In this proceeding the City of San Jose (City), the City's mayor, and 10 city council members seek a writ of mandate or prohibition overturning an order that denied their summary judgment motion and granted that of real party in interest Ted Smith, plaintiff in the underlying action.
The CPRA defines "public records" to include any writing relating to the public's business if it is "prepared, owned, used, or retained by any state or local agency." (§ 6252, subd. (e).) In June 2009, Smith submitted a request to the City seeking 32 categories of public records involving specified persons and issues relating to downtown San Jose redevelopment. The City complied with all but four categories of requests, namely items 27 through 30. These four requests were essentially for "[a]ny and all voicemails, emails or text messages sent or received on private electronic devices used by Mayor Chuck Reed or members of the City Council, or their staff, regarding any matters concerning the City of San Jose, including any matters concerning Tom McEnery, John McEnery IV, Barry Swenson, Martin Menne, Sarah Brouillette, or anyone associated with Urban Markets LLC or San Pedro Square Properties." The City disclosed responsive nonexempt records sent from or received on private electronic devices using these individuals' City accounts, but not records from those persons' private electronic devices using their private accounts (e.g., a message sent from a private Gmail account using the person's own smartphone or other electronic device). The City took the position that these items were not public records within the meaning of the CPRA.
Smith brought this action for declaratory relief
Smith maintained that communications prepared, received, or stored on City officials' private electronic devices are public records under the CPRA, since local agencies "can only act through their officials and employees." Those officials and employees, he argued, are acting on behalf of the City, and therefore their disclosure obligations are "indistinguishable" from those of the City.
In its March 19, 2013 order, the superior court rejected petitioners' arguments, noting that "there is nothing in the [CPRA] that explicitly excludes individual officials from the definition of `public agency,'" and a city is an "`artificial person'" that can "`only act through its officers and employees.'" Thus, a record that is "prepared, owned, used, or retained" by an official is "prepared, owned, used, or retained" by the City. The court further reasoned that if petitioners' interpretation were accepted, "a public agency could easily shield information from public disclosure simply by storing it on equipment it does not technically own." Accordingly, the court denied petitioners' motion for summary judgment and granted that of Smith.
Petitioners then requested a writ of mandate or prohibition in this court. We issued a stay of the lower court's order and invited preliminary opposition. Smith chose not to submit such opposition. Upon the issuance of an order to show cause, however, Smith filed a return.
The issue before us is whether the definition of "public records" in section 6252, subdivision (e), encompasses communications "prepared, owned, used, or retained" by City officials and employees on their private electronic devices and accounts. Underlying this dispute is the question of whether those officials and employees are "agents" of the City, as Smith contends. Petitioners, together with the League of California Cities (League) as amicus curiae, renew their argument that private communications are excluded from the statutory definition of "public records" under the CPRA. Smith, joined by representatives of the news media as amici curiae,
The CPRA was modeled on the federal Freedom of Information Act (FOIA) (5 U.S.C. § 552). Their common purpose "is to require that public business be conducted `under the hard light of full public scrutiny' [citation], and thereby `to permit the public to decide for itself whether government action is proper' [citation].... For both the FOIA and the Act, `disclosure, not secrecy, is the dominant objective.' [Citation.]" (Times Mirror Co. v. Superior Court (1991) 53 Cal.3d 1325, 1350 [283 Cal.Rptr. 893, 813 P.2d 240]; see City of San Jose v. Superior Court (1999) 74 Cal.App.4th 1008, 1016 [88 Cal.Rptr.2d 552].)
In enacting the CPRA the Legislature expressly declared that "access to information concerning the conduct of the people's business is a fundamental and necessary right of every person in this state." (§ 6250.) "Thus, the Act was passed `to ensure public access to vital information about the government's conduct of its business.'" (City of San Jose v. Superior Court, supra, 74 Cal.App.4th at p. 1016, quoting CBS, Inc. v. Block (1986) 42 Cal.3d 646, 656 [230 Cal.Rptr. 362, 725 P.2d 470]; see Gilbert v. City of San Jose (2003) 114 Cal.App.4th 606, 610 [7 Cal.Rptr.3d 692].) As the California Supreme Court has explained, "[o]penness in government is essential to the functioning of a democracy. `Implicit in the democratic process is the notion that government should be accountable for its actions. In order to verify accountability, individuals must have access to government files. Such access permits checks against the arbitrary exercise of official power and secrecy in the
"California voters endorsed that policy in 2004 by approving Proposition 59, which amended the state Constitution to explicitly recognize the `right of access to information concerning the conduct of the people's business' and to provide that `the writings of public officials and agencies shall be open to public scrutiny.' (Cal. Const., art. I, § 3, subd. (b)(1) ....)" (County of Santa Clara v. Superior Court (2009) 170 Cal.App.4th 1301, 1320 [89 Cal.Rptr.3d 374]; see International Federation, supra, 42 Cal.4th at p. 329.) "Subdivision (b)(2) [of California Constitution, article I, section 3] provides guidance on the proper construction of statutes affecting this right of access: `A statute, court rule, or other authority, including those in effect on the effective date of this subdivision, shall be broadly construed if it furthers the people's right of access, and narrowly construed if it limits the right of access.'" (Sierra Club v. Superior Court (2013) 57 Cal.4th 157, 166 [158 Cal.Rptr.3d 639, 302 P.3d 1026].)
Petitioners argue that the Legislature has not expanded the reach of the Act to personal devices and accounts because it recognizes the privacy rights of this state's citizens: "A requirement that the government search individuals' personal computers and other devices for information potentially responsive to [CPRA] requests would run counter to California's strong policy favoring privacy." Smith counters that officials "lose any expectation of privacy" when they choose "to send and receive messages regarding public business from their personal electronic devices and accounts."
The League acknowledges that public officials and employees have a diminished expectation of privacy, as illustrated by statutory duties to report certain personal financial information (§ 87200 et seq.) and the Ralph M. Brown Act (Brown Act) requirement that legislative meetings be open and public (§ 54953). The League notes, however, that the Brown Act (§ 54950 et seq.) — which "serves the same democratic purposes" as the CPRA (International Federation, supra, 42 Cal.4th at p. 333, fn. 6) — permits private conversations about the public's business by fewer than a majority of its members outside of a public meeting (§ 54952.2, subd. (a)), and it does not apply to "[i]ndividual contacts or conversations between a member of a legislative body and any other person that do not violate subdivision (b)." (§ 54952.2, subd. (c)(1).) In addition, the League reasons, the ability to discuss public issues privately and confidentially allows dissident members of a legislative body to air "unpopular views" and develop "strategies for challenging the status quo or the powers that be." The superior court's ruling, by contrast, would destroy "this carefully crafted private space" and "could have a chilling effect on citizens who wish to exercise their constitutional rights to instruct their representatives and petition government for redress of grievances." The League also suggests that the trial court's ruling is potentially incongruous with the Brown Act; for example, "a meeting between a public official and a constituent that would not be directly subject to public review under the Brown Act could be indirectly subject to public review under the Public Records Act, if the public official made notes of the meeting. This cannot be the rule. The twin pillars of open government law in California, the Public Records Act and the Brown Act, must be interpreted so as to be reasonably consistent with one another." Finally, addressing the superior court's concern that a city "could easily shield information from public disclosure simply by storing it on equipment it does not technically
We observe, however, that in recognizing "the right of individuals to privacy" in section 6250, the Legislature did not distinguish between the privacy rights of City officials and those of third parties whose personal information may be disclosed when records are accessed. (Compare City of San Jose v. Superior Court, supra, 74 Cal.App.4th at pp. 1018-1025 [balancing test under catchall exception of § 6255, subd. (a), favors privacy interests of citizens complaining about airport noise over public interest in disclosure] and Regents of University of California v. Superior Court (2013) 222 Cal.App.4th 383, 399 [166 Cal.Rptr.3d 166] [public entity has no obligation to obtain fund information from private investment firms] with International Federation, supra, 42 Cal.4th 319, 346 [peace officers' names and salary information not protected from CPRA disclosure under exemption of § 6254, subd. (c), or by Pen. Code, §§ 832.7, 832.8]; cf. Sander v. State Bar of California (2013) 58 Cal.4th 300, 326-327 [165 Cal.Rptr.3d 250, 314 P.3d 488] [information in State Bar admissions database accessible if privacy of applicants can be protected and no legitimate public interest outweighs public interest in disclosure].)
Both the City and the League supplement their privacy concerns with practical considerations. Petitioners suggest that if local agencies were required to search the personal electronic accounts of their employees, "the burden and cost would be overwhelming." Indeed, petitioners suggest, "without the requisite custody or control of such records, it is difficult to imagine how the City would be able to implement such searches if employees declined to cooperate." The League likewise emphasizes that without access to and control over private messaging accounts and electronic devices, a public agency has no "viable, legal means of searching for and producing private documents of its employees and officials." The superior court's interpretation is unworkable, the League argues, because a records request would require the City to conduct an active search not only of devices and accounts stored in its system or under its control, but also of all private computers, phones, tablets, and other electronic devices of its employees and officials. And those searches, the League points out, would intrude into private conversations with family members or friends that happen to include some discussion of a public issue. As the League sees it, "[n]either the Legislature nor the electorate has demonstrated an intent that the Act reach those purely private communications."
In defending the lower court's ruling Smith and the media representatives also rely on policy objectives. They emphasize that section 6252, subdivision
Under the CPRA, "[p]ublic records are open to inspection at all times during the office hours of the state or local agency and every person has a right to inspect any public record, except as hereinafter provided." (§ 6253, subd. (a).) As noted earlier, the term "public records" is defined in section 6252, subdivision (e), to include any writing relating to the public's business
In order to apply section 6253 in light of the expressed intent of section 6250 to ensure access to information relating to public business, we must first determine whether a written communication
Close examination of Smith's argument reveals its logical weakness. Even if we accept the first premise, that a local agency can act only through its officials, it does not follow that every act of an official is necessarily an act of the agency. Smith further asserts, quoting San Gabriel Tribune v. Superior Court (1983) 143 Cal.App.3d 762, 774 [192 Cal.Rptr. 415] (San Gabriel) that "`[a]ny record required by law to be kept by an officer, or which he keeps as necessary or convenient to the discharge of his official duty, is a public record.'" This point, taken from San Gabriel out of context, merely begs the question of whether the information sought is a public record.
We therefore cannot agree with Smith that individual city council members and their staff must be considered equivalent to the City for purposes of providing public access to their writings on public business. Because it is the agency — here, the City — that must prepare, own, use, or retain the writing in order for it to be a public record, those writings that are not accessible by the City cannot be said to fall within the statutory definition. The City cannot, for example, "use" or "retain" a text message sent from a council member's smartphone that is not linked to a City server or City account. Thus, relying on the plain meaning of the language used in section 6252, subdivisions (a) and (e), we believe that the CPRA does not extend its disclosure mandate to writings of individual city officials and employees sent or received on their private devices and accounts.
Smith, along with the media, cites CPOST, supra, 42 Cal.4th 278, for the assertion that "the location in which public records are stored does not diminish their public character." The media draw from CPOST the inference that "the Legislature meant to exclude from the definition of public records only writings `totally devoid of reference to government activities' based on their content."
But CPOST does not assist us in interpreting the language of section 6252. In CPOST, the issue was whether the information sought by a newspaper was exempt from disclosure under section 6254, not whether it met the definition of a public record under section 6252. Indeed, it was undisputed that the requested information was a public record; rather, it was the scope of "personnel records" as used in Penal Code sections 832.7 and 832.8 that was at issue. (CPOST, supra, 42 Cal.4th at p. 288.) It was in this context that the high court determined that it was "unlikely the Legislature intended to render documents confidential based on their location, rather than their content." (Id. at p. 291.) The Supreme Court rejected the appellate court's interpretation of "personnel records" in Penal Code section 832.8, because "[u]nder the Court of Appeal's interpretation, the circumstance that a document was placed into a file that also contained the type of personal or private information listed in the statute would render the document confidential, regardless of whether the document at issue was of a personal or private nature, and regardless of whether it was related to personnel matters." (42 Cal.4th at p. 290.) In other words, the location of a document should not be the basis for determining whether personnel records may be withheld, because it would be too easy to shield unprotected information in a "file" that contains protected material. "Furthermore, if records are stored in a computer in electronic form, it would be difficult, if not impossible, to determine which records are contained in the
The media offer a similarly flawed argument, relying on San Gabriel, supra, 143 Cal.App.3d at page 774, for the proposition that the scope of "public record" excludes only personal information unrelated to the public's business. But that point goes to the public nature of the writing, which is not at issue here. (Cf. Braun v. City of Taft (1984) 154 Cal.App.3d 332, 340 [201 Cal.Rptr. 654] [personnel records of city firefighter were public records, as they "clearly related to the conduct of the City's business"].) We are not concerned here with disclosure requests for messages of purely personal content because it is undisputed that the records sought relate to City business; thus, the issue is not properly framed as one of location versus content.
Nor does the media's reliance on International Federation, supra, 42 Cal.4th 319 compel a different result. In that case the Supreme Court held that peace officers' names and salary information were not protected from CPRA disclosure under exemption of section 6254, subdivision (c), or by the confidentiality provisions of Penal Code sections 832.7 and 832.8 The issue was not whether that information constituted a public record; the parties agreed that it did. Instead, the court primarily addressed the question of whether any exemption applied under section 6254, subdivision (c), pertaining to "`[p]ersonnel, medical, or similar files, the disclosure of which would constitute an unwarranted invasion of personal privacy.'" (42 Cal.4th at p. 329.)
Both parties have cited Flagg v. City of Detroit (E.D.Mich. 2008) 252 F.R.D. 346 to support their positions. In Flagg, a federal district court ruled that text messages exchanged by city officials and employees were not protected from civil discovery by the federal Stored Communications Act (18 U.S.C. § 2701 et seq.). The messages were exchanged by means of text messaging devices issued to city officials and employees under the city's contract with Skytel, its service provider. Because Skytel stored the messages under that contract, the city was presumed to have access to and control over them. Notably, the discovery request was based on a federal rule of civil procedure which permitted the requesting party to inspect documents "in the responding party's possession, custody, or control." (Fed. Rules Civ.Proc., rule 34(a)(1), 28 U.S.C., italics added.)
Howell Education Assn., MEA/NEA v. Howell Bd. of Education (2010) 287 Mich.App. 228 [789 N.W.2d 495], also cited by petitioners, is likewise not helpful. There the plaintiff, a teachers' union, sought a judgment declaring that both personal and union-related e-mail relating to union business did not constitute a public record under Michigan's Freedom of Information Act. The appellate court held that personal e-mails were not rendered public records merely because they were stored or retained by the defendant board of
Some courts have considered whether a public official's messages using a private device are public records if made during official public meetings. In a Michigan township, a letter read aloud in a township meeting and incorporated into the minutes became a public record under that state's Freedom of Information Act because it was "`used ... in the performance of an official function.'" (Walloon Lake Water System, Inc. v. Melrose Township (1987) 163 Mich.App. 726, 730 [415 N.W.2d 292, 294]; cf. Hopkins v. Duncan Township (2011) 294 Mich.App. 401, 411 [812 N.W.2d 27, 33] [board member's personal notes during meeting not a public record where they were never read into the minutes or used by the township board].) In City of Champaign v. Madigan (2013) 2013 ILApp(4th) 120662 [372 Ill.Dec. 787, 992 N.E.2d 629, 639], the appellate court determined that text messages and e-mail sent or received by a city council member during council meetings constituted public records under Illinois's Freedom of Information Act. The Illinois court accepted the city's argument that the individual council members were not themselves the "public body" within the meaning of the act, where that legislation defined "public records" as communications "pertaining to the transaction of public business, regardless of physical form or characteristics, having been prepared by or for, or having been or being used by, received by, in the possession of, or under the control of any public body." (5 Ill. Comp. Stat. Ann. 140/2(a).) The court noted that this definition did not include members of a public body, and that "[i]ndeed, an individual city council member, alone, cannot conduct the business of the public body." (City of Champaign v. Madigan, supra, 992 N.E.2d at p. 639.) The court then deviated from this line of reasoning by assuming that if the message is forwarded to enough council members to constitute a quorum, the individual member's messages become those of the entire "public body." (Ibid.) To hold otherwise, the court held, would "subvert the Open Meetings Act" and the Freedom of Information Act "simply by communicating about city business during a city council meeting on a personal electronic device." (City of Champaign, at p. 640.)
The question of when a privately transmitted communication made during a public meeting becomes that of a "public body" — or in this case, a public "local agency" — is not presented in this writ proceeding. Smith did not confine his request to writings exchanged during city council meetings, but sought all communications transmitted during an unspecified period regarding
More comparable to the issue before us was the more general request submitted to a Pennsylvania township in In re Silberstein (Pa.Commw.Ct. 2011) 11 A.3d 629. In that case Stacey MacNeal requested electronic communications between citizens and commissioners serving on the township board. The township produced writings in its possession and control, but it did not consider those made on computers maintained solely by a commissioner. Like Smith, MacNeal argued that an elected official should not be permitted to shield public records relating to township activity by using a third party e-mail address on a personal computer. Also like Smith, MacNeal reasoned that public officials "are agency actors and are subject to York Township control." (Id. at p. 632.) The trial court, however, ruled that those communications were not "public records" under Pennsylvania's "Right-to-Know Law" (RTKL).
The Commonwealth Court of Pennsylvania affirmed, holding that "a distinction must be made between transactions or activities of an agency which may be a `public record' under the RTKL and the emails or documents of an individual public office holder. As pointed out by the trial court, Commissioner Silberstein is not a governmental entity. He is an individual public official with no authority to act alone on behalf of the Township. [¶] Consequently, emails and documents found on Commissioner Silberstein's personal computer would not fall within the definition of record[,] as any record personally and individually created by Commissioner Silberstein would not be a documentation of a transaction or activity of York Township, as the local agency, nor would the record have been created, received or retained pursuant to law or in connection with a transaction, business or activity of York Township. In other words, unless the emails and other documents in Commissioner Silberstein's possession were produced with the authority of York Township, as a local agency, or were later ratified, adopted or confirmed by York Township, said requested records cannot be deemed `public records' within the meaning of the RTKL as the same are not `of the local agency.'" (In re Silberstein, supra, 11 A.3d at p. 633.)
Smith asserts that Silberstein is inapposite because the RTKL defines a "public record" as a nonexempt record of a commonwealth or local agency, and Silberstein lacked authority to act alone on behalf of the township. That
The First District, Division Two, reached the same conclusion recently in Regents of University of California v. Superior Court, supra, 222 Cal.App.4th 383. The issue in that case was whether Reuters America LLC (Reuters) was entitled to confidential information regarding investments made by the Regents of the University of California. The superior court recognized that the information was not directly owned, retained, or used by the university Regents, but it nonetheless granted the petition of Reuters for fund-specific information because the Regents had not "`demonstrated that the Fund Level Information does not relate to the conduct of the people's business or that it does not have constructive possession of that information.'" (Id. at pp. 394-395.) The court ordered the Regents to make a reasonable effort to obtain the requested information.
We agree with amici curiae from the media that Regents is not entirely comparable to the facts before us; the records sought in that case were held by private companies rather than parties to the case. (See City of San Jose v. Superior Court, supra, 74 Cal.App.4th at p. 1025 [public interest in protecting privacy of people complaining about airport noise "clearly outweighs" public interest in disclosure of their names, addresses, and telephone numbers].) Obviously there could also have been no suggestion that the Regents and the private companies were "indistinguishable." But the reviewing court's emphasis on avoiding judicial additions to the statutory language is one we endorse as well. And just as the superior court in Regents improperly bypassed the definition of "public record" by relying on the agency's "constructive possession," here too we must reject Smith's argument that the CPRA permits disclosure of the requested communications on the theory that the City has "constructive control" over the records of its employees and officials. (See Regents of University of California v. Superior Court, supra, 222 Cal.App.4th at p. 400.) Moreover, there is no evidence in either party's separate statement of undisputed facts that the City has actual or constructive control over the privately stored communications of its officials.
Smith also attempts to rebut a position not taken by petitioners, that their personal accounts and devices are protected from disclosure by one or more exemptions listed in section 6254. Petitioners do not invoke any of these statutory grounds. Consequently, we need not address Smith's assertion that petitioners waived the issue of whether any section 6254 exemption applies, nor his contention that petitioners failed to meet their burden to demonstrate the applicability of a statutory exemption.
Let a peremptory writ of mandate issue directing respondent court to vacate the order granting Smith's motion for summary judgment and to enter a new order denying that motion and granting the summary judgment motion of petitioners. Upon finality of this decision, the temporary stay order is vacated. Costs in this original proceeding are awarded to petitioners.
Rushing, P. J., and Premo, J., concurred.