ROLAND L. BELSOME, Judge.
Although Josephine Newcomb signed her last will and testament over a century ago, it is the content of that document that creates the issue before this Court. When cases, such as this one, generate great passion amongst the interested parties, that emotion can sometimes veil the real issue. Here we are only presented with one sobering question: was the trial court correct in its finding that Mrs. Newcomb's will created an unconditional bequest to the Administrators of the Tulane Educational Fund? That answer must be yes.
The H. Sophie Newcomb Memorial College was created as a memorial to Mrs. Newcomb's deceased daughter. In 1886, Mrs. Newcomb donated $100,000 to Tulane University for the sole purpose of the Board establishing Newcomb College for the higher education of females. During this time period, there were no females enrolled in Tulane's undergraduate programs. Mrs. Newcomb continued to donate monies to Tulane for Newcomb College until her death on April 7, 1901.
At the time of her death, Mrs. Newcomb had an olographic will dated May 12, 1898, in which she named Tulane as her universal legatee. As the universal legatee Tulane inherited approximately $2,668,409.00. Following Mrs. Newcomb's death, Tulane continued to operate Newcomb as a separate women's college. Newcomb College evolved over the century following Mrs. Newcomb's death. Many of these changes involved the merging of classes, faculty, and curriculums with Tulane's undergraduate programs. Although it remained a separate college within its University, Newcomb was not separately accredited and did not have independent degree granting authority.
Following the aftermath of Hurricane Katrina, Tulane, like many other institutions, was forced to alter its course of operation in an effort to maintain its existence. Those efforts resulted in Tulane's development and implementation of the "Renewal Plan". A major component of the Plan was the merger of Newcomb College and other separate colleges into one undergraduate college, Newcomb-Tulane College.
It was that organizational change that was challenged in Howard v. Administrators of the Tulane Educational Fund, 06-1276 (La.App. 4 Cir. 10/22/07), 970 So.2d 21, rev'd in part, vacated in part, 07-2224 (La.7/1/08), 986 So.2d 47. The Howard plaintiffs sought a permanent injunction ordering Tulane to resume the operations of Newcomb College in the manner in which it was in existence prior to Hurricane Katrina. Id. The merits of the Howard case were identical to the instant case. In Howard, the district court judge determined that Mrs. Newcomb unconditionally bequeathed her estate to Tulane. Id. Upon review by this Court, that ruling was affirmed with one judge dissenting. Id. A writ was applied for and granted by the Supreme Court. Id. The Supreme Court did not address the merits of the Howard case, but instead, vacated this Court's judgment on a finding that the Howard plaintiffs had not properly established their successorship to Mrs. Newcomb. Id.
Subsequent to the Supreme Court's ruling in Hoivard, Susan Henderson Montgomery filed a Petition for Declaratory Judgment and to Enforce Condition and/or Charge. Like the Hoivard plaintiffs, Ms. Montgomery seeks to have Newcomb College return to the operating status of July, 2005. The basis for Ms. Montgomery's
On May 27, 2009, Ms. Montgomery filed a motion for summary judgment. Tulane responded with a cross-motion for summary judgment arguing that the Newcomb will did not impose any condition and/or charge on the legacy. The trial court heard arguments and rendered judgment on August 28, 2009. The judgment denied Ms. Montgomery's motion for summary judgment while granting Tulane's crossmotion for summary judgment. This appeal followed.
The correctness of the trial court's determination to grant the cross-motion for summary judgment is subject to de novo review.
In support of its ruling, the trial court's reasons for judgment found that the language preceding Mrs. Newcomb's bequests in her will contained precatory language. The passage reads:
Upon its finding that the language was precatory, opposed to dispositive, the trial court ruled that Tulane's obligation to maintain Newcomb College arose out of a sense of duty and gratitude, not a condition and/or charge created by the language of the will. "Precatory words are mere wishes and suggestions, which are not binding in law." Succession of Baker, 432 So.2d 817 La. 5/23/83) (citing Succession of Barry, 250 La. 435, 196 So.2d 265 (1967) and Succession of Maguire, 228 La. 1096, 85 So.2d 4 (1955)); also see Black's Law Dictionary 1214 (8th ed.2004). We agree with the trial court's interpretation of the language in the paragraph, and specifically find that the phrase "I have implicit confidence" is used to advise not direct.
Additionally, a reading of the actual bequest also supports the trial court's ruling. The bequest to Tulane in Mrs. Newcomb's final executed Last Will and Testament dated May 12, 1898 reads:
Addressing this exact issue in Hutchinson v. Tulane University of Louisiana, 171 La. 653, 131 So. 838 (1930), the Supreme Court identified the vested rights given in an unconditional bequest as separate and distinct from suggestive and advisory language written in subsequent paragraphs of the will.
In Hutchinson, the plaintiffs filed suit to recover the legacy to Tulane University on the grounds that the legacy had lapsed because Tulane University had not fulfilled that conditions imposed by Hutchinson in his will. Id. Much like the case before this Court, the testator, Alexander Hutchinson, had named Tulane University as his universal legatee providing that the legacy be
The identical circumstances exist in the instant case; the will bequeaths upon Tulane an unconditional gift. Tulane has vested title in the property; and phrases made declaring Mrs. Newcomb's mere wishes or desires for the use of the money do not create a condition on the actual bequest. There is clearly no condition within the will nor or there any ambiguities to allow extrinsic evidence to enter the lawful parameter of our review. This Court cannot take it upon itself to rewrite Mrs. Newcomb's will in order to achieve a desired result.
The Plaintiff urges this Court to consider the intent and charges placed upon Mrs. Newcomb's inter vivos donations to Tulane when interpreting her mortis causa donation. However, the clarity of the will limits our review to the four corners of the document and we are prohibited from delving further. The extraneous information presented by Ms. Montgomery in support of her position cannot be considered when the unambiguous nature of the will has been acknowledged. Matter of Succession of Williams, 608 So.2d 973, 975 (La.1992); La. C.C. art. 1611(A). More specifically, La. C.C. art. 1611(A) states in pertinent part: "[t]he intent of the testator controls the interpretation of his testament. If the language of the testament is clear, its letter is not to be disregarded under the pretext of pursuing its spirit." Id.
"When the words of the testament are plain and unambiguous, the testator's intent should be ascertained from the language used in the testament, giving the words used their usual significance." Derouen v. Derouen, 03-0623, p. 3 (La.App. 3 Cir. 1/28/04), 865 So.2d 940, 942 (citing Succession of Vatter, 192 La. 657, 188 So. 732 (1939)). As the record indicates, Mrs. Newcomb conferred with her attorney and spent some time finalizing her will, including redacting more specific and restrictive language to ensure that Tulane would be the beneficiary of her donations without interference from any would-be heirs. Mrs. Newcomb's actions are documented and reveal that she purposefully and knowingly removed any and all conditions on Tulane's legacy.
Accordingly, we are bound by the explicit language of the will and must therefore affirm the trial court's findings.
BAGNERIS, J., dissents for the reasons assigned by Judge TOBIAS.
TOBIAS, J., dissents and assigns reasons.
TOBIAS, J., dissents and assigns reasons.
The majority opinion only tells part of the story relating to the last will and testament of Josephine Louise LeMonnier Newcomb. My dissent tells the rest of the story, which the majority chooses not to discuss, thereby, in my opinion, erring as matter of law and fact and reaching an erroneous conclusion.
Josephine Louise LeMonnier Newcomb had a daughter, Harriott Sophie Newcomb, who died in 1870. In memory of her daughter, by letter dated 11 October 1886
A letter of that same date sent to the President of Tulane University states in pertinent part:
At a meeting of the Tulane's Board of directors on 9 November 1886, the following resolution was adopted:
From the time of the $100,000 donation until her death, Mrs. Newcomb donated an additional $858,142 to Tulane for maintaining the H. Sophie Newcomb Memorial College. With these funds, Tulane purchased real estate for Newcomb ollege, started a library for Newcomb College, acquired equipment for Newcomb College, constructed fences and walkways around the Newcomb College properties, built structures for Newcomb College, and endowed a general fund for Newcomb College.
Mrs. Newcomb died on 7 April 1901. Under her probated last will and testament written in 1898, she left Tulane $2,668,410 as a universal bequest; her testament read in pertinent part:
In her succession, Tulane's Board accepted the universal bequest "purely and simply under all the conditions and limitations therein imposed, and for the purposes therein expressed."
Unlike as in Howard v. Administrators of the Tulane Educational Fund, 06-1276 (La.App. 4 Cir. 10/22/07), 970 So.2d 21, rev'd in part, vacated in part, 07-2224 (La.7/1/08), 986 So.2d 47, we have before us evidence of communications between Mrs. Newcomb and her attorney, James McConnell, who assisted in the preparation of her last will and testament. Mr. McConnell was a New Orleans lawyer who, at the time of the events leading up to and the preparation of Mrs. Newcomb's 1898 testament, was counsel for the Board of Administrators of the Tulane Educational Fund and one of its officers.
In the spring of 1898, Mrs. Newcomb and Mr. McConnell met on multiple occasions to discuss a new will because Mrs. Newcomb was concerned that her relatives, from whom she was estranged, might try to break her 1895 will. Mr. McConnell wrote a first draft of the will with language in a preamble that expressed Mrs. Newcomb's desires for the H. Sophie Newcomb Memorial College. The draft ended with the language:
Tulane's Board asserts that the preamble is precatory, which I discuss in greater detail infra. In drafting her olographic will, Mrs. Newcomb wanted to insert after the words "New Orleans" that the bequest was for the sole use and benefit of "H. Sophie Newcomb Memorial College" as was contained in her 1895 will. Mr. McConnell expressed to Mrs. Newcomb that it was his opinion that the language "would have made the bequest a trust and not a fee simple bequest." (During this period of time, I note that Louisiana law and jurisprudence was hostile to trusts, which were treated as prohibited substitutions by virtue of La. C.C. art. 1520;
As discussed infra, the deletion of the language by Mrs. Newcomb described above militates to a conclusion that Mrs. Newcomb intended that her estate go, except for a few special bequests, exclusively for the use and benefit of the Newcomb College and not to be left to the discretion of Tulane's Board to apply the monies elsewhere as they saw fit. One must consider the whole history of Mrs. Newcomb's donations, both inter vivos and mortis causa to the Tulane Board.
In 1910, certain Board members suggested that some of the funds that Mrs. Newcomb had donated to Tulane be used for purposes unrelated to Newcomb College. The then President of Newcomb College objected, noting that newer Board members were unaware of the "peculiar Conditions" associated with Mrs. Newcomb's donations and that to use funds for purposes other than Newcomb College "would involve a violation of trust, a view the Board evidently held."
Additionally, the President of Tulane's Board expressed his concerns that the use of funds from Mrs. Newcomb for purposes not associated with Newcomb College would violate Mrs. Newcomb's donor intent and requested that the Board adopt the policy respecting the funds:
And so it came to pass that thereafter, until the events leading up to the subject of this lawsuit, the Board used Mrs. New-comb's
Tulane University has been acknowledged and recognized in Louisiana's constitutions. It is the successor to the University of Louisiana that was recognized and provided for in the Louisiana's Constitution of 1845 (arts. 137
The Louisiana Supreme Court has explained Act 43 in part:
City of New Orleans v. Administrators of the Tulane Educational Fund, 193 La. 297, 299, 190 So. 560 (La.1939).
In State v. Board of Administrators of Tulane Education Fund, 112 La. 432, 51 So. 483 (1910), the Court set out a further history of Tulane University summarized as follows:
In the year 1882, Paul Tulane expressed to certain citizens of Louisiana his intention to donate real estate belonging to him in New Orleans for the purpose of fostering higher education in the state. Certain Louisiana citizens thereafter organized themselves into a corporation, under the name of the "Administrators of the Tulane Education Fund,"
In 1884, the Tulane Board made known to the Louisiana Legislature their desire to take charge of the University of Louisiana, a state institution, and to devote the revenues of the property then owned or thereafter to be owned by Tulane's Board to the expansion and development of the University of Louisiana; upon the adoption of a constitutional amendment, Tulane's Board would apply all the revenues of property then owned or thereafter to be acquired by them to the creation and development in New Orleans of a university.
The Louisiana Legislature and the Tulane Board negotiated, the result of which was the enactment of Act 43 of 1884, that was subsequently adopted as a constitutional amendment, because of the doubt of the power of the legislature to transfer to Tulane's Board all the rights, privileges, and property of the University of Louisiana and to exempt all the property of the Tulane Board from taxation.
The act was declared to be a contract between the state of Louisiana and the Administrators of the Tulane Educational
The Tulane Board, however, agreed and bound themselves "to waive all legal claim upon the state of Louisiana for any appropriation, as provided in the Constitution of the state, in favor of the University of Louisiana." (As noted above, article 230 of the Constitution of 1879 established a duty on the legislature to make provision for the support of the University of Louisiana, not to exceed $10,000 annually.)
Tulane's Board further agreed to give continuously in the academic department free tuition to one student from each senatorial and each representative district or parish to be nominated by its member in the legislature. Under this provision free tuition was perpetually assured to more than 100 Louisiana youths without cost to the public.
State v. Board of Administrators of the Tulane Education Fund, 125 La. at 449-451, 51 So. at 489-490.
The Louisiana Constitutional Convention of 1973 debated whether Tulane University of Louisiana should be mentioned in the new constitution. The draft proposed by the committee considering the matter read verbatim: "The Tulane University of Louisiana in New Orleans is recognized as created and to be developed in accordance with Act No. 43 approved July 5, 1884." In response to the proposed amendment to delete the provision in its entirety, various delegates spoke. Delegate Sutherland noted that the Tulane administrators (Board) "did not want to be in the constitution." La. Const. Conv., Transcripts, Vol. 9, p. 2439. Delegate Juneau noted that Tulane no longer needed the provision because it had existed only because of some long expired contracts. Id. Delegate Dennery stated:
Id.
Various other delegates, however, became concerned with whether the deletion might abolish the contractually mandated 144 free scholarships provided by Tulane to senators and representatives for youths of Louisiana, in spite of the prohibition contained in the United States constitution of laws retroactively affecting contracts and the prohibition in the call for the constitutional convention specifically prohibiting the delegates from enacting any law that impaired the obligation of an existing contract. Id.
Further discussion ensued:
Id., pp. 2440-42. [Emphasis supplied.]
In the early 1960s, Newcomb College classes and classes of the College of Arts and Sciences ("Arts and Sciences") of Tulane University were racially integrated. By 1969, most of Newcomb College's departments
On 19 November 1987, the Tulane Board adopted a series of resolutions that positively reaffirmed "Newcomb College as Tulane's
By resolutions of 16 May 1996, the Tulane Board:
Contrary to what the majority states, Newcomb had always issued to its graduates separate college degrees indicating that the individual had graduated from H. Sophie Newcomb Memorial College, not Tulane. No requirement existed that mandated that Tulane had to issue a degree to a Newcomb graduate.
Thus, from 1886 until August 2005, Newcomb College had its own name, its own separate dean, its own separate degrees, its own separate diplomas showing that one had graduated from H. Sophie Newcomb Memorial College, its own separate graduates, its own separate advisors, its own separate campus, its own separate student body, its own separate senate, and its own separate programs designed to benefit women.
Hurricane Katrina struck New Orleans on 29 August 2005 and caused extensive damage. In response to the damage occasioned, Tulane adopted its so-called "Plan for Renewal" that, among other things, suspended further admissions to Newcomb College. Thus, no students were admitted to Newcomb College for the Fall semester of 2006 or thereafter. Tulane's Board closed Newcomb College and created the "H. Sophie Newcomb Memorial College
In 2006, Parma Matthis Howard and Jane Matthis Smith, descendant's of Mrs. Newcomb filed suit, seeking preliminary and permanent injunctions, and a declaratory judgment ordering the Tulane Board to carry out what they alleged was a specific condition of Mrs. Newcomb's original $100,000 inter vivos donation and subsequent testamentary bequest: to maintain H. Sophie Newcomb Memorial College as a separate college for women within Tulane University in memory of H. Sophie Newcomb. In response, Tulane filed exceptions of prescription, res judicata, no right of action, and no cause of action. The trial court sustained Tulane's exception of no right of action. On review, this court in a 2-1 decision affirmed. Howard v. Administrators of the Tulane Educational Fund, 06-1276 (La.App. 4 Cir. 10/22/07), 970 So.2d 21. Embracing the dissent in this court, the Louisiana Supreme Court reversed and stated that
Howard v. Administrators of the Tulane Educational Fund, 07-2224, pp. 18-19 (La.7/1/08), 986 So.2d 47, 60-61.
No dispute exists that Ms. Montgomery has a right of action to seek relief by virtue of the Louisiana Supreme Court's decision in Howard, supra.
The issue now before this court is whether the trial court erred in ruling on cross motions for summary judgment that denied Ms. Montgomery's motion and granted Tulane's motion that "Mrs. Newcomb's will contains no enforceable conditional obligation to support plaintiffs claim." I do not interpret the issue as narrowly as the Tulane Board does as discussed infra. The trial court dismissed Ms. Montgomery's petition for declaratory judgment with prejudice.
An appellate court reviews the trial court's decision de novo. La. C.C.P. art. 966; Hines v. Garrett, 04-0806, p. 1 (La.6/25/04), 876 So.2d 764, 765; Potter v. First Federal Savings & Loan Ass'n of Scotlandville, 615 So.2d 318, 325 (La.1993). The appellate court must not give any deference whatsoever to the ruling of the trial court; the appellate court must determine all issues on the cross motions for summary and the attachments thereto. Article 966 provides that while the burden of proving entitlement to summary judgment rests with the mover, if the mover will not bear the burden of proof at trial on the matter that is before the court on the motion for summary judgment, the mover's burden on the motion does not require him/her/it to negate all essential facts of the adverse party's claim, action, or defense, but rather to point out to the court that there is an absence of factual support for one or more elements essential to the adverse party's claim, action or defense. Thereafter, if the adverse party fails to produce factual support sufficient to establish that he will be able to satisfy his evidentiary burden of proof at trial, there is no genuine issue of material fact. Hardy v. Bowie, 98-2821 (La.9/8/99), 744 So.2d 606. A fact is "material" if it potentially ensures or precludes recovery, affects a litigant's ultimate success, or determines the outcome of a legal dispute. Smith v. Our Lady of the Lake Hosp., Inc., 93-2512 (La.7/5/94), 639 So.2d 730. A genuine issue is one on which reasonable persons could disagree. Id. Thus, it is only when, based upon the evidence presented, reasonable persons could reach but one conclusion that summary judgment is appropriate. Id.
In Louisiana, the intent of the donor making a donation is the single most important guideline in the interpretation of a document, and when ascertained, must be enforced, when not violative of law. Succession of Blakemore, 43 La. Ann. 845, 850, 9 So. 496, 497 (1891). Moreover, the intent of the donor must be ascertained from the whole document(s) establishing the donation(s) with effect given to every part of the document(s) as the law permits.
No difference exists in the rules for interpreting the intent of a donor for a donation inter vivos or a donation mortis causa. The only non-arguable difference is that for a donation mortis causa, the donor is dead and not capable of being questioned. For a donation inter vivos, if the donor is still alive, the donor might be questioned as to his/her intent for the donation. Thus it is that descendents of a donor have a right to seek enforcement of the terms and conditions of a predecessor's donation. Howard v. Administrators of the Tulane Educational Fund, 07-2224 (La.7/1/08), 986 So.2d 47.
When interpreting a testament and concomitantly a document making any donation, Louisiana courts are guided by La. C.C. arts. 1611-1616. In the case at bar, La. C.C. arts. 1611 and 1612 are relevant. La. C.C. art. 1611 provides, in pertinent part:
Further, La. C.C. art. 1612 provides:
"[T]he function of the courts is to carry out the intention of the testator" and to give effect to all language contained in the will if possible. Succession of Bel, 377 So.2d 1380, 1383 (La.App. 4th Cir.1980), citing Succession of Stewart, 301 So.2d 872, 877 (La.1974). See also Giroir v. Dumesnil, 248 La. 1037, 184 So.2d 1 (1966). In doing so, if the testament (or document) is ambiguous with regard to a particular clause or bequest, other clauses or bequests are considered to reach an interpretation that harmonizes the provisions therein. Succession of Meeks, 609 So.2d 1035, 1037 (La.App. 2nd Cir.1992), citing Succession of Killingsworth, 292 So.2d 536 (La.1973). Thus, what is stated in one part of the document or testament may be called upon to explain what is meant in an unclear part. Succession of Montegut, 430 So.2d 1024, 1026 (La.App. 5th Cir.1982). Further, when an ambiguity exists as to the donor's intent, the court not only may, but rather, must consider "any [and all] competent evidence." La. C.C. art. 1611(A); see also Succession of Stewart, 301 So.2d 872 (La.1974). This "competent evidence" includes "extrinsic evidence," which includes acts done by the donor before or after he/she has made the donation. Succession of Ehrenberg, 21 La. Ann. 280, 1869 WL 4358 (1869); Clark v.
Louisiana law mandates the court to implement the donor's intent; that is, in this case, the court must ensure that Mrs. Newcomb's multiple donations to the Tulane Board are used to maintain a "women's higher education college," not a "women's institute."
find that where the trial court went astray and where the majority of this court now goes astray is in the analysis of Mrs. Newcomb's intent; both are interpreting only Mrs. Newcomb's last will and testament rather than analyzing the whole history of her multiple donations from 1886 through her death to the Board of Administrator of the Tulane Educational Fund for the use and benefit of the H. Sophie Newcomb Memorial College. The trial court's failure to do so was an incorrect interpretation of the law and at the very least clearly wrong. Moreover, the ruling of the trial court is internally inconsistent. On the one hand, the trial court delineated Mrs. Newcomb's clear intent to establish a women's higher education college, yet, on the other, determined that Mrs. Newcomb's donations were not subject to any restrictions or conditional obligations. A reading of the 1886 letters and the 1898 will, both in their entireties, reveals that the condition Mrs. Newcomb placed on her donations, and her sole intent in making them, was that the money be used to maintain a women's higher education
In support of their arguments, the Tulane Board relies substantially on Hutchinson v. Tulane University of Louisiana, 171 La. 653, 131 So. 838 (1930); Girven v. Miller, 219 La. 252, 52 So.2d 843 (1951); Voinche v. Town of Marksville, 124 La. 712, 50 So. 662 (1909); and Succession of Maguire, 228 La. 1096, 85 So.2d 4 (1955). I discuss each of these cases in turn.
In Hutchinson, the plaintiffs were the sister and the children of a deceased sister of Mr. Hutchinson, who had died in 1895. They sued to recover the legacy of approximately $1,200,000 left to Tulane University under the decedent's testament alleging that the legacy has lapsed for the nonfulfillment by Tulane of the conditions imposed by the testator.
Mr. Hutchinson's will in pertinent part read as follows:
The plaintiffs asserted that Tulane and its medical faculty neither constructed any "clinic or hospital nor created any funds for such purpose nor constructed any clinical or pathological laboratory, nor established or maintained any beds for the destitute poor, as is specially provided in the will as the fundamental and necessary conditions of the universal bequest." Id., 171 La. at 656, 131 So. at 838.
The Court held the first quoted paragraph of the will contains an unconditional gift that vested title in the university. The subsequent paragraphs only contained advisory directions regarding the use of the property because the testator used the phrases "it is contemplated," "I recommend," and "In furtherance of the purpose of the bequest." The Court held the first paragraph vested in Tulane title to his bequest, the purpose of which was "to increase the efficiency of the medical department of Tulane University Medical School." Everything contained in the will thereafter was suggestive of what was the way to further the increase in efficiency. Further, the decedent had no history of gifts to Tulane University Medical School.
In Girven, the decedent, Reverend Girven, left an olographic will that named Reverend Miller as universal legatee to be "administered according to my typed instructions" that were not contained in the will. The plaintiffs, the brother and niece of decedent, filed suit against Reverend Miller to have the will voided because it contains a prohibited substitution and fidei commissum, prohibited by La. C.C. art. 1520 and was not complete within itself, requiring reference to another document which was not in olographic form. At a hearing on an exception of no cause of action, the typewritten instructions referred to in the will were produced. The trial court annulled and set aside the clause in the will bequeathing the property of the testator to Reverend Miller, holding that the disposition was conditional and could not be given effect because the substance
In Voinche, Mr. Voinche in 1858 had made a donation inter vivos to the town of Marksville of a lot of ground solely on which to build a market. Although the town did construct a building on the lot, it did not use the building continuously for a market and dedicated a portion of the ground for use as a street. The act of donation stated that the declared purpose of the donor was to establish a public market for the benefit of himself and the people of the town, that the building and maintenance of a market was a charge imposed by the donor on the donee, and that the town failed to execute the charge. Mr. Voinche's heirs sued for the revocation of the donation. The Court held that the word "conditions" is synonymous with the word "charges." Id., 124 La. at 716, 50 So. at 663. They then held that the plaintiffs stated a cause of action if the town had not used the lot as directed by the donation.
In Succession of Maguire, John Maguire, surviving brother of the deceased Miss Agnes T. Maguire brought suit seeking to have certain provisions in the decedent's will declared invalid. The trial court sustained exceptions of no right or cause of action filed by the trustees named in the will and the executor. The decedent had left two olographic wills, both of which, after making several bequests, contained identical provisions disposing of her residuary estate as follows:
The cousin, Agnes Maguire, predeceased the testator. Thus, per then La. C.C. art. 1697, now embodied in La. C.C. art. 1589, the cousin inherited nothing and language of the bequest to her became precatory. Article IV, § 16 of the 1921 Louisiana Constitution provided that "No law shall be passed authorizing the creation of substitutions, fidei commissas or trust estates. . . and provided further that this prohibition as to trust estates or fidei commissas shall not apply to donations strictly for educational, charitable, religious purposes." The Supreme Court held that as to the unlimited discretion of the trustees
My analysis of these cases is that none ultimately support Tulane's Board position because, save Voinche, they address only a donation mortis causa in the absence of preceding conditional donations inter vivos by the decedent. Voinche actually supports Mrs. Montgomery's claims because the Tulane Board is now seeking to use Mrs. Newcomb's donations for something other than a college for women.
I look to the entire history of Mrs. Newcomb's donations to Tulane University of Louisiana for the purpose of establishing and maintaining the H. Sophie Newcomb Memorial College. It starts with her 11 October 1886 letters, both of which reference her making of a $100,000 donation. It is followed by inter vivos donations totaling $858,142 to Tulane University of Louisiana used for the H. Sophie Newcomb Memorial College. I note that Mrs. Newcomb had a falling out with Tulane's Board along the way. But their differences were, so-to-speak, patched up. Finally, Mrs. Newcomb prepared an olographic will on 12 May 1898 that ultimately became her last testament, which states in pertinent part:
Here, the universal legacy is given for the "future development of the H. Sophie Newcomb Memorial
I find that Mrs. Newcomb did impose a conditional obligation on her donations and final bequest, and therefore, restrictions exist as to how the donations and bequest are to be used. Nothing in the nature of Mrs. Newcomb's donations—cash money— would preclude the finding of a conditional obligation. Regarding a universal legacy, a donor may freely subject that legacy to whatsoever condition(s) he/she may choose, provided that the condition(s) is not contra bonos mores. See La. C.C. art. 1519. As noted above, in such a matter,
The trial court's consideration of extrinsic evidence beyond the four corners of the 1886 letter and the 1898 testament would have one conclude that the documents are ambiguous. This is incorrect. While the Tulane Board has modified the operation of Newcomb College over the years to conform to the changing times, it has always operated and maintained Newcomb College as a separate entity and coordinate women's college, strongly suggesting (probably conclusively) that the Tulane Board recognized a charge upon Mrs. Newcomb's donations. Moreover, over the years since the establishment of Newcomb College, the Tulane Board and its agents likely sought donations from third parties (including alumni) for the H. Sophie Newcomb Memorial College.
Newcomb College provided its own dean, degrees, diplomas, advisors, graduates, campus, student body, senate, and programs designed for the benefit of women. Moreover, Newcomb College has its own funds, both endowed and functioning as an endowment. In June 2005, all Newcomb College endowments totaled $41,375,651. Thus, for nearly 120 years, the Tulane Board has understood and accepted the condition Mrs. Newcomb placed on her donations inter vivos and, later, upon her donation mortis causa.
The Tulane Board, in support of its position, refers to the 1886 letter wherein she made her initial donation. Specifically, the Tulane Board quotes the following language:
The Tulane Board takes this phrase out of context by deleting the preceding language in the same paragraph, thereby suggesting that the quoted language stands alone. However, the entire paragraph reads as follows:
I find the language relied upon so heavily by the Tulane Board to support its position is actually meant to remove any perceived restriction regarding the building and operation of the chapel, not to remove any restriction on Tulane Board's use of Mrs. Newcomb's money solely for the creation and maintenance of a women's college. Again I note that the 1886 letter also states:
The 1898 testament again refers to the "H. Sophie Newcomb Memorial College."
Additional evidence in the record supports this interpretation. Prior to her death, but after Newcomb College was established, and after having donated substantial sums to the Tulane Board for the purpose, Mrs. Newcomb became disenchanted with the Tulane Board's operation of Newcomb College because Newcomb College was not being operated in accordance with her intent and purposes. Consequently, Mrs. Newcomb threatened to cease making additional donations to the Tulane Board and expressed her intention to establish a women's coordinate college in Georgia. Based on assurances that the Tulane Board would honor her intentions in the future, Mrs. Newcomb did not follow through with her threat and continued to donate to the Tulane Board.
Similarly, in a letter dated 16 May 1910, R.M. Walmsley, President of the Tulane Board, faced with the adoption of a policy governing the use of monies from the Newcomb Fund, acknowledged Mrs. Newcomb's sole object and intent in making her donations and later bequest:
Moreover, in 1987, the Tulane Board passed several resolutions regarding the continued operation of Newcomb College and reaffirmed "the intent to maintain Newcomb College as Tulane's coordinated
In Louisiana, when a choice exists between two equally reasonable interpretations, one of which will effectuate and the other which will defeat one's intention, the court must carry out the intention. Carter v. Succession of Carter, 332 So.2d 439, 441 (La.1976). Thus, Mrs. Newcomb's donations must be interpreted as containing a conditional obligation mandating the maintenance of a women's higher education college.
If the Tulane Board honestly believes that it is no longer practical or possible to honor the intent of Mrs. Newcomb's donations—the continued operation of Newcomb College as a separate and viable entity for women's higher education—our law provides an avenue to relieve Tulane's Board from the obligation. Specifically, the cy pres doctrine, La. R.S. 9:2331, provides the Tulane Board with a means of petitioning the court for a judgment allowing it to accomplish the general purpose of Mrs. Newcomb's will via the Tulane Board's proposed Renewal Plan. La. R.S. 9:2331 provides:
That the Tulane Board has not exercised its rights under the cy pres doctrine begs the question as to whether it can actually establish that its continuance of Newcomb College is impractical, impossible, or illegal.
Although added by La. Acts. 1984, No. 331, it is a restatement of the legal principal previously found in La. C.C. arts. 1909, 1926, and 1927 (1870). It appears that Tulane urges that article 1986 applies to them and that this court should consider that were we to grant Ms. Montgomery specific performance to order Newcomb College be returned to the position it was in before Tulane's Board converted Newcomb College to an "Institute" in 2006, we would create a burden, factually, administratively, and monetarily, that they should not have to bear. I do not embrace Tulane's concerns about article 1986. If they failed to honor the conditions of Mrs. Newcomb's multiple donations, both inter vivos and mortis causa, to Tulane for the purpose and uses of a college for girls and women named after her late daughter, then they are the party who must bear the consequences of their decision regardless of whether other rational people view their actions as greedy and arrogant.
I find that Mrs. Newcomb's donations imposed a condition upon Tulane's Board, which is that Newcomb College must continue as a degree-granting college within Tulane University of Louisiana.
Additionally, as noted in the debates of the Louisiana Constitutional Convention of 1973 and the language of La. Const.1974, art. VIII, § 14, Tulane University of Louisiana is a quasi-public, quasi-private entity. By virtue thereof, its recourse to abolish the Newcomb degree-granting entity is to proceed, as the law permits, by filing a cy
Finally, I note that by agreeing with the Tulane Board we set a very bad precedent that if allowed to stand would discourage future donations to all charitable entities. Charitable giving is good and persons in our society should be encouraged, not discouraged, from make donations whether conditioned or not. That is, if a donor cannot rely upon the charitable institution to honor in perpetuity the conditions of a donation, why would one make a donation in the first place? To assume the good faith of a charity that does not want to proceed under the cy pres doctrine to be relieved of the condition of a donation works fine in theory; in practice, I find that a person with a right of action and an interest in making the charity live up to its obligation when it so graciously accepted the conditional donation in the first place is appropriate.
I conclude and find that all of Mrs. Newcomb's donations, both inter vivos and mortis causa, from 1886 through her death, were made with one limited purpose, to-wit: to establish and maintain a
To foster, maintain and develop the University of Louisiana, to that end to make the Board of Administrators of the Tulane Education Fund, as presently constituted, with the addition of the Governor, Superintendent of Public Education, and Mayor of the city of New Orleans, as ex-officio members thereof, the Administrators of
Whereas, Paul Tulane, Esq., formerly a resident of this State, and now of Princeton, New Jersey, with the beneficent purpose of fostering higher education in this State, did, in May, 1882, express to certain citizens of this State his intention to donate for such purposes valuable real estate to him belonging, situate in the city of New Orleans; and
Whereas, The citizens to whom the intentions of Paul Tulane, Esq., were expressed, did, by act, before Chas. G. Andry, a notary public in the city of New Orleans, organize themselves into a corporation, under the name of the "Administrators of the Tulane Education Fund," with the objects and purposes specified in said act of incorporation; and,
Whereas, Since the formation, of said corporation, Paul Tulane, Esq., in the execution of his previously expressed intentions, has donated to said Administrators of the "Tulane Education Fund" nearly one million dollars, the revenues whereof are to be used for the promotion and encouragement of intellectual, moral and industrial education, and has expressed his intention to largely increase said donation should this act be adopted; and,
Whereas, The said Board of Administrators of the "Tulane Education Fund," in order to make their work fruitful in results, have expressed their desire to take charge of the University of Louisiana, in the city of New Orleans, and to devote the revenues of the property now owned, or hereafter to be owned, by said Board, to its expansion and development; and upon the adoption of a constitutional amendment
Whereas, Under the terms of this action, as proposed by said Board, the property of said Board, and the revenues thereof, will not be used for purpose of private or corporate income or profit, but will be exclusively dedicated to school purposes, and to the service of the State in maintaining and developing the University of Louisiana, an institution recognized in the Constitution, therefore entitling the said property of said Board to exemption from all taxation, both State, parochial and municipal; therefore,
Be it enacted by the General Assembly of the State of Louisiana,
Section 1. That the Board of Administrators of the University of Louisiana shall hereafter, instead of the Board appointed as provided by section thirteen hundred and fifty-one (1351) of the Revised Statutes, consist of the seventeen administrators of the "Tulane Education Fund," with power, perpetually, to fill any vacancy in their own number; provided, that the said Board shall, on the passage of this statute, recognize by formal notarial act the Governor of the State, the Superintendent of Public Education, and the Mayor of the city of New Orleans, as ex-officio members of said Board.
Sec. 2., Be it further enacted, etc., That the Board of Administrators of the "Tulane Education Fund," as Administrators of the University of Louisiana shall have all the rights, powers, privileges, franchises and immunities, now vested in the Board of Administrators of the University of Louisiana by existing laws. That they shall further have full direction, control, and. administration of the University of Louisiana, now established in the city of New Orleans, in all its departments as also of all the property belonging to the State of Louisiana, and now dedicated to or used by the University of Louisiana as well as of all property controlled or used by the said University of Louisiana, and for the purposes thereof, and the Board of Administrators of the University of Louisiana are hereby empowered and directed to turn over to the Board of Administrators of the "Tulane Education Fund" all the property, rights, books, papers and archives now under their administration or control; provided, that if the custody of the State library should be transferred to the Tulane University of Louisiana, as herein established by the consolidation of the University of Louisiana at New Orleans with the Board of Administrators of the "Tulane Education Fund," as herein provided for, through the University of Louisiana, at New Orleans, as it now exists, or otherwise, it shall be on the express condition and agreement that the State of Louisiana may resume the custody and control of said State Library, whenever it may be deemed advisable; and provided further, that after the establishment of the "Tulane University of Louisiana," as herein provided for, and after the transfer of the custody of the State Library thereto as aforesaid, if the custody thereof shall be transferred to the "Tulane University or Louisiana," as herein established, then and in that event, the State of Louisiana shall be relieved of and released from all obligations to pay the salary or compensation of the State Librarian or his assistants, as is now or may hereafter be fixed by law, during the period said State Library may remain in the custody of said "Tulane University of Louisiana;"
Sec. 3. Be it enacted, etc., That the said Board of Administrators of the "Tulane Education Fund," shall perpetually as Administrators of the University of Louisiana as above provided, have full and complete control of all the property and rights, and now vested in the University of Louisiana. The said Board shall have the powers above provided in addition to those conferred by its charter, by act passed before Chas. G. Andry, Notary Public, in the city of New Orleans, on the 29th day of May, Anno Domini, 1882, including the power to hold and own all real and personal property, now to said Board belonging, or hereafter to be by it acquired, during its corporate existence, for the purposes and objects of its being, or the revenues whereof are to be solely applicable to such purposes.
Sec. 4. Be it enacted, etc., That in honor of Paul Tulane and in recognition of his beneficent gifts and of their dedication to purposes expressed in this act, the name of the University of Louisiana be, and the same is hereby changed to that of the "Tulane University of Louisiana," under which name it shall possess all the powers, privileges, immunities and franchises, now vested in said University of Louisiana, as well as such powers as may flow from this act or may be vested in said Board, under the term of this act, from the adoption of the Constitutional Amendment hereafter referred to. The purpose of this act, being, to invest the Board of Administrators of the "Tulane Education Fund" with all the rights now vested in the University of Louisiana; to give said Board moreover complete control of said University in all its departments, and in every respect, with all powers necessary or incidental to the exercise of said control. To enable said Board, besides the powers designated by this act, to have irrevocably upon the adoption of said Constitutional Amendment, full power with the rights hereby conferred to create and develop a great University in the city of New Orleans to be named as aforesaid. Said University to be established by the said Board of Administrators of the "Tulane Education Fund" to be dedicated to the intellectual, moral and industrial educational of the youth of the
Sec. 5. Be it further enacted, etc., That in consideration of the agreement of said Board to develop and maintain the University of Louisiana, and thereby dedicate its revenues not to purposes of private or corporate income or profit, but to the public purposes of developing and maintaining the University of Louisiana, all the property of the said Board, present and future, be and the same is hereby recognized as exempt from all taxation, State, parochial and municipal; this exemption to remain in force as long as the revenues of the said Board are directed to the maintenance of the University of Louisiana, as aforesaid, or until said Constitutional Amendment be adopted. The adoption of said amendment shall operate such exemption in consideration of the said Board expending their revenues as aforesaid, or creating, maintaining and developing a great University in the City of New Orleans; provided, that the property exempted from taxation by this act shall not exceed in value five millions of dollars, invested in real estate not otherwise exempted, which said value shall be determined in the mode required by law for the assessment and valuation of property subject to taxation, it being the true meaning and intent hereof, that all the property of the Tulane University of Louisiana, of whatsoever character, shall be exempted from taxation, State, parochial and municipal, except the excess of real estate belonging thereto, over and above the value of five million dollars, as above stated.
Sec. 6. Be it further enacted, etc., That in consideration of the vesting of the administration of the University of Louisiana in the said Administrators of the "Tulane Education Fund," of the transfer of the rights, powers, privileges, franchises and immunities of the said University to said Administrators, and of the exemption from all taxation as hereinabove provided, the said Administrators hereby agree and bind themselves, with the revenues and income of the property heretofore given them by Paul Tulane, Esq., as well as from the revenues of all other property, real, personal or mixed, hereafter to be held, owned or controlled by them, for the purposes of education, to develop, foster and maintain, to best of their ability and judgment, the University of Louisiana, hereafter to be known as the "Tulane University of Louisiana," and upon the adoption of the Constitutional Amendment aforesaid, to perpetually use the powers conferred by this act, and all power vested in them, for the purpose of creating and maintaining in the city of New Orleans a great University, devoted to the intellectual, moral and industrial education and advancement of the youth of this State, under the terms of the donation of Paul Tulane, and the previous provisions of this act. The said Board further agree and bind themselves to waive all legal claim upon the State of Louisiana for any appropriation, as provided in the Constitution of this State, in favor of the University of Louisiana. Besides the waiver of the claim, as aforesaid, as an additional consideration between the parties to this act, the said Board agrees to give continuously, in the academic department, free tuition to one student from each Senatorial and from each Representative district or parish, to be nominated by its member in the General Assembly from among the bona fide citizens and residents of his district or parish, who shall comply with the requirements for admission established by said Board. The meaning of this provision being, that each member of the General Assembly, whether Senator or Representative, shall have the right of appointing one student, in accordance with
Sec. 7. Be it further enacted, etc., That this act, in all its provisions be and the same is hereby declared to be a contract between the State of Louisiana and the Administrators of the "Tulane Education Fund," irrevocably vesting the said Administrators of the "Tulane Education Fund," with the powers, franchises, rights, immunities and exemptions herein enumerated and hereby granted, and irrevocably binding said administrators to develop, foster and maintain as above provided, the University as aforesaid in the city of New Orleans, subject to and in accordance with the terms of this act.
Sec. 8. Be it further enacted, etc., That this act, in all its terms, provisions and stipulations, without in any manner affecting the validity thereof, or casting any doubt upon its constitutionality, be submitted, for ratification at the next general election by constitutional amendment, as hereinabove and hereinafter provided.
Sec. 9. Be it further enacted, etc., That upon the passage and promulgation of this act the said Administrators of the "Tulane Education Fund," shall have the right to avail themselves of the provisions of this act pending the submission of the constitutional amendment aforesaid. In case they should so elect to do, the said administrators, upon the passage of this law and the promulgation thereof, shall give notice of such intention to his Excellency, the Governor of this State, which notice shall authorize said Board to act under the provisions of this act and to exercise all the powers, privileges, franchises, immunities and rights which this act confers, and to undertake the performance of the duties by it imposed. In case the said Constitutional Amendments as aforesaid be not ratified, the said Board shall not in any way be held bound by its said action, but shall have the right to relieve itself of all liability growing out of such action by turning over to the Governor of the State, any property received by it from the State, or from the Administrators of the University of Louisiana, under the terms of this act, which to the extent of its imposing any obligation on the said Administrators of the "Tulane Education Fund," shall by said return, become null and void; provided, that the said Board may in the event of the defeat of said Constitutional Amendment continue to execute and to avail themselves of the provision of this act to the full extent that, the same are legal without Constitutional enactment.
Sec. 10. Be it further enacted, etc., That sections 1357, 1362, 1363, 1365, 1366, 1367, 1370; 1372, 1373 and 1374 of the Revised Statutes, be and the same are hereby repealed, and that all laws and parts of laws conflicting in any manner with the terms of this act, be and the same are hereby repealed.
Sec. 11. Be it further enacted, etc., That at the next general election to be held in this State, there shall be submitted to the people of the State, the following amendment to the Constitution: (The terms of the Act No. [here inserting the number of this act], adopted at the session of the Legislature in the year 1884, are hereby ratified and approved; and all provisions of the Constitution of 1879 repugnant thereto, or in any way impairing the
Sec. 12. Be it further enacted, etc., That all electors who desire to vote at said election for said amendment, shall write or print upon their ballots the words: "For the Tulane University amendment," and all electors who desire to vote at said election against said amendment shall write or print upon their ballots the words: "Against the Tulane University amendment."
It is interesting to note that the redactors of the 1868 Constitution may have envisioned that the university might admit women if "capable of matriculating." Since the 1879 Constitution was silent as to the University of Louisiana or any university of higher learning, one might suppose that Paul Tulane's donation in 1884, resulting in the establishment of Tulane University, followed shortly thereafter in 1886 with Mrs. Newcomb's donation of $100,000, was a fulfillment of the language of the 1868 Constitution. That is, Mrs. Newcomb was giving Tulane University another college (or as was by common reference of the times referred to as a "department") to be for women students, all as expressed in her letters that accompanied her 1886 donation. Subsequent donations inter vivos in excess of $800,000 fostered, funded, and promoted that women's college, Newcomb, at Tulane. Her 1898 testament is merely a continuation of promoting the department of Tulane University known as the H. Sophie Newcomb Memorial College.