On April 29, 2013, a jury found defendant guilty of grand theft of an automobile (Pen. Code, § 487, subd. (d)(1)),
On appeal, defendant contends the trial court erred in failing to instruct sua sponte on claim of right as a defense (CALCRIM No. 1863), and that counsel was ineffective in failing to request the instruction. Defendant also contends there is insufficient evidence of his criminal intent.
The People concede the evidence supported a claim of right instruction. We agree with the parties on that point. The People also concede error by the trial court in failing to sua sponte instruct the jury on claim of right. We reject that concession, as we explain post. We do find, however, that trial counsel was ineffective in failing to request that pattern instruction CALCRIM No. 1863 be given and that this failure resulted in prejudice to defendant. Accordingly, although we find sufficient evidence to support defendant's conviction, we reverse the judgment.
Defendant was born in the Fiji Islands, where he went to school only to the sixth grade. He came to the United States in 2000, obtained a green card, and opened a car repair shop, A-TEK Automotive, in 2006. He has learned to speak English, but cannot read or write it.
Schools Financial Credit Union (Schools) had financed a 1988 Toyota Land Cruiser for Froyland Lorezco. Department of Motor Vehicles (DMV) records show the financer as the legal owner of the vehicle and the person with the loan as the registered owner. In February 2010, Lorezco fell behind in the payments; the vehicle was assigned for repossession in May. In July 2011, Schools learned it was no longer listed as the legal owner of the vehicle. The vehicle had been registered to a Mr. Nasrudin. Schools's collection manager reported this change of ownership to the DMV.
Eric Cook, a DMV investigator, was notified of the lien complaint. The transfer documents for the Land Cruiser showed a lien sale through A-TEK Automotive. A lien sale is based on a possessory lien for services and permits a licensed repair facility to sell a car to recoup repair costs and other expenses. The first step is for the lienholder to obtain information from the DMV about all interested parties, such as the legal owner and registered owner. The lienholder then notifies those parties of the lien sale by certified mail with an accompanying certificate of mailing. After the sale, when the lienholder seeks to change the registration of the vehicle, he submits various documents to the DMV, including postal receipts to prove proper notice was given. The documents that defendant submitted to the DMV for this lien sale were missing the postal receipt showing notice had been given to the credit union. Nonetheless, the DMV transferred title to the Land Cruiser to defendant. This transfer was a mistake; the DMV clerk should have returned the documents and noted what was missing. Defendant subsequently sold the Land Cruiser to Ahmad Sha Nasrudin.
On December 1, 2011, Cook went to see defendant about the lien complaint on the Land Cruiser. Defendant gave evasive answers to Cook's questions; he claimed he could not remember the name of the customer who brought in the Land Cruiser or the name of the person to whom he later sold it. Defendant said a customer brought the Land Cruiser in to get the transmission repaired and wanted defendant to remove the transmission. The customer would get it repaired and have defendant reinstall it. The customer
Daniel Cawley accompanied Cook to A-TEK Automotive. While Cook was questioning defendant, Cawley looked around the repair area. He saw a dark blue Audi; its body parts had been removed, and the right front frame rail and front passenger compartment had been cut off. The car looked like it was being chopped up and Cawley suspected a chop shop. When Cawley asked defendant about the car, defendant said it had been in an accident and the owner asked to have the component parts removed and the chassis cut. Again, defendant had no paperwork. The car parts did not appear damaged.
At trial, Gurpreet Singh, the owner of the blue Audi, testified he left the car at defendant's shop. Later, he reported the car stolen in Colorado and filed an insurance claim, receiving $4,299. He claimed defendant told him to make this false report. Later, Singh saw the car being dismantled. He went back to the Colorado police and told "the whole story." He had not repaid the insurance company.
A retired DMV investigator testified he believed A-TEK was operating as a chop shop.
An investigator from the Bureau of Automotive Repair inspected the Land Cruiser. It had its original transmission, the one installed by Toyota. Based on the amount of dirt on the transmission, he did not believe the transmission had been taken out in the last year before inspection. He later testified he was 100 percent confident that the transmission had not been removed in the nearly two years between the transfer and the inspection.
Nasrudin and his son Samardin testified about the purchase of the Land Cruiser from defendant. Samardin had purchased the car for his father and told varying stories of how much he paid. He told investigators he paid $4,000 to $5,000, perhaps with a trade-in. He later produced a receipt for $6,000.
Defendant testified he gave Lorezco an estimate of $2,500 to rebuild the transmission in the Land Cruiser. Lorezco asked defendant to take out the transmission and he would have someone else rebuild it. Defendant removed the transmission, but Lorezco later brought it back and defendant reinstalled it. Defendant did some other work on the Land Cruiser; the total bill was $590, of which $450 was labor. Defendant was unable to reach Lorezco to pick up the vehicle because his phone was disconnected.
Hodges told defendant he could sell the Land Cruiser 31 days after the lien was filed. Defendant checked with her as to when the 31 days had lapsed, and she told him he could sell the car. Defendant sold the Land Cruiser to Samardin for $750 and a trade-in. Defendant claimed Samardin removed a receipt from defendant's receipt book at the time of the sale.
Defendant testified Singh asked him to remove parts from the Audi and cut it up. Defendant had his suspicions, but did what Singh asked.
Defendant explained he was on pain medication and "sleepy" when the police questioned him about the Land Cruiser and the Audi. The officer used a "hard tone" and tried to confuse and scare him.
Defendant was charged with owning and operating a chop shop (Veh. Code, § 10801), theft by false pretenses with Ahmad Nasrudin as the victim (§ 532, subd. (a)), grand theft of an automobile with Schools as the victim (§ 487, subd. (d)(1)), and perjury (§ 118, subd. (a)).
During jury deliberations, the jury asked for Hodges's testimony to be reread. The jury then asked for a clarification about the law, inquiring if the specific intent instruction (CALCRIM No. 251) applied to "every element of every count," specifically, "Elements 1, 2, 3, and four on Page 35." Page 35 contained only the instruction on grand theft auto, CALCRIM No. 1800, titled "Theft by Larceny (Pen. Code, § 484)." The court responded that the specific intent required for grand theft was "to deprive the owner of it permanently." The jury also asked for a definition of "mental state" as appearing in CALCRIM No. 251, and the court simply told the jury to read the content of the instruction, not its title.
Defendant contends the trial court erred in failing to instruct sua sponte on the defense of claim of right. He asserts the court should have given CALCRIM No. 1863.
The People concede there was sufficient evidence to support the instruction, agreeing there was evidence to support defendant's argument he acted in good faith in appropriating the Land Cruiser. The People also concede error in the trial court's failure to instruct sua sponte on claim of right. They contend, however, the error was harmless because defendant's credibility was weakened by other parts of his testimony and his counsel argued claim of right to the jury. We reject the second concession and disagree with the harmless error analysis.
Since the claim of right defense, like accident or mistake of fact, serves only to negate the mental state required for grand theft, under Anderson the trial court had no duty to instruct sua sponte on it. Absent a request from either counsel, the trial court did not err in failing to instruct with CALCRIM No. 1863.
Defendant next contends he received ineffective assistance of counsel because counsel failed to request CALCRIM No. 1863. He contends counsel could not have had a tactical reason for failing to request the instruction because counsel relied on claim of right in his closing argument. Counsel argued defendant believed the lien sale had been conducted properly and Hodges told him he could sell the vehicle to the Nasrudins. Defendant contends he was prejudiced by this omission.
The People contend there was no prejudice. They point to several areas of defendant's testimony that compromised defendant's credibility. On the lien notice, defendant claimed he paid $165 for towing, but he admitted he was reimbursed the towing charge. There was a discrepancy as to the purchase price of the Land Cruiser. Defendant claimed he installed the transmission but the People's expert refuted that claim. Defendant failed to tell Hodges about the returned letter although she testified it was his obligation to do so. Presumably, the People are arguing the jury would have rejected the claim of right defense even if instructed on it.
We are not persuaded. As we have discussed, the claim of right defense — that defendant had a good faith belief that the lien sale had been conducted properly — was the heart of his defense to the grand theft charge. The jury struggled with the element of intent on this charge, asking specifically how specific intent related to the elements of grand theft. The jury acquitted him on every charge except this one, as to which it was not properly instructed.
Certainly, there were problem areas in defendant's testimony (as there were with other witnesses) and the jury could have rejected some or even all of it.
CALCRIM No. 1863 would have informed the jury that defendant lacked the necessary intent for theft if he had a good faith belief he had a right to the property, and that if there was a reasonable doubt as to his intent, the jury must acquit. There was evidence of defendant's limited education, his problems with English and his inability to read or write the language. There was direct evidence neither that he understood the procedure for a lien sale, nor that he knew or intended that the credit union did not receive notice. Even the DMV, charged with knowing the requirements of a lien sale, failed to notice or act on the deficiencies in the lien sale documents and transferred title to the Land Cruiser to defendant. While defendant failed to tell anyone about, or even open, the returned letter, he kept it rather than discarding it. There was no evidence Hodges told him about the possibility of a returned letter or his obligation to notify her if he received one.
Finally, defendant contends there was insufficient evidence he had the specific intent to deprive the credit union of the Land Cruiser.
"The law generally accepts inconsistent verdicts as an occasionally inevitable, if not entirely satisfying, consequence of a criminal justice system that gives defendants the benefit of a reasonable doubt as to guilt, and juries the power to acquit whatever the evidence." (People v. Palmer (2001) 24 Cal.4th 856, 860 [103 Cal.Rptr.2d 13, 15 P.3d 234].) "[I]f an acquittal of one count is factually irreconcilable with a conviction on another, or if a not true finding of an enhancement allegation is inconsistent with a conviction of the substantive offense, effect is given to both. [Citations.]" (People v. Santamaria (1994) 8 Cal.4th 903, 911 [35 Cal.Rptr.2d 624, 884 P.2d 81].) "The jury may have been convinced of guilt but arrived at an inconsistent acquittal or not true finding `through mistake, compromise, or lenity....' [Citation.]" (Ibid.)
There was sufficient evidence to support a conviction for grand theft of an automobile.
The judgment is reversed. The People may elect to retry defendant within the time specified in section 1382, subdivision (a)(2). In light of the reversal due to ineffective assistance of counsel, the clerk of this court is directed to give the required notice to the State Bar and to trial counsel. (Bus. & Prof. Code, § 6086.7; Cal. Rules of Court, rule 10.1017.)
Robie, Acting P. J., and Murray, J., concurred.