ROSEMARY LEDET, Judge.
This appeal involves a claim for intentional infliction of emotional distress ("IIED") by a non-client, Judith Sullivan, against her adversary's lead attorney, F Evans Schmidt.
From December 2011 until November 2012, the plaintiff, Ms. Sullivan, was a resident
During the course of discovery in this case, the Malta Park Defendants' attorneys noticed Ms. Sullivan's deposition. On October 7, 2013, Mr. Schmidt, the Malta Park Defendants' lead counsel, took Ms. Sullivan's deposition at St. Francis. Present at the deposition were the following people: (i) Mr. Schmidt, Malta Park's lead attorney; (ii) Caitlin Morgenstern, Mr. Schmidt's associate and another attorney for Malta Park; (iii) Ms. Trimble, Ms. Sullivan's attorney and Mr. Bandaries' associate; and (iv) Mr. Bandaries, Ms. Sullivan's husband-caregiver and also her attorney. Mr. Bandaries was present at the deposition in his capacity as caregiver, not as attorney. At the conclusion of the deposition, the following colloquy occurred between Mr. Schmidt and Ms. Sullivan:
On October 15, 2013, Ms. Sullivan filed a First Supplemental and Amending Petition adding Mr. Schmidt and his alleged insurer, Old Republic Insurance Company ("Old Republic"), as additional defendants.
In response to Ms. Sullivan's assertion of an IIED claim, both Mr. Schmidt and Malta Park filed a peremptory exception of no cause of action.
The governing standards of review of a trial court's ruling on a peremptory exception of no cause of action recently were summarized by the Louisiana Supreme Court in Maw Enterprises, L.L.C. v. City of Marksville, 14-0090, p. 6 (La.9/3/14), 149 So.3d 210, 215, as follows:
Maw Enterprises, 14-0090 at p. 6, 149 So.3d at 215 (internal citations omitted).
The Supreme Court has further noted that Louisiana has a fact pleading system; hence, plaintiffs are not required to plead the theory of their case in the petition. State, Div. of Admin., Office of Facility Planning & Control v. Infinity Sur. Agency, L.L.C., 10-2264, p. 9 (La. 5/10/11), 63 So.3d 940, 946. "Nevertheless,
Lastly, the Louisiana Supreme Court and this court have recognized the well-settled principles that a petition should not be dismissed pursuant to an exception of no cause of action unless it is evident that a plaintiff can prove no set of facts in support of any of the alleged claims and that every reasonable interpretation must be applied to a petition in favor of maintaining its sufficiency. Indus. Companies, Inc. v. Durbin, 02-0665, p. 7 (La. 1/28/03), 837 So.2d 1207, 1213; Insulation Technologies, Inc. v. Indus. Labor & Equip. Servs., Inc., 13-0194, p. 4 (La.App. 4 Cir. 8/14/13), 122 So.3d 1146, 1150; Board of Sup'rs of Louisiana State Univ. & Agr. & Mech. Coll. v. 2330 Palmyra St., L.L.C., 11-0443, p. 6 (La.App. 4 Cir. 12/27/11), 80 So.3d 1234, 1239; Tuban Petroleum, L.L.C. v. SIARC, Inc., 09-0302, p. 3 (La.App. 4 Cir. 4/15/09), 11 So.3d 519, 522. Explaining these principles, the Supreme Court has noted:
Durbin, 02-0665 at p. 7, 837 So.2d at 1213.
On appeal, Ms. Sullivan's sole assignment of error is that the trial court erred in granting the defendants' exception of no cause of action and dismissing her First Supplemental and Amending Petition asserting an IIED claim. To establish an IIED claim, a plaintiff must prove the following three factors: (i) that the conduct of the defendant was extreme and outrageous, (ii) that the emotional distress suffered by the plaintiff was severe, and (iii) that the defendant desired to inflict severe emotional distress or knew that severe emotional distress would be certain or substantially certain to result from his conduct. White v. Monsanto, 585 So.2d 1205, 1209 (La.1991); see also Zeigler v. Housing Authority of New Orleans, 12-1168, p. 9 (La.App. 4 Cir. 4/24/13), 118 So.3d 442, 450.
"Louisiana courts, like courts in other states, have set a very high threshold on conduct sufficient to sustain an emotional distress claim, and the Louisiana Supreme Court has noted that `courts require truly outrageous conduct before allowing a claim ... even to be presented to a jury.'" Morris v. Dillard Dep't Stores, 277 F.3d 743, 756-57 (5th Cir.2001) (citing Nicholas v. Allstate Ins. Co., 99-2522, p. 10 (La. 11/31/00), 765 So.2d 1017, 1024-25). When a non-client sues her adversary's attorney, as Ms. Sullivan has done in this case, Louisiana courts have "required more definite allegations to satisfy the `specific malice' requirement of Montalvo [v. Sondes, 93-2813 (La. 5/23/94),] 637 So.2d 127." Mahfouz v. Davenport, 14-358, p. 7 (La.App. 3 Cir. 10/1/14), 149 So.3d 845, 852.
At the hearing on the exception, the trial court stated that it believed the conduct at issue — posing two deposition questions — was "below intentional infliction [of emotional distress.]" The trial court also stated that "asking a question that a lawyer deems or thinks is inappropriate or uncaring" does not rise to the level of "extreme and outrageous" required for an IIED cause of action. Finally, the trial court suggested that by filing the lawsuit, the plaintiff subjected herself to the broad scope of discovery allowed by La. C.C.P. art. 1422.
On appeal, Ms. Sullivan contends that her pleadings were sufficient to establish an IIED cause of action. She contends that she was a vulnerable plaintiff; she points out that at the time of the incident she was seventy years old and suffering from a terminal illness. She further contends that Mr. Schmidt was aware of her fragile condition and that he attempted to use it to his advantage by bullying her. She still further contends that Mr. Schmidt's questions were not relevant and that he knew the allegations contained in his questions were untrue. Given these facts, she contends that Mr. Schmidt either intended to inflict severe emotional distress on her or knew that severe emotional distress would most likely result from his questions.
Defendants counter that posing offensive questions alone is insufficient to state a claim. They contend that the questions were reasonable inquiries within the context of the litigation and in response to Ms. Sullivan's answers to the prior deposition questions. They further contend that the questions were directed to "the motivation for caretaker/financial manager efforts to reduce the cost of Ms. Sullivan's care." They still further contend that the questions were follow-up questions related to Ms. Sullivan's initial inability to identify Ms. Trimble as her lawyer and to Ms. Sullivan's reference to Ms. Trimble as her husband's "partner" — a "term in today's parlance can mean any number of things."
Defendants further counter that, as a matter of law, questions as to a litigant's knowledge of a sexual relationship that could impact the litigation cannot form the basis for an IIED claim. In support, defendants cite the principle that Louisiana law does not recognize a cause of action for IIED based "solely on allegations of an extramarital affair." Finally, Mr. Schmidt counters that the deposition questions he posed to Ms. Sullivan were protected by a
To provide a framework for addressing the myriad of contentions raised by the parties, we divide our analysis into three parts: the vulnerable victim, the extramarital affair, and the broad scope of discovery.
"[O]utrageous conduct is a nebulous concept, as it does not refer to any specific type of conduct and it may even refer to a pattern of conduct." Bustamento v. Tucker, 607 So.2d 532, 538, n. 6 (La.1992). Four main categories of conduct have been recognized as supporting a finding of out-rageous conduct:
Alex B. Long, Lawyers Intentionally Inflicting Emotional Distress, 42 Seton Hall L.Rev. 55, 61, n.31 (2012) (quoting John J. Kircher, The Four Faces of Tort Law: Liability for Emotional Harm, 90 Marq. L.Rev. 789, 803 (2007)). The relevant factor in this case is the second one — the vulnerable victim.
Recognizing the vulnerable victim factor, the Louisiana Supreme Court in White, 585 So.2d at 1210, noted:
The vulnerable victim category is codified in the Restatement (Second) of Torts § 46 cmt. f (1965), which states:
Explaining the vulnerable victim category, a commentator notes the following:
Dan B. Dobbs, Robert E. Keeton, and David G. Owen, PROSSER AND KEETON ON THE LAW OF TORTS, § 12 (5th ed. 1984).
As a commentator points out, "[t]he holding in Nickerson indicates that, in Louisiana, recovery will be allowed, if one takes advantage of the known peculiar sensibilities of another." Frank L. Maraist and Thomas C. Galligan, Jr., LOUISIANA TORT LAW § 2.06[5], n.47 (2004 ed.). The holding in Nickerson also provides direction on the question of whether recovery will be allowed "if the defendant engages in conduct that would not be offensive or insulting to a reasonable person, but is particularly damaging because of the plaintiff's known peculiar sensibilities." LOUISIANA TORT LAW, supra.
As noted, Ms. Sullivan contends that she was a vulnerable victim. In support, she cites the Nickerson case. Although she acknowledges that she was not mentally deficient, Ms. Sullivan contends that she was in a fragile condition and that Mr. Schmidt attempted to use her fragile condition to his advantage. Indeed, she averred in her supplemental and amending petition that she "has been confined to a wheelchair for more than 12 years, is legally blind and cannot write or feed herself correctly due to her hands being atrophied by the Ataxia." She further averred that Mr. Schmidt was "fully aware of her severe medical condition" and "her terminal illness." These allegations must be accepted as true given the procedural posture of this case.
In response, Mr. Schmidt points out that the description in the original and supplemental and amended petitions of Ms. Sullivan's rare medical condition — Cerebellar Ataxia — focuses on the physical effects of the disease. He contends that Ms. Sullivan has not linked the anxiety that she suffered to her rare medical condition. He thus contends that Ms. Sullivan should be viewed as an ordinary person and that his conduct should be "judged in the light of the effect such conduct would ordinarily have on a person of ordinary sensibilities." White, supra. He emphasizes that if Ms. Sullivan was in need of special provisions during her deposition, her attorney should
Contrary to Mr. Schmidt's contention, we find the vulnerable victim factor applies to Ms. Sullivan. It is reasonable to infer, as Ms. Sullivan suggests, that a seventy-year-old, terminally ill woman in an assisted living facility would be especially vulnerable to emotional distress. See Boyle v. Wenk, 378 Mass. 592, 596, 392 N.E.2d 1053, 1056 (1979) (noting that "[t]hough there is no evidence that Wenk knew the precise nature of Mrs. Boyle's physical susceptibility, his knowledge that she had just returned from the hospital put him on notice that she might be more vulnerable to harassment or verbal abuse" and thus finding that it was a jury question whether the defendant's conduct was "rude and clumsy" or "extreme and outrageous").
Illustrative of the application of the vulnerable victim factor, albeit in the context of a child, is Korbin v. Berlin, 177 So.2d 551 (Fla.Dist.Ct.App.1965). The Korbin case held that a six-year-old child stated a cause of action against a defendant who allegedly accused the child's mother of adultery. In that case, the defendant posed the following questions to the child: "`Do you know that your mother took a man away from his wife? Do you know God is going to punish them? Do you know that a man is sleeping in your mother's room?' She then again repeated, `God will punish them.'" Korbin, 177 So.2d at 552. Finding the child had a cause of action, the Korbin court reasoned that "[r]elating, as they did, to the child's mother, the content and import of the statements were such that it can not be said as a matter of law that this alleged deliberately harmful act was not one `calculated to cause `severe emotional distress' to a person [child] of ordinary sensibilities.'" Korbin, 177 So.2d at 553.
The question in the instant case is whether, given Ms. Sullivan's vulnerability, an impartial trier of fact could find that Mr. Schmidt's allegedly crass questions, albeit posed in a deposition, crossed the line to outrageousness. By analogy to Korbin, we find Mr. Schmidt's crass questions, relating, as they did to Ms. Sullivan's husband, the content and import of the statements were such that it cannot be said, as a matter of law, that this allegedly deliberately harmful act was not one calculated to cause severe emotional distress to an elderly, medically impaired person of ordinary sensibilities. Given Ms. Sullivan's vulnerable condition coupled with the palpably irrelevant nature of the questions (a factor addressed below), we cannot conclude that she failed to state a cause of action for IIED.
Defendants contend that, as a matter of law, allegations of an extramarital affair cannot form the basis for an IIED claim. In support of this contention, defendants
The trial court cited the broad scope of discovery under La. C.C.P. art. 1422 as a basis for its holding. Mr. Schmidt likewise suggests that the questions he posed to Ms. Sullivan were within the broad scope of permissible discovery. Because the test for discoverability of evidence is broader than the test for admissibility, the following three categories of evidence have been identified in terms of admissibility and discoverability: "(1) evidence which is admissible at the trial or hearing, (2) evidence which is discoverable, including, but not limited to, all evidence admissible at the trial or hearing, and (3) evidence which is neither admissible nor discoverable." 1 Frank L. Maraist and Harry T. Lemmon, LOUISIANA CIVIL LAW TREATISE: CIVIL PROCEDURE § 9:1 (1999). A review of the facts and circumstances of the underlying case, as plead in the original and supplemental and amending petition, reveal that the questions posed fall into the third category — evidence that is neither admissible nor discoverable.
The questions Mr. Schmidt posed to Ms. Sullivan in the deposition were palpably irrelevant to the underlying suit. Stated otherwise, whether Mr. Bandaries and his associate were having an affair has no potential relevance to the issues presented in the underlying suit. Ms. Sullivan's damage claim in the underlying suit did not include any damages relative to her relationship with her husband. There was no loss of consortium claim urged by Mr. Bandaries or Ms. Sullivan in the original petition. The questions were thus outside the scope of proper discovery. The broad scope of discovery of a party does not provide a valid defense to Ms. Sullivan's IIED claim.
Defendants also suggest that a protective order would have been the appropriate relief. A protective order is the proper
Finally, Mr. Schmidt alleges that Ms. Sullivan's cause of action for IIED is precluded by the application of the qualified privilege. The application of the qualified privilege in the context of the facts of this case is discussed in detail in the companion case, Bandaries v. Malta Park, 14-0823, 14-0824 (La.App. 4 Cir. 12/10/14), ___ So.3d ___, 2014 WL 6983958. In the companion case, which is Mr. Bandaries' defamation action against Mr. Schmidt, we conclude that the qualified privilege is not applicable because the requirement that the statements be pertinent to the litigation is not satisfied. For the same reason, we find Mr. Schmidt's reliance on the qualified privilege to preclude Ms. Sullivan from asserting an IIED claim is misplaced.
Summarizing, given the palpably irrelevant nature of the questions posed coupled with Ms. Sullivan's vulnerable condition, we find that she has stated a cause of action for IIED. We further find that Ms. Sullivan's IIED cause of action is precluded by neither the broad scope of discovery nor the qualified privilege.
For the foregoing reasons, the judgment of the trial court is reversed. This matter is remanded for further proceedings.
Penalber, 550 So.2d at 582. Hence, an attorney can be held liable to his client's adversary if he commits an intentional tort against the adversary.
Frank L. Maraist and Thomas C. Galligan, Jr., LOUISIANA TORT LAW § 2.06[5], n.47 (2004 ed.). Likewise, Illustration 9 to Restatement (Second) of Torts § 46 cmt. f is based on the Nickerson case and concludes that burying a pot in a yard would not be outrageous but for B's knowledge of As eccentricity. The Louisiana Supreme Court in White also noted the Nickerson pot-of-gold case, pointing out that Nickerson is "[o]ften mentioned" and that in Nickerson "nominal damages were awarded to a middle-aged mentally deficient woman who suffered severe mental distress as the result of a cruel practical joke."