BEDSWORTH, ACTING P. J.
No appearance for the Minor.
The issue in this appeal is whether the evidence compelled the trial court to conclude that Samuel, who alleges he is the biological father of K.M., qualifies as a presumed father under standards enunciated in Adoption of Kelsey S. (1992) 1 Cal.4th 816, and hence has the right to block the adoption of K.M. by Michael and Tasha. Because the evidence does not compel any such conclusion, we affirm the judgment finding Samuel's consent is not necessary for the adoption.
K.M. was born in early September 2012. Both at the time of her conception (about December 2011) and at the time of her birth, her birth mother Kathleen was married to a man named Manuel. According to Kathleen's declaration filed in support of adoption by Michael and Tasha, Kathleen went to a bar one night, and ended up having sex with three different men, so she didn't know the child's biological father. She did tell Tasha "numerous" times that Samuel "could not" be the father.
Kathleen learned of her pregnancy in February 2012 and, that same month, told Samuel about it. The previous month Samuel had been incarcerated on a drug charge so the visit was at the jail, where he would remain until July. At the time Kathleen told Samuel of the pregnancy, she was living in a motel, having been "forced [] out" — Samuel's own words — of Samuel's father's house, in which she had been living prior to Samuel's incarceration, by Samuel's nieces.
At the jail Kathleen told Samuel she planned to have the child adopted, but said she wouldn't go through with the adoption if Samuel could provide a "stable home environment" and "could support the family." Samuel told her he could not — as he styled her statement — "`meet her demands.'" He later testified that his reaction at the time was based on being in jail and not having any income, and also on the fact he suffers from several serious ongoing health problems, including "problems" with his liver and his kidneys, manifesting themselves in edema and dehydration.
During the course of Kathleen's pregnancy and his own January-July incarceration, Samuel wrote letters to his father asking him "don't forget to help Katie." He also took, while he was in jail, six to eight weeks of parenting classes.
Kathleen did not instigate dissolution proceedings to end her marriage to Manuel; he did, in March 2012. While the final judgment of dissolution of the Manuel-Kathleen marriage was filed in mid-June 2012, the date the status of marriage was terminated was September 20, 2012. K.M. was born around two weeks before that date.
The record is fairly clear that between July 2012 — when Samuel was released — and the September birth, Samuel and Kathleen were living in rooms paid for by prospective adoptive parents — first, a couple who originally hoped to adopt her child and then, in the final month, by Michael and Tasha. In that final month, Samuel and Kathleen were living in a motel in Buena Park near Knott's Berry Farm. Kathleen admitted that the night before the birth, she took "a couple hits" from a friend's methamphetamine pipe, consequently K.M. was born the next day with methamphetamine in her system. Samuel presented no evidence that he was away from the apartment that evening, or that he made any effort to try to prevent a pregnant woman about to give birth from ingesting a harmful, illegal drug.
Samuel was asleep when Kathleen went into labor. Because of mixed-up text messages, Samuel did not reach the right hospital until about 12 hours after the birth. He and his father took pictures of the baby but were otherwise not allowed in the nursery. Kathleen signed papers authorizing the adoption by Michael and Tasha, and reiterated the story there were three possible biological fathers and she did not know who was the biological father of the child. Tasha was allowed to take K.M. from the nursery the next morning. Kathleen signed papers waiving her right to revoke her consent to the adoption, and Manuel signed a waiver of his right to notice of the adoption. Samuel was not named on the birth certificate. Kathleen testified that, at the time, she "was afraid of him getting her."
For two weeks after the birth Kathleen and Samuel stayed at a motel in Anaheim paid for by Michael and Tasha. After that, they stayed at a room in Garden Grove, again paid for by Michael and Tasha.
Within a week of the birth, Samuel drove to the courthouse where he told a clerk he wanted to stop the adoption, but he had no driver's license to prove his identity. Sometime thereafter he obtained one and returned to the courthouse. He testified that because he did not know the prospective adopters' names, and because he had no case number, he was unable to file anything. He also testified that on the 29th day after the birth he drove with Kathleen to the courthouse, but their truck broke down and the next court day being a holiday, he assumed he had missed the 30-day time limit to file an objection to the adoption. He described his state of mind at that time as "emotional, just drained, thinking it was over."
On October 11, 2012, Michael and Tasha filed the formal adoption proceeding we now review. Nothing happened in the case during the rest of October, but Samuel was once again jailed — albeit, according to his testimony, only briefly and without charges — in November. He made an attempt to contact Tasha in December asking for pictures, but Tasha hung up, telling him to go through their lawyer.
Samuel was jailed again in January 2013, on charges of possessing a controlled substance. He stayed in jail until at least May 15. On February 13, 2013, while still in jail, he called the California Department of Social Services and told an adoption specialist he wanted custody of his child, but had no funds and asked for a pro bono attorney. The department gave him the name of an attorney, a family law center, and a paralegal center. Samuel presented no evidence he ever contacted any of these entities.
Rather, in May he did some legal work on his own behalf. The circumstances of that work were: On May 15, while still in jail, he was served with the adoption petition in this case. The papers contained a notice he had 30 days after the service of the papers to file an action to establish his own paternity. From his jail cell, Samuel filed, in the period May 17 through 23, a series of handwritten documents, essentially seeking to establish his own paternity and halt the adoption.
These papers generated the hearing on October 9, 2013, leading to the judgment at issue in this case. The trial judge found Samuel was well aware of the planned adoption before the birth of K.M., took no action to ever support the child either before or after birth, and did not qualify as a presumed father under Kelsey S. The trial court also found it was in the best interests of K.M. to terminate Samuel's rights. Samuel himself filed the notice of appeal from the initial minute order within the week.
The basic framework governing Samuel's appeal was laid down by our Supreme Court in Kelsey S., supra, 1 Cal.4th 816. The Kelsey S. court confronted a statutory scheme in which a man in Samuel's position — an unwed biological father — has virtually no right at all to contest an adoption.
But what is that standard? Kelsey S. itself was not a fact-based decision. It does not, for example, give the reader, as later cases do (indeed, as we have done here) a detailed account of the appellant's behavior vis-à-vis the pregnancy.
Promptness and fullness were fleshed out in our high court's next venture into the area of unwed fathers seeking parental rights as a matter of constitutional common law, Michael H., supra, 10 Cal.4th 1043. There, the high court reversed a determination of the appellate court that the would-be presumed father was a presumed father with directions to enter judgment against him because, as a matter of law, he did not qualify under Kelsey S.
In Michael H., the trial court found the biological father's efforts to assert his parental relationship were "`were nothing short of impressive,'" and "`truly extraordinary.'" (Michael H., supra, 10 Cal.4th at p. 1053.) In particular, in the two years following the birth, the biological father had "never wavered in expressing his desire to take on the full responsibility of fatherhood," and had "`relentlessly'" sought visitation rights (at least by urging the matter on his attorneys). (Ibid.) Accordingly, the trial court blocked the adoption, and the appeal in Michael H. was by the prospective adoptive parents. The appellate court, however, perceiving Kelsey S. to stand for a "`balancing test,'" affirmed the trial court's decision. (Id. at p. 1054.)
But the appellate court had misperceived Kelsey S. If there was one clear theme to the Michael H. opinion, it was that prompt action by the biological father meant action from the very beginning of his fatherhood. Justice Mosk, writing for a six-justice majority in Michael H.,
Adoption of O.M. (2008) 169 Cal.App.4th 672 adds an additional gloss to Michael H.'s emphasis on the need to commit fully and promptly that is pertinent here. In fine, O.M. obviates much discussion here. It holds that being incarcerated is no excuse. (See id. at p. 675.)
In O.M., the biological father was arrested for a parole violation (the violation was use of methamphetamine and marijuana) only a week after the pregnancy was confirmed. (O.M., supra, 169 Cal.App.4th at p. 676.) He would stay in jail for four months thereafter. (Ibid.) Said the court: "Here, B.R. [the biological father] learned of the pregnancy in February 2006, and L.T. [the mother] did not start refusing to see him at least until sometime in June 2006. B.R. has not established that during the intervening four months, he provided support to L.T. of any kind — financial, emotional, or practical. All he has shown is that his parents furnished her with some clothing and money, though apparently not enough to prevent her from needing the support of T.M. and J.R. once they came into the picture. [¶] The record supports the conclusion that B.R. was prevented from supporting L.T. during the initial period of her pregnancy, before she began refusing to see him, not because of any unilateral action on her part, but by his own actions in committing the parole violations, including the use of illegal drugs, that led to his incarceration. We do not discern any violation of equal protection or due process in holding an unwed father's own criminal activity against him when assessing whether he has met the criteria for Kelsey S. rights." (Id. at p. 680, second italics added.)
The principles stated in Michael. H. and O.M. cover Samuel's arguments in this appeal. As in Michael H., there was a clear absence of a full commitment to parental responsibility in the critical initial period — here, February to May, in Michael H., July to November — when the prospective mother needed certainty and had to be able to plan a future. And, just as in O.M., Samuel's ability to step forward at the crucial point in time was limited by his own conduct in violating his parole and getting arrested on a drug charge.
We would also note this: Samuel's strongest evidence that he was willing to commit to full parental responsibility in the prenatal period was his writing to his father from jail asking his father "don't forget to help Katie." But even that evidence is undercut by the fact that after Samuel's incarceration and during the critical early months of pregnancy, Kathleen was forced out of Samuel's father's home and rendered homeless. The prospect of being pregnant with a child not by her husband and being homeless to boot must have been terrifying. And yet that is the position Kathleen found herself in because of Samuel's violation of his parole.
Nor did Samuel's efforts at committing to parenthood include any effort on his part to try to dissuade Kathleen from ingesting methamphetamine late in her pregnancy. What was someone doing with a methamphetamine pipe in Samuel and Kathleen's apartment the night prior to K.M.'s birth?
Moreover, even Samuel's efforts in the post-natal period were less than impressive. (And certainly less impressive than the unwed father's efforts were in Michael H.) Even crediting Samuel's testimony that he was arrested on false charges, he never quite got his act together in asserting his legal rights with regard to K.M. For example, in February 2013, he was given three legal referrals who, according to the adoption specialist's report, would have helped him free of charge. By that time he certainly would have had access to the case number to give to one of the referrals. But he didn't.
The case relied on by Samuel, Adoption of H.R. (2012) 205 Cal.App.4th 455, is inapposite. There, the trial court did find the biological father was a presumed father under Kelsey S., and the appellate court found substantial evidence to support the trial court's conclusion. While H.R. didn't discuss Michael H. at all, it is relatively clear from the opinion that the biological father there had fully committed to his parental responsibilities in the crucial prenatal period. (See id. at p. 457 ["Long before minor was born, father had sought to establish his parental rights."].)
Because Samuel does not qualify as a presumed father under Kelsey S., we need not consider the impact of the trial court's finding that termination of Samuel's parental rights and adoption by Michael and Tasha is in K.M.'s best interest. Nor need we consider with the now-academic problem of whether, under Dawn D. v. Superior Court (1998) 17 Cal.4th 932, Samuel even had standing to contest the adoption in the first place. The judgment of October 23, 2013, terminating Samuel's parental rights for adoption is, accordingly, affirmed. Respondents are to recover their costs on appeal.
MOORE, J. and THOMPSON, J., concurs.