KENDALL J. NEWMAN, Magistrate Judge.
Plaintiff is a state prisoner, proceeding without counsel, with a civil rights action pursuant to 42 U.S.C. § 1983. Pending before the court is the December 28, 2011 summary judgment motion filed by defendants Queen of the Valley Medical Center and NorthBay Healthcare ("NorthBay").
On February 3, 2012, plaintiff filed a motion for an extension of time to file an opposition to defendants' summary judgment motion. On February 29, 2012, the undersigned granted plaintiff a thirty day extension of time to file an opposition. Thirty days passed and plaintiff did not file an opposition. Accordingly, on April 11, 2012, the undersigned recommended that this action be dismissed. On April 12, 2012, plaintiff filed his opposition to defendants' summary judgment motion and a request to deem his motion timely. Good cause appearing, the April 12, 2012 findings and recommendations are vacated and plaintiff's opposition is deemed timely.
For the following reasons, the undersigned recommends that defendants' summary judgment motion be granted.
Summary judgment is appropriate when a moving party establishes that the standard set forth in Federal Rule of Civil Procedure 56(c) is met. "The judgment sought should be rendered if . . . there is no genuine issue as to any material fact, and that the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(c).
If the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually exists.
In the endeavor to establish the existence of a factual dispute, the opposing party need not establish a material issue of fact conclusively in its favor. It is sufficient that "the claimed factual dispute be shown to require a jury or judge to resolve the parties' differing versions of the truth at trial."
In resolving a summary judgment motion, the court examines the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any. Fed. R. Civ. P. 56(c). The evidence of the opposing party is to be believed.
This action is proceeding on the amended complaint filed October 13, 2010. (Dkt. No. 10.) Plaintiff alleges that in 2005, he began experiencing chest pain. Plaintiff alleges that for the next few years, he continued to suffer from chest and lung pain. Plaintiff alleges that on May 4, 2009, he was taken to Vaca Valley Hospital because he suffered a heart attack. Plaintiff alleges that seven days later, he was taken to defendant Queen of the Valley Hospital where he underwent an angioplasty. Plaintiff alleges that the angioplasty resulted in damage to plaintiff's heart that forced doctors to perform an emergency by-pass operation.
Plaintiff alleges that on September 28, 2009, he was taken to defendant Northbay where a pace-maker was installed in his chest. Plaintiff allegedly did not know what procedure was being performed until after the surgery.
Plaintiff alleges that defendant Queen of the Valley Hospital has a policy of having unqualified surgeons perform surgery on inmates. Plaintiff alleges that he suffered injuries as a result of this policy following his angioplasty and emergency by-pass surgery. Plaintiff alleges that defendant Northbay has a policy of allowing doctors to perform experimental or unnecessary surgery. Plaintiff alleges that he was injured as a result of this policy because the installation of his pacemaker was unnecessary and has made his life-threatening condition more severe.
Defendants' summary judgment motion contains a statement of undisputed facts. Plaintiff's opposition is not verified and nor does it contain a statement of undisputed facts. Plaintiff's opposition also does not include any evidence. To the extent appropriate, the undersigned considers plaintiff's verified amended complaint in determining the undisputed and disputed facts.
The physicians and surgeons who provide patient care at defendant Queen of the Valley Hospital are independent contractors. (Dkt. No. 27-4 at 49.) Before a physician can admit and treat a patient at defendant Queen of the Valley Hospital, he or she must apply for and be granted staff privileges. (
When a physician applies for staff privileges at defendant Queen of the Valley Hospital, they are subjected to the credentialing process set forth in defendant's Bylaws. (
In order to obtain staff privileges at defendant Queen of the Valley Hospital, the physician must demonstrate that he is a professionally competent practitioner who continuously meets the qualifications, standards and requirements set forth in the Bylaws. (
Defendant Queen of the Valley Hospital carries out periodic re-credentialing of clinical privileges. (
Dr. Dassah is a cardiologist who had staff privileges to admit and treat patients under his care at defendant Queen of the Valley Hospital in May 2009. (
Before being granted staff privileges at defendant Queen of the Valley, Dr. Dassah went through the same credentialing process as all other physicians seeking staff privileges, and it was determined that he met all the necessary qualifications, standards and requirements, and was subject to the periodic re-credentialing process. (
Dr. Srebro is a cardiologist who had staff privileges to admit and treatment patients, including CDCR inmates, under his care at defendant Queen of the Valley Hospital in May 2009. (
Defendant Queen of the Valley does not have a policy that permits physicians with staff privileges to provide medical care to patients, including CDCR inmates, that falls below the professional standard of care. (
Defendant Northbay is a non-profit healthcare organization that operates hospital facilities and provides personnel to assist physicians and surgeons in the treatment of their patients. (Dkt. No. 27-5 at 14.) All physicians and surgeons furnishing services to patients at defendant NorthBay's hospitals are independent contractors. (
Before a physician or surgeon can admit and treat his or her patients at defendant NorthBay's hospitals, he or she must apply for staff privileges. (
Dr. Dassah is a physician who has staff privileges to admit and treat patients at defendant NorthBay's hospitals. (
Before being granted staff privileges, Dr. Dassah was subjected to the same credentialing process as all other physicians seeking staff privileges, and it was determined that he met all the necessary qualifications, standards and requirements. (
Defendant NorthBay does not have any policies that permit its independent contractor physicians to perform unnecessary surgeries. (
Defendant NorthBay does participate with other hospitals, schools and public agencies in the training of health care professionals. (
No medical students or residents participated in or observed the catheterization and implantable cardioverter-defibrillator implantation which Dr. Dassah performed on plaintiff on September 28, 2009, and February 26, 2010, respectively. (
On May 5, 2009, plaintiff was admitted to Vaca Valley Hospital emergency department after he suffered a heart attack. (Dkt. No. 27-4 at 55.) Plaintiff was transferred to the Intensive Care Unit ("ISU") where he had an episode of nonsustained ventricular tachycardia (fast heart rhythm which self-terminates within 30 seconds). (
On or about May 8, 2009, plaintiff was admitted to defendant Queen of the Valley Hospital where Dr. Dassah would perform the cardiac catheterization. (
On May 10, 2009, Dr. Dassah performed the cardiac catheterization. (
Angioplasty is indicated on patients with unstable or coronary disease and who have a single vessel coronary artery blocked. (
Shortly thereafter, on May 10, 2009, Dr. Dassah performed a coronary angiography (test using dye and special x-rays to show the inside of the coronary arteries), which revealed a single coronary artery blocked. (
Dr. Srebro attempted a series of manipulations to open the vessel. (
On May 11, 2009, Dr. Dassah and Dr. Srebro determined that plaintiff was still having chest pain and that bypass surgery would be the safest method for re-establishing adequate coronary bloodflow. (
Later on May 11, 2009, Dr. Dassah performed a single vessel coronary artery bypass, assisted by Dr. Klingman. (
On May 14, 2009, plaintiff was discharged in stable condition to California State Prison-Solano ("CSP-Solano"). (
On or about July 15, 2009, plaintiff underwent an echocardiogram at defendant Queen of the Valley Hospital which revealed that he had moderate left ventricular dysfunction with a decreased ejection fraction of 30-35% with global hypokinesis (diminished movement of the heart). (
On or about September 11, 2009, a physician request for services was submitted at CDCR for plaintiff to receive an implantable cardioverter defibrillator ("ICD") (a device similar to a pacemaker). (
On September 25, 2009, plaintiff had an electrocardiogram (a test that records the heart's electrical activity), which revealed an age-indeterminate heart attack. (
On or about September 27, 2009, plaintiff had a consultation with Dr. Dassah regarding implantation of a defibrillator. Plaintiff's latest ejection fraction was about 30% and plaintiff was experiencing dizziness and fainting episodes. Dr. Dassah suspected that plaintiff had premature ventricular contraction ("PVC"). The low ejection fraction met the criteria of the Multicenter Automatic Defibrillator Implantation Trial II ("MADIT-II), a trial which showed the lifesaving benefits of defibrillators. Dr. Dassah recommended that plaintiff be admitted to defendant NorthBay for implantation of the defibrillator for primary prevention.
On or about September 28, 2009, Dr. Dassah performed an implantation of the implantable cardioverter defibrillator on plaintiff at defendant Northbay. (
On or around February 12, 2010, an urgent physician request for services was submitted to CDCR for plaintiff to undergo cardiac catheterization. (
On or about February 26, 2010, plaintiff was admitted by Dr. Dassah to defendant NorthBay for cardiac catheterization because of chest discomfort and an abnormal nuclear stress test. (
At the outset, the undersigned must address whether defendants are state actors subject to liability under 42 U.S.C. § 1983
An essential element of an action brought under 42 U.S.C. § 1983 is that the defendant accused of violating the plaintiff's constitutional rights acted under color of state law.
A plaintiff suing a municipality or private entity performing a state function must state facts meeting the test articulated in
Generally, deliberate indifference to a serious medical need presents a cognizable claim for a violation of the Eighth Amendment's prohibition against cruel and unusual punishment.
First, a "serious" medical need exists if the failure to treat a prisoner's condition could result in further significant injury or the "unnecessary and wanton infliction of pain."
Second, the nature of a defendant's responses must be such that the defendant purposefully ignores or fails to respond to a prisoner's pain or possible medical need in order for "deliberate indifference" to be established.
Mere differences of opinion concerning the appropriate treatment cannot be the basis of an Eighth Amendment violation.
In order to defeat defendants' motion for summary judgment, plaintiff must "produce at least some significant probative evidence tending to [show],"
Defendants argue that they are entitled to summary judgment because the conduct of their independent contractors at defendant Queen of the Valley Hospital did not violate the Eighth Amendment. As discussed above, plaintiff alleges that he suffered injuries as a result of the angioplasty performed at defendant Queen of the Valley Hospital that forced doctors to perform an emergency by-pass operation.
Defendants argue that the treatment plaintiff received in May 2009 at defendant Queen of the Valley Hospital was appropriate. Defendants have presented expert evidence that the angioplasty procedure performed on plaintiff by Dr. Dassah on May 10, 2009, was medically appropriate. In particular, defendants have submitted the declaration of Dr. Earl Holloway, a physician who is board certified in internal medicine, cardiovascular disease and interventional cardiology. (Dkt. No. 27-4 at 55.) Based on his review of plaintiff's medical records, Dr. Holloway found that the treatment provided by Dr. Dassah was appropriate:
(Dkt No. 27-4 at 58.)
Defendants' expert evidence demonstrates that Dr. Dassah first attempted to perform the angioplasty, a less invasive procedure than the bypass. The angioplasty on plaintiff would be difficult because of the significant tortuosity of plaintiff's artery. A known complication, i.e., dissection, occurred during the procedure. Following the dissection, Dr. Dassah called Dr. Srebro for assistance. Dr. Srebro was unable to place the stent because of the tortuosities in plaintiff's artery. After the angioplasty was unsuccessful, it was determined that plaintiff should undergo a bypass operation. Defendants' expert evidence demonstrates that the treatment he received by defendant Queen of the Valley Hospital's independent contractors in connection with his angioplasty and bypass operation did not constitute deliberate indifference. Rather, defendants' expert evidence demonstrates that plaintiff's treatment was medically appropriate and within the standard of care.
Plaintiff has presented no expert evidence supporting his claim that the treatment he received from Dr. Dassah or any other doctor in connection with his angioplasty and bypass operation demonstrated deliberate indifference or was otherwise inappropriate. Accordingly, based on defendants' unopposed expert evidence, the undersigned finds that defendant Queen of the Valley Hospital should be granted summary judgment as to plaintiff's Eighth Amendment claim on grounds that no constitutional violation occurred.
Defendants argue that they are entitled to summary judgment because the conduct of their independent contractors at defendant NorthBay did not violate the Eighth Amendment. As discussed above, plaintiff alleges that when he was taken to defendant NorthBay on September 28, 2009, he did not know what procedure was to be performed until after surgery. Plaintiff further alleges that implantation of the defibrillator has made his condition more severe. Plaintiff also suggests that implantation of the defibrillator was unnecessary and experimental.
In his opposition, plaintiff states that he signed consent forms at defendants' facilities and that "this is not in question." (Dkt. No. 33 at 5.) Defendants have provided a copy of the consent form plaintiff signed for implantation of the defibrillator. (Dkt. No. 27-5 at 18-20.) Defendants have also submitted a report prepared by Dr. Dassah on September 28, 2009, stating that he explained the risks and benefits of the procedure, and plaintiff agreed to have the procedure done. (Dkt. No. 27-4 at 98.) For these reasons, the undersigned need not address plaintiff's claim that he did not know what procedure was to be performed on September 28, 2009, until after the surgery was performed.
Defendants have presented expert evidence that implantation of the defibrillator was medically necessary. In his declaration Dr. Holloway addresses this issue:
(
Plaintiff has presented no expert evidence demonstrating that implantation of the defibrillator was improper or made his condition worse. In his opposition, plaintiff argues that at least four other inmates receiving the same defibrillator had it removed because it was "uncalled for." (Dkt. 33 at 4.) Plaintiff also alleges that he recently saw a television show discussing the recall of what plaintiff believes is the same defibrillator as he received. (
In his opposition, plaintiff argues that the fact that a technician from the pacemaker company was present at the time Dr. Dassah installed the defibrillator demonstrates that Dr. Dassah was not entirely familiar with the installation process. In his declaration, Dr. Holloway stated that E. Nelson, a technician from Boston Scientific (the company that manufactured the pacemaker), was present during installation of the pacemaker and tested it after it was installed. (Dkt. No. 27-4 at 60.) That a technician from the pacemaker company was present when it was installed does not demonstrate that Dr. Dassah was not familiar with the installation process.
It appears that plaintiff's argument that he was subject to experimental surgery may be based on the fact that the pacemaker was installed after Dr. Dassah found that plaintiff met the criteria for the Multicenter Automatic Defibrillator Trial II ("MADIT II") (emphasis added). According to defendants, the MADIT II trial showed the lifesaving benefits of defibrillators. Plaintiff's claim that he was a "guinea pig" may be based on his perception that he was part of defibrillator study.
As discussed above, plaintiff consented to implantation of the defibrillator. In addition, defendants have presented evidence that Dr. Dassah discussed the procedure with plaintiff, explaining the risks and benefits. Plaintiff's consent to the procedure, which was explained to him, undermines his claim that he was a "guinea pig." In addition, plaintiff has presented no expert evidence that the fact that he met the criteria for the MADIT II demonstrates that implantation of the defibrillator constituted experimental surgery. Finally, plaintiff has presented no expert evidence demonstrating that he suffered any injury as a result of implantation of the defibrillator. The lack of injury further undermines his claim that implantation of the device was experimental.
In his opposition, plaintiff suggests that because defendant NorthBay permits some experimental surgeries, implantation of his defibrillator was experimental. Plaintiff has presented no evidence to support this claim. Moreover, it is not reasonable to infer from the fact that defendant NorthBay permits some experimental surgeries that implantation of plaintiff's defibrillator was experimental.
Based on defendants' unopposed expert evidence, the undersigned finds that defendant NorthBay should be granted summary judgment as to plaintiff's Eighth Amendment claim on grounds that no constitutional violation occurred.
Defendants argue that even assuming, arguendo, that plaintiff could establish an underlying constitutional violation, the evidence demonstrates that any such violation was not the result of any policy or custom of either defendant.
Plaintiff alleges that defendant Queen of the Valley Hospital has a policy that permits unqualified surgeons to perform surgery on inmates. Defendants argue that defendant Queen of the Valley does not have a policy that permits physicians with staff privileges to provide medical care to patients, including CDCR inmates, that falls below the professional standard of care.
As discussed above in the section setting forth the undisputed facts, all applications for medical staff at defendant Queen of the Valley Medical Hospital go through a strict credentialing and re-credentialing process before being granted privileges. Plaintiff has presented no evidence in support of his claim that defendant Queen of the Valley Hospital has or had a policy that permitted unqualified surgeons to perform surgery on inmates.
Because the evidence demonstrates that no constitutional violation occurred as a result of any policy or custom of defendant Queen of the Valley Hospital, defendant Queen of the Valley Hospital should be granted summary judgment.
Plaintiff alleges that defendant NorthBay had a policy of permitting doctors to perform experimental or unnecessary surgery. Defendants argue that defendant NorthBay did not have a policy that permitted doctors to perform experimental or unnecessary surgery.
As discussed above in the section setting forth the undisputed facts, defendant NorthBay also has a strict credentialing process for medical staff before they are granted privileges. In addition, defendant NorthBay permits experimental surgeries only after the Institutional Review Board reviews and approves the proposed procedure.
Because the evidence demonstrates that no constitutional violation occurred as a result of any policy or custom of defendant NorthBay, defendant NorthBay should be granted summary judgment.
Plaintiff argues that defendants committed medical malpractice in violation of state law. Defendants' summary judgment motion addresses the merits of plaintiff's state law claims.
Where the court "has dismissed all claims over which it has original jurisdiction," the court "may decline to exercise supplemental jurisdiction" over plaintiff's state law claims.
Because the undersigned has recommended that defendants be granted summary judgment as to plaintiff's constitutional claims, he recommends that the court exercise its discretion and decline to exercise jurisdiction over plaintiff's state law claims. For these reasons, the undersigned need not address the merits of plaintiff's state law claims.
In his opposition to defendants' summary judgment motion, plaintiff requests the appointment of counsel.
The United States Supreme Court has ruled that district courts lack authority to require counsel to represent indigent prisoners in § 1983 cases.
While the medical issues in this case are not simple, based on defendants' persuasive evidence the undersigned finds that appointment of counsel is not warranted. Therefore, plaintiff's request for the appointment of counsel is denied.
Accordingly, IT IS HEREBY ORDERED that:
1. The April 11, 2011 findings and recommendations (Dkt. No. 32) are vacated;
2. Plaintiff's motion for appointment of counsel (Dkt. No. 33) is denied; and
IT IS HEREBY RECOMMENDED that defendants' summary judgment motion (Dkt. No. 27) be granted.
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within twenty-one days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be filed and served within fourteen days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.