KAREN E. SCOTT, Magistrate Judge.
Plaintiff Maria E. Corrales ("Plaintiff") appeals the final decision of the Administrative Law Judge ("ALJ") denying her application for Social Security Disability Insurance benefits ("DIB"). For the reasons discussed below, the Court concludes: (1) the ALJ properly evaluated the medical and non-medical evidence to formulate a residual functional capacity (" RFC") consistent with Plaintiff's limitations; and (2) the ALJ properly relied on the testimony of a vocational expert ("VE") to determine that Plaintiff could perform her past relevant work as a childcare provider. The ALJ's decision is therefore AFFIRMED.
Plaintiff applied for DIB on March 22, 2012, alleging the onset of disability on April 23, 2011. Administrative Record ("AR") 121. On July 18, 2013, an ALJ conducted a hearing, at which Plaintiff, who was represented by an attorney, appeared and testified. AR 28-44.
On August 16, 2013, the ALJ issued a written decision denying Plaintiff's request for benefits. AR 9-24. The ALJ found that Plaintiff had the severe impairments of fibromyalgia, arthritis, and hypertension. AR 14. Notwithstanding her impairments, the ALJ concluded that Plaintiff had the RFC to perform light work with the following additional limitations: lift or carry 10 pounds frequently and 20 pounds occasionally; stand or walk for 6 hours of an eight-hour workday with regular breaks; sit for 8 hours of an eight-hour workday with regular breaks. AR 16-17. Based on this RFC and the testimony of a VE, the ALJ found that Plaintiff could still perform her past relevant work as a as a child care provider, and that she is therefore not disabled. AR 20-21.
The ALJ did not find that Plaintiff has any psychological impairment that would cause "more than minimal limitations" on her ability to perform work activities and therefore characterized her diagnosed depression as "nonsevere." AR 14; 20 C.F.R. § 404.1521(a) (defining a "severe" impairment as one that has more than a minimal impact on a claimant's ability to do basic work activities).
In making this determination, the ALJ acknowledged that Plaintiff's medical evidence reveals a history of depression. AR 15. The ALJ noted, however, four pieces of evidence tending to show that Plaintiff's depression did not cause more than minimal functional limitations.
First, a mental status examination performed by Plaintiff's primary care physician in October 2012 contained findings that the ALJ characterized as "unremarkable." AR 15, citing AR 283-87. That report notes that Plaintiff's "first episode" of depression occurred in 1982. AR 283. She first visited this free clinic in June 2012, and now reports "worsening" of her symptoms. AR 39, 283. "The patient presents with anxious/fearful thoughts, depressed mood, difficulty falling asleep, diminished interest or pleasure, excessive worry and fatigue." AR 283. Nevertheless, the "psychiatric" findings from that examination reported Plaintiff as demonstrating "appropriate mood and affect." AR 285. With regard to depression, Plaintiff was instructed to "schedule a follow-up visit with Kathy Haugh." AR 285. The Court was unable to locate any evidence in the record of a follow-up visit with Kathy Haugh.
Second, "claimant acknowledged that she had never received mental health treatment." AR 15;
AR 38-39.
Third, two agency psychiatrists reviewed Plaintiff's medical records and opined that her depression was non-severe. AR 16, citing AR 51, 63.
Fourth, when Plaintiff was examined by psychiatrist Dr. Levin of Alpine Medical Group, she "assessed no functional limitations." AR 16, citing AR 303-09. Specifically, Dr. Levin diagnosed Plaintiff with "adjustment disorder with depressed mood." AR 307. Nevertheless, in the "Functional Assessment" section of her report, she listed eight kinds of work-related activities that Plaintiff is able to do, without noting even mild limitations. AR 308. Dr. Levin concluded, "Based on the examination today, claimant has no functional limitations in terms of her ability to work, from a psychiatric standpoint." AR 308.
With regard to Dr. Levin, the ALJ acknowledged that she assessed Plaintiff as having a Global Assessment of Functioning ("GAF") score of 55, a score indicating "moderate" functional difficulties. AR 15-16. The ALJ, however, chose to give "very little weight" to Dr. Levin's GAF score because (1) a GAF score is not "an adequate measure of the claimant's overall functional capacity for an extended period of time," and (2) the low GAF score was "inconsistent" with Dr. Levin's clinical observations, including her determination to assess no functional limitations. AR 15-16.
Plaintiff asserts the ALJ's analysis at step two was erroneous for the following three reasons:
(1) The ALJ's finding that Plaintiff failed to seek psychiatric treatment is not supported by substantial evidence (JS 4);
(2) The ALJ failed to provide a specific and legitimate reason supported by substantial evidence for discounting Dr. Levin's GAF score (JS 5); and
(3) The ALJ used the wrong methodology to assess the severity of Plaintiff's depression (JS 6).
3. Analysis.
Plaintiff testified at the hearing that even when she had insurance, she never sought treatment from a psychiatrist or psychologist to address her depression. AR 38-39. She also told Dr. Levin that she had never received any mental health services, counselling or therapy. AR 304. The ALJ was entitled to rely on Plaintiff's own statements to conclude that Plaintiff's depression-related symptoms did not impair her functioning more than minimally if they did not prompt Plaintiff to seek counselling or other psychiatric treatment.
Plaintiff points to evidence that she was being prescribed Cymbalta as evidence that she was receiving treatment for her depression. JS 4. Her Cymbalta prescription, however, appears to have been for fibromyalgia. Plaintiff testified that Cymbalta sometimes helped with her pain. AR 38;
Failure to seek treatment is a specific and legitimate reason for discounting a claimant's subjective testimony concerning the severity of subjective symptoms such as loss of functionality from depression.
When the record contains conflicting medical evidence, the ALJ can discount an examining physician's opinion upon giving "specific and legitimate reasons" supported by substantial evidence.
Here, the ALJ determined that the low GAF score assessed by Dr. Levin was inconsistent with her clinical findings and resulting conclusion that Plaintiff had no functional limitations due to psychiatric symptoms. AR 15-16. This inconsistency is supported by the record, as discussed above. AR 307-08 (opining Plaintiff has "no functional limitations in terms of her ability to work, from a psychiatric standpoint").
Moreover, GAF scores are not dispositive of whether a claimant is functionally impaired, which is the critical inquiry at step two of the sequential analysis.
The Secretary has established a five-step sequential evaluation process for determining whether a person seeking DIB is disabled. 20 CFR § 404.1520. At step two, the ALJ must determine whether the claimant has a medically determinable "severe" impairment or combination of impairments.
To evaluate the severity of alleged mental impairments in adults, ALJs "must follow" a "special technique" described by the regulations. 20 CFR § 404.1520a. To use that technique, ALJs "must first evaluate [the claimant's] symptoms, signs and laboratory findings to determine whether [the claimant has] a medically determinable impairment(s)."
Based on all the evidence, the ALJ must rate the claimant's functional limitations in four areas: (1) daily living, (2) social functioning, (3) concentration, persistence and pace, and (4) episodes of decompensation.
Finally, the ALJ must "document application of the technique in the decision."
Here, the ALJ followed the mandated technique and documented her findings and conclusions. The ALJ found that despite Plaintiff's depression, Plaintiff was only "mildly" limited in the three relevant areas of functionality and had no episodes of decompensation. AR 15. The ALJ explained how she weighed the evidence to reach this conclusion. AR 15-16. Thus, the ALJ did not err in concluding that Plaintiff's depression was non-severe.
Plaintiff contends that the ALJ erred in formulating Plaintiff's RFC because she failed to consider her hyperparathyroidism. JS 10. This contention fails, because Plaintiff did not allege disability due to hyperparathyroidism. AR 138. Plaintiff was diagnosed with hyperparathyroidism in late 2009, which was successfully eliminated with surgery in 2010. AR 240-41 (Oct. 2009: diagnosis of likely primary hyperparathyroidism), 209 (Oct. 2010: recently diagnosed, awaiting surgery), 211 (Dec. 2010: status post-surgery, labs showed normal calcium level, hyperparathyroidism no longer listed among diagnoses)). Plaintiff does not allege that she became disabled until April 23, 2011. AR 121.
Plaintiff also contends that the ALJ should have accounted for limitations attributable to Plaintiff's depression in the RFC. It is true that an RFC must take into account all of a claimant's medically determinable impairments, even those that are non-severe. 20 CFR § 404.1545(a)(2).
Here, however, Plaintiff does not claim any significant cognitive impairments caused by her depression. Rather, she contends that the disabling symptoms of her depression are pain and fatigue. AR 35-36; JS 3 (fibromyalgia is "associated" with "pain and depression");
The Claimant's sister, Rosario Ramon, completed an SSA Third Party Function Report dated from May 2012. AR 145-152. The ALJ noted that Ms. Ramon's statements appeared to be echoing Plaintiff's subjective complaints, which the ALJ had already discounted due to inconsistency with the medical evidence. AR 18. Accordingly, the ALJ found Ms. Ramon's statements concerning the intensity, persistence and limiting effects of Plaintiff's symptoms not credible. AR 18-19.
A lay witness statement such as Ms. Ramon's can be rejected so long as an ALJ provides a germane reason, which can be the same reason given for rejecting a claimant's statements.
Here, the ALJ properly determined that Ms. Ramon's statements largely echoed Plaintiff's subjective complaints. Indeed, Ms. Ramon even said that she was repeating what her sister had told her, using phrases like "she told me today" or "she said" when prompted to describe her sister's limitations. AR 145-46. The ALJ had already discounted Plaintiff's subjective testimony concerning the disabling nature of her symptoms. AR 17-18. Thus, Ms. Ramon's reliance on her sister's subjective complaints was a germane reason for finding Ms. Ramon's statements less than credible. AR 18;
At step four of the sequential analysis, it is Plaintiff's burden to prove she cannot return to her former work. 42 U.S.C. § 423(d)(1)(A);
Plaintiff contends that that ALJ's determination that Plaintiff could work as a child care provider is not supported by substantial evidence. JS 21. Plaintiff complains that the RFC "does not describe the scope of claimant's work limitations and her inability to complete a work week, or even a work day due to her problems." JS 22.
The RFC, however, is consistent with the exertional limitations for a child care provider as described in the DOT. AR 42-43. Plaintiff's argument merely repeats the same flawed claims of error in formulating the RFC that Plaintiff alleged in the prior sections.
Based on the foregoing, IT IS ORDERED THAT judgment shall be entered AFFIRMING the decision of the Commissioner denying benefits.