ALKA SAGAR, Magistrate Judge.
Pursuant to Sentence 4 of 42 U.S.C. § 405(g), IT IS HEREBY ORDERED that this matter is remanded for the Commissioner to calculate and award benefits to Plaintiff.
On January 2, 2019, Plaintiff filed a Complaint seeking review of the Commissioner's denial of Plaintiff's application for a period of disability and disability insurance benefits ("DIB"), under Title II of the Social Security Act. (Dkt. No. 1). On May 29, 2019, Defendant filed an Answer and the Administrative Record ("AR"). (Dkt. Nos. 13-14). The parties have consented to proceed before a United States Magistrate Judge. (Dkt. Nos. 9-10). On November 11, 2019, the parties filed a Joint Stipulation ("Joint Stip.") setting forth their respective positions regarding Plaintiff's claim. (Dkt. No. 21). The Court has taken this matter under submission without oral argument.
On February 16, 2011, Plaintiff, formerly employed as a customer service clerk and office manager (
On May 24, 2012, following a hearing (AR 123-43), Administrative Law Judge ("ALJ") Milan Dostal issued a decision denying Plaintiff's application. (AR 173-81). On August 12, 2013, the Appeals Council remanded the case to the ALJ. (AR 186-89). After another hearing (AR 144-67), ALJ Joseph P. Lisiecki, III, issued a decision on March 19, 2014, finding Plaintiff not disabled and denying the application. (AR 15-35).
The Appeals Council then denied a request for review (AR 1-6), and Plaintiff filed a complaint in this Court seeking review of the Commissioner's decision. (AR 830-32;
On remand, ALJ Lisiecki held a hearing on October 3, 2017, and received testimony from Plaintiff, who was represented by counsel, and from Vocational Expert ("VE") Jaye Stutz. (
On November 3, 2018, the Appeals Council denied Plaintiff's request to review the ALJ's decision. (
The ALJ applied the requisite five-step process to evaluate Plaintiff's case. At step one, the ALJ found that Plaintiff met the insured status requirements through December 31, 2012, and had not engaged in substantial gainful activity from June 1, 2009, her alleged disability onset date, to December 31, 2012, her last insured date. (AR 774). At step two, the ALJ found that Plaintiff had the following severe impairments: depression; fibromyalgia/myofascial pain syndrome; and lumbar degenerative disc disease, status-post L5-Sl fusion and hardware removal. (AR 774).
At step three, the ALJ determined that Plaintiff's impairments did not meet or equal a listing found in 20 C.F.R Part 404, Subpart P, Appendix 1. (AR 775). The ALJ found that Plaintiff was mildly limited in understanding, remembering, and applying information, but moderately limited in social interaction and in concentration, persistence, and pace. (AR 775-76).
Next, the ALJ determined that Plaintiff had the Residual Functional Capacity ("RFC")
(AR 777).
To make this finding, the ALJ considered Plaintiff's allegations, her treatment history, her work history and daily activities, and the medical opinions and evidence in the record. (AR 777-81). The ALJ generally found that Plaintiff's "medically determinable impairments could reasonably be expected to cause the alleged symptoms," but her "statements concerning the intensity, persistence and limiting effects of these symptoms" were "not entirely consistent" with the evidence in the record. (AR 778). The ALJ noted that Plaintiff's alleged inability to work was due to pain and lack of concentration. (AR 778). The ALJ also noted that Plaintiff's "statements about her daily activities indicate[d] she spends most of her time resting[,] which primarily consist[ed] of lying down as she also testifie[d] that sitting cause[d] her pain symptoms to increase." (AR 779). The ALJ noted that Plaintiff underwent lumbar spinal fusion surgery in December 2008, but continued to complain of pain despite consistently normal examination findings. (AR 778). The ALJ observed that Plaintiff's treatment otherwise consisted of "a complex regimen of opiates, muscle relaxers, and antidepressants," along with some epidural and trigger point injections. (AR 778, 780). However, the ALJ found "little to no evidence of recommendations for other conservative treatment modalities including physical therapy, chiropractic care, acupuncture, massage therapy, or pool therapy," which, according to the ALJ, are "frequently used when individuals present with and are diagnosed with fibromyalgia or myofascial pain syndrome." (AR 779).
The ALJ gave "little weight" to each of the medical sources in the record. (AR 779-81). The ALJ noted that the one treating physician, Dr. Arthur Zepeda, M.D., essentially opined that Plaintiff was unable to work because her pain and depression caused limitations in sitting, standing, walking, and concentration that would prevent her from completing a full eight-hour day and would require her to miss several days per month. (AR 780). However, the ALJ gave Dr. Zepeda's opinions "very little weight" because he found them inconsistent with Plaintiff's normal examinations and her lack of "other treatment modalities" such as massage therapy, chiropractic care, and acupuncture. (AR 780-81). The ALJ gave "little weight" to the opinions of the non-examining state agency consultants, as well as the orthopedic surgeon who testified as a medical expert, because their opinions were not restrictive enough, and did not adequately account for all of Plaintiff's impairments. (AR 779-80).
The ALJ did not expressly rely on any portion of the medical opinions in the record as a basis for the RFC determination. Instead, after reviewing all the evidence, the ALJ gave the following explanation for the RFC:
(AR 781).
At step four, the ALJ found that Plaintiff was unable to perform any past relevant work. (AR 781). Based on Plaintiff's RFC, age, education, work experience, and the VE's testimony, the ALJ determined, at step five, that there are jobs that exist in significant numbers in the national economy that Plaintiff could perform, including "Document Preparer" and "Film Touchup Inspector." (AR 782). Accordingly, the ALJ found that Plaintiff was not under a disability, as defined in the Act, from June 1, 2009, to December 31, 2012, her last date insured. (AR 782).
This Court reviews the Administration's decision to determine if it is free of legal error and supported by substantial evidence.
Plaintiff claims that the ALJ erred by (1) failing to properly consider the medical evidence contained in the opinions of her treating pain management physician, Dr. Zepeda, in assessing her RFC; (2) finding Plaintiff's subjective complaints not credible; and (3) presenting a "flawed hypothetical" to the VE. (
Plaintiff testified in 2011 that after working for over twenty years, she was now unable to work due to her severe pain, and was "let go" from her most recent job, as an office manager, in June 2009 because she "was making too many mistakes and wasn't actually able to do it." (AR 127-28). She described pain in her back, along with widespread pain in her neck, legs, and arms. (AR 129). She stated that the pain requires her to spend about two hours in bed in the morning and another hour-and-a-half to two hours in bed in the afternoon. (AR 153). She stated that she takes medications for pain and depression, including Norco, Lyrica, and Cymbalta. (AR 129, 132). She acknowledged that her medications help, but she still has pain. (AR 129). She also relieves the pain with rest, baths, and a heating pad, and she wears a back brace "all the time." (AR 133). At the most recent hearing, in 2017, she testified she rests as much as possible, and lies down for about three or four hours total between 9 a.m. and 5 p.m., as "[l]ying down is one of the only things that gives [her] relief." (AR 796-97).
Plaintiff estimated that she can stand for ten minutes at a time, sit for thirty minutes, and walk for thirty minutes. (AR 132). She stated that she could lift a gallon of milk (AR 135, 795-96), and is able to cook, but mainly uses the microwave. (AR 130). Plaintiff noted that she needs to use a railing to get in and out of the shower. (AR 308). She also testified that she is able to read, but not as long as she used to because of difficulty concentrating. (AR 131). She watches television for about two hours a day. (AR 131). She stated that she is able to do laundry if her children help her, and she can do some vacuuming and "very light" gardening, but cannot sweep the floor. (AR 134). She can drive, but only for five minutes, to pick up or drop off her children at school right down the street from her home. (AR 130). She is able to shop for groceries once a week by "lean[ing] on the cart." (AR 134-35, 308).
Dr. Zepeda provided Plaintiff with pain management treatment on a monthly basis throughout the relevant period, beginning in August 29, 2009. (
Regarding fibromyalgia, Dr. Zepeda opined that Plaintiff met the American College of Rheumatology criteria, with clinical findings of tenderness in multiple areas of the body. (AR 712). Dr. Zepeda stated that Plaintiff experienced chronic pain in multiple areas of her body, such as the lumbosacral spine, cervical spine, thoracic spine, shoulders, hips, legs, and knees/ankles/feet. (AR 713-14). He noted that Plaintiff had "constant aching pain with frequent episodes of exacerbation." (AR 714). On October 3, 2011, Dr. Zepeda rated Plaintiff's pain as 4-8 on a 10-point pain scale, and her fatigue as 6-8 on a 10-point scale. (AR 531). On December 26, 2013, he rated her pain as moderately severe, 8 on a 10-point scale (AR 714). Dr. Zepeda opined that Plaintiff's symptoms and functional limitations were consistent with documentation of her condition (AR 713), and were present since August 2009 (AR 717). He further opined that Plaintiff is not a malingerer. (AR 534, 714).
Dr. Zepeda submitted multiple assessments of Plaintiff's limitations, in 2011 and 2013. (
In an October 2011 evaluation of Plaintiff's mental impairments, Dr. Zepeda noted Plaintiff's diagnosis of depression, with symptoms including depressed mood, decreased energy, generalized persistent anxiety, difficulty thinking or concentrating, easy distractibility, memory impairment, and sleep disturbance. (AR 522-23). Dr. Zepeda opined that Plaintiff was "unable to meet competitive standards" in her ability to (1) remember work-like procedures; (2) maintain attention for two-hour segments; (3) maintain regular attendance and be punctual within customary, usually strict tolerances; (4) perform at a consistent pace without an unreasonable number and length of rest periods; (5) understand and remember detailed instructions; and (6) carry out detailed instructions. (AR 524-25). He further noted that Plaintiff's depression exacerbated her fibromyalgia symptoms. (AR 525).
Dr. Zepeda stated that Plaintiff was treated with lumbar spine injections and "a complex range of medications that consist[ed] of opiates (fentanyl patches, norco), muscle relaxants (Skelaxin) and antidepressants (Cymbalta) to manage chronic lower back pain and fibromyalgia pain." (AR 1011). Dr. Zepeda also stated that Plaintiff had "further utilized physical modalities such as massage, physical therapy and TENS unit
Aside from Dr. Zepeda's opinions, which were based on his long-term treatment of Plaintiff's pain conditions, the only other relevant opinions in the record are those of non-examining sources whose assessments are significantly less restrictive. (
In an ALJ's assessment of medical opinions, a treating physician's opinion is generally afforded the greatest weight, though it is not binding on an ALJ with respect to the existence of an impairment or the ultimate determination of disability.
When assessing a claimant's credibility regarding subjective pain or intensity of symptoms, the ALJ must engage in a two-step analysis.
In discrediting the claimant's subjective symptom testimony, the ALJ may consider inconsistent statements, unexplained or inadequately explained failure to seek treatment or to follow a prescribed course of treatment, and the claimant's daily activities.
The ALJ discredited Plaintiff's statements and gave "very little weight" to the treating opinions of Dr. Zepeda, because the ALJ found them to be (1) inconsistent with Plaintiff's examinations, which tended to reveal normal strength, sensation, and range of motion; and (2) inconsistent with Plaintiff's course of treatment, which was based on prescription medications and injections, but lacked "other conservative treatment modalities" such as physical therapy or acupuncture. (AR 778-81). The ALJ also gave "little weight" to the other medical opinions, from non-examining sources, because they reviewed a limited record and did not sufficiently account for Plaintiff's impairments. (AR 779-80). Rather than expressly rely on testimony or opinions to determine Plaintiff's RFC, the ALJ generally "[b]alanced the subjective complaints with the objective signs and findings" to conclude that Plaintiff could engage in "sedentary" work, but limited to six hours of sitting and two hours of standing or walking in an eight-hour workday, among other accommodations. (AR 777). However, the ALJ failed to provide legally sufficient reasons for discounting Plaintiff's statements and Dr. Zepeda's opinions, and his conclusion that Plaintiff can sustain employment is not supported by substantial evidence.
The ALJ discounted Plaintiff's statements and Dr. Zepeda's opinions, as noted, because they reflected physical limitations in conflict with Plaintiff's normal examination findings. However, fibromyalgia — one of the main impairments for which Plaintiff was treated, and which the ALJ found to be severe — is a recognized medical condition that cannot be demonstrated by diagnostic tests or other objective medical evidence.
Fibromyalgia is "a rheumatic disease that causes inflammation of the fibrous connective tissue components of muscles, tendons, ligaments, and other tissue."
Here, Dr. Zepeda diagnosed Plaintiff with fibromyalgia and stated that Plaintiff met the American College of Rheumatology criteria, including widespread pain and clinical findings of tenderness in multiple areas of the body. (AR 712-14). Having examined and treated Plaintiff for this condition regularly over several years, Dr. Zepeda provided informed opinions of Plaintiff's physical and mental limitations resulting from the condition.
Despite Dr. Zepeda's long-term treatment of Plaintiff, and the accepted facts about how fibromyalgia is manifested, diagnosed, and treated, the ALJ frequently remarked in the decision that Plaintiff's statements and Dr. Zepeda's opinions conflicted with the normal examination findings. The ALJ stated, for example, that the limitations in Dr. Zepeda's letter from January 6, 2014, were "directly contradicted by the notations of range of motion within normal limits without pain from a treatment note dated March 20, 2013." (AR 780). The ALJ discredited Dr. Zepeda's assessments overall for failing to "explain how [Plaintiff] is able to be observed with fully normal physical signs, how the objective findings showed only mild progression of her disc disease in three years, and yet her pain is so limiting that it precludes the ability to engage in work for more than half of a normal 8-hour workday." (AR 780). The ALJ thus failed to recognize that examinations showing normal muscle strength, tone, stability, and range of motion "are perfectly consistent with debilitating fibromyalgia."
The ALJ also discounted Plaintiff's statements and Dr. Zepeda's opinions because he found them to be inconsistent with Plaintiff's course of treatment. A conservative course of treatment may discredit a claimant's allegations of disabling symptoms.
Instead, the ALJ faulted a
This is not a valid basis to discount Plaintiff's statements or the opinions of the physician who treated Plaintiff regularly for years. The ALJ did not provide any support for his finding that the absence of these "other conservative treatment modalities" undermined claims of debilitating fibromyalgia. Neither party has pointed to any credible support for such a finding, nor has the Court been able to locate any. As noted, prescription medications and injections are recognized fibromyalgia treatments.
For the reasons stated above, the ALJ failed to provide valid, adequate reasons to discount Plaintiff's statements and Dr. Zepeda's treating opinions.
The Ninth Circuit has stated that a remand for benefits is warranted "only in `rare circumstances.'"
Here, as to the first element, the Court has determined that the ALJ failed to provide legally sufficient reasons for discounting Plaintiff's statements and her treating physician's opinions. Indeed, this is the second time that this Court has remanded Plaintiff's case due to the ALJ's failure to give valid reasons to discount Dr. Zepeda's opinions. (
The Court thus proceeds to the second element and the question of "whether further administrative proceedings would be useful."
Accordingly, because the record as a whole, with Plaintiff's testimony and Dr. Zepeda's opinions credited as a matter of law, "leaves not the slightest uncertainty as to the outcome of [the] proceeding," remand for an immediate award of benefits is warranted.
For the foregoing reasons, the decision of the Commissioner is REVERSED, and the matter is REMANDED for the Commissioner to calculate and award benefits to Plaintiff.
LET JUDGMENT BE ENTERED ACCORDINGLY.