Lars Olofsson appeals from the judgment entered in favor of respondent Mission Linen Supply (Mission Linen) after the court, in a bifurcated trial of his wrongful termination case, ruled against him on the issue of equitable estoppel. The events in question take place in the context of the employee's request for family leave under the federal and state family leave laws. We conclude that substantial evidence supports the trial court's findings that the employer (1) did not misrepresent by deed that the employee's leave had been approved and (2) was not silent when it had a duty to speak under the applicable regulations. Accordingly, we affirm the judgment.
The employee must "provide at least verbal notice sufficient to make the employer aware that the employee needs CFRA-qualifying leave, and the anticipated timing and duration of the leave." (Cal. Code Regs., tit. 2, § 7297.4, subd. (a)(1).) The employer in turn is charged with responding to the leave request "as soon as practicable and in any event no later than ten calendar days after receiving the request." (Id., subd. (a)(6).)
Additionally, under the CFRA and implementing regulations, an employer may require that an employee's leave request for a family member's serious health condition be supported by a certification from the health care provider for that member. (Gov. Code, § 12945.2, subd. (j)(1); Cal. Code Regs., tit. 2, § 7297.4, subd. (b)(1).) As well, the employer may require that the employee provide such certification within 15 calendar days of the employer's request. (Cal. Code Regs., tit. 2, § 7297.4, subd. (b)(3).)
Olofsson was a regular route driver for Mission Linen. In April 2004,
As payroll clerk, Clark figured out employee time cards, kept employee attendance records and the like. Her duties included communicating with employees about benefit questions, and she had a role in family leave requests. Clark understood that an employee could take family leave to care for an immediate family member. To qualify, the employee must have worked a certain number of hours over a year's time and must provide a note from the family member's doctor. Once the employee filled out the proper paperwork, the final step was authorization by the company.
During his April visit to Sweden, Olofsson observed that his mother was having a lot of back pain. Fifteen years earlier she had back surgery, and suspected she might have to have the procedure redone. However, his mother was hesitant because of the difficult recovery and the risks involved. Olofsson's 75-year-old father was himself in poor physical condition.
On Monday, June 14, Olofsson informed Anderson that he needed seven weeks off, starting July 12, to care for his mother after her July 5 surgery. Olofsson testified that Anderson said he could have the leave if he filled out the application and submitted a doctor's certification. The certification was needed because the leave contemplated a medical procedure, and involved someone other than the employee. Olofsson also stated that thereafter, Anderson approached him "twice[,] asking for the date when [he] was about to leave."
Anderson testified that he did not tell Olofsson in June that he was approved for family leave. Anderson explained that he did not have authority to authorize family leave; authorization must come from the human resources department (HR). Anderson learned about Olofsson's family leave request from an area manager, probably his son, Jack Anderson, Jr. (Anderson, Jr.).
Olofsson spoke to Clark "[s]ometime during June 15 and June 18," and she gave him "some forms to fill out." Olofsson returned the forms to Clark on June 21. Olofsson had checked the box on the form indicating that he was eligible for the leave, testifying he did so because that was his understanding based on what Anderson had told him. According to Clark, Olofsson told her that Anderson, Jr. (an area manager) had already approved the leave. In any event, she informed him that it did not matter what "Jr." said because he could not approve family leave. She "whited out" the mark Olofsson had made. Clark also told Olofsson the leave decision would be made through HR. Olofsson responded that "he didn't care. He was going anyway."
Olofsson did not submit any medical certification at that time. He spoke with his mother and thereafter received a letter from her doctor, which he delivered to Clark on June 30. The letter lacked any printed letterhead indicating it was generated by a medical establishment. Clark wrote a note dated July 1 to Sean Hearn, the regional HR manager, referencing transmittal of the letter from Olofsson's mother's doctor. Therein she stated: "Jack would like for you to call and make sure the letter is actually from the doctor. Please get back to me and let me know if you approve his family leave." At trial, Clark explained that she wrote the note because "Jack wanted to have Sean check into it to see if it was legit."
According to Olofsson, on Friday, July 2, Clark told him for the first time that the letter from his mother's doctor was not sufficient and gave him a government form for the doctor to complete, saying she needed it as soon as possible. Olofsson did not try to have the doctor complete it because it was the weekend and the doctor would not be working. Olofsson filled out the form based on the information he had and gave it to Clark on July 5, explaining that he filled it out and why. A few days later Clark told him the form had to be filled out by the doctor. He contacted the doctor, who completed the form and faxed it back. Olofsson took it to Clark on July 9. She told him to fax it to HR, which he did.
Meanwhile, area manager Dane Hart instructed Olofsson to train relief driver Kevin Truby. Olofsson began training Truby on June 21. Initially the training period was for one or two weeks, but Hart told him to continue training for a longer period of time, until he left for Sweden. Truby was supposed to take over Olofsson's route in his absence.
Truby testified that he was hired by Mission Linen on June 8, as a relief driver. Area manager Walter Rowley told him that he needed to learn Olofsson's route so he could take it over while Olofsson was "going to be off." It was Olofsson who told Truby he was taking time off to care for his ill mother.
At 11:00 a.m. on July 9, Rowley informed Olofsson that his family leave request was denied. Olofsson learned from Hearn that leave was denied because he did not meet the 1,250-hour requirement.
Hearn did the calculation over the course of three to four days, "in between the days of June 28 and July 1st," and concluded the "comparisons and calculations on July 8th," indicating "[i]t did take a lot of time." Clark printed out the report on Olofsson's hours for the preceding 12 months on July 9.
Olofsson called Anderson on July 13, and was told that if he did not show up for work on the 15th, he would be terminated. Olofsson ultimately received a letter from Mission Linen dated July 20 and sent to his address in McKinleyville informing him that he was terminated. He stated that his mother was very upset when she learned he lost his job, and would have been open to rescheduling her surgery had she known this would happen. Olofsson did not tell Anderson or anyone at Mission Linen that his mother's surgery could be rescheduled if the scheduled date was problematic.
Olofsson sued Mission Linen for wrongful termination in violation of public policy. He alleged he was fired in retaliation for having exercised his rights under the federal and state leave laws. He additionally asserted that Mission Linen was estopped to assert he did not qualify for family leave because the company did not inform him that leave was denied until after his mother had her surgery, and he was the only one who could care for her.
Olofsson successfully moved to bifurcate the equitable estoppel issue for a court trial prior to impaneling a jury for any remaining issues. This appeal followed entry of judgment in favor of Mission Linen.
The existence of an estoppel is largely a question of fact. Thus, we review the trial court's ruling in the light most favorable to the judgment to determine whether it is supported by substantial evidence. (Feduniak v. California Coastal Com. (2007) 148 Cal.App.4th 1346, 1360 [56 Cal.Rptr.3d 591].)
Olofsson first argues that Mission Linen misrepresented by deed that his leave had been approved. Specifically, Mission Linen's managers instructed Olofsson and Truby to train together for three weeks until Olofsson left for Sweden and Truby could take over his route while he was gone. Olofsson states: "These instructions were, of course, tantamount to direct statements telling Olofsson that his leave was approved and he could be absent from work as of July 12."
We do not see it this way. To begin with, as area manager Rowley explained, Mission Linen arranged to have Truby ride with Olofsson so he would know the route in the event the leave was approved. Further, Rowley testified that no one ever told Olofsson that Truby was riding with him because Olofsson's leave request had been approved. Additionally, Clark made it clear that no matter what Anderson, Jr. said, Olofsson was not eligible for leave until HR approved the application, and in graphic fashion underscored the point by whiting out the mark he made signifying his eligibility. Olofsson in turn made it known that he was going to Sweden whether or not his application was approved. Olofsson claims it is significant that Anderson asked him twice about the leave starting date. But of course
Viewing the facts in the light most favorable to the judgment, we conclude substantial evidence supports the trial court's decision that Mission Linen did not misrepresent by deed that Olofsson's leave application was approved.
Additionally, Olofsson knew from the time of his first conversation with Anderson, or Anderson, Jr., that the company would require a written application and medical certification. He turned in the written application approximately a week later, and did not submit a medical statement from his mother's health care provider to Clark until June 30, 16 days after he first requested leave. The letter itself raised concerns because it came with no letterhead or other identifying information signifying its legitimacy. Clark turned to Hearn with these concerns and thereafter provided Olofsson with the appropriate government certification form, a completed copy of which the company did not receive until July 9.
Without question it is unfortunate that Mission Linen focused more urgently on the medical certification, which ultimately turned out to be adequate, instead of the required minimum hours which is a gatekeeper to eligibility that in most circumstances can be determined relatively quickly. Having said that, the real question is whether Mission Linen was silent here, such that Olofsson could rely on that silence to reasonably conclude his leave was granted. The trial court found that it was not.
Here Mission Linen first responded by telling Olofsson what he had to do — fill out a form and get medical certification. Next, Mission Linen responded when Clark told Olofsson that approval had to come from HR, he could not assume the leave had been approved, and could not check the eligibility box himself. To underscore the point, she "whited out" his hand-noted approval. This communication occurred on June 21, when Olofsson turned in the form, prior to the scheduled surgery and within the 10-day window. In other words, Mission Linen responded that it was processing the application, and until HR said "Yes," he was not approved for leave. Olofsson got the message because he told Clark he was going whether or not the company approved his leave application. Thereafter, on June 30 — more than 10 days after he requested leave — Olofsson turned in the letter from his mother's doctor. The form of this letter raised legitimate concerns on the part of Mission Linen such that on July 2 the company responded further by requesting that Olofsson have the doctor complete the government certification form.
The judgment is affirmed.
Rivera, J., and Baskin, J.,