JOHN D. EARLY, Magistrate Judge.
Plaintiff Debra J. A. ("Plaintiff") filed a Complaint on April 16, 2019, seeking review of the Commissioner's denial of her applications for disability insurance benefits ("DIB") and supplemental security income ("SSI"). The parties filed a Joint Submission ("Jt. Stip.") regarding the issues in dispute on February 12, 2019. The matter now is ready for decision.
Plaintiff protectively filed her applications for DIB and SSI on July 29, 2015, alleging disability commencing on May 1, 2013. AR 19, 31, 39, 232-45. On May 2, 2018, after her applications were denied (AR 104-05, 132-33), Plaintiff, represented by counsel, testified via video before an Administrative Law Judge ("ALJ"), and a vocational expert ("VE") testified telephonically. AR 19, 39-77. At the hearing, Plaintiff amended her alleged onset date to January 1, 2014. AR 19, 57-58.
On May 23, 2018, the ALJ issued a written decision concluding Plaintiff was not disabled. AR 15-31. The ALJ found Plaintiff had not engaged in substantial gainful activity since her amended alleged onset date and had severe impairments of degenerative disc disease of the lumbar spine; arthropy of the bilateral knees; chronic obstructive pulmonary disease ("COPD"); overactive bladder; and obesity. AR 21-25. The ALJ also found Plaintiff did not have an impairment or combination of impairments that met or medically equaled a listed impairment and had the residual functional capacity ("RFC") to perform sedentary work except she: (1) can lift, carry, push, and pull up to 10 pounds occasionally, and less than 10 pounds frequently; (2) can sit for up to six hours in an eight-hour workday; (3) can stand and/or walk for up to two hours in an eight-hour workday; (4) must be allowed to change positions every 15 minutes; (5) can occasionally climb ramps and stairs; (6) must not climb ladders, ropes, or scaffolds; (7) can occasionally balance, stoop, kneel, crouch, and crawl; (8) should avoid walking on uneven terrain; (9) should avoid concentrated exposure to hazards; (10) should avoid concentrated exposure to extreme cold and heat; (11) should avoid concentrated exposure to wetness; (12) should avoid concentrated exposure to dust, fumes, odors, and pulmonary irritants; and (13) must have a workstation in close proximity to a restroom. AR 25-26.
The ALJ further found that Plaintiff could perform her past relevant work as an office manager (Dictionary of Occupational Titles 169.167-034) because that work did not require performance of work-related activities precluded by her RFC. AR 30. Thus, the ALJ found Plaintiff was not under a "disability," as defined in the Social Security Act, from the amended alleged onset date of January 1, 2014, through the date of the decision. AR 30-31. Plaintiff's request for review of the ALJ's decision by the Appeals Council was denied, making the ALJ's decision the agency's final decision. AR 5-10.
Under 42 U.S.C. § 405(g), this court may review the Commissioner's decision to deny benefits. The ALJ's findings and decision should be upheld if they are free from legal error and supported by substantial evidence based on the record as a whole.
Lastly, even if an ALJ errs, the decision will be affirmed where such error is harmless (
When the claimant's case has proceeded to consideration by an ALJ, the ALJ conducts a five-step sequential evaluation to determine at each step if the claimant is or is not disabled.
First, the ALJ considers whether the claimant currently works at a job that meets the criteria for "substantial gainful activity."
After determining the claimant's RFC, the ALJ proceeds to the fourth step and determines whether the claimant has the RFC to perform her past relevant work, either as she "actually" performed it when she worked in the past, or as that same job is "generally" performed in the national economy.
The claimant generally bears the burden at each of steps one through four to show she is disabled, or she meets the requirements to proceed to the next step; and the claimant bears the ultimate burden to show she is disabled.
The parties present three disputed issues, reordered as:
Jt. Stip. at 4.
In Issue No. 1, Plaintiff contends the ALJ failed to state proper reasons for rejecting her symptom and limitation testimony. Jt. Stip. at 20-23, 26-27.
Where a disability claimant produces objective medical evidence of an underlying impairment that could reasonably be expected to produce the pain or other symptoms alleged, absent evidence of malingering, the ALJ must provide "`specific, clear and convincing reasons for' rejecting the claimant's testimony regarding the severity" of the symptoms.
To support her applications for benefits, Plaintiff submitted at least three disability reports and a function report explaining her symptoms, conditions, limitations, and medications. AR 268-75, 290-98, 302-15.
At the May 2018 hearing, Plaintiff, almost 62 years old at the time, testified as follows. She worked from 2005 until 2013 as an office manager for a psychiatric nurse practitioner, handling reception, appointments, records, and schedules, and helped with administration of sample medications. AR 44-46, 62-65. Her employer hired an assistant to help her the last three years she worked due to her difficulties walking, bending, standing, and lifting. AR 46-47, 63-64. Prior to her office manager position, she was a bakery clerk in a grocery store from 2001 to 2005. AR 47-48.
She stated she can no longer work due to symptoms with her bladder, back, feet, knees, breathing condition, and mental health. AR 51, 56. Regarding her bladder, during the day she needs to use the bathroom twice every hour; at night she relieves herself every two hours, for a total of at least four times. AR 51, 56, 58-60. It takes her about 10 minutes to use the restroom. AR 59. She experiences leakage, so she uses pads and stays close to a restroom. AR 56-57. Sometimes she does not make it on time, and she has previously had accidents at work. AR 57-58, 60. Physician's Assistant John Batin,
Plaintiff describes that her spine is curving, which limits her ability to stand for only about 10 minutes. AR 52. She can sit for a couple of hours, but then must elevate her feet about three times per day, 20 minutes per time or until she feels comfortable. AR 52, 62. Her feet can also go numb. AR 52. Mr. Batin recommended back surgery. AR 62. Two doctors said her knees need to be replaced. AR 53. She has had injections in her knees. AR 53. She also suffers from COPD. AR 52. She can walk only 75 feet without experiencing shortness of breath. AR 51-52. She uses an inhaler. AR 52.
Mentally, she says she is "not there anymore," suffering from depression and anxiety. AR 52, 54. She cries, yells, and sits in her bedroom all the time. AR 55. She also feels overwhelmed and panics and cannot be in crowds.
Plaintiff takes antidepressants and medication for her anxiety, including Abilify and Lorazepam, but they are not working. AR 55, 67. She also takes pain medication, including Tylenol with Codeine, twice a day. AR 66. It gives her a dry mouth and makes her dizzy. AR 66.
She can lift 15 pounds, but she would not be able to carry an object of that weight across a room. AR 54. She can sit for just a few hours. AR 54. She has a driver's license but does not drive because she becomes panicky and nervous. AR 45, 66. She lives in a house with her boyfriend. AR 65. He does the housework. AR 65. She doesn't cook, although "[o]nce in a great while" she will prepare something that doesn't require her to stand over the stove. AR 65. She does not do laundry or yardwork, or shop. AR 65. She uses a seat when she bathes. AR 65.
The ALJ considered Plaintiff's disability reports and function report to be "of the same general nature as [Plaintiff's] subjective complaints from [her] hearing testimony." AR 27. The ALJ found her medically determinable impairments could reasonably be expected to cause her alleged symptoms, but her statements "concerning the intensity, persistence[,] and limiting effects of [the] symptoms" were "not entirely consistent" with the medical evidence and other evidence in the record for the reasons explained in the decision. AR 26. Those reasons were that Plaintiff's subjective statements were not entirely consistent with: (1) her conservative treatment; and (2) the objective medical evidence. AR 27-28;
The ALJ found Plaintiff's impairments "could reasonably be expected to cause the alleged symptoms; however, [Plaintiff's] statements concerning the intensity, persistence, and limiting effects of these symptoms are not entirely consistent with the medical evidence and other evidence in the record for the reasons explained." AR 27. Immediately thereafter, the ALJ states, regarding Plaintiff's degenerative disc disease of the lumbar spine and arthropy of the bilateral knees, the ALJ states her "medical history is not fully consistent with the alleged severity of her symptoms," citing examples.
The only other rationale offered by the ALJ for rejecting Plaintiff's symptom testimony that is apparent in the decision, and the only other rationale defended by the Commission here, is the ALJ statement that Plaintiff's "treatment has been on the conservative side, consisting primarily of medication management and a series of trigger point injections in late 2015." AR 27. The ALJ then discussed the series of trigger point injections, a referral to a pain specialist, and Mr. Batin's prescription of Neurontin (Gabapentin)
First, several courts have cast doubt that injections are conservative treatment or have found they are not conservative.
Second, while the treatment identified by the ALJ in the credibility determination is sufficient to refute the conservative-treatment finding, it does not represent the full extent and history of Plaintiff's treatment. In addition to Neurontin and Tylenol with Codeine, Plaintiff has been prescribed Hydrocodone and Aspirin for pain (AR 306, 312, 325), Levothyroxine for her thyroid (AR 306, 325), Meloxicam for her upset stomach (AR 306, 312), Metoprolol for high blood pressure (AR 306, 312, 325), oxygen, Pro-Air inhaler, and Symbicort for COPD (AR 306, 312, 325, 429), Vesicare for her bladder (AR 60-61), and Abilify, Lorazepam, Wellbutrin, Ativan, Brintellix for her mental health issues (AR 287, 297, 312, 325, 416-18, 422-23, 426, 429, 432, 435-36, 441, 444). While some of these, by themselves, could be considered conservative, collectively they demonstrate a fairly intensive treatment regimen through the years. Moreover, many medications were discontinued because they were not providing relief, corroborating Plaintiff's statements about her symptom severity. This heavy and multi-faceted medicinal treatment, combined with Plaintiff's injections, is not "on the conservative side." AR 29;
Third, in addition to the pain-management referral, in August 2017 PA-C Batin referred Plaintiff to an orthopedic surgeon for her right knee and shoulder. AR 436. Around that time, Dr. Sobero also referred Plaintiff for further diagnostic imaging because her "symptoms ha[d] not responded satisfactorily to conservative medical management." AR 433. These referrals and the finding less drastic measures were not alleviating Plaintiff's symptoms casts further doubt on a finding that Plaintiff's symptoms have been treated by measures "on the conservative side."
For the foregoing reasons, the Court finds that the ALJ's conclusion regarding conservative treatment as a basis to discount Plaintiff's symptom testimony is not a clear and convincing reason supported by substantial evidence.
Thus, assuming without deciding that the ALJ properly discounted the symptom testimony based on inconsistency with the medical evidence, as such ground cannot be the sole basis to do so, the ALJ erred. Here, the Court cannot conclude the ALJ's error was harmless.
The decision whether to remand for further proceedings is within this Court's discretion.
Here, the Court concludes remand for further proceedings is warranted. The resolution of Plaintiff's credibility affects other issues raised in the Joint Stipulation.
Accordingly, on remand, the ALJ shall reassess Plaintiff's subjective complaints, and then reassess Plaintiff's RFC in light of the subjective symptom testimony and proceed through the remaining steps of the disability analysis to determine what work, if any, Plaintiff is capable of performing that exists in significant numbers.
Pursuant to sentence four of 42 U.S.C. § 405(g), IT THEREFORE IS ORDERED that Judgment be entered reversing the decision of the Commissioner of Social Security and remanding this matter for further administrative proceedings consistent with this Order.