JACQUELINE CHOOLJIAN, Magistrate Judge.
On November 14, 2018, plaintiff Deborah Thornton, who is proceeding pro se, filed a Complaint seeking review of the Commissioner of Social Security's denial of plaintiff's application for benefits. The parties have consented to proceed before the undersigned United States Magistrate Judge.
This matter is before the Court on the parties' cross motions for summary judgment, respectively ("Plaintiff's Motion") and ("Defendant's Motion") (collectively "Motions"). The Court has taken the Motions under submission without oral argument.
Based on the record as a whole and the applicable law, the decision of the Commissioner is REVERSED AND REMANDED for further proceedings consistent with this Memorandum Opinion and Order of Remand.
On April 30, 2014, plaintiff protectively filed an application for Supplemental Security Income, alleging disability beginning on August 2, 2012, due to depression, low back pain, headaches, glaucoma and insomnia. (Administrative Record ("AR") 28, 247-52, 272-73).
On January 26, 2016, the ALJ determined that plaintiff was not disabled from April 30, 2014 through the date of the decision. (AR 28-35). Specifically, the ALJ found: (1) plaintiff suffered from the following severe impairments: tendonitis of the shoulder and low back pain (AR 30); (2) plaintiff's impairments, considered individually or in combination, did not meet or medically equal a listed impairment (AR 31); (3) plaintiff retained the residual functional capacity to perform a limited range of medium work (20 C.F.R. §§ 404.1567(c), 416.967 (c)) (AR 31-35); (4) plaintiff could perform her past relevant work as a home health aid and therefore is not disabled (AR 35); and (5) plaintiff's statements regarding the intensity, persistence, and limiting effects of subjective symptoms were not entirely credible. (AR 33).
On August 16, 2017, the Appeals Council denied plaintiff's application for review. (AR 1-6). Plaintiff thereafter filed a complaint with this Court in
On remand, a new ALJ examined the medical record and heard testimony from plaintiff, two medical experts, and a vocational expert. (AR 503-14). On November 2, 2018, the ALJ found plaintiff not disabled from the April 30, 2014 application date through the date of the decision. (AR 470-80). The ALJ found: (1) plaintiff suffered from the following severe impairments: hypertension, lumbar strain, shoulder tendonitis, and major depressive disorder (AR 473); (2) plaintiff's impairments, considered individually or in combination, did not meet or medically equal a listed impairment (AR 474-75 (giving weight to the medical expert opinions at AR 509-10)); (3) plaintiff retained the residual functional capacity to perform medium work (20 C.F.R. §§ 404.1567(c), 416.967 (c)) limited to no climbing ladders or ropes, occasional postural activities, and simple repetitive work with no contact with the general public (AR 475-78 (adopting medical expert opinions at AR 509-11)); (4) plaintiff is unable to perform her past relevant work as a home health aid (AR 478); (5) there are jobs that exist in significant numbers in the national economy that plaintiff could perform, specifically hand packager, conveyor feeder off bearer, and machine packager and therefore is not disabled (AR 478-79 (adopting vocational expert testimony at AR 511-12)); and (6) plaintiff's statements regarding the intensity, persistence, and limiting effects of subjective symptoms were not consistent with the medical evidence of record, which reportedly showed fairly good response to treatment (AR 478).
To qualify for disability benefits, a claimant must show that she is unable "to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months."
To assess whether a claimant is disabled, an ALJ is required to use the five-step sequential evaluation process set forth in Social Security regulations.
A federal court may set aside a denial of benefits only when the Commissioner's "final decision" was "based on legal error or not supported by substantial evidence in the record." 42 U.S.C. § 405(g);
Substantial evidence is "such relevant evidence as a reasonable mind might accept as adequate to support a conclusion."
Federal courts review only the reasoning the ALJ provided, and may not affirm the ALJ's decision "on a ground upon which [the ALJ] did not rely."
A reviewing court may not conclude that an error was harmless based on independent findings gleaned from the administrative record.
Plaintiff generally contends that the ALJ erred in considering the evidence of record and that the ALJ's decision is not supported by substantial evidence.
For the reasons discussed below, the Court finds that the ALJ failed adequately to consider plaintiff's headaches in reaching a disability determination. Since the Court cannot find that the ALJ's error was harmless, a remand is warranted.
When determining disability, an ALJ is required to consider a claimant's impairment-related pain and other subjective symptoms at each step of the sequential evaluation process. 20 C.F.R. § 416.929(a), (d).
At step two a claimant essentially must present objective medical evidence
Step two "is a de minimis screening device [used] to dispose of groundless claims."
Additionally, when a claimant presents "objective medical evidence of an underlying impairment which might reasonably produce the pain or other symptoms [the claimant] alleged," the ALJ is required to determine the extent to which the claimant's statements regarding the intensity, persistence, and limiting effects of his subjective symptoms ("subjective statements" or "subjective complaints") are consistent with the record evidence as a whole and, consequently, whether any of the individual's symptom-related functional limitations and restrictions are likely to reduce the claimant's capacity to perform work-related activities. 20 C.F.R. § 416.929(a), (c)(4); SSR 16-3p, 2017 WL 5180304, at *4-*10. When an individual's subjective statements are inconsistent with other evidence in the record, an ALJ may give less weight to such statements and, in turn, find that the individual's symptoms are less likely to reduce the claimant's capacity to perform work-related activities.
An ALJ's decision "must contain specific reasons" supported by substantial evidence in the record for giving less weight to a claimant's statements. SSR 16-3p, 2017 WL 5180304, at *10. An ALJ must clearly identify each statement being rejected and the particular evidence in the record which purportedly undermines the statement.
If an ALJ's evaluation of a claimant's statements is supported by substantial evidence, "the court may not engage in second-guessing."
Plaintiff testified that she last worked in 2006, and could not work due to depression, anxiety, headaches that cause her to have to lie down for a few hours, hypertension, eyesight problems/glaucoma, and low back issues that cause her leg to cramp when she climbs stairs. (AR 508). Plaintiff said that her shoulder problems had resolved. (AR 508). At an earlier administrative hearing in July 2012, plaintiff testified that she had "post-concussive syndrome" and ongoing headaches which cause her to have to lie down. (AR 699, 706-08). At a hearing in December 2015, plaintiff testified that she has headaches three to four times a week for which she lies down for a couple of hours at a time. (AR 723-24, 729-31). A vocational expert testified that if a person required a two-hour unscheduled break, three to four times a week, there would be no gainful employment for that person. (AR 733).
The record shows that plaintiff reportedly suffered a head injury in 2011 which has caused her to suffer chronic headaches. (AR 371, 831, 874). A CT scan of plaintiff's brain from September 2014 showed advanced atrophy for her age. (AR 381, 387, 392). Plaintiff has been treated for chronic headaches "with fluctuating frequency," by neurologist Dr. Ivan Fras who had an EEG test done in April of 2017 (which does not appear to be included in the record) and prescribed medications. (AR 557-59, 561-63, 572-74, 843-48, 903-05, 911-13, 922-24).
A treatment note from January 2016, reports that plaintiff complained of "constant headaches." (AR 1140-41). A May 2017 treatment note reports that plaintiff was having increased headaches for a few months with no indication of the frequency. (AR 814). Treatment notes from June and August 2017 report that plaintiff then was having headaches about two days per week since having her Topomax dose increased. (AR 807, 846). A January 2018 treatment note reports that plaintiff was having headaches three to four times per week. (AR 922). In April 2018, plaintiff reported to her therapist that she was still having headaches despite her medications. (AR 938). In June 2018, plaintiff reported to her therapist that she was having headaches that last all day and all night despite her medications. (AR 928).
In finding plaintiff's headaches non-severe at Step 2 of the disability analysis, the ALJ described plaintiff's headaches as "occasional" and "sporadic," treated by anti-inflammatory medications "with good response," and on that basis concluded that plaintiff's headaches do not result in any functional limitations. (AR 473). In summary fashion, the ALJ stated that he had considered plaintiff's subjective complaints, however, "such complaints are inconsistent with the medical evidence of record, which shows fairly good response to treatment." (AR 478).
The ALJ's determination that plaintiff's headaches are not severe is not supported by substantial evidence. The ALJ did not adequately consider the reports in the medical record and plaintiff's related testimony suggesting that plaintiff suffered from regular headaches from two to four times per week. The ALJ's failure adequately to consider both the reports of plaintiff's headaches and her subjective complaints calls into question the validity of the ALJ's evaluation of the medical evidence and the ALJ's decision as a whole.
The Court cannot confidently conclude that the ALJ's failure to adequately consider plaintiff's subjective complaints was inconsequential to the ultimate nondisability determination (i.e., harmless), in light of the vocational expert's testimony that the need to take unscheduled breaks three to four times per week would preclude employment. (AR 733).
Accordingly, a remand is warranted so that the ALJ can reevaluate plaintiff's subjective complaints of headaches and the related medical evidence.
For the foregoing reasons, the decision of the Commissioner of Social Security is REVERSED and this matter is REMANDED for further administrative action consistent with this Opinion.
LET JUDGMENT BE ENTERED ACCORDINGLY.