ANDRÉ BIROTTE, Jr., District Judge.
Pursuant to 28 U.S.C. section 636, the Court has reviewed the Petition, all of the records herein and the attached Report and Recommendation of United States Magistrate Judge. Further, the Court has engaged in a
IT IS ORDERED that: (1) Petitioner's application for a stay is denied as moot; and (2) Judgment shall be entered denying and dismissing the Petition with prejudice.
IT IS FURTHER ORDERED that the Clerk serve copies of this Order, the Magistrate Judge's Report and Recommendation and the Judgment herein on Petitioner and counsel for Respondent.
LET JUDGMENT BE ENTERED ACCORDINGLY.
This Report and Recommendation is submitted to the Honorable André Birotte, Jr., United States District Judge, pursuant to 28 U.S.C. section 636 and General Order 05-07 of the United States District Court for the Central District of California.
On September 20, 2016, Petitioner filed: (1) a "Petition for Writ of Habeas Corpus By a Person in State Custody" ("Petition"), accompanied by a copy of Petitioner's petition for review filed in the California Supreme Court ("attachment"); and (2) a "Motion for Stay of Abeyance Procedure." The Petition was unverified, and the section of the form Petition provided for a statement of grounds for relief was blank. The California Supreme Court petition for review contained two claims of alleged instructional error and a claim challenging the sufficiency of the evidence to support Petitioner's conviction. Petitioner sought a stay to exhaust four new, unexhausted claims (apparently claims of alleged ineffective assistance of trial and appellate counsel).
On September 22, 2016, the Magistrate Judge issued a Minute Order directing Petitioner to file a verification of the Petition. The Minute Order further stated that the Court would presume that, in the present federal Petition, Petitioner intended to allege the grounds for relief contained in the California Supreme Court petition for review, unless Petitioner advised the Court otherwise.
On October 11, 2016, Petitioner filed a document titled "Notice of Verification of Habeas Petition[;] Motion for Grounds to Be Used in the Petition." This document provided a verification of the Petition and attached a memorandum setting forth the claims of instructional error and evidentiary insufficiency contained in the California Supreme Court petition for review. Petitioner stated that he had erred in sending the Court the California Supreme Court petition for review "to be used as ground [sic] in his Petition," but added that the Court should refer to the petition for review "if it may aid the Court in deciding [Petitioner's] case."
On October 26, 2016, Respondent filed an opposition to Petitioner's motion for a stay. On January 19, 2017, the Court issued an "Order Denying Motion for Stay."
On February 14, 2017, Respondent filed an Answer, asserting,
On March 23, 2017, Petitioner filed an "Application for Stay Abeyance [sic] Due to Unexhausted Claims, etc.," requesting a stay to permit Petitioner to exhaust Grounds One and Two of the Petition. On March 24, 2017, Petitioner filed a Traverse addressing the merits of the Petition. On April 12, 2017, Respondent filed an "Opposition to Petitioner's Application for Stay, etc."
A jury found Petitioner guilty of: (1) battery causing serious bodily injury on Petitioner's wife Mary Jones in violation of California Penal Code section 243(d), a lesser offense to mayhem; (2) possession of a firearm by a felon in violation of California Penal Code section 29800(a)(1); (3) misdemeanor spousal battery in violation of California Penal Code section 243(e)(1); and (4) assault with a firearm in violation of California Penal Code section 245(a)(2) (Reporter's Transcript ["R.T."] 1586-88; Clerk's Transcript ["C.T."] 169, 172-75, 178-80). The jury found true the allegations that Petitioner personally used a firearm in the commission of the aggravated battery and the assault within the meaning of California Penal Code section 12022.5(a) and personally inflicted great bodily injury upon Mary Jones under circumstances of domestic violence within the meaning of California Penal Code section 12202.7(e) (R.T. 1586-88; C.T. 169, 174). The jury acquitted Petitioner of mayhem and infliction of corporal injury to a spouse (R.T. 1586-87; C.T. 168, 171). The court found true various prior conviction allegations (R.T. 2139-41; C.T. 244). Petitioner received a sentence of 29 years and four months in state prison (R.T. 3028-30; C.T. 298-302).
The California Court of Appeal ordered an amendment to the abstract of judgment but otherwise affirmed (Respondent's Lodgment 1;
The following summary is taken from the Court of Appeal's decision in
In the months leading up to August 2012, defendant suspected he was being stalked by "the Mexicans," whom he believed meant to kill him.
The threats escalated.
(Respondent's Lodgment 1, p. 2;
Petitioner contends:
1. The trial court allegedly erred by failing to instruct the jury that the defense of accident assertedly applied to the charge of assault with a firearm (Ground One);
2. The trial court allegedly erred by failing to give a mistake of fact instruction (Ground Two); and
3. The evidence allegedly did not suffice to show that Petitioner possessed the requisite intent to support the convictions for battery and assault with a firearm (Ground Three).
Under the "Antiterrorism and Effective Death Penalty Act of 1996" ("AEDPA"), a federal court may not grant an application for writ of habeas corpus on behalf of a person in state custody with respect to any claim that was adjudicated on the merits in state court proceedings unless the adjudication of the claim: (1) "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States"; or (2) "resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." 28 U.S.C. § 2254(d);
"Clearly established Federal law" refers to the governing legal principle or principles set forth by the Supreme Court at the time the state court renders its decision on the merits.
Under the "unreasonable application" prong of section 2254(d)(1), a federal court may grant habeas relief "based on the application of a governing legal principle to a set of facts different from those of the case in which the principle was announced."
"In order for a federal court to find a state court's application of [Supreme Court] precedent `unreasonable,' the state court's decision must have been more than incorrect or erroneous."
In applying these standards, the Court looks to the last reasoned state court decision.
Additionally, federal habeas corpus relief may be granted "only on the ground that [Petitioner] is in custody in violation of the Constitution or laws or treaties of the United States." 28 U.S.C. § 2254(a). In conducting habeas review, a court may determine the issue of whether the petition satisfies section 2254(a) prior to, or in lieu of, applying the standard of review set forth in section 2254(d).
Petitioner contends the evidence did not suffice to support Petitioner's convictions for battery causing serious bodily injury and aggravated assault, alleging that the evidence purportedly did not show that Petitioner intended to fire the gun at his wife (Traverse, p. 15). Petitioner contends the evidence showed that Petitioner assertedly pointed the gun downward throughout the incident and never aimed the gun at his wife (
On habeas corpus, the Court's inquiry into the sufficiency of evidence is limited. Evidence is sufficient unless the charge was "so totally devoid of evidentiary support as to render [Petitioner's] conviction unconstitutional under the Due Process Clause of the Fourteenth Amendment."
At the second step, the court "must determine whether this evidence, so viewed, is adequate to allow any rational trier of fact to find the essential elements of the crime beyond a reasonable doubt."
In applying these principles, a court looks to state law for the substantive elements of the criminal offense, but the minimum amount of evidence that the Constitution requires to prove the offense "is purely a matter of federal law."
In her interviews with police, Jones stated: (1) Petitioner previously had threatened Jones and shoved her face into a sofa; (2) during this previous incident, Petitioner accused Jones of working with the Mexicans who supposedly were after Petitioner and Petitioner said "I'll see you go first before they come after me"; (3) on the day of the shooting Petitioner said that the Mexicans were coming to get him, that Jones was working with and "fucking" the Mexicans and that the Mexicans were at the window; (4) Petitioner accused Jones of trying to get him killed; (5) Petitioner accused Jones of setting him up with the Mexicans and said "you're trying to get killed"; (6) after Petitioner entered the bedroom with the gun, he began "clicking" the cylinder of the gun; (7) Jones' foot was elevated on the wood part of the bed when Petitioner shot her; (8) after Petitioner shot Jones, Petitioner dropped the house phone in a hamper and left; and (9) Jones thought Petitioner had shot her intentionally (C.T. 84-86, 91-92, 95-96, 98-99, 101, 108-11).
In recorded phone calls with Jones after the shooting, Petitioner told Jones: (1) Jones should tell police that someone was showing off with the gun and it went off; (2) Jones should go to her mother's home for at least a month; (3) Jones should not "show" because "if you don't pop up they have to drop it"; (4) if Jones did not "show," Petitioner would be "good to go"; (5) Jones should "plead the 5th"; (6) Petitioner hoped Jones was "smart enough to disappear"; (7) Jones should tell the police that her statements to police were coerced and that she was on medication when she made the statements; (8) Petitioner had "Bubba" come to the apartment after the shooting because Petitioner "had to get that thing out of the freezer"; (9) Petitioner thought the gun was pointed at the window; and (10) Jones should tell the police she had lied earlier when she said Petitioner was "high" (C.T. 108-12, 120-23).
At trial, Jones testified: (1) when Jones returned home on the day of the incident, Jones did not expect to see Petitioner because he and she had argued and Petitioner was supposed to move out; (2) Petitioner had a gun and was smoking a pipe containing white rocks; (3) Petitioner said the Mexicans were after him and were at the window; (4) Jones did not see the position of the gun because she was watching television; (5) Petitioner said "[t]hey're going to kill me but I'm going to give you what you want," a statement which Jones considered a threat because she thought Petitioner would kill her before he killed the Mexicans;
Jones also testified that, when she turned around and saw Petitioner with the gun, she supposedly saw Petitioner holding the gun down, aimed at the floor (R.T. 718, 739). However, Jones said Petitioner fired the shot approximately fifteen minutes later, and also said that she did not see the gun at the time she was shot because she was watching television (R.T. 718, 733, 740).
When Petitioner testified, he contradicted much of Jones' version of events. However, Petitioner did state that: (1) although Petitioner was smoking cocaine before the shooting, he "knew what was happening"; (2) Petitioner retrieved the gun from under the pillow and crossed the room to the window, pulling the hammer back on the gun; (3) Petitioner either backed up or turned around and went back towards the dresser; (4) Petitioner did not aim the gun at the window or at his wife; (5) on his way back from the window, Petitioner attempted to uncock the gun, but the gun went off; (6) the gun was pointed toward the dresser and Petitioner thought the gun was "pointed straight"; (7) when Petitioner was trying to uncock the gun he did not see where it was pointing because he was "high"; (8) Petitioner thought the bullet had gone "straight"; (9) Petitioner initially thought the bullet went through the dresser or through the floor; and (10) after the shooting, Petitioner put the gun in the freezer and then left because he did not want to go to jail (R.T. 1216-20, 1222, 1241, 1243-48, 1251, 1258-60).
A defense firearms expert testified that the trajectory of the bullet into the footboard and box spring of the bed was a downward angle of 20 degrees and an angle 23 degrees from right to left (R.T. 1295). In rebuttal, a detective testified that measurements showed that the bullet entered the footboard of the bed approximately 22 1/2 inches above the ground and entered the box spring approximately 19 inches above the ground (R.T. 1331-32).
A rational juror considering the evidence described above could have determined that Petitioner deliberately shot his wife. In arguing for a contrary conclusion, Petitioner faults the Court of Appeal for purportedly considering only "isolated bits of evidence" and "ignoring all conflicts in the evidence" (Petition, attachment, pp. 6, 14). However, under the
Accordingly, the Court of Appeal's rejection of Petitioner's challenge to the sufficiency of the evidence was not contrary to, or an unreasonable application of, any clearly established Federal law, as determined by the Supreme Court of the United States.
"[I]nstructions that contain errors of state law may not form the basis for federal habeas relief."
In California, one who commits a crime "through misfortune or by accident" is not criminally liable "when it appears that there was no evil design, intention or culpable negligence." Cal. Penal Code § 26(5). A defendant's contention that he or she committed the crime by accident "amounts to a claim that the defendant acted without forming the mental state necessary to make his or her action a crime."
Using CALCRIM 3404, the trial court instructed the jury that Petitioner was not guilty of mayhem, battery with serious bodily injury or corporal injury to a spouse "if he acted without the intent required for that crime, but acted instead accidentally," and the court stated that the jurors "could not find [Petitioner] guilty of these crimes unless [the jurors were] convinced beyond a reasonable doubt that [Petitioner] acted with the required intent" (R.T. 1543; C.T. 159). However, the court refused a defense request to give the accident instruction with respect to the charge of assault with deadly weapon (R.T. 1268-70).
Petitioner contends the trial court erred by failing to give the accident instruction with respect to the aggravated assault charge. The California Court of Appeal ruled that any alleged error was harmless because the jury obviously rejected any accident defense (Respondent's Lodgment 1, pp. 4-5;
Petitioner's claim is not colorable for several reasons. First, Petitioner appears to allege only a claim of state law error not cognizable on federal habeas corpus review.
Second, the United States Supreme Court has never held that a trial court's failure to give a pinpoint instruction violates the constitution where the jury received instructions concerning the elements of the offense.
Rather, the United States Supreme Court has held that the failure to give an instruction will not violate the constitution where other instructions adequately inform jurors of the required elements of the offense. In
Here, other instructions adequately informed the jury of the requisite intent for the crime of assault with a firearm. The court instructed the jury that various charged crimes, including the crime of assault with a firearm, required proof of "wrongful intent," and that a person acted with wrongful intent "when he or she intentionally [did] a prohibited act" (R.T. 1354-55; C.T. 135). With respect to the charge of assault with a firearm, the court told the jury that the prosecution was required to prove that Petitioner committed the assault "willfully" and that Petitioner "was aware of facts that would lead a reasonable person to realize that his act by its nature would directly and probably result in the application of force to someone" (R.T. 1505-06; C.T. 151). The court told the jury that "[s]omeone commits an act willfully when he or she does it willingly or on purpose" and that it was "not required that he or she intend to break the law, hurt someone else or gain any advantage" (R.T. 1506; C.T. 151). The court also instructed the jury to "[p]ay careful attention to all of [the] instructions and consider them together" (R.T. 1345; C.T. 125). By convicting Petitioner of assault with a firearm, the jury necessarily found that Petitioner did not shoot his wife by accident. In these circumstances, the court's failure to give a pinpoint accident instruction with respect to the assault charge did not render Petitioner's trial fundamentally unfair.
Finally, and in any event, any alleged error was harmless under the harmless error standard applicable to federal habeas cases set forth in
For all of the foregoing reasons, Petitioner's claim that the failure to give an accident instruction on the aggravated assault charge rendered Petitioner's trial unfair is not a "colorable" claim.
Petitioner also faults the trial court for failing to give a mistake of fact instruction (Petition, attachment, pp. 12-13). The trial court and counsel discussed such an instruction (R.T. 1269-74). The court characterized the purported mistake of fact as Petitioner's alleged ignorance that the gun was pointed at his wife and the supposed accident as the alleged accidental discharge of the gun (
"[T]he particular `defense' of mistake of fact requires, at a minimum, an actual belief in the existence of circumstances which, if true, would make the act with which the person is charged an innocent one."
Petitioner claims that, had the jury received a mistake of fact instruction, the jury allegedly "could have found that Petitioner believed that the gun was pointed down and not in his wife[`s] direction" (Traverse, p. 9). The Court of Appeal rejected this claim, stating that, regardless of the distinction the trial court drew between the accident and mistake theories, "as far as the jury was concerned, the defendant's aim and his trigger-pulling were both presented — in the evidence, during argument, as in the jury instructions — as a single course of accidental conduct," and that the jury's verdict showed the jury had determined that the shooting was willful (Respondent's Lodgment 1, p. 5;
Again, Petitioner's claim of instructional error is not "colorable." To the extent Petitioner contends the trial court misapplied state law in failing to give a mistake of fact instruction, any such claim is not cognizable on federal habeas review.
In any event, the failure to give a pinpoint mistake of fact instruction did not render Petitioner's trial fundamentally unfair. There was little, if any, evidence to support a mistake of fact instruction based on a supposed "mistake" as a result of which Petitioner purportedly believed that the gun was pointed down at the time he fired the shot. As the Court of Appeal observed, at the time of the shooting the gun obviously was pointed at Petitioner's wife. Petitioner was standing at the time of the shot and his wife was lying on the bed with her feet on the footboard, so the trajectory of the bullet necessarily was at a downward angle. Petitioner gave confused and sometimes conflicting testimony at trial concerning the direction the gun was pointing at the time of the shot. As indicated above, Petitioner testified that the gun allegedly was pointed "straight" and at the dresser before he supposedly attempted to uncock the gun, and that the gun went off as he attempted to uncock it. However, Petitioner also testified that, at the time he assertedly was attempting to uncock the gun, Petitioner allegedly did not see the direction in which the gun was pointing. Petitioner also told Jones, in a recorded conversation, that Petitioner allegedly thought the gun was pointed at the window. Petitioner did not then say that he fired the gun at his wife mistakenly, thinking the gun was pointed down.
Additionally, with respect to the crimes of battery with serious bodily injury, misdemeanor battery and aggravated assault, the trial court instructed the jury that: (1) to find Petitioner guilty of battery, jurors were required to find that Petitioner willfully touched Jones in a harmful or offensive manner; and (2) to find Petitioner guilty of assault, jurors were required to find that Petitioner willfully did an act with a firearm that by its nature would directly and probably result in the application of force to a person (R.T. 1505-07; C.T. 150, 151, 153). As indicated above, the court instructed the jury that a person acted willfully when he or she acted willingly and on purpose and that the prosecution was not required to show that Petitioner intended to break the law, hurt someone or gain any advantage (
For all of these reasons, the Court of Appeal's rejection of this claim was not contrary to or an unreasonable application of, any clearly established Federal law, as determined by the Supreme Court of the United States.
For the reasons discussed above, IT IS RECOMMENDED that the Court issue an order: (1) accepting and adopting this Report and Recommendation; (2) denying Petitioner's application for a stay as moot; and (3) denying and dismissing the Petition with prejudice.