VICTOR B. KENTON, Magistrate Judge.
This matter is before the Court for review of the decision by the Commissioner of Social Security denying Plaintiff's application for disability benefits. Pursuant to 28 U.S.C. § 636(c), the parties have consented that the case may be handled by the Magistrate Judge. The action arises under 42 U.S.C. § 405(g), which authorizes the Court to enter judgment upon the pleadings and transcript of the Administrative Record ("AR") before the Commissioner. The parties have filed the Joint Stipulation ("JS"), and the Commissioner has filed the certified AR.
Plaintiff raises the following issues:
(JS at 4.)
This Memorandum Opinion will constitute the Court's findings of fact and conclusions of law. After reviewing the matter, the Court concludes that for the reasons set forth, the decision of the Commissioner must be reversed and the matter remanded.
This case has a lengthy procedural history, having gone through an initial hearing before an ALJ in 2011 (AR 60-92); an unfavorable Decision issued on June 13, 2011 (AR 99-114), which was vacated by the Appeals Council on a request for review on September 20, 2012 (AR 116-118); and then a second hearing before a new ALJ which occurred on March 5, 2013 (AR 35-59), resulting in another unfavorable Decision issued on May 9, 2013 (AR 16-34). It is that latter Decision, which became the final Decision of the Commissioner, that is the subject of this litigation.
The main issue in this litigation concerns whether the functional limitations assessed by Plaintiff's treating rheumatologist, Dr. Trinh, were improperly depreciated or discounted by the ALJ who conducted the second hearing. That ALJ did find that Plaintiff suffers from medically determinable severe impairments which consist of fibromyalgia; chronic fatigue syndrome; degenerative disc disease of the lumber spine. (AR 22.) It was determined that the severe impairments did not meet or equal any Listing, which is not challenged here. The ALJ assessed Plaintiff as retaining the residual functional capacity ("RFC") to perform light work with certain defined restrictions. (
The ALJ summarized and relied upon numerous medical examinations and diagnostic opinions which are contained in the record. First, there are the findings and opinions of Dr. To (AR 24, 404-410), who conducted an internal medicine consultative examination ("CE") on February 28, 2010 (
Plaintiff's treating physician, Dr. Trinh, saw her twice in 2010, then in 2011, and in 2012, and Dr. Trinh's findings are summarized by the ALJ at AR 24-25. Citing in particular the 2012 conclusions rendered by Dr. Trinh, the ALJ noted that Plaintiff could sit for less than 30 minutes continuously; four hours in an eight-hour day, stand and walk less than 30 minutes continuously and less than two hours in an eight-hour day; and had a total daily work capacity of about two hours. Other exertional and non-exertional limitations are summarized from Dr. Trinh's examinations and conclusions in this 2012 report. (
The ALJ gave the greatest weight to the opinions of Dr. To with regard to physical impairments. (AR 24.) He gave "little weight" to the opinions of Dr. Trinh, finding them to be "overly restrictive and unsupported by objective evidence." (AR 25.)
It is well recognized both by regulation and Ninth Circuit case law that a treating physician's opinion should generally receive greater consideration than that of a one time consultative examiner. While that opinion is not necessarily conclusive, in the event there are conflicting opinions, as in this case, the ALJ's obligation is to make findings that incorporate specific and legitimate reasons based on substantial evidence in the record to reject the conclusions of the treating physician.
The Court must thus review the reasons the ALJ gave to reject Dr. Trinh's opinion. First, as noted, he found them to be overly restrictive. This apparently is based on the ALJ's conclusion that Dr. Trinh's assessment "is not consistent with the objective evidence." (AR 25.) These types of general statements are highly disfavored, in that without specific references, the Court cannot assess if they constitute specific and legitimate reasons. Here, the ALJ determined to accept Dr. To's assessment, finding it "more consistent with substantial evidence and is supported by the objective evidence." (AR 25.) This is the same type of analysis which hardly lends itself to judicial review. The Commissioner, however, argues that Dr. Trinh's opinions do not constitute functional limitations, but rather opinions on the ultimate issue of disability, because she opined that Plaintiff was not capable of full time work. This is at best a hyper-technical distinction, in that, first, Dr. Trinh did assess functional limitations, which the ALJ quoted, and second, a limitation to part time work incorporates, at least implicitly, a functional assessment that an individual is not capable of the specific exertional demands of full time work. Looking further into the issue, however, the ALJ appeared to determine that Dr. Trinh's assessed limitations were not supported by her own treatment notes regarding sit/stand/walk limitations. (AR 25, 569.) But this ignores the 2012 findings, which the ALJ did quote, which do identify specific functional limitations. (
As to whether Dr. Trinh's analytical conclusions are consistent with other medical evidence in the record, the Court cannot find that the ALJ cited specific and legitimate reasons to so conclude. Indeed, as Plaintiff's counsel points out, and the Commissioner does not dispute, the record contains over 160 references to Plaintiff suffering from fatigue, but only one "negative" for this factor. (
The ALJ also found that Plaintiff's fibromyalgia responded favorably to treatment, and the Commissioner echoes that finding as being one of the specific and legitimate reasons cited in the Decision. But this is a misreading of the record, in that the ALJ's reliance on the neurological examination of Dr. Dembner, who performed a neurological evaluation of Plaintiff in May 2012 regarding complaints of low back pain and left lower extremity pain (AR 25, 970-972), does not amount to evidence demonstrating that Plaintiff's fibromyalgia did respond favorably to treatment. In any event, while some of Plaintiff's back pain appeared to resolve with therapy in December 2012, she was still referred to pain management for diffuse body pain in June 2013. (AR 841, 996.) As to the Commissioner's notation that Dr. Lew found no joint swelling or muscle weakness (JS at 19, citing AR 776), that would appear to be a notation made by a nurse practitioner, not by Dr. Lew, and there is no indication that Dr. Lew agreed with or provided that diagnosis. (AR 775.) Indeed, Plaintiff went to that same clinic which later noted chronic problems with pain and fibromyalgia. (AR 771; 768; 766; 762.) Essentially, Dr. Dembner examined Plaintiff for neurologic causes of pain and limitations, not rheumatologic causation. (AR 810-812).
Based on the foregoing, the Court finds that the ALJ did not provide specific and legitimate reasons to discount the functional limitations provided by treating rheumatologist Dr. Trinh. While the Court will not require those opinions to be credited as true on remand, it will expect that they may only be rejected based on the clear requirement of an articulation of specific and legitimate reasons.
The Court will not devote substantial attention to Plaintiff's second issue, which concerns the ALJ's depreciation of her credibility as to subjective symptom testimony, since that must be evaluated
For the foregoing reasons, this matter is remanded for a