JOHN E. McDERMOTT, Magistrate Judge.
On March 2, 2016, Catalina Gontes ("Plaintiff" or "Claimant") filed a complaint seeking review of the decision by the Commissioner of Social Security ("Commissioner") denying Plaintiff's application for Supplemental Security Income benefits. The Commissioner filed an Answer on June 9, 2016. On December 15, 2016, the parties filed a Joint Stipulation ("JS"). The matter is now ready for decision.
Pursuant to 28 U.S.C. § 636(c), both parties consented to proceed bef ore this Magistrate Judge. After reviewing the pleadings, transcripts, and administrative record ("AR"), the Court concludes that the Commissioner's decision must be affirmed and this case dismissed with prejudice.
Plaintiff is a 48-year-old female who applied for Supplemental Security Income benefits on September 17, 2012, alleging disability beginning March 14, 2012. (AR 13.) The ALJ determined that Plaintiff has not engaged in substantial gainful activity since September 17, 2012, the application date. (AR 15.)
Plaintiff's claim was denied initially on November 30, 2012, and on reconsideration on May 31, 2013. (AR 13.) Plaintiff filed a timely request for hearing, which was held before Administrative Law Judge ("ALJ") Lawrence J. Duran on April 14, 2014, in San Bernardino, California. (AR 13.) Plaintiff appeared and testified at the hearing without the assistance of an attorney or other representative. (AR 13.) Vocational expert ("VE") Elizabeth G. Brown-Ramos also appeared and testified at the hearing. (AR 13.)
The ALJ issued an unfavorable decision on July 21, 2014. (AR 13-23.) The Appeals Council denied review on January 5, 2016. (AR 1-3.)
As reflected in the Joint Stipulation, Plaintiff raises the following disputed issues as grounds for reversal and remand:
Under 42 U.S.C. § 405(g), this Court reviews the ALJ's decision to determine whether the ALJ's findings are supported by substantial evidence and free of legal error.
Substantial evidence means "`more than a mere scintilla,' but less than a preponderance."
This Court must review the record as a whole and consider adverse as well as supporting evidence.
The Social Security Act defines disability as the "inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or . . . can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). The Commissioner has established a five-step sequential process to determine whether a claimant is disabled. 20 C.F.R. §§ 404.1520, 416.920.
The first step is to determine whether the claimant is presently engaging in substantial gainful activity.
If the claimant cannot perform his or her past relevant work or has no past relevant work, the ALJ proceeds to the fifth step and must determine whether the impairment prevents the claimant from performing any other substantial gainful activity.
In this case, the ALJ determined at step one of the sequential process that Plaintiff has not engaged in substantial gainful activity since September 17, 2012, the application date. (AR 15.)
At step two, the ALJ determined that Plaintiff has the following medically determinable severe impairments: bilateral carpal tunnel syndrome status post left carpal tunnel release, lumbar degenerative joint disease, discogenic disease at L5-S1, lumbar spondylosis, lumbosacral radiculitis, cervical radiculitis and spondylosis, obstructive sleep apnea, left knee degenerative joint disease, hiatal hernia with mild gastroesophageal reflux, pain disorder, borderline diabetes mellitus, macular hole left eye, and incipient cataract and pinguecula both eyes, obesity, borderline intellectual functioning, and depressive disorder. (AR 15-16.)
At step three, the ALJ determined that Plaintiff does not have an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments. (AR 16-17.)
The ALJ then found that Plaintiff has the RFC to perform light work as defined in 20 C.F.R. § 416.967(b) with the following limitations:
(AR 17-22.) In determining the above RFC, the ALJ made an adverse credibility determination. (AR 19-20.)
At step four, the ALJ found that Plaintiff has no past relevant work. (AR 22.) The ALJ, however, also found that, considering Claimant's age, education and RFC, there are jobs that exist in significant numbers in the national economy that Claimant can perform, including the jobs of folder (laundry), folder machine operator and bagger. (AR 22-23.)
Consequently, the ALJ found that Claimant was not disabled, within the meaning of the Social Security Act. (AR 23.)
Plaintiff contends that the ALJ erred in evaluating the medical evidence. The Court disagrees.
The ALJ's RFC is not a medical determination but an administrative finding or legal decision reserved to the Commissioner based on consideration of all the relevant evidence, including medical evidence, lay witnesses, and subjective symptoms. See SSR 96-5p; 20 C.F.R. § 1527(e). In determining a claimant's RFC, an ALJ must consider all relevant evidence in the record, including medical records, lay evidence, and the effects of symptoms, including pain reasonably attributable to the medical condition. Robbins, 446 F.3d at 883.
In evaluating medical opinions, the case law and regulations distinguish among the opinions of three types of physicians: (1) those who treat the claimant (treating physicians); (2) those who examine but do not treat the claimant (examining physicians); and (3) those who neither examine nor treat the claimant (non-examining, or consulting, physicians).
Where a treating doctor's opinion is not contradicted by another doctor, it may be rejected only for "clear and convincing" reasons.
Plaintiff Catalina Gontes has numerous impairments, including carpal tunnel syndrome, lumbar and cervical spondylosis and radiculitis, left knee degenerative joint disease, and vision difficulties. (AR 15.) The ALJ, however, concluded that Plaintiff could perform a reduced range of light work. (AR 17.) Plaintiff contends that the ALJ failed to evaluate the medical evidence properly. The Court disagrees.
No medical source opined that Plaintiff was disabled or found functional limitations more restrictive than the ALJ's RFC. (AR 22.) Pain management specialist Dr. Navdeep Loomba treated Plaintiff throughout 2012 and on December 28, 2012, found that, despite her impairments, she was in no acute distress with good range of motion in her upper and lower extremities. (AR 20, 336-337.) She had 5/5 motor strength and negative straight leg raising. (AR 336.) Dr. Loomba diagnosed lumbosacral and cervical radiculitis and spondylosis and carpal tunnel syndrome. (AR 20, 337.) He recommended and prescribed medication, wrist supports for Plaintiff's carpal tunnel syndrome and facet blocks for her cervical spondylosis. (AR 20, 337.) Dr. Loomba made similar findings on other examinations from January 2012 to December 2012. (AR 339-371.)
State agency physician reviewers found Plaintiff able to perform a reduced range of light work. (AR 20-21.) This was the opinion of Dr. F. Kalmar (AR 90-92), Dr. Tsoulos (AR 125-127
Dr. Rosa Colonna, Plaintiff's consulting psychologist, found only mild psychological symptoms. Dr. Colonna concluded that Plaintiff could carry out simple instructions without difficulty and has only a mild inability to carry out detailed instructions and a mild attention span diminishment. (AR 21-22.) The ALJ accommodated these mental limitations and Plaintiff's subjective pain and fatigue allegations by providing in the RFC that she is not capable of intense interaction with co-workers, supervisors, and the public, not capable of intense concentration more than two hours without a five minute break, and she may be off task 5% of the time. (AR 17.)
Plaintiff's primary argument concerns her vision. The ALJ found that Plaintiff has the impairments of macular hole left eye and incipient cataract and pinguecula in both eyes. (AR 15.) The ALJ also found that Plaintiff has decreased visual acuity in the left eye, but her right eye was 20/20. (AR 20.) The ALJ accommodated Plaintiff's left eye impairment by imposing the restriction of not capable of viewing objects moving from left to right. (AR 17, 21.)
Plaintiff challenges the ALJ's vision findings and the RFC visual limitation described above. Plaintiff asserts she is effectively blind in her right eye, would have a substantially reduced vision field and a limited ability to judge depth perception. These limitations, Plaintiff contends, result from her essentially monocular vision. She further contends that she cannot satisfy the frequent or occasional near acuity requirements of two of the three jobs identified by the VE (folder and folding machine operator). (AR 23.)
Plaintiff, however, cites no medical or other evidence supporting her vision allegations other than her own assessment. The ALJ, as discussed in the next section, found Plaintiff less than credible. (AR 18, 19, 20.) The ALJ cited daily activities that include driving a car for 30 miles, housecleaning, cooking, doing dishes and laundry, taking her kids to school, going out alone and shopping, watching television, and playing games on her phone. (AR 18-19.) Dr. Colonna, the consulting psychologist, reported that Plaintiff had a valid California driver's license and drove herself independently to the examination. (AR 21.) Daily activities that are inconsistent with allegedly disabling limitations is a legitimate consideration in evaluating credibility.
Plaintiff disagrees with the ALJ's assessment of her vision, but it is the ALJ's responsibility to resolve conflicts in the medical evidence and ambiguities in the record.
The same analysis applies to Plaintiff's complaints about hypothyroidism, fatigue, upper extremity impairments (primarily carpal tunnel syndrome), pain, and her assertion that she would be off task 10% of the time. Again, however, Plaintiff cites no medical opinion or diagnostic evidence to support her allegations of disabling limitations that result from her impairments. The existence of an impairment is not per se disabling; there must be proof of the impairment's disabling severity.
The ALJ did not err in considering the medical evidence. The ALJ accommodated Plaintiff's limitations to the extent warranted by the medical and other evidence.
Plaintiff contends that the ALJ erred in discounting her alleged subjective symptoms. The Court disagrees.
The test for deciding whether to accept a claimant's subjective symptom testimony turns on whether the claimant produces medical evidence of an impairment that reasonably could be expected to produce the pain or other symptoms alleged.
In determining Plaintiff's RFC, the ALJ concluded that Plaintiff's medically determinable impairments reasonably could be expected to cause her alleged symptoms. (AR 19.) The ALJ, however, also found that Plaintiff's statements regarding the intensity, persistence and limiting effects of her alleged symptoms were "not entirely credible." (AR 20.) Because the ALJ did not make any finding of malingering, he was required to provide clear and convincing reasons supported by substantial evidence for discounting Plaintiff's credibility.
First, the ALJ found that Plaintiff's subjective symptom allegations are inconsistent with the objective medical evidence. (AR 19, 21, 22.) An ALJ is permitted to consider whether there is a lack of medical evidence to corroborate a claimant's alleged symptoms so long as it is not the only reason for discounting a claimant's credibility.
Second, the ALJ found that Plaintiff received routine and conservative treatment for bilateral carpal tunnel syndrome, lumbar and cervical radiculitis and spondylosis, left knee degenerative disease, pain disorder, and decreased vision. (AR 20.) Her treatment included medication, cortisone injections, and cervical facet blocks. (AR 20.) The ALJ may consider conservative treatment in evaluating credibility.
Third, as noted above in Section I, the ALJ found that Claimant engaged in a somewhat normal level of daily activity and social interaction consistent with the ALJ's RFC. (AR 19, 21, 22.) Again, daily activities inconsistent with disabling limitations is a legitimate consideration in evaluating credibility.
Plaintiff disputes the ALJ's credibility finding but again it is the ALJ who has the responsibility to resolve conflicts in the medical evidence and ambiguities in the record.
The ALJ rejected Plaintiff's subjective symptom allegations for clear and convincing reasons supported by substantial evidence. The ALJ's RFC is supported by substantial evidence.
At the fifth step of the sequential process, the ALJ concluded that Claimant is capable of performing jobs that exist in significant numbers in the national economy, including laundry folder (DOT 369.687-018), folding machine operator (DOT 208.685-014), and bagger (DOT 920.687-018). (AR 23.) In reaching that conclusion, the ALJ relied on the testimony of the VE at the hearing (AR 58-59) and on the VE's interrogatory responses submitted after the hearing (AR 268-269). The Ninth Circuit has held that 1,300 jobs in a state constitute a significant number of jobs,
The Ninth Circuit has held that a VE's "recognized expertise provides the necessary foundation for his or her testimony" and therefore "no additional foundation is required."
Plaintiff argues in conclusory fashion that, given the totality of her limitations, she cannot perform the jobs identified by the VE. The ALJ, however, concluded that Plaintiff can perform a reduced range of light work. The Court has upheld the ALJ's RFC. The jobs identified by the VE are consistent with the ALJ's RFC. There was no error.
Plaintiff's primary argument is that the VE's testimony about the number of jobs in each occupation is unreliable, citing 2012 data from the U.S. Department of Labor Bureau of Census Statistics which was presented here for the first time after the adverse decision. This vocational resource, however, is not listed as a recognized vocational resource in the regulations.
The ALJ's step five finding is supported by substantial evidence.
The ALJ's nondisability determination is supported by substantial evidence and free of legal error.
IT IS HEREBY ORDERED that Judgment be entered affirming the decision of the Commissioner of Social Security and dismissing this case with prejudice.