When he was five years old, plaintiff Michael Lawrence fell from a window in his family's second-story hotel room at the La Jolla Beach and Tennis Club and suffered serious head and brain injuries. Michael's parents, Nan Lawrence and Jeff Lawrence, filed a first amended complaint against La Jolla Beach and Tennis Club, Inc., and La Jolla Beach and Tennis Club Partners, L.P. (defendants), seeking damages under the following three causes of action sounding in negligence: "Negligence," "Dangerous Condition of Property," and "Negligent Infliction Of Emotional Distress." Michael, through his mother as guardian ad litem, later filed a separate complaint alleging the same causes of action.
Plaintiffs contend the court erred in ruling that (1) defendants had no duty and breached no duty to install a fall prevention device on the window from which Michael fell, and (2) the accident was not caused by defendants' failure to install a fall prevention device on the window. We reverse.
Defendants owned and operated the La Jolla Beach and Tennis Club Hotel at the time of Michael's accident. Jeff and Nan Lawrence and their three sons checked into the hotel on October 4, 2008. They were on a family vacation to celebrate the sixth birthday of Michael and his twin brother, Luke. Nan requested a room on the first floor of the hotel when she made the reservation, but when the family checked into the hotel there were no rooms available on the first floor until the next day, so they checked into a room on the second floor.
On the morning of October 5, 2008, Nan opened the window from which Michael fell because she wanted to hear the ocean. The three boys were playing, eating grapes, and coloring in their coloring books near the sofa. Jeff and Nan were sitting at the kitchen table just to the left of the window. Jeff was looking at his computer and Nan was going through papers to plan the family's schedule of activities for the day when they heard Luke scream. They looked up and Michael was not in sight. He had fallen out of the window onto concrete pavement and suffered serious head and brain injuries as a result. When he fell, the window's screen popped out and fell to the ground. The sill of the window is 25 inches above the floor and at least four to six inches deep. Michael testified in his deposition that he put his foot on the windowsill and fell when he "leaned forward to see something."
After the court consolidated the two cases, defendants filed a motion for summary judgment, which they intended to be directed at both Jeff and Nan's first amended complaint and Michael's complaint. However, the court construed the motion as being directed only at Jeff and Nan's first amended complaint. Defendants sought summary judgment against Jeff and Nan on the following grounds: (1) Jeff and Nan's own carelessness and failure to use precautions caused Michael's fall; (2) defendants were not negligent in the ownership and operation of the premises; (3) the window complied with all applicable building codes; (4) the screen through which Michael fell was not a safety device; and (5) plaintiffs were never guaranteed a ground floor room.
Defendants' moving papers included the expert declaration of Stephen D. Olsen, a certified building inspector, who stated that the subject window complied with all applicable building codes and there was nothing in the codes that required the window to have "window restrictors." Olsen further stated: "[W]indow screens are not now, nor have they ever been, intended as safety devices. Window screens are intended to keep insects out and there is nothing in the applicable building codes and standards that required a window screen that could serve as a safety device on that window."
Jeff and Nan submitted deposition testimony of Hawley Stevens, the hotel's former director of operations. Stevens testified that he made the decision to place bars on the hotel's oceanfront bay windows. He explained that the majority of the bay windows were seats with cushions and pillows on them and "leaning against them was an issue ...." When asked about the purpose of putting bars on those windows, he testified that guests leaning against the windows "were basically pushing screens out, or it was more of a support and a protection too." Placing the bars on the windows minimized the screens' falling out. Counsel asked Stevens, "Is it fair to say that the reason that the bars were placed on the window was because of a concern of something or somebody falling out the window?" Stevens answered, "Yes."
Jeff and Nan also submitted the expert declaration of Zachary M. Moore, a mechanical engineer with "extensive technical and practical experience in conducting safety investigations and analysis of premises." Moore inspected the subject hotel room, discovery materials, and relevant codes and standards. He noted there were safety bars on two of the windows in the room and on windows in other ocean-facing rooms, but not on the window from which Michael fell. He further noted that on the day of the accident there was no restrictive device to keep the window from opening all the way and the screens provided no safety resistance. Moore's professional opinion was that the hotel room was in a dangerous condition on the day of the accident, defendants were negligent in failing to provide safety bars or other safety measures for the window, and their negligence was the direct cause of Michael's falling out of the window.
Moore averred that on average, 18 children ages 10 and under die annually from falls from windows. Consequently, the United States Consumer Product Safety Commission asked the American Society for Testing and Materials (ASTM) to develop standards for devices that would protect children from falling out of windows. A subcommittee of ASTM developed two such standards. In Moore's words, "[d]evices covered by the standards fall into one of three groups: [¶] Fall prevention window guards, which consist of closely spaced bars in the device designed to fit into or onto the window
Defendants filed a supplemental declaration of Olsen in response to Moore's declaration. Olsen stated that ASTM standards are manufacturing standards that do not apply to "end users" like defendants unless state or local government has adopted them. His research revealed that the ASTM standards cited by Moore had not been adopted by the state, San Diego County, or the City of San Diego. He therefore concluded that the ASTM standards did not apply to defendants. He asserted that neither of the two ASTM standards that Moore cited applied to the window at issue in this case because one applies only to windows that are more than 75 feet above the ground, and the other applies only to new construction and had not been adopted into the California Building Standards Code.
The court granted defendants' motion for summary judgment on Jeff and Nan's first amended complaint, ruling that "defendants did not breach their duty of care and the accident was not caused by defendants' failure to install a safety device on the window." The court stated: "Given that the Building Code requirements were met, the height of the window, the fact that Michael's mother opened the window, the parents were nearby but distracted, the window was not in a common area over which defendants had sole control, and there were no prior incidents of anyone or anything falling from any windows, it was not foreseeable that a minor would fall out. As such, defendants' duty did not include taking additional protective measures for the subject window. [Citation.] [¶] Accordingly, defendants did not breach their duty of care to prevent the kind of accident which occurred here. The accident occurred in a hotel room. While a hotel owner arguably may foresee that its guests might open a second story window and not watch their child near the open window, the owner is not required to forestall the foreseeable consequences of others' negligent conduct. Defendants could properly assume that parents would take precautions to supervise their children and
After the court issued its summary judgment ruling, defendants filed a second motion for summary judgment on Michael's complaint on the grounds that (1) they had no duty to install safety devices on the subject window; (2) there was no code violation related to the window; (3) the window was not in a common area of the hotel; (4) the window's screen was not designed or intended to operate as a safety device; (5) there had never been any prior similar incidents; and (6) plaintiffs were never guaranteed a ground floor room. Michael's opposition to the motion was essentially the same as Jeff and Nan's opposition to defendants' first summary judgment motion, including its reliance on Moore's expert declaration.
The court granted the motion for summary judgment on Michael's complaint, ruling again that "defendants did not breach their duty of care and thus, the accident was not caused by defendants' failure to install a safety device on the window." In its written order the court discussed the following two cases involving a child's falling out of a window: Pineda v. Ennabe (1998) 61 Cal.App.4th 1403 [72 Cal.Rptr.2d 206] (Pineda), on which defendants relied and Amos v. Alpha Property Management (1999) 73 Cal.App.4th 895 [87 Cal.Rptr.2d 34] (Amos), on which Michael relied in opposing the motion.
The court stated: "In Pineda the minor fell out a second story window in his apartment. The window was approximately 44 inches above the floor level, but the minor's mother had placed a bed under the window. [Citation.] Somewhat similar to the facts here, there was uncontroverted evidence that protective bars had been installed on some windows (those with sills 18 inches above the floor). [Citation.] The Pineda court held the owner/landlord owed no duty of care. `While a landlord arguably may foresee that his tenants might carelessly leave their small children unattended and exposed to dangers, he is not required to forestall the foreseeable consequences of others' negligence — only his own.' [Citation.] The Pineda court was also mindful of the consequences of imposing a new duty to prevent children from falling from windows."
Regarding Amos, supra, 73 Cal.App.4th 895, the court stated: "The Amos case, decided after Pineda, concerned a window that was approximately 28 inches from the floor on the second story of an apartment building. The Amos court held there was a triable issue of fact as to whether the defendants' maintenance of a low, open, unguarded window in a common hallway of an apartment building where they knew young children were likely to play
The court found Pineda, supra, 61 Cal.App.4th 1403, "more persuasive and applicable to the facts here" because it was "undisputed that plaintiff's fall occurred in a room exclusively occupied by his family at the time of the accident and not in defendants' common area." The court concluded: "Given that the Building Code requirements were met and the height of the window was 25 inches from the floor, the fact that Michael's mother opened the window, the parents were nearby but distracted, the window was not in a common area over which defendants had sole control, and there were no prior incidents of anyone or anything falling from any windows, it was not foreseeable that the minor would fall out under these circumstances. As such, defendants' duty did not include taking additional protective measures for the subject window." On May 22, 2013, the court entered an amended judgment in favor of defendants and against all three plaintiffs based on its having granted both of defendants' motions for summary judgment.
Code of Civil Procedure section 437c "place[s] the initial burden on the defendant moving for summary judgment and shift[s] it to the plaintiff upon a
Accordingly, the issue concerning a landlord's duty is not the existence of the duty, but rather the scope of the duty under the particular facts of the case. (Vasquez, supra, 118 Cal.App.4th at p. 280.) Reference to the scope of the landlord's duty "is intended to describe the specific steps a landlord must take in a given specific circumstance to maintain the property's safety to protect a tenant from a specific class of risk. It is this question that we decide as a matter of law." (Ibid.) A court deciding the issue of the scope of a landlord's duty "should limit its inquiry to the specific action the plaintiff claims the particular landlord had a duty to undertake in the particular case.... Only after the scope of the duty under consideration is defined may a court meaningfully undertake the balancing analysis of the risks and burdens present in a given case to determine whether the specific obligations should or should not be imposed on the landlord. If only the broad proposition that landlords have a duty to exercise reasonable care to maintain their property in a safe condition is considered rather than focusing on the scope of duty, then in every premises liability negligence case the existence of the duty is present, there is no duty issue for the court to determine and each case would be decided by the jury's determination of breach of duty, causation and damages. The law has not evolved in this manner." (Ibid.)
In considering the issue of duty in the present case, we are mindful that "[a] greater degree of care is generally owed to children because of their lack of capacity to appreciate risks and to avoid danger. [Citation.] A landowner similarly shares that duty to `protect the young and heedless from themselves and guard them against perils that reasonably could have been foreseen.' [Citation.] The determination of the scope of foreseeable perils to children must take into consideration the known propensity of children to intermeddle." (McDaniel v. Sunset Manor Co. (1990) 220 Cal.App.3d 1, 7 [269 Cal.Rptr. 196]; see Wiener, supra, 32 Cal.4th at p. 1145 ["When children are the focus of care, the landlord's duty is to protect the young from themselves and guard against perils that are reasonably foreseeable."].)
Regarding the scope of a defendant landlord's duty under circumstances where a child falls out of a hotel or apartment window, Pineda and other cases support the proposition that a landlord generally does not have a duty to take measures to prevent a child from falling out of an upper story apartment window. (Pineda, supra, 61 Cal.App.4th at pp. 1405, 1408-1409 [landlord has no duty to assure that children do not fall out of ordinary second-story windows]; Schlemmer, supra, 47 Cal.App.2d at p. 167 ["It is a matter of common knowledge that a screen is not placed in a window for the purpose of keeping persons from falling out."]; Gustin v. Williams (1967) 255 Cal.App.2d Supp. 929, 931-933 [62 Cal.Rptr. 838] [landlord not liable for injury to two year old who fell out of window with screen that had no locking or latching mechanism].)
However, other cases have decided a landlord owes a duty to protect children from falling out of windows when the condition or design of the window or other circumstances increase the risk to small children of falling from the window. In Amos, a two-year-old boy fell out of a low, open, unprotected window in a common area hallway of an apartment building.
In Freeman v. Mazzera (1957) 150 Cal.App.2d 61 [309 P.2d 510] (Freeman), the four-year-old plaintiff was injured in a fall from an opening off the landing of the stairway of his apartment building. (Id. at p. 62.) The opening was 32 inches wide and nine feet eight inches high, and the bottom of the opening was 19 inches above the floor. (Ibid.) The lower part of the opening was protected by an iron lattice frame attached to the outside of the building and children had habitually played in the opening, using its lower ledge as a
The Amos court also discussed Brady, in which a three-year-old boy fell out of a second-story apartment window, which his mother had left open because the central air-conditioning unit that normally cooled the apartment had been inoperative for several days. (Brady v. Rivella Developers, Inc. (La.Ct.App. 1982) 424 So.2d. 1104, 1105 (Brady).) The window had a screen and "[t]here was a ledge within the window opening, only inches off the floor, in which a child could sit, stand or kneel. The screen was framed by light-weight aluminum and had fasteners on the top and bottom to keep it in place." (Ibid.) While he was talking to other children on the ground, the plaintiff pressed against the screen and fell when the screen fasteners gave way. (Ibid.) The Amos court noted the Brady court "held the landlord had a duty not to create or maintain an unreasonable risk of harm to others...." (Amos, supra, 73 Cal.App.4th at p. 900, citing Brady, supra, at pp. 1105-1106.) The Brady court upheld the lower court's finding that the defendants breached that duty by maintaining a condition that presented an unreasonable risk of harm to children. (Id. at p. 1106.)
Based in part on these cases, the Amos court held that the defendants in Amos "had a duty to take reasonable precautions to prevent [the plaintiff] from falling out of the large hole they maintained at the end of the second floor hallway." (Amos, supra, 73 Cal.App.4th at p. 900.) The court decided there was a triable issue of fact as to whether the defendants breached their duty of care by maintaining a low, open, unprotected hallway window on the second floor of the apartment building, knowing that young children were likely to play in that area. (Ibid.)
In addition to the cases discussed in Amos, supra, 73 Cal.App.4th 895, there are two other noteworthy cases that concern a hotel owner's duty to protect small children from falling out of upper story windows. In Baker v. Dallas Hotel Co. (5th Cir. 1934) 73 F.2d 825 (Baker) a two-year-old boy was killed when he fell from a 12th-story hotel window. (Id. at p. 826.) The
In Crosswhite, a three-year-old girl was killed under circumstances nearly identical to those in Baker, supra, 73 F.2d 825. The child and her mother were guests in a fourth floor hotel room and the mother left the child playing in the bedroom while she went into the bathroom to wet a cloth to use on the child's younger sister. (Crosswhite, supra, 30 S.E.2d at p. 673.) When the mother returned she saw the child standing on the windowsill with her back to the window screen. (Ibid.) The mother rushed to rescue the child, but before she could reach her the child leaned against the screen and fell out of the window. (Ibid.) Reversing a judgment entered in favor of the defendant hotel owner after the trial court sustained the defendant's demurrer to the complaint filed by the child's administrator, the Crosswhite court quoted extensively from Baker (Crosswhite, at p. 674) and stated that "[t]he duty of an innkeeper to keep his premises reasonably safe applies to `defective or insecurely or unsafely fastened window screens.'" (Id. at p. 675.)
The Crosswhite court concluded the hotel owner's liability for negligence presented questions for the jury, stating: "In the instant case, we do not know the height of this window sill from the floor, but it was low enough for this three-year old child to climb upon it. The window was open; it was summertime, and this three-year old child could not have opened it. The mother saw the wire screen and had a right to assume that this screen was fastened as wire screens ordinarily are fastened. It can be argued that she would not have left her child in a room with an unscreened open window,
Balancing the foreseeability of the risk of harm against the burden of eliminating or mitigating the risk weighs in favor of a determination that the scope of a hotel owner's duty includes taking measures to protect children from falling from such windows. It is undisputed that there were protective bars on windows in the subject hotel room other than the one from which Michael fell, and Moore's declaration evidenced the availability of other protective devices, including fall prevention screens and window opening control devices.
Defendants argue that we should follow Pineda, supra, 61 Cal.App.4th 1403 and hold that the duty to prevent Michael's fall fell solely on his parents and not defendants because, unlike the accident in Amos, the accident here occurred in a unit controlled and occupied by the parents rather than in a common area, and it was caused by the parents' failure to adequately supervise Michael because they were preoccupied with their own activities. Although the accident in Amos happened in a common area and the Amos court referred to a landlord's duty to exercise due care in maintaining common areas of an apartment building (e.g., Amos, supra, 73 Cal.App.4th at p. 898), the cases it discussed in its duty analysis each involved, in its words, "a child who fell from an open window located in a common passageway or in his or her own apartment." (Ibid., italics added.) Thus, the fact that the accident in Amos occurred in a common area was not dispositive of the duty issue.
Moreover, although the duty of care owed by both landlords and hotel owners is to maintain their property in a reasonably safe condition (Vasquez, supra, 118 Cal.App.4th at p. 278; Stowe v. Fritzie Hotels, Inc., supra, 44 Cal.2d at pp. 420-421), because of the temporary nature of most hotel occupancies, hotel owners generally exercise far greater control over hotel rooms than landlords are able to exercise over leased premises. (Crosswhite, supra, 30 S.E.2d at p. 674 ["An innkeeper is in direct and continued control of his guest rooms, while a lessee may be expected to do many things for his own protection."]; Bullock v. City and County of San Francisco (1990) 221 Cal.App.3d 1072, 1097 [271 Cal.Rptr. 44] [A hotel guest is not a resident but "a mere lodger, whose possessory rights and interests are vastly inferior to those of a tenant."].) Consequently, a hotel owner's duty to maintain reasonably safe rooms is more akin to the duty to maintain safe common areas than is a landlord's duty to maintain reasonably safe premises. We agree with the Crosswhite court that the duty of a hotel owner to keep its "premises reasonably safe applies to `defective or insecurely or unsafely fastened window screens.'" (Crosswhite, supra, at p. 675.)
The trial court also based its no duty determination on the fact that "there were no prior incidents of anyone or anything falling from any windows...."
On the record presented, we conclude defendants failed to carry their burden on summary judgment to establish they owed no duty to take measures to prevent the type of accident that occurred in this case.
Although whether a defendant owed a duty to use reasonable care in a particular factual situation is a question of law for the court to decide, the negligence "elements of breach of that duty and causation are ordinarily questions of fact for the jury's determination." (Vasquez, supra, 118 Cal.App.4th 269, 278.) Here, the trial court's finding that defendants did not breach their duty of care was based on its no duty determination. In both summary judgment rulings, immediately after stating that defendants' duty "did not include taking additional protective measures for the subject window," the court stated: "Accordingly, defendants did not breach their duty of care to prevent the kind of accident which occurred here."
On the record presented, there are triable issues of fact as to whether defendants breached their duty of care and whether such breach caused Michael's accident. Although Moore's declaration includes legal conclusions to which defendants have objected below and on appeal, it also includes admissible factual statements that raise a triable issue of fact as to whether defendants breached their duty of care. Moore noted there were safety bars on two of the windows in the room and on windows in other ocean-facing rooms, but not on the window from which Michael fell.
The court's summary judgment rulings show that the court based its no-causation determination solely on its determination that defendants did not breach their duty of care.
The amended judgment entered on May 22, 2013, is reversed. Appellants are awarded their costs on appeal.
Benke, Acting P. J., and Nares, J., concurred.