MOORE, Acting P. J. —
Generally, an action must be "brought to trial" within five years of the filing of a civil complaint. (Code Civ. Proc., § 583.310 et seq.)
Here, with just three days remaining before the fifth anniversary of the filing of a civil complaint, a panel of 75 prospective jurors assembled in a courtroom for jury selection (voir dire). The court clerk administered an oath and the panel swore to give truthful answers. Seven days later, while voir dire was still in progress, defendants moved to dismiss under the five-year dismissal statute. The trial court granted the motion, finding that the jury had not yet been "impaneled and sworn."
We reverse. The jury was "impaneled" when the panel of prospective jurors assembled in the courtroom for voir dire. The panel was "sworn" when the prospective jurors took an oath to respond truthfully. Accordingly, the action was, in fact, "brought to trial" within five years of the filing of the civil complaint. Thus, the trial court should not have granted defendants' motion to dismiss.
On September 24, 2010, plaintiffs filed a civil complaint. Plaintiffs are the "heirs" (in lay terms) to the Alta Dena Dairy fortune built by the Stueve family. Defendants are several attorneys and law firms. The causes of action generally include allegations of fraud, as well as claims of negligent hiring and supervision.
On Monday, September 21, 2015, the trial court began the jury selection process in a large courtroom it had reserved for that purpose. A panel of 75 prospective jurors arrived in the large courtroom. The court clerk administered an oath, the parties gave "mini-opening" statements, and voir dire began.
On Wednesday, September 23, voir dire was still continuing. In the late afternoon, the trial court explained to the prospective jurors that the large courtroom was unavailable on Thursday, and that the court had other duties on Friday. The court declared a recess and adjourned until the following Monday.
On Monday, September 28, defendants filed a motion to dismiss the case on the grounds that the action had not been brought to trial within five years of the filing of the initial complaint (Sept. 24, 2010). (§§ 583.310, 583.360.) The trial court excused the jurors, ordered further briefing, and conducted hearings on the motion.
On October 9, the trial court entered an order of dismissal. The court found that the action had not been brought to trial within five years. "Bruns is a California Supreme Court case from 2011 and states in no uncertain terms, `In an action tried to a jury, the action is brought to trial when the jury is impaneled and sworn.'" (See Bruns, supra, 51 Cal.4th at p. 723.) Further, the trial court found that the five-year time period had not been statutorily tolled, except as to defendant Berger Kahn.
Here, there is no dispute as to the facts. On September 24, 2010, plaintiffs filed a civil complaint. On September 21, 2015, jury selection began. On September 28, defendants moved to dismiss because the action had not yet been "brought to trial" within five years. (§ 583.310 et seq.)
Thus, we are presented with a pure question of law: is a jury "impaneled and sworn" when a panel of prospective jurors assembles in a courtroom for voir dire and is sworn to tell the truth, or does that occur later when the actual trial jurors are sworn? We hold that a jury is "impaneled and sworn" in the first instance. We reach that conclusion based on (1) how the words "impaneled and sworn" are used in the relevant statutes and (2) how the phrase has been applied and understood in the relevant case law.
The process of selecting a jury is thoroughly laid out in the Trial Jury Selection and Management Act (the Act). (§ 190 et seq.) Although the Act is
By statute, the jury selection process begins with a "source list" of names. (§§ 194, subd. (m), 197.) A group of "`[p]rospective juror[s]'" are randomly selected from the source list. (§ 194, subd. (i); see id., §§ 194, subd. (m), 197.) An appropriate number of prospective jurors are then summoned to court. (§ 208.) From that group, the jury commissioner then randomly selects "jury panels to be sent to courtrooms for voir dire." (§ 219, subd. (a), italics added.) "`Trial jury panel' means a group of prospective jurors assigned to a courtroom for the purpose of voir dire." (§ 194, subd. (q), italics added.)
Once the trial jury panel is assembled in a courtroom, the court administers an "oath of truthfulness." (See People v. Carter (2005) 36 Cal.4th 1114, 1174 [32 Cal.Rptr.3d 759, 117 P.3d 476].) "Prior to the examination of prospective trial jurors in the panel assigned for voir dire, the following perjury acknowledgement and agreement shall be obtained from the panel, which shall be acknowledged by the prospective jurors with the statement `I do': [¶] `Do you, and each of you, understand and agree that you will accurately and truthfully answer, under penalty of perjury, all questions propounded to you ... in the matter pending before this court....'" (§ 232, subd. (a), italics added.)
Once voir dire is completed, a second oath to "`try the cause'" is administered to the actual trial jurors: "As soon as the selection of the trial jury is completed, the following acknowledgment and agreement shall be obtained from the trial jurors, which shall be acknowledged by the statement `I do': [¶] `Do you and each of you understand and agree that you will well and truly try the cause now pending before this court, and a true verdict render according only to the evidence presented to you and to the instructions of the court.'" (§ 232, subd. (b).) "`Trial jurors' are those jurors sworn to try and determine by verdict a question of fact." (§ 194, subd. (o).)
Based on the foregoing, we conclude that a jury is impaneled when the jury trial panel of prospective jurors is assembled in a courtroom for the purposes of voir dire. We note that the word "panel" is used consistently throughout the statutes and refers exclusively to the "`[p]rospective juror[s],'" not the final "trial jurors." Further, we conclude that a panel is sworn when the court (usually the court clerk) administers the initial oath of truthfulness and the panel collectively responds, "I do." Although the actual trial jurors will ultimately be sworn again — this time to try the cause — that does not negate the fact that the panel was sworn at the beginning of voir dire.
Given the draconian remedy of dismissal, the question of when a case must be "brought to trial" has been the subject of extensive litigation, both in civil and criminal law.
To start with, it is well settled that a jury trial begins when the jury is impaneled. (Silcox v. Lang (1889) 78 Cal. 118, 124 [20 P. 297] (Silcox).) In Silcox, the plaintiffs lost at trial and appealed the trial court's denial of one of their preemptory challenges during voir dire. (Id. at pp. 120-124.) The resolution of that issue turned on whether the trial court's ruling occurred "`at the trial.'" (Id. at p. 124.) Our Supreme Court's holding from 127 years ago is remarkably prescient: "The impaneling of a jury is a part of the trial, within the meaning of the [C]ode [of Civil Procedure], and any ruling of the court with respect thereto, if erroneous, is an error of law occurring at the trial...." (Ibid.)
Moreover, a civil action is brought to trial within the meaning of the five-year dismissal statute when the jury trial panel (the venire) is sworn by the court clerk. (Hilliard v. A. H. Robbins Co. (1983) 148 Cal.App.3d 374 [196 Cal.Rptr. 117] (Hilliard).) In Hilliard, just five days before the fifth anniversary of the filing of the civil complaint, "[t]he jury venire panel was sworn and voir dire examination of prospective jurors began...." (Id. at p. 389, fn. omitted.) The appellate court noted that "When the jury venire panel arrives in the courtroom and court is convened, the trial clerk administers an oath to the entire panel." (Id. at p. 389, fn. 6.) Seven days later, during voir dire, the defendant moved to dismiss, arguing "that the case had not been `brought to trial,' because jurors who would actually try the case had not been sworn...." (Id. at p. 389.) The trial court denied the motion and the appellate court agreed, citing Silcox and Kadota. (Ibid.) Further, Hilliard reasoned that "A contrary result would invite an unscrupulous party to delay or prolong voir dire examination of prospective jurors until the expiration of the five-year period." (Id. at p. 390.)
Here, the facts in this case are on all fours with Hilliard. In both cases, the venire was sworn by the court clerk within the five-year deadline. (§ 583.310.) Recognizing this, the trial court found that the appellate court's holding in Hilliard is at odds with two Supreme Court cases: Hartman v. Santamarina (1982) 30 Cal.3d 762 [180 Cal.Rptr. 337, 639 P.2d 979] (Hartman) and Bruns, supra, 51 Cal.4th 717. We disagree.
In Hartman, supra, 30 Cal.3d at page 764, a civil action was approaching the last day for trial under the five-year dismissal statute. But plaintiff's
In Bruns, the issue was unrelated to when an action has been "brought to trial" under the five-year dismissal statute. (Bruns, supra, 51 Cal.4th 717.) Rather, the case dealt with whether the statute's tolling provisions applied under its facts. (Id. at pp. 721-722.) But in an introductory paragraph, the Supreme Court stated: "In an action tried to a jury, the action is brought to trial when the jury is impaneled and sworn."
Here, the trial court said: "I agree with the moving parties that a jury trial commences when the jury is [i]mpaneled and sworn. I think that's the correct interpretation of the law. [¶] Plaintiff is correct that Hilliard holds to the contrary that a jury trial commences when jury voir dire begins. However, Hilliard [is] a court of appeal decision from 1983. Bruns is a California Supreme Court case from 2011 and states in no uncertain terms, `In an action tried to a jury, the action is brought to trial when the jury is impaneled and sworn.' [¶] The case cited in Bruns for that proposition is the Hartman case, a 1982 court of appeals case. And in Hartman, it's interesting that the trial court employed the fiction of putting 12 jurors in the box and swearing them.... [¶] But they went through that fiction because it was necessary to do that.... There would be no need to employ such a fiction if that was not the rule."
Unlike the trial court, we do not find the holding of Hilliard, supra, 148 Cal.App.3d 378, inconsistent with the holding of Hartman, supra, 30 Cal.3d 762.
Further, in Hilliard, supra, 148 Cal.App.3d 378, as well as Hartman, supra, 30 Cal.3d 764, both panels were also "sworn." Again, there are two oaths administered during the jury selection process. The first oath occurs when the prospective jurors swear to tell the truth during voir dire. (§ 232, subd. (a).) The second oath occurs when the trial jurors swear to "`try the cause.'" (§ 232, subd. (b).) In neither Hilliard nor Hartman do the appellate opinions state exactly which oath was administered, but it is of no consequence. In Hilliard, the panel of prospective jurors presumably swore to tell the truth, because that is the oath that is given prior to voir dire. In Hartman, the prospective jurors presumably swore to "try the cause," because there was no voir dire anticipated or necessary as part of the "charade." But ultimately, it does not matter exactly which oath was administered because in both cases each panel of prospective jurors was "sworn," and that is all that was required after the prospective jurors had been "impaneled." (Bruns, supra, 51 Cal.4th at p. 723.)
In sum, in both Hilliard, supra, 148 Cal.App.3d 378, as well as Hartman, supra, 30 Cal.3d 762, an assembled group of prospective jurors was impaneled and sworn. In Hilliard, an appellate court found that the action had been "brought to trial within five years." (Hilliard, supra, 148 Cal.App.3d at p. 389, original capitalization omitted.) In Hartman, the Supreme Court found that the action had been "brought to trial within five years." (Hartman, supra, 30 Cal.3d at p. 764.) Accordingly, consistent with Hilliard and Hartman, as well as over 100 years of long-standing case law, in this matter the jury was impaneled and sworn within five years of the filing of the civil complaint; therefore, the action was brought to trial within five years of the filing of the civil complaint. (§ 583.310.) Thus, the action was improperly dismissed.
The judgment is reversed. Plaintiffs shall recover their costs on appeal.
Ikola, J., and Thompson, J., concurred.