KAREN LECRAFT HENDERSON, Circuit Judge:
Appellees Frazier Caudle, Nikeith Goins, William James, Sholanda Miller and Donald Smalls (collectively, appellees) sued the District of Columbia (District), their employer, for retaliation under Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e et seq. (Title VII). During closing argument, their counsel made four inappropriate statements — the last
In 2005, the appellees worked for the First District of the District's Metropolitan Police Department (MPD). Goins worked in the MPD's Auto Theft Unit (ATU) and the other appellees (FMU appellees) worked in MPD's Focus Mission Unit (FMU). At that time, Commander Diane Groomes (Groomes) oversaw MPD's First District.
Beginning in late 2005, Lieutenant Ronald Wilkins (Wilkins) became the appellees' supervisor. The appellees began to believe that Wilkins was discriminating against them on the basis of race. On June 16, 2006,
By the end of July or the beginning of August, Groomes decided to reorganize FMU and ATU. On August 14 she posted vacancy announcements for FMU and ATU, instructing applicants to apply by August 18. Additionally, officers who wished to stay in FMU or ATU had to reapply to keep their jobs. Appellees Caudle, James, Smalls and Goins
On August 24, the appellees drafted and signed a complaint that alleged retaliation and discrimination by the MPD based on, inter alia, the August 14 vacancy announcements. They sent the letter to the District Office of Human Rights and to the United States Department of Justice (DOJ) but did not inform anyone at the MPD about it.
On September 27, Groomes posted her selections for FMU and ATU officers. Instead of being assigned to their former positions, Goins, James and Smalls were assigned to a new Intel Unit,
At the end of a three-week trial and during closing arguments, the appellees' counsel made four statements to which the District objected and now challenges on appeal. First, she stated:
JA 589 (emphases added). The District objected and the trial court sustained the objection but denied its request for a curative instruction.
Almost immediately after the court sustained the first objection, the appellees' counsel stated: "Ask yourself this: Wouldn't you think twice about complaining about workplace discrimination...." JA 590 (emphasis added). Once again, the court sustained the District's objection but did not give a curative instruction.
The appellees' counsel then argued:
JA 591 (emphases added). After the District objected, the district court sustained the objection and instructed the jury: "Ladies and gentlemen of the jury, this is what is called a golden rule argument, asking you to place yourself in the position of the plaintiffs. You should not consider such an argument." JA 591-92.
Finally — shortly after the district court sustained the last objection — the appellees' counsel concluded:
JA 593 (emphases added).
The jury returned verdicts for the appellees and awarded a total of $900,000 in compensatory damages; $250,000 to
The district court "may, on motion, grant a new trial on all or some of the issues ... after a jury trial, for any reason for which a new trial has heretofore been granted in an action at law in federal court." Fed.R.Civ.P. 59(a)(1)(A). We review the district court's denial of a new trial motion for abuse of discretion. See Daskalea v. District of Columbia, 227 F.3d 433, 443 (D.C.Cir.2000). A new trial is unwarranted if the trial error is harmless. See United States v. Whitmore, 359 F.3d 609, 624 (D.C.Cir.2004).
A new trial may be granted based on improper jury argument. See, e.g., United States ex rel. Miller v. Bill Harbert Int'l Constr., Inc., 608 F.3d 871, 897-98 (D.C.Cir.2010) (per curiam) ("[A]rguments to the jury about a defendant's wealth are grounds for new trial."); see also Wash. Annapolis Hotel Co. v. Riddle, 171 F.2d 732, 740 (D.C.Cir.1948). The jury may not return a verdict based on personal interest, bias or prejudice and an argument asking it to do so is improper. See, e.g., Miller, 608 F.3d at 897-98 (references to defendant's wealth improper because "[t]he only way the information could have affected the jury was to prejudice it"); Riddle, 171 F.2d at 740 (jury argument "that justice should be administered unequally as between the rich and the poor" warranted mistrial).
The appellees' counsel made four inappropriate statements during her closing argument. The first three are "golden rule" arguments. A golden rule argument — which asks "jurors to place themselves in the position of a party," see, e.g., Ins. Co. of N. Am. v. U.S. Gypsum Co., 870 F.2d 148, 154 (4th Cir.1989) — is "universally condemned because it encourages the jury to depart from neutrality and to decide the case on the basis of personal interest and bias rather than on evidence." Granfield v. CSX Transp., Inc., 597 F.3d 474, 491 (1st Cir.2010) (quotation marks omitted); see also Arnold v. E. Air Lines, Inc., 681 F.2d 186, 199 (4th Cir.1982) ("The Golden Rule and sympathy appeals are ... obviously improper arguments.... Having no legal relevance to any of the real issues, they were per se objectionable...."); Har-Pen Truck Lines, Inc. v. Mills, 378 F.2d 705, 714 (5th Cir.1967) ("The real danger is that the sympathy and the feelings of the jury will be encouraged and aroused so that the jury will decide the case and award damages out of relation to actual fault and actual damage."). For example, it is impermissible (1) to ask jurors how much the loss of the use of their legs would mean to them, Leathers v. Gen. Motors Corp., 546 F.2d 1083, 1085-86 (4th Cir.1976); (2) to tell jurors "do unto others as you would have them do unto you," Klotz v. Sears, Roebuck & Co., 267 F.2d 53, 54 (7th Cir.1959); or (3) to tell jurors, in a reverse golden rule argument, "I don't want to ask you to place yourself in [the plaintiff's] position," Loose v. Offshore Navigation, Inc., 670 F.2d 493, 496 (5th Cir.1982).
While all circuits that have considered the issue have held a golden rule argument improper if made with respect to damages, there appears to be, as the district court
We join our sister circuits and hold that a golden rule argument is improper and may thus serve as the basis for a new trial.
We conclude that the appellees' counsel's first three above-quoted statements are golden rule arguments. The third statement, addressed to damages, is plainly improper; she asked the jury to "put yourselves in the plaintiffs' shoes" in "determin[ing] how to make plaintiffs whole." JA 591. This is a quintessential invocation of the golden rule and the district court was correct to sustain the objection and instruct the jury to disregard it. While the propriety of the first two statements is a closer question, we nonetheless conclude that they also constitute golden rule arguments addressing liability. The appellees' counsel stated, inter alia, "would you hesitate to speak up if you knew that speaking up would mean that your boss would call a meeting," JA 589 (emphases added), and "[w]ouldn't you think twice about complaining about workplace discrimination." JA 590 (emphasis added). The appellees argue that the statements are permissible because they explain the legal standard for retaliation under Burlington Northern & Santa Fe Railway Co. v. White, 548 U.S. 53, 126 S.Ct. 2405, 165 L.Ed.2d 345 (2006). But
The fourth statement, while not a golden rule argument, is also inappropriate. The appellees' counsel stated:
JA 593. This is a so-called "send a message" argument that, alone, might not be grounds for reversal, Carter v. District of Columbia, 795 F.2d 116, 138-39 (D.C.Cir. 1986). Here, given the fact that the appellees' counsel made this argument after the district court had sustained three objections to golden rule arguments — her send a message argument was also inappropriate because, like the golden rule arguments, it diverted the jury's attention from its duty to decide the case based on the facts and the law instead of emotion, personal interest or bias.
We next address whether the improper statements warrant a new trial.
The district court concluded that a new trial was unnecessary because "any minimal prejudice that might have arisen from counsel's comments" was cured by the fact that (1) the court sustained prompt objections to the three golden rule arguments; (2) after the third iteration, the court instructed the jurors to disregard it and (3) in its general jury instructions, the court directed the jurors to "decide the facts of this case only from a fair evaluation of all of the evidence without prejudice, sympathy, fear, favor, or public opinion." Caudle v. District of Columbia, 804 F.Supp.2d 32, 53 (D.D.C.2011) (quotation marks omitted).
In determining whether a new trial is warranted, we must determine whether the error is harmless. We do so by
Ashcraft & Gerel v. Coady, 244 F.3d 948, 953 (D.C.Cir.2001) (quotation marks and citations omitted). The appellees' counsel's improper argument was not harmless. First, this was a close case. Like many retaliation cases, it hinged on a determination of motive based on circumstantial evidence. Their claims also had serious evidentiary weaknesses that the jury resolved in their favor.
Alternatively, the appellees argued that Groomes knew — at the time she allegedly retaliated against Goins — that Goins engaged in protected activity by signing the August 24, 2006 complaint. The appellees testified, however, that they did not send the August 24 complaint to the MPD or inform anyone at the MPD about the letter; rather, they sent the letter to DOJ and the District Office of Human Rights. Groomes and others testified that they were unaware of the letter at the time of the alleged retaliation.
Furthermore, despite the fact that the appellees' damages evidence was tenuous at best, the jury awarded almost one million dollars. See Whitehead v. Food Max of Miss., Inc., 163 F.3d 265, 278 (5th Cir. 1998) ("That the awards were improperly influenced by passion and prejudice is indicated by their size.").
Second, the appellees' counsel's comments went to central issues in the case. See Carter, 795 F.2d at 132 (issue central because "whether the defendants engaged in misconduct with respect to their arrest of the plaintiffs was ... the overarching question in the case"). There was only one theory of liability in this case — retaliation — and the first two comments were directed at a contested element of retaliation. The third comment went to damages — central to the verdict — and the
Third, while the district court attempted to mitigate the prejudice by sustaining objections and giving a curative instruction, we do not believe the prejudice was so easily removed. This is not a case in which counsel made a single misstatement and ceased further misstatements after the district court sustained an objection. Compare Stokes, 710 F.2d at 1128 (no plain error because "no repeated impermissible use of the argument technique"), with Whitehead, 163 F.3d at 277-78 (multiple improper arguments, including golden rule argument, warranted new trial). Instead, the appellees' counsel made four impermissible statements — each escalating from the last — three of which came after the district court had sustained the District's objections. In a similar context, we stated:
Miller, 608 F.3d at 898.
Nor do we agree that the district court's general jury instruction — to decide the case without prejudice, sympathy, fear, favor or public opinion — eliminated the unfair prejudice to the District caused by the appellees' counsel. This instruction is given in virtually every trial; it was not in any way directed at her argument. See, e.g., 3 KEVIN F. O'MALLEY ET AL., FEDERAL JURY PRACTICE & INSTRUCTIONS: CIVIL § 103:01 (6th ed. 2011) (including, as a pattern jury instruction: "The law does not permit you to be controlled by sympathy, prejudice, or public opinion."). As the conduct of the appellees' counsel in this case was egregious, we conclude that the generic instruction did not sufficiently counter the prejudice.
Counsel has an obligation — as Justice Holmes put it — to "play the game according to the rules."
So ordered.
Judge Learned Hand
Michael Herz, "Do Justice!": Variations Of A Thrice-told Tale, 82 VA. L.REV. 111, 111 (1996) (quoting Learned Hand, A Personal Confession, in THE SPIRIT OF LIBERTY 302, 306-07 (Irving Dilliard ed., 3d ed. 1960)).