Plaintiff Brian Lewis, a heterosexual man, sued his former employer, the City of Benicia (City), and two former supervisors, Steve Hickman and Rick Lantrip, asserting claims under the California Fair Employment and Housing Act (FEHA; Gov. Code, § 12900 et seq.)
Lewis worked at City's water treatment plant, first as a volunteer (beginning in Mar. 2008), then as a paid intern for a 60-day internship (from July to
Lewis's complaint asserts causes of action against City, Hickman and Lantrip for sexual harassment, intentional infliction of emotional distress, and failure to prevent sexual harassment, and a cause of action against City for retaliation. The trial court granted summary judgment for Hickman and Lantrip. The court later granted City's motion for judgment on the pleadings as to sexual harassment, intentional infliction of emotional distress, and failure to prevent sexual harassment.
At the conclusion of the trial on the retaliation claim, the jury returned a special verdict, finding (1) Lewis participated in protected activity, (2) City engaged in conduct that materially and adversely affected the terms and conditions of Lewis's employment, and (3) Lewis's participation in protected activity was a motivating reason for City's adverse actions, but (4) City's conduct was not a substantial factor in causing harm to Lewis. The court entered judgment for City, and later entered judgments for Hickman and Lantrip.
We consolidated, for purposes of oral argument and decision, Lewis's appeals of (1) the judgment in favor of City (No. A134078), and (2) the judgments in favor of Hickman and Lantrip (No. A134114).
Lewis contends the trial court erred in granting summary adjudication on his sexual harassment cause of action against Hickman.
"The rules of review are well established. If no triable issue as to any material fact exists, the defendant is entitled to a judgment as a matter of law. [Citations.] In ruling on the motion, the court must view the evidence in the light most favorable to the opposing party. [Citation.] We review the record and the determination of the trial court de novo."
Lewis contends the trial court erred in ruling Hickman's alleged conduct did not constitute harassment because of Lewis's sex, and in ruling the
In Oncale, the Supreme Court discussed alternative "evidentiary route[s]" that could support an inference that same-gender harassment was discrimination because of sex. (Oncale, supra, 523 U.S. at pp. 80-81; see Kelley, supra,
We conclude that, applying the first evidentiary route outlined by the Supreme Court in Oncale, the evidence in the present case allows an inference Hickman's conduct toward Lewis constituted discrimination because of sex. Preliminarily, we note California appellate courts have disagreed as to the evidentiary showing needed to support an inference that same-gender harassment constitutes discrimination on the basis of sex. In Singleton and Mogilefsky, (cited by Lewis), our colleagues in the Second District (Divisions Eight and Four, respectively) concluded same-gender harassment consisting of sexual comments designed to humiliate the plaintiff and challenge his gender identity constitutes harassment because of sex within the meaning of FEHA. (See Singleton, supra, 140 Cal.App.4th at pp. 1561-1562, 1564; Mogilefsky, supra, 20 Cal.App.4th at pp. 1412, 1415-1416, 1418.) In these circumstances, the Singleton and Mogilefsky courts held a plaintiff need not prove the alleged harasser was motivated by sexual interest. (Singleton, supra, 140 Cal.App.4th at p. 1564; Mogilefsky, supra, 20 Cal.App.4th at pp. 1415-1416, 1418.) In Kelley (cited by Hickman), our colleagues in Division Five of this court disagreed with Singleton, holding a harasser's sexual comments and propositions cannot support an inference of discrimination based on sex unless the plaintiff presents evidence
Some of Hickman's alleged acts had sexual connotations. Lewis testified Hickman showed Lewis images on Hickman's office computer that included a video of a penis in a rat trap and an image of a woman with lopsided breasts.
Moreover, Hickman's alleged course of conduct allows an inference he was pursuing a romantic or sexual relationship with Lewis. Lewis testified Hickman gave him about 30 different items as gifts during the time he worked at the water treatment plant. The gifts included "tuxedo underwear," with ruffles and a bow tie. Hickman also gave Lewis hats, T-shirts, wine, shot glasses and backpacks. Hickman frequently bought lunch for Lewis. On one occasion during a break, when Lewis picked up Hickman's cigarette, Hickman said: "[W]hy don't you just kiss me[?]" Hickman once said Lewis should visit his home.
Based on the above evidence, a reasonable jury could conclude Hickman engaged in "sexual advances, conduct, or comments" (see Lyle, supra, 38 Cal.4th at p. 279), and acted from "genuine sexual interest" (see Kelley, supra,
Hickman, relying on Kelley, argues his alleged conduct did not constitute harassment based on sex. Kelley is distinguishable. In that case, a male apprentice ironworker was subjected to sexually demeaning comments and gestures by a male supervisor and male coworkers on the same date. (Kelley, supra, 196 CalApp.4th at pp. 197-199, 205, 207.) The appellate court held that, although the "literal statements expressed sexual interest and solicited sexual activity," the plaintiff could not recover under FEHA because there was "no `credible evidence that the harasser was homosexual' or that the harassment was `motivated by sexual desire.'" (196 Cal.App.4th at p. 205.) Here, in contrast, Hickman's alleged conduct did not consist of an isolated outburst of profane insults. Instead, as outlined above, Hickman allegedly engaged in a course of conduct from which a reasonable jury could infer he was pursuing a relationship with Lewis and was acting from genuine sexual interest.
Hickman argues his alleged conduct was innocuous. He contends that, by telling jokes with sexual connotations and by showing the computer images to Lewis, he engaged in "mere banter among male co-workers." Lewis testified he probably laughed at the joke mentioned above, and he might have told Hickman "risqué" jokes as well. As to his other alleged conduct, Hickman argues he just gave Lewis "the extra attention that is often given to interns, such as free lunches, small gifts and letters of recommendation."
Hickman argues Lewis cannot establish this element of his sexual harassment cause of action because Lewis did not object to Hickman's conduct (such as by refusing his gifts or lunch purchases), which consisted only of isolated incidents and did not affect Lewis's work performance. We are not persuaded Hickman is entitled to judgment as a matter of law. The apparent frequency and regularity of some of the alleged conduct, such as the gifts and lunch purchases, allows an inference Hickman engaged in a pervasive pattern of conduct, rather than a few isolated acts. Further, Lewis testified he felt uncomfortable when Hickman showed him pornographic images on his computer and asked him to stop on one occasion;
For the foregoing reasons, we conclude triable issues of material fact preclude summary adjudication of Lewis's sexual harassment cause of action against Hickman.
Lewis contends the trial court erred in concluding no triable issues of material fact existed as to whether Lantrip, while serving as Lewis's supervisor, sexually harassed Lewis.
Lewis testified that, sometimes in the morning before work, Lantrip displayed pornographic images on the work computer belonging to secretary Cindy Hirakawa, and Lantrip called Lewis and others over to look at them. Lewis testified Lantrip pointed out the images to everyone who was in the "general vicinity." The images included "breasts and nudity" and inappropriate jokes. Lewis testified he was free to leave and not look at the images, but felt he had to look to fit in. This occurred two or three times while Lantrip was Lewis's supervisor (and about 15 times while Lantrip was a maintenance worker, before he was promoted to supervisor).
We agree with the trial court that the above evidence reveals no triable issues of material fact as to whether Lantrip sexually harassed Lewis. There is no basis for a reasonable trier of fact to conclude Lantrip harassed Lewis on the basis of sex, or subjected Lewis to a pervasive pattern of harassing conduct. In contrast to the evidence pertaining to Hickman (such as his frequent gifts and lunch purchases, as well as his suggestive comments directed specifically to Lewis), there is no evidence Lantrip pursued a romantic or sexual relationship with Lewis, made any explicit or implicit proposals of sexual activity, or acted from genuine sexual interest in Lewis. (See Oncale, supra, 523 U.S. at pp. 80-81; Kelley, supra, 196 Cal.App.4th at pp. 204-205.)
Moreover, contrary to Lewis's suggestion, there also is no evidence supporting the theory of liability approved in Singleton (but rejected in Kelley), i.e., that Lantrip harassed Lewis by attacking his sexual identity as a heterosexual male.
Lewis contends that, under the California Supreme Court's decision in Miller, Lantrip's massaging or touching of Hirakawa provides a basis for Lewis's sexual harassment cause of action against Lantrip. We disagree. In Miller, a male prison warden granted unwarranted and unfair employment benefits to three female subordinates with whom he was having concurrent sexual affairs. (Miller, supra, 36 Cal.4th at pp. 450, 452-459, 466.) The plaintiffs, two other female employees, presented evidence that advancement for women at the prison was based on sexual favors rather than merit, as the warden repeatedly promoted the women with whom he was having affairs to positions for which they were not qualified, and in preference to more qualified candidates. (Id. at pp. 451, 466-467.) In addition, the warden
The plaintiffs in Miller had viable claims because they "alleged far more than that a supervisor engaged in an isolated workplace sexual affair and accorded special benefits to a sexual partner. They proffered evidence demonstrating the effect of widespread favoritism on the work environment, namely the creation of an atmosphere that was demeaning to women." (Miller, supra, 36 Cal.4th at p. 470.) Here, in contrast, Lewis has not shown Lantrip was having a sexual affair with Hirakawa or granted her unwarranted or unfair employment benefits. Lewis also has presented no evidence of the type of widespread sexual favoritism and the resulting impact on the work environment that were present in Miller.
Considering all of Lantrip's alleged conduct and all the relevant circumstances, we conclude no triable issues of fact exist as to Lewis's sexual harassment claim against Lantrip. We affirm the summary judgment for Lantrip.
City argued, and the trial court ruled, that because Lewis had no viable sexual harassment claims against Hickman or Lantrip, City could have no liability for sexual harassment or failure to prevent sexual harassment. Because we reverse the summary adjudication of Lewis's sexual harassment claim against Hickman, we reverse the grant of judgment on the pleadings for City on Lewis's causes of action for sexual harassment and failure to prevent sexual harassment.
The court granted judgment on the pleadings on Lewis's cause of action against City for intentional infliction of emotional distress, concluding (1) the alleged retaliatory conduct underlying this cause of action was "limited to `personnel management decisions,'" and (2) the alleged harassing conduct underlying this cause of action "fail[ed] to reach the threshold level of outrageousness and severity." In his opening brief on appeal, Lewis presents no argument as to why the court's grant of judgment on the pleadings on this cause of action was erroneous; in his reply brief he refers to this claim in passing. By failing to present any argument about this cause of action in his opening brief, Lewis has forfeited any challenge to the court's ruling on this claim. (See Supervalu, Inc. v. Wexford Underwriting Managers, Inc. (2009) 175 Cal.App.4th 64, 84, fn. 5 [96 Cal.Rptr.3d 316].)
Lewis alleges that, after he participated in the investigation of Hickman, City retaliated against him by terminating his paid internship in October 2008 and prohibiting him from continuing to work at the water treatment plant, even on an unpaid basis. Lewis also alleges that, after he returned for a second stint as a volunteer in January 2009, City engaged in other retaliatory acts, including falsely accusing Lewis of workplace misconduct, and providing false and incomplete information in connection with a workers' compensation claim Lewis submitted after he sustained an ankle injury at the plant.
At the conclusion of the trial, and after being instructed on the above elements, the jury found (1) Lewis participated in protected activity, (2) City engaged in conduct that materially and adversely affected the terms and conditions of Lewis's employment, and (3) Lewis's participation in protected activity was a motivating reason for City's adverse employment action, but (4) City's conduct was not a substantial factor in causing harm to Lewis.
Lewis appeals the resulting judgment in favor of City on the retaliation claim. He contends the trial court prejudicially erred by (1) excluding
City moved in limine to exclude Lewis's oral testimony about images he saw on Hickman's computer, arguing Lewis had not produced copies of the images and the testimony would be unduly prejudicial. City also moved to exclude evidence of the gifts Hickman gave to Lewis, because Lewis had not produced the gifts in discovery.
The court, at a pretrial hearing, granted judgment on the pleadings for City on the sexual harassment claims. Later at that hearing, when the court turned to the motions in limine, counsel for City argued the court should exclude evidence of sexual harassment (apparently all such evidence, not just the categories of evidence that were the subjects of City's written motions in limine) because it was irrelevant to Lewis's sole remaining claim for retaliation and would be unduly prejudicial. Lewis's counsel contended such evidence was admissible and necessary to provide context for the retaliation claim. The court, relying on Evidence Code section 352, granted City's motions and ruled that, instead of permitting evidence about sexual harassment, it would read to the jury a detailed statement of the case "that would allow the jury to understand the general nature of what protected activities in violation of FEHA were involved and why that gives the jury a flavor of then why there would be retaliation." When City argued the statement should mention Lewis alleged a hostile work environment but should not say "it was sexual in nature," the court disagreed, stating: "No. I would. Absolutely. I would say all — I would say he alleged sexual harassment, a hostile work environment."
The court later sent a draft statement of the case to the parties. The draft statement did not mention Lewis complained of sexual harassment or a hostile work environment; the draft statement just stated generally that Lewis
"A motion in limine is made to exclude evidence before it is offered at trial on the ground that the evidence is either irrelevant or subject to discretionary exclusion as unduly prejudicial." (Ceja v. Department of Transportation (2011) 201 Cal.App.4th 1475, 1480-1481 [135 Cal.Rptr.3d 436].) We review trial court rulings on in limine motions for abuse of discretion. (Piedra v. Dugan (2004) 123 Cal.App.4th 1483, 1493 [21 Cal.Rptr.3d 36].)
As noted, when the court made its in limine rulings, it had just granted judgment on the pleadings for City on the sexual harassment claims. We have held (above) that the judgment on the pleadings on those claims must be reversed. We also conclude that, even in the context in which the court ruled on the in limine motions (i.e., when the only remaining claim was for retaliation), the court abused its discretion by excluding all evidence of Hickman's alleged sexually harassing conduct.
Such evidence was relevant to Lewis's retaliation claim.
City notes that, prior to jury selection, Lewis's counsel objected to the use of voir dire questions about sexual harassment and related topics; City's counsel and the court agreed to eliminate those categories of questions. But the hearing at which Lewis objected to the voir dire questions occurred several days after the hearing at which the court granted judgment on the pleadings for City and granted the motions in limine to exclude testimony about Hickman's alleged harassment. Lewis's counsel just acquiesced in the court's prior rulings excluding evidence of sexual harassment (rulings counsel had vigorously opposed). We do not agree with City's suggestion that Lewis conceded evidence of sexual harassment was irrelevant.
The trial court relied on Evidence Code section 352 in excluding evidence of sexual harassment. We conclude that, in light of the probative value of evidence of sexual harassment in proving the elements of Lewis's retaliation claim, the court abused its discretion by implicitly concluding that such probative value was substantially outweighed by the probability that admission of any such evidence would consume undue time or create substantial danger of undue prejudice, confusion of the issues, or misleading the jury. (See Evid. Code, § 352.) City argues that, if Lewis had been permitted to introduce the full "laundry list" of alleged sexually harassing conduct and related acts that he claims were improperly excluded, the trial would have become a "side show" about issues unrelated to the retaliation claim. But City does not argue that admission of any evidence of Hickman's alleged sexual harassment of Lewis would have caused undue prejudice. Although the court had broad discretion to limit the scope of the evidence presented, the court's blanket exclusion of all evidence of sexual harassment (to be replaced by the reading of a brief statement of the case explaining Lewis participated in investigations of his supervisors) was an abuse of discretion.
Lewis disclosed Paul Berg, a psychologist, as an expert who would testify at trial about emotional distress experienced by Lewis "as a result of [City's]
At a subsequent hearing, City's counsel asked the court to preclude Berg from testifying because he had not produced the test results. Lewis's counsel argued preclusion of Berg's testimony would be inappropriate because, after the court issued its oral tentative ruling, Berg had produced the results to City's expert. The court ruled Berg had not complied with the court's order, because the court had required that Berg produce the results to City's counsel. The court therefore adopted its tentative ruling and precluded Berg from testifying.
During trial, Lewis moved for reconsideration on the ground that the transcript of the hearing on the in limine motions reflected the court had not specified to whom Berg should produce the results. The court denied the motion.
We generally review trial court rulings excluding expert testimony for abuse of discretion. (Boston v. Penny Lane Centers, Inc. (2009) 170 Cal.App.4th 936, 950 [88 Cal.Rptr.3d 707].) Here, assuming the trial court had discretion under the applicable discovery statutes to exclude Berg's testimony for failure to produce the testing data,
Because the court's oral ruling was ambiguous on this point, Lewis's counsel and Berg reasonably could have believed that, by producing the test results to City's expert, they would comply with the court's order and avoid preclusion of Berg's testimony. In these circumstances, we conclude that, whatever the merits of Berg's original position in not providing the data to City's counsel in discovery, it was an abuse of discretion for the court to sanction Lewis by precluding Berg from testifying.
When evidence is improperly excluded, "the error is not reversible unless `"it is reasonably probable a result more favorable to the appellant would have been reached absent the error. [Citations.]" [Citation.]'" (Tudor Ranches, Inc. v. State Comp. Ins. Fund (1998) 65 Cal.App.4th 1422, 1431-1432 [77 Cal.Rptr.2d 574].) We conclude it is reasonably probable that Lewis would have obtained a more favorable result if the evidence erroneously excluded by the trial court (evidence of sexual harassment and expert testimony about Lewis's emotional distress) had been admitted.
As noted, the jury found City took adverse employment actions against Lewis because of his participation in protected activity, but the adverse actions did not cause harm to Lewis. Expert psychological testimony about Lewis's emotional distress would have addressed the causation issue the jury resolved in City's favor. Such testimony would have given the jury a basis to find Lewis did suffer harm as a result of City's actions. We reject City's argument that exclusion of Berg's testimony was harmless because the jury "never reached the issue of damages ...." The testimony was relevant to whether City's alleged retaliatory acts caused Lewis harm (the causation element the jury resolved in favor of City), not just to the subsequent question on the verdict form as to whether he sustained compensable damages. And, contrary to City's suggestion, the scope of Berg's anticipated testimony as summarized in Lewis's expert disclosure (i.e., emotional distress experienced by Lewis "as a result of [City's] hostile work environment, sexual harassment, and failure to provide treatment for [Lewis's] work-related injury") fairly encompassed emotional distress from City's alleged retaliatory acts.
Finally, as we have recognized, the presence of multiple errors is significant in and of itself: "Without attempting to analyze separately these issues of prejudice, we conclude that the cumulative effect of the errors was unquestionably to make it `reasonably probable that a result more favorable to the appealing party would have been reached in the absence of the error[s].'" (Johnson v. Tosco Corp. (1991) 1 Cal.App.4th 123, 141 [1 Cal.Rptr.2d 747]; see Veronese v. Lucasfilm Ltd. (2012) 212 Cal.App.4th 1, 32 [151 Cal.Rptr.3d 41].) We will reverse the judgment for City on the retaliation claim and remand for retrial.
Lewis suggests in passing that we should remand the case for a limited retrial on the causation-of-harm element, and should leave intact the jury's findings in Lewis's favor on other elements of the retaliation cause of action (i.e., City took adverse actions against Lewis because of his participation in protected activity). Because Lewis does not support this request with reasoned argument or citations to authority, he has forfeited this point. (See Badie v. Bank of America (1998) 67 Cal.App.4th 779, 784-785 [79 Cal.Rptr.2d 273].) His argument also fails on the merits.
We have recognized that, in general, "[a] limited retrial may be ordered if the issue to be tried `"can be separately tried without such confusion or uncertainty as would amount to a denial of a fair trial."' [Citation.]" (Collins v. Plant Insulation Co. (2010) 185 Cal.App.4th 260, 276 [110 Cal.Rptr.3d 241] [ordering limited retrial on apportionment of fault where there was no challenge to jury's liability verdict].) And, although a special verdict requires the jury to resolve every controverted fact issue (Code Civ. Proc., § 624; Falls v. Superior Court (1987) 194 Cal.App.3d 851, 854-855 [239 Cal.Rptr. 862]; Wegner et al., Cal. Practice Guide: Civil Trials and Evidence (The Rutter Group 2013) ¶ 17:5.1, p. 17-2 (rev. # 1, 2012)), a court may enter a "partial special verdict" where the jury has resolved all ultimate
Here, the jury returned a special verdict on a single cause of action for retaliation, finding Lewis proved some elements of the cause of action, but not causation of harm; accordingly, City prevailed on this cause of action. A reversal of just the jury's adverse finding on the causation-of-harm element (the relief apparently sought by Lewis) would leave a partial special verdict consisting of the jury's responses on only some elements of the retaliation cause of action and would not establish City's liability on that claim.
Moreover, even if a partial special verdict were permissible under these circumstances, a partial retrial on the causation-of-harm element would cause confusion and uncertainty and would be prejudicial to City. A second jury would have to determine whether City's retaliatory acts caused harm to Lewis, but the second jury would not know which of City's alleged acts (e.g., termination of Lewis's employment at the end of his paid internship, false accusations of misconduct after he returned as a volunteer, interference with his workers' compensation claim) the first jury determined were retaliatory. (See Liodas v. Sahadi (1977) 19 Cal.3d 278, 282, 285-286 [137 Cal.Rptr. 635, 562 P.2d 316] [where second trier of fact would have no basis for determining which of several allegedly fraudulent transactions the first jury found fraudulent, partial retrial on damages would be prejudicial to defendant].) A full retrial on the retaliation claim is necessary.
In No. A134114, as to Hickman: The grant of summary judgment is reversed. Summary adjudication of the first cause of action for sexual harassment is reversed. Summary adjudication of all other causes of action is affirmed. Lewis and Hickman shall bear their own costs on appeal.
In No. A134114, as to Lantrip: The judgment is affirmed. Lantrip shall recover his costs on appeal.
In No. A134078, the judgment for City is reversed. Judgment on the pleadings on the causes of action for sexual harassment and failure to prevent sexual harassment is reversed. Judgment on the pleadings on the cause of
Banke, J., and Becton, J.,