PER CURIAM.
The Federal Election Campaign Act (FECA) prohibits any "person" contracting with the federal government from contributing to "any political party, committee, or candidate for public office or to any person for any political purpose or use" in a federal election. 2 U.S.C. § 441c(a)(1). Three federal contractors seek a declaration that section 441c abridges their freedom of speech guaranteed by the First Amendment to the United States Constitution and denies them the equal protection of the laws in violation of the Fifth Amendment. Concluding that FECA's judicial review provision, 2 U.S.C. § 437h, ousts both the district court and this panel of jurisdiction to consider the merits of the claims, we sua sponte vacate and remand to the district court to comply immediately with the procedures set forth in section 437h.
Appellants Wendy Wagner, Lawrence Brown and Jan Miller (collectively Appellants) hold consulting contracts with various agencies of the executive branch of
Under section 437h, a district court should perform three functions. First, it must develop a record for appellate review by making findings of fact. See Bread Political Action Comm. v. FEC, 455 U.S. 577, 580, 102 S.Ct. 1235, 71 L.Ed.2d 432 (1982) (Bread PAC); Buckley v. Valeo, 519 F.2d 817, 818-19 (D.C.Cir.1975) (en banc) (per curiam). Second, the district court must determine whether the constitutional challenges are frivolous or involve settled legal questions. See Cal. Med. Ass'n v. FEC, 453 U.S. 182, 192 n. 14, 101 S.Ct. 2712, 69 L.Ed.2d 567 (1981) (CalMed); Khachaturian v. FEC, 980 F.2d 330, 331 (5th Cir.1992) (en banc) (per curiam); Goland v. United States, 903 F.2d 1247, 1257 (9th Cir.1990). Finally, the district court must immediately certify the record and all non-frivolous constitutional questions to the en banc court of appeals. See CalMed, 453 U.S. at 192 n. 14, 101 S.Ct. 2712; see also Mariani v. United States, 212 F.3d 761, 769 (3d Cir. 2000) (en banc).
Shortly after filing their complaint, Appellants moved the district court to first find certain facts and then to certify the case to the en banc court of appeals. The FEC opposed the motion on the ground that certification was premature. Apparently solely for the purpose of avoiding the certification requirement of section 437h, Appellants subsequently amended their complaint to invoke only the district court's federal question jurisdiction and also moved for a preliminary injunction.
The district court denied Appellants' preliminary injunction motion, concluding that they were unlikely to succeed on the merits of their constitutional claims. Wagner v. FEC, 854 F.Supp.2d 83, 87 (D.D.C. 2012) (Wagner I). After additional discovery, the court granted summary judgment to the FEC. Wagner v. FEC, 901 F.Supp.2d 101 (D.D.C.2012) (Wagner II). Before addressing the merits, the district court noted:
Id. at 104 (citation omitted).
On appeal, Appellants asserted — and the FEC did not contest — that this panel has jurisdiction under 28 U.S.C. § 1291 to hear their constitutional challenges. Noting the potential jurisdictional infirmity, however, we ordered the parties to submit supplemental briefs addressing whether section 437h vests exclusive jurisdiction over Appellants' constitutional claims in the en banc court of appeals. Both parties argue in their supplemental briefs that section 437h does not confer exclusive jurisdiction on the en banc court of appeals, asserting instead that Appellants can elect to bring suit under either section 437h or section 1331. We must
In construing section 437h, "[w]e begin, as always, with the text of the statute." Permanent Mission of India to the United Nations v. City of New York, 551 U.S. 193, 197, 127 S.Ct. 2352, 168 L.Ed.2d 85 (2007); see also Hughes Aircraft Co. v. Jacobson, 525 U.S. 432, 438, 119 S.Ct. 755, 142 L.Ed.2d 881 (1999). Section 437h provides:
2 U.S.C. § 437h. As originally enacted, section 437h contained two additional provisions. Subsection (b) provided for direct appeal to the Supreme Court. Federal Election Campaign Act Amendments of 1974, Pub.L. No. 93-443, § 208(a), 88 Stat. 1263, 1285-86 (codified at 2 U.S.C. § 437h(b) (1976)). Subsection (c) required both the courts of appeals and the Supreme Court "to advance on the docket and to expedite to the greatest possible extent" any matter certified under section 437h. Id. (codified at 2 U.S.C. § 437h(c) (1976)). The Congress repealed subsection 437h(c) in 1984, Pub.L. No. 98-620, § 402(1)(B), 98 Stat. 3335, 3357 (1984), and subsection 437h(b) in 1988, Pub.L. No. 100-352, § 6(a), 102 Stat. 662, 663 (1988).
FECA provides "two routes" by which a party may obtain judicial review of the constitutionality of FECA. CalMed, 453 U.S. at 188, 101 S.Ct. 2712. In addition to section 437h, a party may also mount a constitutional defense to an FEC enforcement action brought under 2 U.S.C. § 437g. Id. While the section 437g route is available to any party subject to an FEC enforcement proceeding, only the parties specifically enumerated in section 437h — the FEC, the national committees of political
The district court concluded that they may but its rationale was flawed. The court premised its jurisdiction solely on the Supreme Court's dictum in Bread PAC: "`[P]laintiffs meeting the usual standing requirements can challenge provisions of [FECA] under the federal-question jurisdiction granted the federal courts by 28 U.S.C. § 1331.'" Wagner II, 901 F.Supp.2d at 104 (quoting Bread PAC, 455 U.S. at 585, 102 S.Ct. 1235). A reading of the paragraph from which the language is drawn reveals that this dictum is inapposite here. The Supreme Court in Bread PAC stated that plaintiffs not enumerated in section 437h, and therefore ineligible to invoke its procedures, may challenge the constitutionality of FECA under section 1331 only.
The only other inferior tribunal to have addressed the question has answered it in the negative. In FEC v. Lance, 617 F.2d 365, 367-68 (5th Cir.1980) (Lance I), Bert Lance, the target of an FEC investigation, fought an administrative subpoena by arguing, inter alia, that a provision of FECA violated the First Amendment. Id. at 368. On appeal, a panel of the Fifth Circuit rejected all of Lance's non-constitutional arguments but held that both the district court and the panel itself lacked jurisdiction to hear the constitutional challenge. Id. at 374. It reasoned that "Congress's obvious intent in enacting [section 437h] was to deprive district courts and panels of the circuit courts of appeals of jurisdiction to consider the constitutionality of the FECA" and referred the question to the en banc court of appeals.
Construing the statute ourselves, we believe that the plain text of section 437h grants exclusive merits jurisdiction to the en banc court of appeals. "If ... there exists a special statutory review procedure, it is ordinarily supposed that Congress intended that procedure to be the exclusive means of obtaining judicial review in those cases to which it applies." City of Rochester v. Bond, 603 F.2d 927, 931 (D.C.Cir.1979) (emphasis added) (footnote omitted); see also Sun Enters., Ltd. v. Train, 532 F.2d 280, 287 (2d Cir.1976) (Lumbard, J.) ("[T]here is a strong presumption against the availability of simultaneous review in both the district court and court of appeals."). Section 437h is indeed a "special statutory review procedure." We therefore presume that the Congress intended to deprive both the district
The parties nevertheless argue that one word in the text demonstrates that the statute is an optional route to judicial review of FECA. Their argument is simple: section 437h provides that certain parties "may institute ... actions in the appropriate district court of the United States"; the word "may" typically denotes discretion; therefore, the parties enumerated in section 437h may elect between section 437h and section 1331 to challenge the constitutionality of FECA's provisions. But the discretion conferred by the word "may" is the discretion to "institute ... actions." Were the Congress to replace the word "may" with "shall," the statute would read as though a potential plaintiff bore a ministerial obligation to bring suit. Whatever discretion is provided by "may," it is not the discretion to use section 437h vel non.
More importantly, the parties' interpretation disregards both how the Congress writes jurisdictional statutes and how the courts interpret them. Appellants suggest that alternative language would more clearly express the Congress's intent to make section 437h exclusive as to the enumerated parties, including simply using the word "exclusive." But there are many ways to skin a cat and we must decide whether the Congress has done so with this language. Appellants are correct that the Congress sometimes includes the word "exclusive" to make clear that a particular statute confers exclusive jurisdiction.
The legislative purpose underlying section 437h confirms our interpretation of the statute. See Chapman v. Houston Welfare Rights Org., 441 U.S. 600, 608, 99 S.Ct. 1905, 60 L.Ed.2d 508 (1979) ("As in all cases of statutory construction, our task is to interpret the words of ... statutes in light of the purposes Congress sought to serve."). The Congress is understood to have enacted section 437h to further the public's interest in having questions of FECA's constitutionality speedily resolved.
120 CONG. REC. 10,562 (Apr. 10, 1974) (statement of Sen. James Buckley) (emphasis added). Similarly, the amendment's House sponsor stated that section 437h provided a "direct method" for "any individual" to "raise [constitutional] questions and to have those considered as quickly as possible by the Supreme Court." Id. at 35,140 (Oct. 10, 1975) (statement of Rep. William Frenzel).
Nor have amendments to section 437h altered the Congress's purpose. The repeal of subsections (b) and (c) may have altered how the Congress has addressed the public's interest in quick resolution. But those repeals changed only section 437h's volume, not its tune. Section 437h continues to pretermit review by district courts and panels of courts of appeals and that pretermission undoubtedly serves the Congress's goal of expedition. See Harrison v. PPG Indus., Inc., 446 U.S. 578, 593, 100 S.Ct. 1889, 64 L.Ed.2d 525 (1980) ("The most obvious advantage of direct review by a court of appeals is the time saved compared to review by a district court, followed by a second review on appeal.").
Because the purpose underlying section 437h is the vindication of the public's interest in the expeditious resolution of constitutional challenges to FECA, we reject the parties' interpretation of the statute. Their reading threatens to make that interest illusory by leaving its effectuation entirely up to individual plaintiffs' litigation strategies. See N.Y. Dep't of Soc. Servs. v. Dublino, 413 U.S. 405, 419-20, 93 S.Ct. 2507, 37 L.Ed.2d 688 (1973) (Courts "cannot interpret federal statutes to negate their own stated purposes."); Motor Vehicle Mfrs. Ass'n of U.S., Inc. v. Ruckelshaus, 719 F.2d 1159, 1165 (D.C.Cir.1983) ("A statute should ordinarily be read to effectuate its purposes rather than to frustrate them."); United States v. Pub. Utils. Comm'n of D.C., 151 F.2d 609, 613 (D.C.Cir.1945) ("[A]n interpretation should be chosen as will effect [the statute']s purpose, rather than one which defeats it...."). Legislative purpose therefore confirms the mandate of the statutory text: section 437h vests exclusive jurisdiction in the en banc courts of appeals to resolve constitutional challenges brought by the three parties enumerated in that section.
Our interpretation is further bolstered by the Supreme Court's own language. In McConnell v. FEC, 540 U.S. 93, 124 S.Ct. 619, 157 L.Ed.2d 491 (2003), overruled on other grounds by Citizens United v. FEC, 558 U.S. 310, 130 S.Ct. 876, 175 L.Ed.2d 753 (2010), the Supreme Court considered a challenge to the 2002 overhaul of FECA effected by the Bipartisan Campaign Reform Act of 2002 (BCRA), Pub.L. No. 107-155, 116 Stat. 81. BCRA required the convening of a three-judge district court to hear constitutional challenges to its provisions.
McConnell, 540 U.S. at 229, 124 S.Ct. 619. In other words, plaintiffs challenging provisions of FECA must bring those challenges under section 437h. And even dictum is accorded substantial weight. See Cohens v. Virginia, 19 U.S. (6 Wheat.) 264, 399, 5 L.Ed. 257 (1821) (Marshall, C.J.); United States v. Dorcely, 454 F.3d 366, 375 (D.C.Cir.2006) ("[C]arefully considered language of the Supreme Court, even if technically dictum, generally must be treated as authoritative." (quotation marks omitted)). Although McConnell does not settle the question, it confirms the conclusion we independently reach: section 437h is a grant of exclusive jurisdiction to the en banc court of appeals.
Convinced that the statutory text, read in light of its purpose, manifests that Appellants must comply with section 437h's expedited review procedures, we quickly dispense with the parties' remaining arguments. First, the parties contend that the Congress's decision not to permit all potential plaintiffs to use section 437h's procedures suggests that section 437h is not exclusive. But the specific enumeration in section 437h is simply a form of "statutory standing." Int'l Ass'n of Machinists & Aerospace Workers v. FEC, 678 F.2d 1092, 1098 (D.C.Cir.1982) (per curiam) (en banc). Statutory standing requirements — particularly that the party seeking judicial review be "aggrieved" by the challenged agency action — are commonplace in statutes conferring exclusive jurisdiction on a particular court. See, e.g., Boston & Me. Corp. v. Surface Transp. Bd., 364 F.3d 318, 320 (D.C.Cir.2004) (exclusive judicial review provision of Hobbs Act, 28 U.S.C. §§ 2342, 2344); Grand Council of Crees (of Quebec) v. FERC, 198 F.3d 950, 954-55, 959-60 (D.C.Cir.2000) (exclusive judicial review provision of Federal Power Act, 16 U.S.C. § 825l (a)); see also cases cited supra note 5. The only distinction between section 437h's statutory standing requirement and the more traditional "party aggrieved" language is that the latter requires the judiciary to flesh out which parties have statutory standing whereas, in the former, the Congress has made that determination. Just as the "party aggrieved" language does not make an otherwise exclusive jurisdiction-conferring statute elective, we will not interpret section 437h's specific enumeration of parties with statutory standing to make that provision optional.
Second, the parties argue that the section 437h procedure is ill-suited to its task because it results in a less-focused record than ordinary litigation and is burdensome to both the en banc court and to litigants. They claim that the Congress could not have intended to make such an onerous procedure mandatory. But an argument based on section 437h's burdens is an argument against its enactment, not against interpreting it as a grant of exclusive jurisdiction. The parties may be correct that section 437h's procedure might not achieve the Congress's desired end. See CalMed, 453 U.S. at 208, 101 S.Ct. 2712 (Stewart, J., dissenting) (section 437h procedure "places uncommonly heavy burdens on the federal court system" and may prove "cumbersome"); Lance II, 635 F.2d at 1137 ("[I]f mandatory en banc hearings were multiplied, the effect on the calendars
Finally, the FEC cites several cases decided by district courts and panels of the courts of appeals which it contends show that courts "have implicitly rejected [our interpretation of section 437h] by considering challenges to FECA outside the 437h context." FEC Supp. Br. 8. All but one of these cases, however, arose in the section 437g context. The district courts and panels of the courts of appeals of course have jurisdiction to consider constitutional questions raised as defenses to section 437g actions. See Bread PAC, 455 U.S. at 584-85, 102 S.Ct. 1235; CalMed, 453 U.S. at 187, 101 S.Ct. 2712. But jurisdiction to consider a constitutional defense does not include jurisdiction to hear a constitutional challenge brought by a party enumerated in section 437h. And the lone case the FEC cites that was not a section 437g proceeding is plainly distinguishable. In FEC v. Beaumont, 539 U.S. 146, 149-50, 123 S.Ct. 2200, 156 L.Ed.2d 179 (2003), a corporation, its officers and a single eligible voter sought a declaration that FECA's prohibition on corporate contributions violated the First Amendment. While not all of the plaintiffs were eligible to invoke section 437h, at least the individual voter was. But the Supreme Court never addressed jurisdiction and we can thus infer nothing therefrom regarding the jurisdictional issue. See Lewis v. Casey, 518 U.S. 343, 352 n. 2, 116 S.Ct. 2174, 135 L.Ed.2d 606 (1996) ("[W]e have repeatedly held that the existence of unaddressed jurisdictional defects has no precedential effect."); In re Navy Chaplaincy, 534 F.3d 756, 764 (D.C.Cir.2008) ("It is a well-established rule that cases in which jurisdiction is assumed sub silentio are not binding authority for the proposition that jurisdiction exists." (quotation marks omitted)).
The text of section 437h, read in the context of its underlying legislative purpose, makes clear that the parties therein enumerated may bring actions challenging FECA's constitutionality only under that section. Neither Appellants nor the FEC provide any reason for us to disregard section 437h's text and purpose. We therefore conclude that both the district court and this panel lack jurisdiction to decide the constitutional questions pressed by Appellants.
We recognize that by remanding for the district court to comply with the expedited review provision, we risk further prolonging this litigation. But even if we believed that the American citizenry's interest in expedient resolution of constitutional
For the foregoing reasons, it is
So ordered.