MARGARET A. NAGLE, Magistrate Judge.
Plaintiff filed a Complaint on May 6, 2013, seeking review of the denial of plaintiff's application for a period of disability and disability insurance benefits ("DIB"). (ECF No. 3.) On September 30, 2013, the parties consented, pursuant to 28 U.S.C. § 636(c), to proceed before the undersigned United States Magistrate Judge. (ECF No. 10.) The parties filed a Joint Stipulation ("Joint Stip.") on February 13, 2014, in which: plaintiff seeks an order reversing the Commissioner's decision and awarding benefits; and the Commissioner requests that her decision be affirmed or, alternatively, remanded for further administrative proceedings. (ECF No. 18.) The Court has taken the parties' Joint Stipulation under submission without oral argument.
Plaintiff protectively filed an application for a period of disability and DIB on March 10, 2010. (Administrative Record ("A.R.") 15.) Plaintiff, who was born on October 10, 1957 (id. 98),
After the Commissioner denied plaintiff's claim initially, plaintiff requested a hearing. (A.R. 15.) On August 24, 2011, plaintiff, who was represented by counsel, appeared and testified at a hearing before Administrative Law Judge Stuart M. Kaye (the "ALJ"). (Id. 15, 25.) Medical experts Harvey Alpern, M.D., and David B. Peterson, Ph.D., and vocational expert, Sandra Schneider, also testified. (Id. 15, 41, 44, 50.) On September 6, 2011, the ALJ denied plaintiff's claim. (Id. 15-25.) Plaintiff asked the Appeals Council to review the ALJ's decision and submitted additional evidence — an evaluation and treatment notes from plaintiff's treating clinical psychologist — for the Appeals Council's consideration. (Id. 6-9.) On February 27, 2013, the Appeals Council denied plaintiff's request for review. (Id. 2-6).
In his September 6, 2011 decision, the ALJ found that plaintiff meets the insured status requirements of the Social Security Act through December 31, 2014, and plaintiff has not engaged in substantial gainful activity since August 28, 2009, the alleged onset date of his disability. (A.R. 17.) The ALJ determined that plaintiff has the severe impairments of: hypertension; diabetes; gout; major depressive disorder single episode, moderate; panic disorder without agoraphobia; psychological factors affecting medical condition;
After reviewing the record, the ALJ determined that plaintiff has the residual functional capacity ("RFC") to perform "light work as defined in 20 CFR [§] 404.1567(b) . . . [and] can lift or carry 20 pounds occasionally, 10 pounds frequently, stand or walk 6 hours in an 8-hour work day, sit 6 hours in an 8-work day, and he can handle and finger bilaterally on an occasional basis." (A.R. 20-21.) The ALJ found that plaintiff was capable of performing his past relevant work as a Math Teacher (DOT No. 090.227-022), because "[t]his work does not require the performance of work-related activities precluded by [plaintiff]'s [RFC]." (Id. 24.) Accordingly, the ALJ concluded that plaintiff has not been under a disability, as defined in the Social Security Act, from August 28, 2009, the alleged onset date, through September 6, 2011, the date of the ALJ's decision. (Id. 24-25.)
Under 42 U.S.C. § 405(g), this Court reviews the Commissioner's decision to determine whether it is free from legal error and supported by substantial evidence in the record as a whole.
Although this Court cannot substitute its discretion for that of the Commissioner, the Court nonetheless must review the record as a whole, "weighing both the evidence that supports and the evidence that detracts from the [Commissioner's] conclusion."
The Court will uphold the Commissioner's decision when the evidence is susceptible to more than one rational interpretation.
Plaintiff alleges two sources of error. First, plaintiff claims that the ALJ erred in finding that plaintiff could do his past relevant work. (Joint Stip. at 4.) Second, plaintiff claims the ALJ did not properly evaluate plaintiff's credibility. (Id.)
Plaintiff argues that the ALJ committed reversible error at step four in finding that plaintiff could perform his past relevant work. Plaintiff contends that the ALJ ignored contradictory evidence, including: the opinion of Alexis Meshi, M.D., who performed a psychiatric consultative examination and found that plaintiff "would be able to follow simple one and two part instructions" (Joint Stip. at 7-9 (citing A.R. 27)); the opinions of the non-examining medical expert, David Peterson, M.D., and the treating clinical psychologist, Gunilla Karlsson, Ph.D., who purportedly expressed concern about plaintiff's ability to return to his past employment (Joint Stip. at 10 (citing A.R. 50, 564));
The Court assumes arguendo that plaintiff is correct that the ALJ erred in determining that plaintiff could perform his past relevant work but finds that any such error was harmless. See
Specifically, the record contains the conclusions and observations of he following nine doctors, psychiatrists, and psychologists: Dr. Karlsson, plaintiff's treating psychologist; Dr. Meshi, an examining board-eligible psychiatrist; Dr. Greils, an examining psychiatrist and Qualified Medical Examiner; Dr. Peterson, a non-examining psychological expert; Haleh Safavi, M.D., an examining board-certified internist; L.C. Chiang, M.D., a Disability Determination Services medical source; Harvey Alpern, M.D., a non-examining board certified internist and cardiology expert; M. Salib, M.D., a consulting psychiatrist; and Maria Brickman, M.D., neurologist and Qualified Medical Evaluator. None of these medical professionals suggested that plaintiff was unable to work. Instead, Dr. Karlsson, plaintiff's treating clinical psychologist, opined that plaintiff's "[r]eturn to the labor market would be the most beneficial form of intervention from a psychological standpoint." (A.R. 565.) Similarly, Dr. Greils examined plaintiff and determined that "[plaintiff] would be able to perform his customary duties at an alternative school with only slight impairment." (Id. 370.) Dr. Peterson, the non-examining medical expert, agreed that plaintiff might find employment opportunities that would be "more suitable" than his position with the Los Angeles Unified School District and that plaintiff should "try another employment situation that matches his qualifications." (Id. 49.) These opinions were supported by the findings of: Dr. Brickman, who observed that plaintiff had a fair to good memory and exhibited good concentration and normal intellectual functioning (id. 281); Dr. Salib, who found that plaintiff had only mild limitations in social functioning and concentration (id. 263); and Dr. Meshi, who concluded that plaintiff had no cognitive deficits and could interact well with others (id. 247).
In view of the overwhelming evidence that plaintiff not only was able to return to the labor market but also was strongly advised to do so by his treating clinical psychologist, Dr. Karlsson, any error in the ALJ's determination that plaintiff was able to perform his past relevant work was "inconsequential to the ultimate nondisability determination." See
Plaintiff also challenges the ALJ's rejection of plaintiff's subjective pain complaints in his determination of plaintiff's RFC. (See Joint Stip. at 21-24.) The ALJ determined that plaintiff could perform "light work," adding that plaintiff retained the capacity to "lift or carry 20 pounds occasionally, 10 pounds frequently, stand or walk 6 hours in an 8-hour work day, sit 6 hours in an 8-hour work day, and he can handle and finger bilaterally on an occasional basis." (A.R. 20-21.) Plaintiff contends that this assessment conflicts with complaints he made about his condition in his 2010 Function Report and to various medical sources. (Joint Stip. at 21 (citing A.R. 189 (8/6/10 — plaintiff wrote on his 2010 Function Report that he can lift five pounds), 190 (8/6/10 — plaintiff wrote on his 2010 Function Report that he handles stress "not well"), 191 (8/6/10 — plaintiff wrote on his 2010 Function Report that he is "in a constant battle with serious depression, along with anxiety and stress"), 278 (2/15/10 — plaintiff complained to Maria Brickman, M.D., a neurologist with the Insomnia Medical Center, that he has "persistent insomnia, difficulty falling asleep, nighttime awakenings, stress, pain, poor concentration, forgetfulness, irritability, daytime sleepiness, daytime tiredness, and poor daytime functioning"), 549 (9/6/11 — plaintiff reported to Dr. Karlsson that he "experiences crying spells six or seven times a week").)
The ALJ acknowledged plaintiff's reports of depression with suicidal thoughts, "`crippling'" arthritis, difficulties using his hands and getting along with others, and impairments in performing lifting and postural activities.
Once a disability claimant produces objective medical evidence of an underlying impairment that is reasonably likely to be the source of claimant's subjective symptom(s), all subjective testimony as to the severity of the symptoms must be considered.
The ALJ's first reason for rejecting the plaintiff's credibility was that plaintiff's diabetes and blood pressure improved with conservative treatment. (A.R. 22.) Generally, "evidence of `conservative treatment' is sufficient to discount a claimant's testimony regarding severity of an impairment."
First, the ALJ found that the plaintiff's daily activities, as described by plaintiff and his god-brother, Terone Hughes, in the Function Reports, were inconsistent with plaintiff's alleged limitations. (See A.R. 22-23.) According to these Reports, plaintiff performs the following activities on a daily basis: running errands; walking in a park or in a mall for at least an hour;
As described by plaintiff and Hughes, plaintiff leads a physically and socially active lifestyle that cannot be reconciled with plaintiff's allegations of disabling depression, anxiety, insomnia, and arthritis. Although an ALJ is generally required to explain how a claimant's daily activities either conflict with his alleged limitations or translate into the ability to perform full-time work, see
Second, the ALJ's credibility determination was overwhelmingly supported by the medical evidence. As the ALJ observed, the medical experts' findings were universally consistent with the ALJ's assessment of plaintiff's RFC. (See A.R. 22-24.) More specifically, Dr. Safavi, an examining board-certified internist, Dr. Alpern, a non-examining board certified internist and cardiology expert, and Dr. Chiang, a Disability Determination Services medical source, agreed that plaintiff could lift 10 pounds frequently and 20 pounds occasionally and could stand or walk for 6 hours in an 8-hour day. (A.R. 22-23; see also id. 42 (Dr. Alpern's opinion of plaintiff's physical abilities), 241-42 (Dr. Safavi's opinion of plaintiff's physical abilities), 249 (Dr. Chiang's opinion of plaintiff's physical abilities).) With regard to plaintiff's social and cognitive limitations, Dr. Salib, a consulting psychiatrist, found that plaintiff had only mild limitations in social functioning and concentration, persistence, and pace. (A.R. 23; see also id. 263 (Dr. Salib's opinion).) Dr. Meshi, an examining board-eligible psychiatrist, similarly found that plaintiff had no cognitive deficits, could interact well with others, and could maintain concentration and attention although he "might have mild difficulty with pace and standing stress inherent in a work environment." (A.R. 23; see also id. 247.) Dr. Greils, an examining psychiatrist and Qualified Medical Examiner, opined that plaintiff could perform his past relevant work as a math teacher. (A.R. 23; see also id. 370.) Dr. Karlsson, plaintiff's treating psychologist, encouraged plaintiff to return to the work force (A.R. 23; see also id. 299), and Dr. Peterson, a non-examining psychological expert, testified that plaintiff was a candidate for vocational rehabilitation and agreed with the view that plaintiff could find suitable employment (A.R. 23; see also id. 49-50). In sum, there was overwhelming and compelling medical evidence supporting the ALJ's assessment of plaintiff's RFC and, in turn, the ALJ's determination that plaintiff was not credible to the extent that he alleged limiting symptoms that were inconsistent with that assessment.
Given that plaintiff's hypertension and diabetes improved with conservative treatment, his daily activities were inconsistent with his allegations of debilitating depression, anxiety, insomnia, and arthritis, and the medical evidence overwhelmingly showed that plaintiff was capable of performing light work with minimal limitations, the ALJ did not err by discounting plaintiff's subjective complaints in determining plaintiff's RFC. Furthermore, because the medical professionals agreed that plaintiff was capable of working, any error in the ALJ's credibility determination had no effect on the ALJ's ultimate nondisability determination and, therefore, was harmless. Cf.
For the reasons stated above, the Court finds that the Commissioner's decision is supported by substantial evidence and free from material legal error. Neither reversal of the ALJ's decision nor remand is warranted.
Accordingly, IT IS ORDERED that Judgment shall be entered affirming the decision of the Commissioner of the Social Security Administration.
IT IS FURTHER ORDERED that the Clerk of the Court shall serve copies of this Memorandum Opinion and Order and the Judgment on counsel for plaintiff and for defendant.