DALE A. DROZD, Magistrate Judge.
Plaintiff is a state prisoner proceeding pro se with a civil rights action pursuant to 42 U.S.C. § 1983. Plaintiff claims that defendants violated his rights under the Eighth Amendment by acting with deliberate to his safety. This matter is before the court on defendants' motion for summary judgment.
Summary judgment is appropriate when it is demonstrated that there exists "no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." Fed. R. Civ. P. 56(c).
Under summary judgment practice, the moving party
If the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually does exist.
In the endeavor to establish the existence of a factual dispute, the opposing party need not establish a material issue of fact conclusively in its favor. It is sufficient that "the claimed factual dispute be shown to require a jury or judge to resolve the parties' differing versions of the truth at trial."
In resolving the summary judgment motion, the court examines the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any. Fed. R. Civ. P. 56(c). The evidence of the opposing party is to be believed.
On November 12, 2010, the court advised plaintiff of the requirements for opposing a motion pursuant to Rule 56 of the Federal Rules of Civil Procedure.
At all times relevant to this action, plaintiff was an inmate at Mule Creek State Prison (Mule Creek). (Declaration of Ricky Ray Keel, filed July 12, 2011 (Keel Decl.) at ¶ 2.) Defendants Baker, Childress, and Palomares were all employed as correctional officers at Mule Creek. (Declaration of Baker in Support of Motion for Summary Judgment, filed June 16, 2011 (Baker Decl.) at ¶ 1; Declaration of Childress in Support of Motion for Summary Judgment, filed June 16, 2011 (Childress Decl.) at ¶ 1; Declaration of Palomares in Support of Motion for Summary Judgment, filed June 16, 2011 (Palomares Decl.) at ¶ 1.) Defendant Green was employed as a correctional sergeant at Mule Creek. (Declaration of Green in Support of Motion for Summary Judgment, filed June 16, 2011 (Green Decl.) at ¶ 1.) At all times relevant to this action, all four defendants worked in Mule Creek's Investigative Services Unit (ISU). (Baker Decl. at ¶ 2; Childress Decl. at ¶ 2; Palomares Decl. at ¶ 2; Green Decl. at ¶ 2.) Defendant Green supervised the other three defendants. (Green Decl. at ¶ 2.) The ISU staff are responsible for investigating information concerning possible attacks on inmates. (
On August 13, 2009, as defendant correctional officer Palomares was leaving an Institutional Classification Meeting that he had attended, an inmate named Fred Crippen called to defendant Palomares from inmate Crippen's cell in an administrative segregation unit. (Palomares Decl. at ¶ 4.) Defendant Palomares approached inmate Crippen's cell, and inmate Crippen handed him a note. (
Dear Mary Lou & John,
(Palomares Decl., Ex. 1.) Defendant Palomares learned that inmate Crippen had been housed in Facilities A and C before he was placed in administrative segregation. (Palomares Decl. at ¶ 10.) Defendant correctional officer Palomares inquired of custody staff in facility C about the nicknames in the letter, but no one he asked "knew of any inmates who went by the monikers Cash, Bullett, RRay, RR, or Ricky."
On August 19, inmate Crippen was brought to the ISU office for an interview. (
On the morning of August 24, 2009, five days after the interview of inmate Crippen, plaintiff was assaulted on the Facility A yard by another inmate. (Childress Decl. at ¶ 8.) Plaintiff was stabbed in the right side of his head and he suffered multiples abrasions "and obvious traumatic injury to his truck and extremities." (Pl.'s Ex. C, at 2.) Plaintiff was taken to the San Juan Mercy Trauma Center and admitted to the Traumatic Intensive Care Unit, where he was found to have "multiple rib fractures and facial fracture" and "nonoperative facial fractures." (
The parties dispute whether defendant correctional sergeant Green participated in the interview of inmate Crippen, or whether Green was merely present in the office while that interview was taking place. Defendant Green avers that he did not participate in the interview. (Green Decl. at ¶ 10.) Plaintiff has submitted a declaration from inmate Crippen, who therein describes the interview as one "between" himself and all four defendants in this action, including defendant Green. (Declaration of Fred Crippen, filed July 12, 2011 (Crippen Decl.) at ¶ 3.)
The parties also dispute whether inmate Crippen gave the defendant correctional officers enough information to lead them to the individual who was organizing the assault on plaintiff and to warrant placing plaintiff in administrative segregation following their interview of Crippen. Defendants present evidence that for thirteen minutes of the nineteen minute interview, inmate Crippen talked about matters unrelated to plaintiff's safety, that Crippen never provided them any facts indicating that plaintiff was in danger, and that the only requests inmate Crippen made "was for return of a TV set he left on the yard and transfer to another prison." (Baker Decl. at ¶¶ 5-8; Palomares Decl. at ¶¶ 15-25.)
Plaintiff has presented evidence that during his interview with defendants inmate Crippen "made it clear" to them "as to the threat" to plaintiff, that "Cash and Bullet were initiating the threat," that "Cash could be identified to his correct name based on his administrative segregation placement" and that "Bullet" was Cash's cell partner when Cash was placed in administrative segregation, and that plaintiff "needed to watch his back in regards to the upcoming/potential assault." (Crippen Decl. at ¶ 3.) Inmate Crippen also avers that defendant Baker "replied in the affirmative" when given the information about how to identify "Cash." (
Defendants seek summary judgment in their favor on the ground that they were not deliberately indifferent to plaintiff's safety. Defendants also contend, in the alternative, that they are entitled to qualified immunity. In addition, defendant Green seeks summary judgment on the ground that the only basis for plaintiff's claim against him is his role as the supervisor of defendants Baker, Childress, and Palomares.
The Eighth Amendment's proscription against cruel and unusual punishment includes a requirement that prison officials "take reasonable measures to guarantee the safety of. . . inmates."
The undisputed evidence shows that on two separate occasions defendant correctional officer Palomares received notice that inmate Crippen had information and concerns about a possible planned assault on plaintiff by other inmates. Five days before the assault, inmate Crippen was interviewed by defendant correctional officers Childress, Baker, and Palomares, with defendant correctional sergeant Green present. Defendants contend that the information they received from inmate Crippen, combined with what they learned when they conducted investigation into the information received from inmate Crippen, was insufficient to give them knowledge that plaintiff faced a substantial risk of harm.
However, plaintiff disputes this and has come forward with sufficient evidence to give rise to an inference that the information provided by inmate Crippen was in fact sufficient to make defendants aware of a substantial risk of harm to plaintiff. In particular, inmate Crippen has averred that he made the threat to plaintiff "clear" to defendants, and told them the two inmates who were initiating the threat and how to identify those inmates. (Crippen Decl. (Doc. No. 30) at 25.) Moreover, that portion of the transcript of inmate Crippen's interview with correctional officers attached to the declaration of defendant Palomares suggests that inmate Crippen gave defendants several pieces of information that they might have used to identify inmates Cash and Bullet, including that Cash was "back in the hole now," had been a MAC representative in building three, that Cash and Bullet had been celled together, and that Bullet was taken to medical staff for "iron deficiency shots all the time."
Defense counsel also argues that the evidence before the court does not reflect that the defendants disregarded a substantial threat to plaintiff's safety. Rather, they conducted some degree of investigation and concluded, albeit erroneously in hindsight, that plaintiff faced no substantial threat of harm requiring further action. Defense counsel contends that while one might second-guess the defendants failure to do more than they did, the evidence reflects at most negligence on their part and not deliberate indifference. It is true that a reasonable trier of fact could conclude that the defendants were merely negligent — if the trier of fact also find the defendants' evidence more believable. However, if plaintiff's evidence as submitted on summary judgment is believed, a jury could also reasonably conclude that defendants had very specific information regarding the substantial threat of harm that plaintiff faced and took little, if any, meaningful action thereby reflecting their deliberate indifference to his safety. In such a case, summary judgment is precluded.
Defendant correctional sergeant Green also seeks summary judgment on the ground that there is no evidence that he participated in any deprivation of plaintiff's Eighth Amendment rights. Although defendant Green concedes that he was present at the time of the Crippen interview, he contends that he did not participate in it and that his only involvement in the events complained of was as the supervisor of defendants Baker, Childress, and Palomares. Liability may be imposed on a supervisor under 42 U.S.C. § 1983 only if: (1) the supervisor personally participated in the deprivation of constitutional rights; or (2) the supervisor knew of the violations and failed to act to prevent them; or (3) the supervisor implemented a policy "`so deficient that the policy itself "is a repudiation of constitutional rights" and is "the moving force of the constitutional violation."'"
Finally, defendants contend that they are entitled to summary judgment on the ground of qualified immunity. "The doctrine of qualified immunity protects government officials `from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.'"
The conflicting inferences from the evidence that preclude summary judgment on the merits of plaintiff's Eighth Amendment claim also preclude a finding that defendants are entitled to summary judgment on the grounds of qualified immunity. If the conflicting inferences from the evidence are resolved in plaintiff's favor, no reasonable correctional officer could have believed that it was lawful not to take steps to protect plaintiff from the risk of harm described by inmate Crippen. Defendants are therefore not entitled to summary judgment in their favor on qualified immunity grounds.
On August 24, 2011, plaintiff filed with the court a pretrial statement and a motion for the attendance of inmate Crippen at trial. No date has been set for filing pretrial statements or for pretrial conference or jury trial in this matter. Plaintiff's motion is premature and will therefore be denied without prejudice to its renewal at a later stage of these proceedings should these findings and recommendations be adopted by the district court.
In accordance with the above, IT IS HEREBY ORDERED that plaintiff's August 24, 2011 motion (Doc. No. 33) is denied without prejudice; and
IT IS HEREBY RECOMMENDED that:
1. Defendants' June 16, 2011 motion for summary judgment (Doc. No. 29) be denied; and
2. This matter be referred back to the undersigned for further proceedings.
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within fourteen days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be filed and served within fourteen days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.