KENDALL J. NEWMAN, Magistrate Judge.
Plaintiff is a state prisoner, incarcerated at High Desert State Prison ("HDSP"), who proceeds, without counsel and in forma pauperis, with a complaint filed pursuant to 42 U.S.C. § 1983, and the Americans with Disabilities Act ("ADA"). This action proceeds on the original complaint (Dkt. No. 1), against defendants McDonald and Gower. Presently pending are: (1) plaintiff's motion for preliminary injunctive relief (Dkt. No. 11); and (2) defendants' motion to dismiss the complaint (Dkt. No. 19). For the reasons that follow, this court grants defendants' motion to dismiss the complaint, grants plaintiff leave to file an amended complaint, and recommends that plaintiff's motion for preliminary injunctive relief be denied.
This action proceeds against defendants M. McDonald (former HDSP Warden), and R. L. Gower (former HDSP Chief Deputy Warden), based on the following allegations. The court recounts plaintiff's brief complaint in full (Dkt. No. 1 at 2-3 (excluding 39 pp. exhibits)):
Attachments to the complaint include copies of plaintiff's previously-filed action in this court,
Plaintiff's previously-filed administrative grievance, submitted as an attachment to his prior civil action, challenged the quality of plaintiff's medical care, complained of the smoke associated with HDSP's Native American religious ceremonies, and requested a transfer to another institution. (Dkt. No. 1 at 11-24 (Log No. HDSP-31-09-14719).) The grievance was exhausted at the Director's Level, on April 24, 2010; that decision states in pertinent part that plaintiff's grievance was denied because plaintiff refused to take steroid inhalers to optimize the medical treatment for his asthma, that plaintiff's asthma could be adequately treated at HDSP, and that plaintiff "could choose not to be out in the A-Yard near the vicinity of the Native American smoke house religious ceremonies during ceremony times." (
Presently pending is plaintiff's second motion for preliminary injunctive relief. On September 19, 2011, the court denied without prejudice plaintiff's first motion for preliminary injunctive relief, as sought both in plaintiff's complaint (Dkt. No. 1), and by separate motion (Dkt. No. 6). While acknowledging plaintiff's allegation that he was in "imminent danger of respiratory arrest" (Dkt. No. 1 at 1), the court denied plaintiff's motion on the following grounds (Dkt. No. 8 at 4):
In the presently pending motion for preliminary injunctive relief, plaintiff explains that he withdrew his prior action (
Upon review of this motion, the court, in an abundance of caution, directed the Attorney General to file and serve a response to plaintiff's motion for preliminary injunctive relief, and accorded plaintiff an opportunity to reply. (Dkt. No. 13.) The Attorney General filed an opposition (Dkt. No. 16); and plaintiff replied (Dkt. No. 17).
A preliminary injunction should not issue unless necessary to prevent threatened injury that would impair the court's ability to grant effective relief in a pending action. Fed. R. Civ. P. 65;
The principal purpose of preliminary injunctive relief is to preserve the court's power to render a meaningful decision pursuant to a trial on the merits.
The Attorney General, on behalf of defendants, asserts that plaintiff has no medical need warranting his immediate transfer from HDSP, and addresses each of plaintiff's four principal concerns.
First, defendants assert that there is no information in plaintiff's medical file or history to indicate that the elevation of HDSP has an adverse effect on plaintiff's respiratory health. Citing the attached declaration of Dr. B. Lee, M.D. (Dkt. No. 16-2), defendants assert that, "Plaintiff's most recent Asthma Control Assessment Tool score was 21, which is above the average score of 20. (Lee Decl. ¶ 4.) With a score of 21, Plaintiff has good control over his breathing. (Lee Decl. ¶ 4.) Plaintiff was recently tested for oxygen saturation and his test results came back at 99%. (Lee Decl. ¶ 5.) An individual is considered to have adequate oxygenation when his/her level exceeds 96%. (Lee Decl. ¶ 5.) An individual with an oxygen saturation level under 86% would need supplemental oxygen. (Lee Decl. ¶ 5.)" (Dkt. No. 16 at 2.) Defendants conclude that "[n]othing in Plaintiff's medical file indicates that the elevation in Susanville is having any adverse effects on his health. (Lee Decl. ¶ 6.)" (
Second, citing the attached declaration of HDSP Litigation Coordinator R. Dreith, defendants state that plaintiff's cell is not near the institution's sweat lodge. Defendants explain, "[t]here is, in fact, no sweat lodge located near Plaintiff's cell. The facility where Plaintiff is housed has only one sweat lodge. (Dreith Decl. ¶ 8.) The sweat lodge is outside in an open-air area and is located three buildings away from Plaintiff's building. (Dreith Decl. ¶¶ 8, 9, 10.) Further, the sweat lodge is only run on the weekend, at the request of the inmates. (Dreith Decl. ¶ 11.)" (Dkt. No. 16 at 2.) Thus, defendants conclude that there is no evidence to support plaintiff's claim that his cell is "near" a sweat lodge, and that the smoke from the lodge is causing plaintiff serious respiratory harm. (
Third, defendants assert that plaintiff's housing unit and cell are properly ventilated, noting that "[t]he air ventilation system in Plaintiff's housing unit is being properly maintained, and the air filter in Plaintiff's building [housing unit Facility A, Building 2] has been recently replaced. (Dreith Decl. ¶ 6 [referencing HDSP facility maintenance logs].)" (Dkt. No. 16 at 3.)
Fourth, and finally, defendants contend that plaintiff is not being exposed to raw sewage. Defendants note plaintiff's allegation that the wall near his toilet is leaking raw sewage. However, defendants assert that HDSP maintenance staff conducted an inspection, cleaned out the sink and drain in plaintiff's cell, and "replaced the plug in the plumbing line to ensure that no sewage leaked into Plaintiff cell." (Dkt. No. 16 at 3, citing Dreith Decl. at ¶¶ 4, 5.)
In reply, plaintiff first seeks to strike the declaration of R. Dreith, on the grounds that he is not a party to this action, did not interview plaintiff before preparing his declaration, and his declaration contains allegedly fraudulent statements. However, it is well established that a motion for preliminary injunction may be supported by "[e]vidence that goes beyond the unverified allegations of the pleadings." 9 Wright & Miller, Federal Practice & Procedure § 2949 (2011). A preliminary injunction may be granted on the basis of affidavits.
Plaintiff next responds to each of defendants' substantive arguments. First, plaintiff asserts that a one-time assessment of his oxygen saturation level should not be dispositive. He states that the declaration of Dr. Lee omits the alleged fact that plaintiff's oxygen saturation level dropped to 77 "about 16 months ago," requiring emergency treatment. (Dkt. No. 17 at 3.)
Second, plaintiff notes that "defendants acknowledge that there is open burning of logs on the yard" (
Third, plaintiff asserts that, two weeks after R. Dreith signed his declaration, plaintiff's air vent again stopped working. Plaintiff states that, although he filed an emergency administrative grievance, the vent was not restored until two days later.
Fourth, plaintiff contends that, approximately one week after R. Dreith signed his declaration, sewage water again leaked into plaintiff's cell. Although the leak was fixed by another inmate, plaintiff asserts that his cell has never been sampled for mold, and never been decontaminated, both of which are allegedly imperative.
Plaintiff states that he "still suffers from runny eyes, morning nose bleedings, dry sinuses, scratchy throat, headaches, dizziness, and continual daily and nightly episodes of SOB, more likely than not caused by pathogenic organisms in his cell relative to the expos[ure] of raw sewage contaminants in his cell and poor ventilation therein. Dust permeates though vent, and on powwow days, wind blown hazardous smoke penetrates the housing unit and ventilation system, causing bronchial spasms and SOB." (Dkt. No. 17 at 5.)
Finally, plaintiff notes that he is the inmate representative to the HDSP ADA Subcommittee, and "many inmates complaint to plaintiff about the poor ventilation system, and their respiratory problems, and the powwow smoke on the exercise yard." (Dkt. No. 17 at 5.)
The court finds that plaintiff has failed to meet the first prong for granting preliminary injunctive relief — a strong likelihood of success on the merits of his action. None of the attachments to plaintiff's complaint indicate that any physician has found it medically necessary that plaintiff be transferred from HDSP. On the contrary, plaintiff's 2010 administrative grievance, which specifically sought plaintiff's transfer to another institution due to his asthma, was denied based on plaintiff's refusal to take steroid inhalers, and his apparent ability to distance himself from the smoke during Native American religious ceremonies.
Plaintiff has also failed to meet the second prong for granting preliminary injunctive relief — the possibility of irreparable harm should the relief be denied. Although plaintiff alleges that he was diagnosed with "high altitude syndrome" in 1987 (
The third prong supporting preliminary injunctive relief requires an assessment whether the equities weigh in plaintiff's favor. Plaintiff has failed to present evidence demonstrating that transfer to another institution, or even another cell, is necessary to safeguard his health. Absent such a showing, the equities favor maintaining the status quo until resolution of this action in its entirety.
The fourth prong supporting preliminary injunctive relief requires that the relief sought by plaintiff be in the public interest. The public interest in conserving limited fiscal resources supports maintaining the status quo pending the outcome of this litigation.
For these reasons, this court finds that plaintiff has met none of the four prerequisites for granting preliminary injunctive relief. Accordingly, the undersigned recommends that plaintiff's motion for preliminary injunctive relief be denied.
Defendants move to dismiss plaintiff's complaint on the ground that it fails to state a cognizable claim under the ADA or Section 1983. (Dkt. No. 19.) Plaintiff timely filed an opposition to the motion (Dkt. No. 20), with accompanying points and authorities (Dkt. No. 21); defendants filed a reply (Dkt. No. 22).
A preliminary matter requires resolution. After defendants filed their reply, plaintiff filed a "response." (Dkt. No. 24.) Defendants move to strike plaintiff's response as an unauthorized surreply. (Dkt. No. 25.) Plaintiff thereafter responded with a motion to strike defendants' motion to strike. (Dkt. No. 26.) The Local Rules do not provide for a surreply, and the court did not order one. Local Rule 230(l) contemplates only the filing of a motion, opposition and reply. Moreover, pursuant to that rule, a motion is deemed submitted for decision by the court twenty-eight days after service of the motion or when the reply is filed, whichever comes first. Therefore, defendants' motion was submitted for decision on the date defendants filed their reply, January 20, 2012. For these reasons, defendants' motion to strike plaintiff's surreply is granted. Plaintiff's "response" to defendants' reply will be disregarded.
A motion to dismiss brought pursuant to Federal Rule of Civil Procedure 12(b)(6), challenges the sufficiency of the pleadings set forth in the complaint.
In ruling on a motion to dismiss pursuant to Rule 12(b)(6), the court "may generally consider only allegations contained in the pleadings, exhibits attached to the complaint, and matters properly subject to judicial notice."
The court's assessment of cognizable federal claims is also guided by the principles of administrative exhaustion, wherein the underlying relevant administrative grievances need not have identified every fact, defendant or legal theory, only that the allegations therein may reasonably be construed to include the alleged wrongs and named defendants identified in the suit.
Defendants move to dismiss plaintiff's claims made pursuant to the Americans with Disabilities Act. Defendants contend that plaintiff's claims are not cognizable under the ADA because plaintiff is not alleging the denial of a benefit associated with any particular service, program or activity. Rather, argue defendants, plaintiff is simply challenging the quality of his housing and medical care under Section 1983.
Title II of the ADA provides that "no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity." 42 U.S.C. § 12132. The ADA applies to inmates and parolees in the state correctional system.
Plaintiff appears to satisfy the first element of an ADA claim, by being an individual with a disability. Plaintiff states that he is in HDSP's "chronic care program," with disabilities of "an incurable chronic disease of asthma," as well as hypertension and "endstage incurable chronic glaucoma" which has rendered plaintiff "legally blind in both eyes." (Dkt. No. 17 at 3.) Further, plaintiff's incarceration at HDSP demonstrates that he satisfies the second element of an ADA claim, rendering him otherwise qualified to participate in the services, programs and activities offered by HDSP and California Department of Corrections and Rehabilitation ("CDCR").
Defendants assert that plaintiff fails to satisfy the third element of an ADA claim, which requires that plaintiff demonstrate he was excluded from participation in, or denied the benefits of, a specified service, program, or activity provided by HDSP/CDCR. The court finds defendants' argument too narrow, based on a literal construction of "services, programs, or activities" as matters extraneous to a prisoner's routine activities of daily living. The Supreme Court has ruled that a prisoner may state a Title II claim based on "the alleged deliberate refusal of prison officials to accommodate [a prisoner's] disability-related needs in such fundamentals as mobility, hygiene, medical care, and virtually all other prison programs[.]"
However, plaintiff has failed to allege facts that meet the fourth element for a Title II claim, viz., that the alleged failure to accommodate plaintiff was "by reason of the plaintiff's disability,"
For these reasons, plaintiff's ADA claims must be dismissed. However, with these considerations in mind, the court will grant plaintiff leave to re-allege his Title II ADA claims in an amended complaint.
Defendants also move to dismiss plaintiff's Eighth Amendment claims. The same briefing applies. (Dkt. Nos. 19-22.)
Pursuant to Section 1983, plaintiff alleges that defendant prison officials, despite awareness of plaintiff's chronic asthma, failed to remedy specific housing conditions — relative to prison elevation, yard smoke, cell ventilation, and sewage leakage — that have significantly exacerbated plaintiff's asthma, thus demonstrating deliberate indifference to plaintiff's serious medical needs in violation of the Eighth Amendment. The claims in plaintiff's prior action filed in this court also appear to include the alleged deliberate indifference by medical personnel to plaintiff's serious medical needs.
The Eighth Amendment prohibits the infliction of "cruel and unusual punishments," U.S. Const. amend. VIII, which encompasses the "unnecessary and wanton infliction of pain,"
What is needed to show unnecessary and wanton infliction of pain "varies according to the nature of the alleged constitutional violation."
Similarly, "deliberate indifference to serious medical needs of prisoners constitutes `unnecessary and wanton infliction of pain.'"
As set forth above, to be cognizable under the Eighth Amendment, a claim must allege that the defendant personally knew of and disregarded an excessive risk to plaintiff's health or serious medical needs. Here, the complaint alleges only that defendant McDonald "knew" that plaintiff is an asthmatic and has high altitude syndrome, "by way of previous meeting of the minds," pursuant to plaintiff's prior lawsuit. (Dkt. No. 1 at 3.) However, review of the docket in that case,
None of these allegations assert the requisite personal knowledge required to state an Eighth Amendment claim against either named defendant. The only supported allegation of personal knowledge, that of defendant Gower, indicates that he believed the sewage problem had been resolved. Moreover, a supervisor may be liable only upon a showing that: (1) he was personally involved in the alleged constitutional deprivation, or (2) there is a sufficient causal connection between the supervisor's allegedly wrongful conduct and the asserted constitutional violation.
Nevertheless, the substance of plaintiff's complaint may support a properly alleged Eighth Amendment claim. For example, the Supreme Court has found that an Eighth Amendment deliberate indifference claim may be premised on a prisoner's allegation that persistent exposure to second-hand, or environmental, tobacco smoke posed an unreasonable risk of serious damage to the prisoner's future health.
These cases indicate that plaintiff may be able to state potentially cognizable Eighth Amendment claims in a properly amended complaint. Plaintiff must examine the official decision-making concerning each condition he challenges, to identify those officials with a direct and knowledgeable role in maintaining the adverse conditions of which plaintiff complains, viz., that each defendant personally knew of, and disregarded, conditions that have caused and/or are causing an excessive risk to plaintiff's health or serious medical needs
For these several reasons, the court finds that the instant complaint must be dismissed. The court will, however, grant leave to file an amended complaint. Although the Federal Rules adopt a flexible pleading policy, a complaint must give fair notice to defendants and state the elements of the claim plainly and succinctly. Fed. R. Civ. P. 8(a)(2);
Local Rule 220 requires that an amended complaint be complete in itself without reference to any prior pleading.
Failure of plaintiff to file an amended complaint in accordance with this order will result in a recommendation that this action be dismissed.
Accordingly, for the foregoing reasons, IT IS HEREBY ORDERED that:
1. Defendants' motion to strike plaintiff's surreply (Dkt. No. 25) is granted.
2. Plaintiff's motion to strike defendants' motion to strike (Dkt. No. 26) is denied.
3. Plaintiff's surreply (Dkt. No. 24) is stricken.
4. Defendants' motion to dismiss the complaint (Dkt. No. 19) is granted.
5. Plaintiff's complaint (Dkt. No. 1) is dismissed, with leave to file an amended complaint.
6. Within thirty days from the filing date of this order, plaintiff shall complete the attached Notice of Amendment and submit the following documents to the court:
7. Failure of plaintiff to file an amended complaint in accordance with this order will result in a recommendation that this action be dismissed.
8. The Clerk of Court is directed to: (a) randomly assign a district judge to this action; and (b) send plaintiff, together with a copy of this order, a blank form for filing a prisoner civil rights action in this court.
In addition, IT IS HEREBY RECOMMENDED that plaintiff's motion for preliminary injunctive relief (Dkt. No. 11), be denied.
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within 14 days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be filed and served within 14 days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.
Plaintiff hereby submits the following document in compliance with the court's order filed ___________: