ROSEMARY LEDET, Judge.
This appeal arises out of a pre-trial dispute regarding attorney's fees and costs. Attempting to preserve their alleged rights to recover such fees and costs, the plaintiff, Robin Lawyer, and her attorney, the law firm of Roussel & Clement, APC (the "Roussel Firm") (collectively the "Intervenors") filed an intervention in this asbestos exposure case. In response, the three co-plaintiffs and several defendants filed peremptory exceptions of no cause and no right of action. From the trial court's judgment sustaining the exceptions and dismissing the intervention, the Intervenors appeal. For the reasons that follow, we affirm.
On October 12, 2009, Wayne Joseph St. Pierre, Sr., was diagnosed with mesothelioma. On October 30, 2009, Mr. St. Pierre and his third wife, Ms. Lawyer, entered into a "Retainer Agreement and Contract of Employment" with the Roussel Firm, which provided for a 40% contingency fee (the "Contingency Fee Agreement.") The Roussel Firm recorded the Contingency Fee Agreement in the public records in the Parish of Orleans. On November 12, 2009, Mr. St. Pierre commenced this suit against multiple defendants seeking to recover damages arising out of his exposure to asbestos. On December 18, 2009, Mr. St. Pierre died from mesothelioma.
Following Mr. St. Pierre's death, his surviving spouse, Ms. Lawyer, and his three surviving children from his two prior marriages — Wayne St. Pierre, Jr.; Gisele St. Pierre Schober; and Cherie St. Pierre
The instant dispute, which relates only to the survival action, arose because the surviving spouse and the surviving children retained separate counsel. Following Mr. St. Pierre's death, Ms. Lawyer continued her attorney-client relationship with the Roussel Firm under the Contingency Fee Agreement, which she and Mr. St. Pierre signed.
Disagreeing with Ms. Lawyer, the trial court on November 18, 2011, entered the following order:
The last paragraph of the order, preserving the rights of plaintiffs' counsel "pursuant to LSA R.S. 37:218 or other applicable laws," was added to address Ms. Lawyer's objections. The trial court denied ex parte Ms. Lawyer's motion for new trial on its ruling regarding the allocation of damages. Both this court
Meanwhile, on November 4, 2011, Ms. Lawyer and the Roussel Firm filed a petition of intervention in which they averred:
In the petition, the Intervenors prayed for attorney's fees, costs, and expenses.
In response, the St. Pierre Children filed peremptory exceptions of no cause and no right of action.
The Avondale Interests Defendants also filed peremptory exceptions of no cause and no right of action. The Avondale Interests Defendants contended that because the Roussel Firm never had a contingency
As to Ms. Lawyer, the Avondale Interests Defendants contended that she lacked standing to intervene under La. C.C.P. art. 1091 because she was already a party to the suit, and that she lacked standing under La. R.S. 37:218 because she was not an attorney. They further contended that the claims Ms. Lawyer was seeking to assert — costs and expenses that she has incurred and/or paid or will incur and/or pay — were claims for litigation costs and substantive tort damages that were encompassed by her main demand. They still further contended that she was required to assert such claims in her main demand, and that she has in fact done so.
Four other defendants — the McCarty Corporation; Eagle, Inc.; OneBeacon American Insurance Company; and American Employers Insurance Company — adopted the Avondale Interest Defendants' exceptions. (For ease of reference, the Avondale Interests Defendants and these four other defendants are collectively referred to as the "Exceptor-Defendants.")
On January 27, 2011, the trial court granted the exceptions of no cause and no right of action filed by the St. Pierre Children and the Exceptor-Defendants and dismissed the Intervenors' Petition of Intervention with prejudice. In its judgment, the trial court included an order that the Intervenors have no right to "approve, interfere with or nullify any settlement" that may be entered into between the Exceptor-Defendants and the St. Pierre Children. In its reasons for judgment, the trial court stated:
From this judgment, the Intervenors appeal.
A de novo standard of review applies to a trial court's ruling sustaining the peremptory exceptions of no cause and no right of action. Alderice v. Board of Supervisors of Louisiana State University and Agricultural and Mechanical College, 12-0148, p. 4 (La.App. 4 Cir. 7/25/12), ___ So.3d ___, ___; Hornot v. Cardenas, 06-1341, p. 12 (La.App. 4 Cir. 10/3/07), 968 So.2d 789, 798. The exceptions of no cause and no right of action both present questions of law; thus, appellate review of those exceptions involves determining whether the trial court was legally correct in sustaining such exceptions. Alderice, supra; Peneguy v. Porteous, 01-1503, p. 6 (La.App. 4 Cir. 5/15/02), 823 So.2d 380, 384 (citing Landry v. Blaise, Inc., 99-2617, p. 4 (La.App. 4 Cir. 8/2/00), 774 So.2d 187, 190).
The peremptory exceptions of no cause and no right of action are legally distinct. "When the facts alleged in the petition provide a remedy under the law to someone, but the plaintiff who seeks the relief for himself or herself is not the person in whose favor the law extends the remedy, the proper objection is no right of action, or want of interest in the plaintiff to institute the suit." 1 Frank L. Maraist and Harry T. Lemmon, Louisiana Civil Law Treatise: Civil Procedure § 6:7 (2d ed. 2012) ("`Maraist & Lemmon, Civil Procedure"). The proper objection is no cause of action "when the law does not provide a remedy to anyone under the facts alleged in the petition." Id. Stated otherwise, "an exception of no cause of action raises the question of whether the law affords any remedy to the plaintiff under the allegations of the petition, while the exception of no right of action raises the issue of whether the plaintiff belongs to the particular class to which the law grants a remedy for the particular harm alleged by the plaintiff." Alderice, supra (quoting Breeden v. Crumes, 11-1098, pp. 8-9 (La.App. 4 Cir. 4/4/12), 102 So.3d 133, 137-38)
In this case, the Intervenors appeal the trial court's ruling sustaining the exceptions of no cause and no right of action to their petition of intervention. The Intervenors raise the following four issues:
To resolve the issues the Intervenors raise, we must consider the following three statutory provisions: La. R.S. 37:218,
An intervention under La. C.C.P. art. 1091 is the proper procedural vehicle for a nonparty to join the litigation. Only a nonparty, i.e., a third person, has standing to intervene under La. C.C.P. art. 1091. See Mexic v. Mexic, 00-1274, p. 5 (La.App. 1 Cir. 6/22/01), 808 So.2d 685, 689 (finding it "procedurally incorrect" for a party defendant to file a petition of intervention); Norris v. Allstate Ins. Co., 293 So.2d 918, 922 (La.App. 3rd Cir.1974) (finding that "Allstate being a defendant, it cannot intervene.") The intervenor is the nonparty who "seeks admission as a party to protect an interest or enforce a right related to or connected with the object of the pending action." Hon. S. Plotkin & M. Akin, 1 La. Prac. Civ. Proc. Art. 1091 (2012). The intervenor has options with regard to which party (or parties) he or she elects to align with: "the intervenor may select to align with the plaintiff or with the defendant, or may choose to oppose both the plaintiff and the defendant." Id.
Louisiana courts consistently have recognized a discharged attorney's right to enforce his claim for attorney's fees under La. R.S. 37:218 by intervening, pursuant to La. C.C.P. art. 1091, in the suit in which the attorney provided his services. Brown v. ANPAC Louisiana Ins. Co., 11-1576, p. 4 (La.App. 4 Cir. 5/30/12), 95 So.3d 1165; Oubre v. Louisiana Citizens Fair Plan, 08-713, p. 5 (La.App. 5 Cir. 1/27/09), 8 So.3d 99, 102 (citing Cox v. Boggs, 39,566 (La.App. 2 Cir. 4/6/05), 899 So.2d 770, 774 — 75; Simmons, supra.). Differentiating between a discharged attorney and an attorney that is still representing a party to the lawsuit, we noted in Brown, supra, that a discharged attorney may intervene under La. C.C.P. art. 1091 to assert his claim to attorney's fees; whereas, an attorney still engaged in representing a party may file a motion to set attorney's fees.
Construing La. C.C. art. 2298, the jurisprudence has enumerated the following five elements that a plaintiff must prove to establish an unjust enrichment cause of action: (1) an enrichment, (2) an impoverishment, (3) a connection between the enrichment and resulting impoverishment, (4) an absence of "justification" or "cause" for the enrichment and impoverishment, and (5) no other remedy at law available to plaintiff. Dugas v. Thompson, 11-0178, pp. 13-14 (La.App. 4 Cir. 6/29/11), 71 So.3d 1059, 1067-68; JCD Marketing Co. v. Bass Hotels and Resorts, Inc., 01-1096, p. 13 (La.App. 4 Cir. 3/6/02), 812 So.2d 834, 842 (citing Baker v. Maclay Properties Co., 94-1529, p. 18 (La.1/17/95), 648 So.2d 888, 897). All five elements must be established to state a cause of action for unjust enrichment.
Applying the above precepts, we find, for the reasons outlined below, that the trial court did not err in sustaining the exceptions of no cause and no right of action and dismissing the petition for intervention. In so finding, we separately address each of the four issues, noted
On appeal, the Roussel Firm contends that, contrary to the trial court's reasoning, its statutory right to intervene under La. R.S. 37:218 is not confined to the parties to the Contingency Fee Agreement. In support, the Roussel Firm cites the language in Saucier, supra, that "[c]ompliance with the statute would result in the creation of a cause of action against the client and the opposing party for such fee as is legal and earned in the event a settlement or other disposition results without the consent of the lawyer." 373 So.2d at 117; see also James Minge & Associates v. Hanover Ins. Co., 96-2308, p. 5 (La.App. 4 Cir. 4/2/97), 692 So.2d 728, 731; Simmons v. Chambliss, 37,461 (La. App. 2 Cir. 8/20/03), 852 So.2d 1237, 1239. The Roussel Firm emphasizes that the St. Pierre Children "acquired their right to the survival action through Wayne St. Pierre, who signed the contract with Roussel & Clement and who filed suit while he was alive." The Roussel Firm thus contends that it has a right of action under La. R.S. 37:218 as to both the St. Pierre Children and the defendants. The Roussel Firm further contends that the jurisprudence consistently has recognized an attorney's right to intervene pursuant to La. C.C.P. art. 1091 in the client's suit to preserve his or her right of action under La. R.S. 37:218.
The Roussel Firm's reliance on the jurisprudence holding that compliance with R.S. 37:218 gives rise to a cause of action to intervene to assert a claim against the client and the opposing parties to the suit is misplaced. The jurisprudence construing R.S. 37:218 generally has involved a discharged attorney seeking to intervene in his prior client's suit in order to have the court allocate a contingency fee between the discharged attorney and his prior client's successor attorney. Saucier, supra. That is not the situation presented in this case.
This case involves two separate groups of plaintiffs — the surviving spouse and the surviving children — and two separate groups of attorneys — the Roussel Firm and the Bickford Firm. The Roussel Firm is not a "discharged attorney." Nor was the Roussel Firm ever retained by the St. Pierre Children. Although the St. Pierre Children's cause of action is based on their father's death, there is no support for binding the St. Pierre Children to the Contingency Fee Agreement their father entered into with the Roussel Firm.
In the Petition of Intervention, the Roussel Firm cites the October 30, 2009 Contingency Fee Agreement with Mr. St. Pierre and Ms. Lawyer as its sole basis for intervening. Less than two months after the Contingency Fee Agreement was executed (on December 18, 2009), Mr. St. Pierre died. Upon his death, the Contingency Fee Agreement between him and the Roussel Firm automatically terminated,
Although the Roussel Firm has a right of action against Ms. Lawyer, the Roussel Firm has no basis at this time to intervene to assert that right of action for two reasons. First, given the Roussel Firm's status as Ms. Lawyer's existing counsel of record, the appropriate procedural vehicle for it to assert its rights in this action as to attorney's fees is by filing a motion. See Brown, 11-1576 at p. 4, 95 So.3d at 1167 (noting that attorneys who are still engaged in representing parties to the lawsuit appear in the suit by filing motions). Second, any claim by the Roussel Firm against Ms. Lawyer for its attorney's fees is premature until there is a settlement or judgment. Cox v. Boggs, 39,566, p. 4 (La. App. 2 Cir. 4/6/05), 899 So.2d 770, 773 (holding that "[t]he attorney's right to a contingency fee is not acquired until the claim in the underlying case is reduced to judgment or settlement.")
In sum, the Roussel Firm's sole right of action under La. R.S. 37:218 is against Ms. Lawyer. For the reasons noted above, it would be premature for the Roussel Firm to intervene at this juncture to assert that claim against Ms. Lawyer. As to the St. Pierre Children and the Exceptor-Defendants, the trial court did not err in finding that the Roussel Firm lacked a right of action under La. R.S. 37:218 to intervene to assert a claim against them.
As to Ms. Lawyer's intervention, the trial court found that because she is already a plaintiff in this case, there is no basis upon which to allow her to intervene. Ms. Lawyer contends that, despite her status as a party plaintiff, she has the right to intervene because she has a dual (or separate) capacity. Her dual capacity, she explains, is that "she seeks to recover the costs she has paid in connection with prosecuting the survival claim, from which the other survival beneficiaries have received a benefit."
The jurisprudence Ms. Lawyer cites regarding "dual capacity" to intervene is inapposite. See Roger v. Estate of Moulton, 513 So.2d 1126 (La.1987) (defendant insurer sued as defendant's uninsured motorist carrier was allowed to intervene for reimbursement of workers' compensation benefits it paid in its separate capacity as plaintiffs workers' compensation carrier); Romero v. Richard, 425 So.2d 355, 356 (La.App. 3rd Cir.1982) (defendant-tortfeasors were allowed to intervene as plaintiffs to assert a claim against co-defendant for their own personal injuries); Bellow v. New York Fire & Marine Underwriters, Inc., 215 So.2d 350, 352 (La.App. 3rd Cir. 1968) (defendant-bus driver was allowed to
Both the Roussel Firm and Ms. Lawyer contend that they have stated a cause of action for unjust enrichment under La. C.C. art. 2298.
As the Avondale Defendants contend, the jurisprudence has recognized that it is "not unusual for one party to a lawsuit (and the party's attorney) to benefit from the efforts of another party to the suit (and the party's attorney) where the parties have common interests." Lyons v. City of Shreveport, 339 So.2d 466, 499 (La. App. 2d Cir.1976). Nonetheless, "under Louisiana law the right of an attorney to recover fees is based upon contract, regardless of the value and benefit others have derived from his services." Security Ins. Co. of Hartford v. Dudds, Inc., 648 F.2d 273, 275 (5th Cir.1981) (citing Lyons, supra).
Under circumstances similar to those presented in the instant case, the Louisiana Supreme Court rejected a claim for unjust enrichment in Kirkpatrick v. Young, 456 So.2d 622, 624 (La.1984), reasoning:
Kirkpatrick, 456 So.2d at 624; see also Dudds, 648 F.2d at 275 (labeling similar argument "appealing," but finding it unsupported by Louisiana law). By analogy, in this case the Intervenors have failed to state a cause of action for unjust enrichment.
In ruling on an exception of no cause of action, a court is generally limited to considering the petition and the documents attached thereto. An exception has been recognized when evidence is introduced without objection; under this exception, "the pleadings are expanded, at least for the purposes of the exception." Maraist & Lemmon, Civil Procedure, supra at § 6:7. Such is the case here. The Roussel Firm was allowed to introduce evidence without objection of the work it has performed in the case. As the Avondale Interests Defendants point out, the work done by the Roussel Firm after Wayne St. Pierre's death was done pursuant to its ongoing contingent fee contract with Ms. Lawyer in prosecuting her survival and wrongful death claims. Although the Intervenors alleged an enrichment as a result of the Roussel Firm allegedly performing the bulk of the work on the case, there is no showing of a correlative impoverishment. See Kirkpatrick, supra. Stated otherwise, there is no showing that the Roussel Firm or their client, Ms. Lawyer, expended any more time, effort, or expenses in this case than they would have done if Ms. Lawyer was the sole plaintiff. The trial court thus correctly concluded that the Intervenors failed to state a cause of action for unjust enrichment.
The Intervenors' final contention is that the last sentence of La. R.S. 37:218(A)
First, as discussed above, the Roussel Firm has no right of action against the St. Pierre Children or the proceeds of the St. Pierre Children's survival action claim under La. R.S. 37:218. The Roussel Firm is not the attorney for the St. Pierre Children; Ms. Lawyer is not an attorney. Second, despite the literal
For the forgoing reasons, the judgment of the trial court is affirmed.
467 So.2d at 864.
La. R.S. 37:218(A).