Opinion for the Court filed by Circuit Judge GARLAND.
GARLAND, Circuit Judge:
Since 1993, a consent decree has governed how the District of Columbia provides "early and periodic screening, diagnostic, and treatment services" under the Medicaid Act. The District has now asked the district court to vacate that decree on two grounds: that an intervening Supreme Court decision has made clear that the plaintiffs lack a private right of action to enforce the Medicaid Act, and that in any event the District has come into compliance with the requirements of the Act. After the district court rejected the District's first argument, the District appealed without waiting for resolution of the second—which remains pending. Because we conclude that the court's rejection of one of the District's two arguments does not constitute an order "refusing to dissolve [an] injunction[ ]" within the meaning of 28 U.S.C. § 1292(a)(1), we dismiss the appeal for lack of jurisdiction.
In 1993, the plaintiffs filed a class action complaint under 42 U.S.C. § 1983, alleging that the District of Columbia was violating the Medicaid Act, 42 U.S.C. § 1396 et seq. In particular, the plaintiffs alleged that the District was failing to properly administer the Act's child health provisions—known as "early and periodic screening, diagnostic, and treatment" (EPSDT) services. 42 U.S.C. § 1396a(a)(43); id. § 1396d(r); see Compl. at 37 (J.A. 275). Although the District argued that the plaintiffs had no private right to enforce those provisions under 42 U.S.C. § 1983, the district court disagreed, Wellington v. District of Columbia, 851 F.Supp. 1, 6 (D.D.C.1994), and determined that the District had violated the Act, Salazar v. District of Columbia, 954 F.Supp. 278, 328-33 (D.D.C.1996).
The District sought appellate review, but it ultimately dismissed its appeal in
In 2009, the District moved, pursuant to Rule 60(b)(5) and (6) of the Federal Rules of Civil Procedure, to terminate the Settlement Order and related orders.
In response to the District's motion, the plaintiffs sought discovery as to whether the District was in fact in compliance with the Medicaid Act. Opposing that request, the District argued that the parties should first brief the private right of action issue. "If the Court agrees with the District that no private right of action exists . . ., expensive and time consuming discovery will have been avoided. If the Court rules against the District, discovery can commence." Defs.' Opp. to Pls.' Mot. for Disc. at 3 (J.A. 679). The court adopted the District's suggestion and put discovery on hold. Order on Pls.' Mot. for Disc. at 1-2 (J.A. 683-84).
In August 2010, after briefing and argument on the private right of action issue, the district court concluded that relief on that ground was unwarranted for three reasons. First, noting that motions under Rule 60(b) must be brought "within a reasonable time," FED.R.CIV.P. 60(c)(1), the court held that the District had "prejudice[d] Plaintiffs' interests in finality and repose" by waiting seven years after Gonzaga was issued before filing its motion. Salazar v. District of Columbia, 729 F.Supp.2d 257, 261 (D.D.C.2010). Second, the court held that Gonzaga did not constitute a "significant change" in the law, but merely a clarification. Id. at 266. As a result, the District could not satisfy either Rule 60(b)(5), which requires "a significant change either in factual conditions or in law," Rufo v. Inmates of the Suffolk Cnty. Jail, 502 U.S. 367, 384, 112 S.Ct. 748, 116 L.Ed.2d 857 (1992), or Rule 60(b)(6), which requires "extraordinary circumstances," Ackermann v. United States, 340 U.S. 193, 199, 71 S.Ct. 209, 95 L.Ed. 207 (1950). See Salazar, 729 F.Supp.2d at 263-64. Finally, the court held that the District had misinterpreted Gonzaga. In the court's view, Gonzaga did not deprive the plaintiffs of a private right of action to enforce the Medicaid Act's EPSDT provisions. See id. at 268-71.
Based on this reasoning, the district court issued an order denying the District's motion to terminate "as to the private right of action issue." Id. at 272. The District appealed immediately, without seeking a ruling on its alternative argument
Because we are a court of limited jurisdiction, our inquiry must always begin by asking whether we have jurisdiction to decide a particular appeal. See United States v. E-Gold, Ltd., 521 F.3d 411, 413 (D.C.Cir.2008); see also Steel Co. v. Citizens for a Better Env't, 523 U.S. 83, 94, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998). If we conclude that we lack jurisdiction, that is also where our inquiry ends.
Under 28 U.S.C. § 1291, our appellate jurisdiction generally extends only to the "final decisions" of district courts. Carson v. American Brands, Inc., 450 U.S. 79, 83, 101 S.Ct. 993, 67 L.Ed.2d 59 (1981). Although this finality requirement necessarily delays the resolution of important legal questions, Congress has determined that such delay must be tolerated in order to avoid "the debilitating effect on judicial administration" that would otherwise result from "piecemeal appe[llate] disposition of what is, in practical consequence, but a single controversy." Coopers & Lybrand v. Livesay, 437 U.S. 463, 471, 98 S.Ct. 2454, 57 L.Ed.2d 351 (1978). Nonetheless, "[b]ecause rigid application of this principle was found to create undue hardship in some cases, . . . Congress created certain exceptions to it." Carson, 450 U.S. at 83, 101 S.Ct. 993.
The District invokes one such exception, 28 U.S.C. § 1292(a)(1), which gives this court jurisdiction over appeals from "[i]nterlocutory orders . . . granting, continuing, modifying, refusing or dissolving injunctions, or refusing to dissolve or modify injunctions." In the District's view, the district court's rejection of its private cause of action argument falls within that exception. According to the District, by rejecting that argument, the court "refus[ed] to dissolve [an] injunction[ ]." Id.
The exception provided by § 1292(a)(1) is a limited one, and the Supreme Court has "construed [it] narrowly." Carson, 450 U.S. at 84, 101 S.Ct. 993. Because the "congressional policy against piecemeal review" remains an important concern, id., the Court declared in Switzerland Cheese Ass'n v. E. Horne's Market, Inc. that we must "approach this statute somewhat gingerly lest a floodgate be opened." 385 U.S. 23, 24, 87 S.Ct. 193, 17 L.Ed.2d 23 (1966). To employ a different metaphor suggested by that case's title, we must take care not to turn the barrier against piecemeal appeals into Swiss cheese.
After a series of decisions by the Supreme Court and this court, the scope of § 1292(a)(1) is now relatively clear, though resistant to brief summary. If the interlocutory order in question is one "clearly granting or denying a specific request for injunctive relief"—or, for purposes of this case, one clearly denying a specific request to dissolve an injunction—it falls within the plain text of § 1292(a)(1) and is appealable without any further showing. Int'l Ass'n of Machinists & Aerospace Workers, AFL-CIO v. Eastern Air Lines, Inc., 849 F.2d 1481, 1486 n. 11 (D.C.Cir.1988); I.A.M. Nat'l Pension Fund Benefit Plan A v. Cooper Indus., Inc., 789 F.2d 21, 24 n. 3 (D.C.Cir.1986). Even if an order does not by its terms grant or deny a specific request for an injunction—or, as here, does not by its terms grant or deny a specific request to dissolve an injunction—the order
We apply this analysis in the following sections.
The first issue is whether the district court's August 2010 order is one that clearly denies a specific request to dissolve an injunction, and hence is appealable without a further showing. See I.A.M., 789 F.2d at 24 n. 3. In this case, that issue has two subparts: (1) whether the 1999 Settlement Order (together with its related remedial orders) is an injunction; and (2) whether the August 2010 order constitutes an order clearly "refusing to dissolve" that Order.
The crux of the District's contrary argument is that: "It does not matter what the district court may yet do" in ruling on the remaining rationale; "what matters is that the order in question indisputably did refuse to dissolve or modify the Settlement Order." District Reply Br. 6. The implications of this argument are sweeping: in a more complicated case, it would permit a party to present five, or ten, or a hundred arguments for vacating an injunction, and then appeal each time the court decided any one of them. This would certainly leave the barrier against piecemeal appeals with as many holes as Swiss cheese.
Switzerland Cheese itself makes clear that it does indeed matter whether there is something more that the district court "may yet do." There, the Supreme Court held that the plaintiffs could not appeal the denial of a motion for summary judgment on a request for a permanent injunction, because a trial on unresolved factual issues was still in the offing. 385 U.S. at 25, 87 S.Ct. 193. Denying summary judgment was no less a "refus[al]" to immediately grant the requested injunction in that case than was rejecting one of the District's two grounds a "refus[al]" to immediately dissolve the Settlement Order here. And yet, the Court held that there was no appellate jurisdiction in Switzerland Cheese because the refusal to immediately grant relief was not the end of the matter.
This court reached a similar result in Center for National Security Studies, 711 F.2d at 414. Although the complaint in that case sought disclosure of twelve categories of documents under the Freedom of Information Act (FOIA), the plaintiffs filed an appeal after the district court granted the defendant's motion for summary judgment as to only one. Rather than treat the court's order as expressly denying an injunction, we instead characterized it as having the "practical effect" of doing so, id. at 412; applied the Carson requirements, id. at 413; and dismissed for lack of jurisdiction because the plaintiffs failed to show they would suffer irreparable injury by waiting to appeal from a final judgment on the complaint, id. at 414.
The District objects that barring an appeal at this juncture "would elevate form
Nor is there any reason to be embarrassed about "elevat[ing] form over substance" under these circumstances. After all, form-over-substance is precisely the point of a doctrine that distinguishes between an order that "clearly" denies a "specific" request to dissolve an injunction, and one that does so only "in practical effect." Accordingly, the District can justify an appeal at this time only if the August 2010 order falls within the latter category.
As we have discussed, an interlocutory order that does not expressly refuse to grant or dissolve an injunction may still be appealable under § 1292(a)(1) if it has the "practical effect" of doing so. Although a number of cases have shed light on the meaning of "practical effect," none has extended the term as far as would be required to cover the order at issue here.
Carson itself held that a district court's refusal to grant a joint motion to enter a consent decree containing injunctive relief was in practical effect the denial of an injunction. See 450 U.S. at 83-84, 101 S.Ct. 993. Unlike here, however, the district court's refusal left no rationale for entering the decree unaddressed. Switzerland Cheese, which Carson subsequently characterized as a practical effect case, see supra note 6, is a step closer, as it involved a court order that denied summary judgment while leaving trial on the merits to follow. See 385 U.S. at 25, 87 S.Ct. 193. But that order did not reject only one of multiple grounds for summary judgment; it rejected the summary judgment motion in toto. Our own decision in Center for National Security Studies is another step closer. There, we treated the grant of a defendant's motion for summary judgment on only one count of a FOIA complaint, a count that sought disclosure of only one category of documents, as having the practical effect of denying a request for an injunction. But even there, the district court decided the only pending motion in its entirety—the defendant had not filed for summary judgment with respect to the other counts seeking disclosure of other documents—thereby entirely resolving the issue regarding that count. See Ctr. for Nat'l Sec. Studies, 711 F.2d at 410.
We need not decide whether to take the still further step that would be
1. The District maintains that the denial of its requested relief threatens "serious, perhaps irreparable consequence" because continuation of the challenged orders will "divert [the District's] increasingly scarce financial and human resources." Reply Br. 7. "[E]ach day that they are in place," the District declares, the orders cost it attorneys' fees, impose litigation burdens, and "consum[e] the time and resources of government officials." Id. at 8-9. These kinds of injuries, however, are generally insufficient to warrant immediate appeal in a "practical effect" case. As we have explained, "[t]he cost and delay associated with litigation does not serve to establish irreparable harm" under Carson. Western Elec., 777 F.2d at 30; see I.A.M., 789 F.2d at 25 ("Formidable as it is, the cost and delay associated with modern-day litigation simply does not establish irreparable harm.").
The District also contends that continuation of the orders "threatens `serious, perhaps irreparable' harm to separation of powers and democratic principles" because it "depriv[es] its current elected officials of their `designated legislative and executive functions'" until the district court issues a final order. Reply Br. 7 (quoting Horne v. Flores, 557 U.S. 433, 129 S.Ct. 2579, 2594, 174 L.Ed.2d 406 (2009)). This argument, once again, has sweeping implications— suggesting that judicial restriction of the District's freedom of action in administering one of its programs constitutes per se irreparable injury. But whether or not the argument might satisfy Carson in some other case, it rings hollow on the facts of this one.
Moreover, although the District repeatedly states that it was the district court that "chose" to initially address only one of its two grounds for relief, Reply Br. 1, 2, 5, that is not quite the whole story. After the District filed its motion to terminate the Settlement Order, the plaintiffs promptly filed a motion to take discovery on the factual question of whether the District was—as it contended—in compliance with federal law. The District responded by opposing the plaintiffs' request, proposing that they not be allowed to take discovery until after the court resolved the private cause of action issue. Defs.' Opp. to Pls.' Mot. for Disc. at 2-3 (J.A. 678-79). "If the Court rules against the District," the District's opposition said, "discovery can commenced and] it is difficult to imagine any possible prejudice to the plaintiffs in waiting." Id. at 3 (J.A. 679).
Finally, the District's inactivity in the district court after that court rejected its cause of action argument only adds to our skepticism regarding its claim of "serious, perhaps irreparable" harm. During the entire time its appeal has been pending, the District has done nothing to pursue a decision on its statutory compliance argument. See Oral Arg. Recording at 7:15-7:45; Civil Docket for Case No. 1:93-cv-00452 (as of Mar. 6, 2012). Under these circumstances, and absent any more particularized showing of irreparable injury, we conclude that the District has failed to meet the first Carson requirement. Cf. Carson, 450 U.S. at 84-85, 101 S.Ct. 993 (explaining that the Switzerland Cheese petitioners could not show that the order denying summary judgment on their request for a permanent injunction caused them irreparable harm because they had failed to pursue preliminary injunctive relief).
2. The District's contention that the court's order satisfies the second Carson requirement because it "can be effectively challenged only by immediate appeal," Reply Br. 9, is even weaker than its claim of irreparable injury. The District argues that we must hear its appeal immediately because, since the date the District Court decided "the private right of action issue now before this court, no action has been taken to advance resolution of the remaining issues [of statutory compliance] raised in the District's motion." Id. (emphasis added). But the use of the passive voice obscures the fact that the District itself
Accordingly, the District's piecemeal appeal fails both Carson requirements, and we are therefore without jurisdiction to hear it at this time.
For the foregoing reasons, we dismiss the District's appeal for lack of jurisdiction.
So ordered.