Samantha C. appeals from an order of the trial court denying her motion for attorney fees under Code of Civil Procedure section 1021.5.
Accordingly, we conclude Samantha is entitled to attorney fees under section 1021.5 and reverse the order with directions to the court to determine an appropriate fee award against HRC and DDS.
The procedural and factual background leading up to the instant appeal has been well documented in Samantha C. In summary, in the underlying action Samantha C. appealed from a judgment denying her request for declaratory relief as to the validity of section 54000, subdivision (c)(1) and (2) of title 17 of the California Code of Regulations (regulation 54000(c)(1) and (2)) and denying her petition for a writ of mandate seeking to overturn determinations by HRC and DDS that she did not have a developmental disability and was therefore not entitled to services under the Lanterman Act. Welfare and Institutions Code section 4512, subdivision (a), includes within the definition of developmental disability: mental retardation, cerebral palsy, epilepsy, autism, and disabling conditions closely related to, or requiring similar treatment to, mental retardation.
But we reversed the trial court's determination that Samantha does not have a developmental disability under the Lanterman Act. The evidence was overwhelming that Samantha has a disabling condition. Samantha's mother testified that at the time of Samantha's birth, doctors told her that Samantha had been deprived of oxygen for about 30 minutes and that such deprivation can cause some brain damage and eyesight problems. Samantha's mother also testified that Samantha exhibited behavioral problems at age two and that Samantha was always placed in special education classes in school. Both Terrence W. Dushenko, Ph.D., and Rita S. Eagle, Ph.D., concluded that, based on Samantha's global assessment function (GAF) score of 45, Samantha had major impairments in adaptive functioning. Eagle's report characterized Samantha's functioning as in the range of someone who had mild mental retardation. Eagle admitted that both she and Dushenko had a "strong hypothesis" that the oxygen deprivation at birth affected Samantha's brain and that the existence of a neurocognitive disorder explained Samantha's condition more fully than a diagnosis of learning disabilities and attention deficit disorder. Although Eagle was unable to state conclusively that Samantha had a neurocognitive disorder as a result of birth hypoxia, Eagle's report stated that if Samantha's disabilities stemmed from birth complications and hypoxia, "they might all be subsumed under a diagnosis of Cognitive Disorder Not Otherwise Specified, indicating that they are secondary to a medical condition."
We concluded that the only reasonable inference on the record was that Samantha suffered birth injuries which affected her brain and that her cognitive disabilities and adaptive functioning deficits stemmed, wholly or in part, from such birth injuries. Samantha thus had a "disabling condition" within the meaning of the fifth category. As Samantha's condition was not "solely physical in nature," she was not excluded from Lanterman Act eligibility by the provision in Welfare and Institutions Code section 4512, subdivision (a), which excludes "handicapping conditions that are solely physical in nature." Nor did Samantha fall within the exclusions in regulation
We next concluded that because the only reasonable inference from the evidence was that Samantha's disabling condition required treatment similar to the treatment needs of individuals with mental retardation, the evidence was insufficient to support the trial court's finding to the contrary.
Katie Hornberger, an attorney and advocate for people with developmental disabilities, testified at great length that her clients with mental retardation and with fifth category eligibility both needed many of the same kinds of treatment, such as services providing help with cooking, public transportation, money management, rehabilitative and vocational training, independent living skills training, specialized teaching and skill development approaches, and supported employment services. The testimony was undisputed that Samantha needed all of these types of treatment.
We concluded that an HRC team member's testimony that Samantha needed psychological or mental health services and Eagle's testimony that Samantha was too intelligent to be among those with mental retardation did not disqualify Samantha from fifth category eligibility because persons who are eligible for Lanterman Act services obtain an individualized treatment plan. There was no requirement that Samantha receive treatment, for example, independent living skills training, in the same program as individuals with mental retardation. And a need for psychological or mental health services does not disqualify a person from fifth category eligibility if the person is otherwise eligible.
We determined that Hornberger's testimony that mentally retarded individuals need different educational strategies than those with learning disabilities "does not support the conclusion that Samantha [was] ineligible for services under the fifth category." (Samantha C., supra, 185 Cal.App.4th at p. 1494.) As set out in Welfare and Institutions Code section 4512, subdivision (a), fifth category eligibility depends on the similarity in the treatment required for an individual with a disabling condition and individuals with mental retardation. The statute does not require similarity in the educational
We affirmed that part of the judgment upholding regulation 54000(c)(1) and (2) and reversed that part of the judgment denying the petition for a writ of mandate and directed the trial court on remand to enter judgment granting the petition for a writ of mandate, directing DDS to set aside its decision adopting the decision of the administrative law judge and to issue a new decision finding that Samantha is developmentally disabled within the meaning of Welfare and Institutions Code section 4512, subdivision (a), and requiring HRC to provide services to Samantha pursuant to the Lanterman Act. We ordered that in the interests of justice, the parties were to bear their own costs on appeal.
On December 17, 2010, Samantha filed a motion for attorney fees under section 1021.5, requesting that the trial court order DDS and HRC to reimburse Samantha's legal fees in the amount of "not less than $243,817.50." DDS joined in HRC's opposition to Samantha's motion for attorney fees. After a hearing, the court issued an order on March 9, 2011, denying Samantha's motion for attorney fees. Samantha appealed.
Samantha contends that the trial court abused its discretion in denying her motion for attorney fees because she was a successful party in an action against DDS and HRC which resulted in a published opinion that enforced an important right affecting the public interest by defining the meaning of the terms "`treatment'" and "`solely'" for applicants seeking services under the Lanterman Act. In Samantha C., we held that in denying benefits to Samantha, HRC misinterpreted that part of Welfare and Institutions Code
"A trial court's decision whether to award attorney fees under section 1021.5 is generally reviewed for abuse of discretion. (Vasquez v. State of California (2008) 45 Cal.4th 243, 251 [85 Cal.Rptr.3d 466, 195 P.3d 1049]; [citation].) But where, as here, our published opinion provides the basis upon which attorney fees are sought, de novo or independent review is appropriate because we are in at least as good a position as the trial court to determine whether section 1021.5 fees should be awarded. (See Laurel Heights Improvement Assn. v. Regents of University of California (1988) 47 Cal.3d 376, 427 [253 Cal.Rptr. 426, 764 P.2d 278]; [citations].)" (Wilson v. San Luis Obispo County Democratic Central Com. (2011) 192 Cal.App.4th 918, 924 [121 Cal.Rptr.3d 731].)
The trial court determined that Samantha was not entitled to attorney fees because she did not meet the requirement of section 1021.5 that the action confer a significant benefit on the general public or a large class of persons. As we explain, we disagree. We held in the underlying appeal that although regulation 54000(c)(1) and (2) is not invalid on its face, HRC had misinterpreted the meaning of certain parts of Welfare and Institutions Code section 4512, subdivision (a)'s language when it denied Samantha benefits under the Lanterman Act. "[T]he only reasonable inference" that is consistent with the flexibility required by Welfare and Institutions Code section 4512, subdivision (a)'s "general and somewhat imprecise" provisions, we held, is that the evidence relied on by HRC to deny benefits to Samantha under that part of Welfare and Institutions Code section 4512, subdivision (a) known as the fifth category "does not support the conclusion that Samantha is ineligible for services under the fifth category." (Samantha C., supra, 185 Cal.App.4th at pp. 1484, 1494.)
It was HRC's misinterpretation of Welfare and Institutions Code section 4512, subdivision (a)'s provision — and not merely a mistaken conclusion about the evidence offered on Samantha's behalf — that led to its erroneous determination. The evidence that HRC found to be insufficient to require benefits for Samantha was — when Welfare and Institutions Code section 4512, subdivision (a) is properly interpreted — in fact sufficient to require that those services be provided. When Welfare and Institutions Code section 4512, subdivision (a) is properly interpreted, we held, "fifth category eligibility depends on the similarity in the treatment required for an individual with a disabling condition and individuals with mental retardation" — not similarity in the educational or teaching methods. (Samantha C., supra, 185 Cal.App.4th
Although our underlying decision was phrased in terms of substantial evidence, it rested on determinations of statutory and regulatory construction that were not specific only to Samantha. Rather, we concluded that HRC had wrongly interpreted Welfare and Institutions Code section 4512, subdivision (a), and that its statutory misinterpretation had led to the erroneous denial of relief to Samantha. Our published decision articulated our determination that the statutory construction on which our decision rested — contrary to the interpretation applied by HRC — is the only reasonable interpretation that is consistent with Welfare and Institutions Code section 4512, subdivision (a)'s provisions. (Samantha C., supra, 185 Cal.App.4th at p. 1494.)
From this we conclude that the erroneous statutory interpretation that had led to HRC's denial of benefits to Samantha had also been applied to all other applicants who had sought benefits on similar grounds in the past, and that, but for Samantha's action and our ruling, HRC's erroneous interpretation would have continued to be applied to those who would do so in the future.
We reverse the trial court's denial of Samantha's request for attorney fees under section 1021.5 and remand the matter for determination of an appropriate fee award against HRC and DDS.
The trial court's order denying Samantha C.'s motion for attorney fees under Code of Civil Procedure section 1021.5 is reversed, and the matter is remanded for determination of an appropriate fee award against Harbor
Chaney, J., and Johnson, J., concurred.