denial (State Pet. Ex. C, p. C62).

16. The Court takes judicial notice of the docket and records in Gilman v. Schwarzenneger, E.D. Cal. Case No. Civ. S 05-830-LKK (GGH), available on the PACER database. See Mir v. Little Company of Mary Hosp., 844 F.2d 646, 649 (9th Cir. 1988) (court may take judicial notice of court records). The certified class in Gilman is comprised of "all California state prisoners who have been sentenced to a life term with possibility of parole for an offense that occurred before November 4, 2008." Gilman, Docket No. 340, p. 2 (April 25, 2011 Order). There is no evidence before this Court that Petitioner has opted out of the ongoing Gilman class action. As of the date of this Report and Recommendation, the District Court in Gilman has not ruled on the motion for a preliminary injunction.
17. Petitioner's request for an evidentiary hearing (see Petition, p. 5(p); Traverse, p. A"26"), is denied. Where, as here, the state court adjudicated the claims on the merits and such adjudication was not "unreasonable" under section 2254(d)(1) or (2), habeas relief is unavailable regardless of the nature of any additional evidence Petitioner might present for the first time in federal court. See Cullen v. Pinholster, 131 S. Ct. at 1400 ("If a claim has been adjudicated on the merits by a state court, a federal habeas petitioner must overcome the limitation of § 2254(d)(1) on the record that was before the state court," even where the state court denied the petition summarily.) (footnote omitted). Moreover, Petitioner has failed to demonstrate that an evidentiary hearing would reveal anything material to Petitioner's claims.
Source:  Leagle

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