JOHN E. McDERMOTT, Magistrate Judge.
On March 21, 2017, Mario Salazar-Santiago ("Plaintiff" or "Claimant") filed a complaint seeking review of the decision by the Commissioner of Social Security ("Commissioner") denying Plaintiff's applications for Social Security Disability Insurance benefits and Supplemental Security Income benefits. The Commissioner filed an Answer on July 10, 2017. On October 27, 2017, the parties filed a Joint Stipulation ("JS"). The matter is now ready for decision.
Pursuant to 28 U.S.C. § 636(c), both parties consented to proceed bef ore this Magistrate Judge. After reviewing the pleadings, transcripts, and administrative record ("AR"), the Court concludes that the Commissioner's decision must be affirmed and this case dismissed with prejudice.
Plaintiff is a 58 year-old male who applied for Social Security Disability Insurance benefits on January 12, 2013, and Supplemental Security Income benefits on January 15, 2013, alleging disability beginning October 17, 2011. (AR 27.) The ALJ determined that Plaintiff had not engaged in substantial gainful activity since October 17, 2011, the alleged onset date. (AR 29.)
Plaintiff's claims were denied initially on October 31, 2013, and on reconsideration on January 30, 2014. (AR 27.) Plaintiff filed a timely request for hearing, which was held before Administrative Law Judge ("ALJ") Joan Ho on June 9, 2015, in Orange, California. (AR 27.) Plaintiff appeared and testified at the hearing with the assistance of a Spanish interpreter and was represented by counsel. (AR 27.) Vocational expert ("VE") Joseph H. Torres also appeared and testified at the hearing. (AR 27.)
The ALJ issued an unfavorable decision on July 29, 2015. (AR 27-34.) The Appeals Council denied review on January 23, 2017. (AR 1-3.)
As reflected in the Joint Stipulation, Plaintiff raises the following disputed issues as grounds for reversal and remand:
Under 42 U.S.C. § 405(g), this Court reviews the ALJ's decision to determine whether the ALJ's findings are supported by substantial evidence and free of legal error.
Substantial evidence means "`more than a mere scintilla,' but less than a preponderance."
This Court must review the record as a whole and consider adverse as well as supporting evidence.
The Social Security Act defines disability as the "inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or . . . can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). The Commissioner has established a five-step sequential process to determine whether a claimant is disabled. 20 C.F.R. §§ 404.1520, 416.920.
The first step is to determine whether the claimant is presently engaging in substantial gainful activity.
If the claimant cannot perform his or her past relevant work or has no past relevant work, the ALJ proceeds to the fifth step and must determine whether the impairment prevents the claimant from performing any other substantial gainful activity.
In this case, the ALJ determined at step one of the sequential process that Plaintiff has not engaged in substantial gainful activity since October 17, 2011, the alleged onset date. (AR 29.)
At step two, the ALJ determined that Plaintiff has the following medically determinable severe impairments: mild degenerative joint disease of the right shoulder; minimal osteoarthritis of the left shoulder; mild degenerative changes in the cervical spine; and history of ruptured rotator cuff and subacromial impingment in the right shoulder, status-post rotator cuff repair. (AR 29-30.) The ALJ also found Plaintiff's hypertension to be nonsevere. (AR 30.)
At step three, the ALJ determined that Plaintiff does not have an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments. (AR 30.)
The ALJ then found that Plaintiff had the RFC to perform light work as defined in 20 CFR §§ 404.1567(b) and 416.967(b), with the following limitations:
Claimant is limited to frequent pushing and pulling with the right upper
extremity; and frequent overhead reaching with the right upper extremity. (AR 30-32.) In determining the above RFC, the ALJ made a determination that Plaintiff's subjective symptom allegations were "not entirely credible." (AR 31.)
At step four, the ALJ found that Plaintiff is able to perform his past relevant work as a sewing machine operator. (AR 32-33.)
Consequently, the ALJ found that Claimant is not disabled, within the meaning of the Social Security Act. (AR 33.)
The ALJ decision must be affirmed. The ALJ properly considered the medical evidence and properly discounted Plaintiff's subjective symptom allegations. The ALJ's RFC is supported by substantial evidence.
The ALJ's RFC is not a medical determination but an administrative finding or legal decision reserved to the Commissioner based on consideration of all the relevant evidence, including medical evidence, lay witnesses, and subjective symptoms. See SSR 96-5p; 20 C.F.R. § 1527(e). In determining a claimant's RFC, an ALJ must consider all relevant evidence in the record, including medical records, lay evidence, and the effects of symptoms, including pain reasonably attributable to the medical condition. Robbins, 446 F.3d at 883.
In evaluating medical opinions, the case law and regulations distinguish among the opinions of three types of physicians: (1) those who treat the claimant (treating physicians); (2) those who examine but do not treat the claimant (examining physicians); and (3) those who neither examine nor treat the claimant (non-examining, or consulting, physicians).
Where a treating doctor's opinion is not contradicted by another doctor, it may be rejected only for "clear and convincing" reasons.
Plaintiff alleges he is disabled because of right shoulder surgery, arthritis in his left shoulder, and high blood pressure. (AR 267.) The ALJ found that Plaintiff had the severe impairments of mild degenerative joint disease of the right shoulder; minimal osteoarthritis of the left shoulder; mild degenerative changes in the cervical spine; and history of ruptured rotator cuff in the right shoulder. (AR 29.) The ALJ assessed Plaintiff with a RFC for light work but limited to "frequent pushing and pulling with the right upper extremity" and to "frequent overhead reaching with the right upper extremity." (AR 29.) Plaintiff contends that these limitations are not restrictive enough and not supported by substantial evidence. The Court disagrees.
On April 12, 2012, Claimant underwent acromioplasty rotator cuff repair and arthroplasty on the right shoulder. (AR 31.) By August 2012, Plaintiff had increased range of motion after four physical therapy sessions. (AR 31.) He last saw his orthopedic specialist in September 2012. (AR 32.) Treatment has been conservative, limited to exercise, physical therapy, and medication (ibuprofen). (AR 32.)
In November 2012, X-ray imaging showed degenerative joint changes in the left shoulder with no evidence of fracture or dislocation. (AR 31.) Plaintiff was recommended for a cortisone injection for his left shoulder, but he never received it. (AR 31, 475.) Nonetheless, his left shoulder pain improved. (AR 31, 475.) A November 4, 2014 treatment note indicated Plaintiff had pain in his right shoulder (not his left) but also had full range of motion. (AR 31, 607.)
In October 2013, consulting internist Dr. Azizollah Karamlou examined Plaintiff who had full range of motion in his cervical and lumbar spine and needed no assistive devices to ambulate. (AR 31, 484, 486.) Dr. Karamlou also found that Claimant was able to perform pushing and pulling, imposing no restrictions. (AR 486.) He further found that Plaintiff had pain in both shoulders and "difficulty to raise the shoulders above the head," but with full muscle strength. (AR 31, 484-486.) Dr. Karamlou did not quantify Plaintiff's ability for overhead reaching. Also in October 2013, State reviewing physician Dr. Richard Surrusco assessed a light work RFC, finding that Plaintiff's ability to push and pull was limited in both upper extremities, but no specific limitations were assessed. (AR 81.) He did limit Plaintiff to only "occasional" overhead reaching with both arms. (AR 81.) In January 2014, another State reviewing physician Dr. S. Garcia agreed with Dr. Surrusco's RFC assessment. (AR 99-100.)
The ALJ's RFC limits Plaintiff to "frequent pushing and pulling with the right upper extremity." (AR 30.) This finding is a reasonable interpretation of the evidence. Dr. Karamlou who actually examined Plaintiff imposed no limitations on pushing and pulling. (AR 486.) Dr. Surrusco and Dr. Garcia, State agency reviewing physicians who did not examine Plaintiff, opined that Plaintiff's ability to push and pull was limited in both upper extremities but did not quantify the limitation. (AR 81, 99-100.) The ALJ reasonably gave Dr. Karamlou significant weight and the State Agency reviewers some but not full weight. (AR 32.) Plaintiff may disagree with the ALJ's interpretation of the evidence in regard to pushing and pulling, but it is the ALJ's responsibility to resolve conflicts in the medical evidence and ambiguities in the record.
The ALJ's RFC also limits Plaintiff to "frequent overhead reaching with the right upper extremity." (AR 30.) Dr. Karamlou found that Plaintiff had "difficulty to raise the shoulders above the head," but did not quantify Plaintiff's ability for overhead reaching. (AR 31, 486.) In contrast, Dr. Surrusco and Dr. Garcia opined that Plaintiff was limited to "occasional overhead reaching with both arms." (AR 81, 99-100.) The ALJ specifically rejected the State agency physician opinions limiting overhead reaching with the left upper extremity. (AR 32.) The ALJ cited a treatment note dated November 4, 2014, indicating a complaint of pain only in the right shoulder (for which he was prescribed only ibuprofen), but with full range of motion. (AR 31, 69, 607.) The ALJ also noted that her RFC was supported by Plaintiff's reported and demonstrated functional ability. (AR 32.) Plaintiff was treated conservatively with exercise, physical therapy, and medication. (AR 32.) He also engaged in activities like housework, errands, walking, and driving. (AR 31.) An ALJ may reject a physician's opinion that is contradicted by a claimant's observed or admitted abilities or other evidence that indicates his or her symptoms are not as severe as alleged.
Any error in the ALJ's RFC as to overhead reaching, moreover, would be harmless.
The test for deciding whether to accept a claimant's subjective symptom testimony turns on whether the claimant produces medical evidence of an impairment that reasonably could be expected to produce the pain or other symptoms alleged.
In determining Plaintiff's RFC, the ALJ concluded that Plaintiff's impairments reasonably could be expected to cause his alleged symptoms. (AR 31.) The ALJ, however, also found that Plaintiff's statements regarding the intensity, persistence, and limiting effects of his alleged symptoms were "not entirely credible." (AR 31.) Because the ALJ did not make any finding of malingering, she was required to provide clear and convincing reasons supported by substantial evidence for discounting Plaintiff's credibility.
First, the ALJ found that Plaintiff's subjective symptoms were inconsistent with the objective medical evidence, including clinical observations and treatment history. (AR 33.) An ALJ is permitted to consider whether there is a lack of medical evidence to corroborate a claimant's alleged symptoms so long as it is not the only reason for discounting a claimant's credibility.
Second, Plaintiff received only conservative treatment in the form of exercise, physical therapy and medication (ibuprofen). The ALJ may consider conservative treatment in evaluating credibility.
Third, Plaintiff failed to pursue recommended means to alleviate his pain. In January 2013, he was authorized to receive a cortisone injection for left shoulder pain but never followed up. Nonetheless, he reported his pain improved. (AR 30, 475, 575.) An ALJ may consider an unexplained or inadequately explained failure to seek treatment or to follow a prescribed course of treatment in evaluating credibility.
Fourth, the ALJ also noted daily activities inconsistent with disabling symptoms, which is a legitimate consideration in evaluating credibility.
The ALJ discounted Plaintiff's subjective symptom testimony for clear and convincing reasons supported by substantial evidence.
The ALJ's nondisability determination is supported by substantial evidence and free of legal error.
IT IS HEREBY ORDERED that Judgment be entered affirming the decision of the Commissioner of Social Security and dismissing this case with prejudice.