VIRGINIA A. PHILLIPS, District Judge.
Margaret Miranda and nine of her relatives have asked the Court to review the federal Bureau of Indian Affairs' endorsement of the Santa Ynez Band of Chumash Indians' decision to deny them membership in the tribe. The parties filed cross-motions for summary judgment (Doc. Nos. 20, 25), and after considering the papers timely filed, the administrative record ("Record"), and the parties' arguments at the January 12, 2014 hearing, the Court DENIES Plaintiffs' motion for summary judgment and GRANTS the government's cross-motion for summary judgment.
The Santa Ynez Band of Chumash Indians ("SYB" or "Tribe") requires prospective Tribe members to prove their consanguinity before admission to the Tribe. (
Plaintiffs originally applied for SYB membership in April 2001. (Compl. ¶ 10.) Over the next six months they wrote letters to the Tribe and the federal Bureau of Indian Affairs ("BIA") in an effort to receive a response to their applications. (Compl. ¶¶ 11-15.) The BIA explained in a letter dated October 4, 2001 that the SYB "disapproved [the] applications on July 24, 2001 for insufficient blood degree." (Compl. ¶ 17.) In August 2002 the BIA responded to further correspondence from Plaintiffs, writing "[BIA] had completed reviewing all of the enrollment applications filed and that BIA Riverside agreed with the [Tribe's] decision that [Plaintiffs'] family did not meet the criteria for membership in the SYB." (Compl. ¶ 23.) After receiving notice from the Tribe of its decision to deny the applications (
In December 2012 Plaintiffs filed a federal lawsuit "similar to the present action," which was dismissed for failure to exhaust administrative remedies. (Compl. ¶¶ 34, 35.) Plaintiffs went back to BIA in September 2013, formally appealing the Tribe's denial. (Compl. ¶ 36.) In November 2013 BIA reviewed the Tribe's decision on the merits, and agreed with its outcome and reasoning. (Compl. ¶ 37.)
Plaintiffs brought this case under the Administrative Procedure Act, 5 U.S.C. § 701
Plaintiffs all descend from Rosie Pace, who was born in 1906. Plaintiffs allege Rosie Pace was full-blood SYB because she is listed as such on the Bureau's 1940 census roll of the SYB ("1940 Census").
Lead Plaintiff Margaret Miranda is Rosie Pace's daughter. (Compl. ¶ 42.) Margaret Miranda married Joseph Miranda (who himself is deceased but was half-blood SYB), and gave birth to at least four children, three of whom are Plaintiffs here: Clara Miranda, Rosanna Delphina Miranda, Cyril Miranda (also now deceased), and Cindy Griego. (Compl. ¶¶ 43-45.) Six of Rosie Pace's great-grandchildren seek relief as well. Rosanna Delphina Miranda has at least five children: Helen Herrera, Rose Anna Herrera, Monica Herrera, Micki Herrera, and Inez Alvarez; and Belinda Miranda is Cyril Miranda's daughter. (
As will be explained in greater detail below, SYB law controls Tribal membership. The Tribe approves or denies a membership application, and that decision may be appealed to BIA. Federal regulations guide BIA's review process.
SYB law derives from at least two sources, the Tribe's Articles of Organization ("Articles") and tribal ordinances. Article III governs enrollment and refers to the 1940 Census, but is drafted in broad terms. SYB Ordinance 2 also deals with tribal enrollment, and operates at a level of greater specificity than Article III.
The 1940 Census lists Rosie Pace (recall Pace is the matriarch of Plaintiffs' family) as "f"
Plaintiffs' motion for summary judgment contends the Tribe and the BIA may consult
The BIA did not act arbitrarily or capriciously when it rejected Plaintiffs' appeals from SYB's denials of their membership applications, because the SYB Articles do not limit (to the 1940 Census) the evidence the Tribe or BIA may permissibly consider when making membership decisions.
A court shall grant a motion for summary judgment when there is no genuine dispute as to any material fact and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a);
Generally, the burden is on the moving party to demonstrate that it is entitled to summary judgment.
The non-moving party must make an affirmative showing on all matters placed in issue by the motion as to which it has the burden of proof at trial.
A genuine issue of material fact will exist "if the evidence is such that a reasonable jury could return a verdict for the non-moving party."
No material facts are in dispute in this case; rather, the outcome turns on whether the BIA correctly interpreted and applied the Tribe's laws. All facts are taken from the Record.
Two sources of SYB tribal law bear on Plaintiffs' claims to membership, the Tribe's Articles and SYB ordinances.
Article III of the SYB Articles governs membership in the Tribe, and provides:
(R. 201.)
Article VIII lists the General Council's
SYB Ordinance 2 (adopted in 1965) establishes "regulations and procedures governing the enrollment into the Band and to maintain the roll on a current basis." (R. 215.) It further explains the official membership roll should be prepared "in accordance with the Articles of Organization." (R. 215.)
Section 1 of Ordinance 2 defines relevant terms, including:
(R. 216.)
Section 3.A of Ordinance 2 explains "[p]ersons who are determined eligible for membership in accordance with the provisions of Article III, Section 1.A, and B," of the SYB Articles "shall have their names placed on the initial membership roll." (R. 216.)
Section 6 of Ordinance 2 delineates the Enrollment Committee's
The Enrollment Committee must advise a "person disapproved for enrollment . . . in writing of the reasons for the action," and that the decision "may be appealed" to the regional "Director"
Ordinance 2's Section 10 instructs the Business Council "to keep the membership roll current by. . . [m]aking corrections to the roll, such as correcting dates of birth, degree of Indian blood, family relationship, etc., provided such corrections are supported by satisfactory evidence." (R. 219, 220.)
SYB Article III instructs the initial membership roll for the Tribe to consist of the individuals listed on the 1940 Census (which was prepared by the BIA). The 1940 Census counts Rosie Pace among the Tribe's members, and lists her "Degree of Blood" as "f." (R. 156.)
In July 1965, two years after the Tribe enacted its Articles, Rosie Pace applied for membership in the Tribe in accordance with SYB Ordinance 3. (R. 164.) Rosie Pace wrote on her application that her father is Mike Valencia, but left blank the space available to indicate Valencia's "Total Santa Ynez Blood." (R. 164.) On the line immediately below the Valencia entry, Pace marked her mother's total SYB blood as "F." (
The BIA approved the Tribe's 1965 initial "Official Membership Roll" in November 1970 (R. 136); the 1965 roll records Rosie Pace's "Santa Ynez Indian Blood" as "1/2." (R. 144.)
The Bureau denied Plaintiffs' appeals in a four-page letter to their lawyer dated November 21, 2013.
The BIA canvassed the Record to determine the identity of Rosie Pace's father, and found (in agreement with the Tribe's enrollment committee), that her father was Michael Valencia, who was non-Indian. (R. 2.) The evidence weighed by the BIA includes: (1) a 1928 Roll of California Indians (contains no information); (2) the BIA-prepared 1940 Census (contains no information); (3) Rosie Pace's 1965 SYB enrollment application (identifies Michael Valencia as Pace's father); (4) Rosie Pace's application for the 1968 California Judgment Fund Roll of California Indians, completed and signed by Pace (identifies Michael Valencia as Pace's father); (5) Pace's 1982 baptismal certificate (identifies Michael Valencia as Pace's father); (6) Pace's 1993 baptismal certificate (contains no information); (7) a second 1993 baptismal certificate (identifies Michael Valencia as Pace's father); (8) a 1996 Pace affidavit (identifies Guillermo Cordona as Pace's father); (9) 1999 Delayed Registration of Birth for Rosie Amelia Pina-Valencia, issued by the California Department of Health and Human Services (identifies Guillermo Cordona as Pace's father, relying on 1993 baptismal certificate that bore no paternal identifier, 1940 Census, and a Social Security document not in the Record). (R. 3.)
The Bureau's denial letter then explains why the BIA does not credit evidence provided by Pace or her descendants that purports to show Pace's father was an Indian (SYB or otherwise), mainly stating "[t]here have been no documents submitted by people with an obvious or inferable knowledge of Rosa Pena (Valencia) Pace's parentage." (R. 3.) The BIA also justifies its use of evidence extrinsic to the 1940 Census: "there is no requirement in the [SYB Articles or Ordinance 2]. . . for the Enrollment Committee to utilize the degree of Indian blood listed for any individual on any document prepared by the United States for the purpose of determining an individual's degree of Indian blood for enrollment." (R. 3.)
The BIA's letter concludes by noting "BIA gives deference to tribes' reasonable interpretations of their own laws,"
Chapter 7 of the Administrative Procedure Act ("APA"), 5 U.S.C. §§ 701-706, provides a limited waiver of sovereign immunity to litigants seeking review of final federal agency action. The APA requires a reviewing court to "hold unlawful and set aside agency action . . . found to be — (A) arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law." 5 U.S.C. § 706(2)(A);
Federal courts normally play no part in the adjudication of tribal disputes because "Indian tribes are distinct, independent political communities, retaining their original natural rights in matters of local self-government."
The APA empowers federal courts indirectly to review tribal enrollment decisions, however, by authorizing scrutiny of BIA action that in turn reviews a tribe's membership determination. The BIA examines tribal enrollment decisions only when tribal law explicitly permits such review.
This Court has jurisdiction to review the BIA's endorsement of the Tribe's denial of Plaintiffs' membership applications because SYB Ordinance 2 explicitly grants an applicant the right to appeal to the federal government from an adverse decision by the Tribe. (
The Bureau's denial letter offers two reasons for its support of the Tribe's decision. First, the BIA surveyed the Record for evidence of Rosie Pace's parentage and found the Record does "not show her father to be of Indian descent." (R. 3.) And because "there is no requirement" in the SYB Articles for the Tribe to rely only on a "document prepared by the United States for the purpose of determining an individual's degree of Indian blood for enrollment," SYB law counseled the BIA to consider evidence apart from the 1940 Census. (R. 3.) The BIA's letter provides a second and independent ground for upholding the Tribe's decision: the agency deferred to the Tribe's "reasonable interpretation of its own laws in determining the degree of Indian blood" for Rosie Pace. (R. 4.) Neither rationale was arbitrary or capricious.
The Bureau stated it deferred to the Tribe's decision
The Bureau's deference accords with the general jurisdictional rule that allocates to tribes near-absolute primacy to make membership determinations.
Even if the BIA did not defer to the Tribe's decision, it did not violate SYB law by considering evidence other than the 1940 Census in its review of Plaintiffs' appeals.
The rationale underlying both the Tribe's and the BIA's denials of Plaintiffs' applications and appeals — that is, tribal eligibility determinations may consider evidence apart from the 1940 Census — flows from both a strict textual reading of the SYB Articles as well as a broader, more integrated application of the Tribe's laws.
Plaintiffs propose a literal interpretation of SYB Article III. Their theory goes like this: Section 1.A states that the individuals on the 1940 Census embody the Tribe's foundational membership, Section 1.B admits all descendants of individuals listed on the 1940 Census (as long as the descendant has adequate "Indian Blood of the Band"), therefore an applicant's blood degree must be measured by
Section 1.B requires two distinct conditions be met for membership beyond those persons listed on the 1940 Census. First, the applicant must descend from a "person described in Section 1 A," and second, she must possess 1/4 SYB blood. Article III provides no method for measuring Indian blood of the Band — the 1940 Census supplies the standard for the first criterion but not the second. In other words, the 1940 Census starts the membership inquiry but does not end it. If the Articles drafters wanted the 1940 Census to provide the sole basis for an applicant's blood degree they could have written "Indian blood of the Band, according to the 1940 Census." Instead, they left open the approach to determine blood quanta for membership purposes. Rather than leading to their desired result, Plaintiffs' theory of strict interpretation points in the opposite direction.
A broader view of the Tribe's legal documents, which makes good sense in light of Article III's unmodified "Indian blood of the Band," suggests that SYB Ordinance 2 regulates the process for establishing an applicant's blood quantum.
Ordinance 2's definitions section takes care to define "Indian Blood of the Band," which provides evidence that the same Tribe members who enacted the Articles thought it necessary to give meaning to the potentially opaque term. The definition it provides does not rely on the listed blood quanta from the 1940 Census, although, to be sure, it does plainly say the relevant SYB blood must
Plaintiffs rely on
Plaintiffs argued at the hearing that affirming the BIA's action in this case risks creating tension with
In the absence of a clear directive in the SYB Articles that blood degree of prospective members should be determined based only on the blood degree of an ancestor as listed on the 1940 Census, the Court declines to second guess the Bureau's reasonable decision to apply SYB law in the same manner in which the Tribe applied it.
The BIA correctly considered the entire Record when denying Plaintiffs' appeals, so its decision was not arbitrary or capricious.
The Bureau's action was reasonable. Accordingly, the Court DENIES Plaintiffs' motion for summary judgment, and GRANTS Defendants' cross-motion for summary judgment.