KENDALL J. NEWMAN, Magistrate Judge.
Plaintiff Robert Elliot is a state prisoner, proceeding with court-appointed counsel, in this civil rights action filed pursuant to 42 U.S.C. § 1983. Currently pending before the court is a motion to dismiss filed by defendant Dr. Phillip Beck, M.D., in response to plaintiff's Second Amended Complaint. Remaining defendants Dr. Shankari Reddy, M.D., and Registered Nurse Colette Monteiro have answered the complaint; neither defendant has participated in the pending motion. Defendant Beck seeks his dismissal from this action on the ground that plaintiff has failed to state a cognizable claim against him. Fed. R. Civ. P. 12(b)(6). Plaintiff filed an opposition to the motion; defendant filed a reply.
The motion was heard before the undersigned on June 20, 2013. Attorney Stephanie Lee Roundy appeared on behalf of defendant Dr. Beck; Edward Jacob Lubarsky appeared on behalf of plaintiff.
For the reasons that follow, defendant's motion is granted in part, and denied in part.
On March 27, 2013, this court ruled upon defendants' separate motions to dismiss plaintiff's First Amended Complaint ("FAC"), in tandem with plaintiff's voluntary dismissal of several defendants. (ECF No. 87.) Pursuant to that order, defendants Dr. Alexander Liu, McHenry Medical Group, Doctors Medical Center of Modesto, and Doctors Hospital of Manteca, were dismissed from this action. The motion to dismiss filed by defendants Beck and Liu was granted in part and denied in part. The motion to dismiss filed by defendants Reddy, Sahota, Gabriel, Monteiro, Fransham and Walker, was granted, but with leave for plaintiff to file a Second Amended Complaint ("SAC"). On April 25, 2013, plaintiff filed a SAC naming only three defendants: Dr. Phillip Beck, Dr. Shankari Reddy, and Registered Nurse ("RN") Colette Monteiro. (ECF No. 88.) Therefore, defendants Sahota, Gabriel, Fransham and Walker will be dismissed from this action.
Plaintiff is a 61-year-old, African-American, prisoner incarcerated under the authority of the California Department of Corrections and Rehabilitation ("CDCR"). Plaintiff filed this action on November 5, 2010, challenging events that took place while he was incarcerated at Folsom State Prison ("FSP").
The SAC is premised on the allegedly unnecessary surgical removal of plaintiff's left kidney, based on an incorrect diagnosis of kidney cancer. Plaintiff alleges that defendants were deliberately indifferent to his serious medical needs by promoting, facilitating and performing the surgery, without conducting adequate diagnostic tests and procedures. As a result, alleges plaintiff, he lost a healthy kidney, and has since experienced unnecessary physical and mental pain and suffering. Plaintiff also alleges that the challenged conduct of the individual defendants reflects the overcrowding of California prisons and the allegedly resulting inadequacies in prisoner health care.
As alleged in the SAC, plaintiff underwent a CT scan in April 2009 that showed a left kidney mass. Defendant Dr. Reddy, a CDCR physician, reviewed the scan, diagnosed kidney cancer, and recommended that plaintiff have his left kidney surgically removed (a "nephrectomy"). Plaintiff reportedly told Dr. Reddy that cancer did not run in his family, that his urine appeared normal, and that he did not wish to have the surgery. Plaintiff alleges that Dr. Reddy deliberately ignored plaintiff's lack of symptoms, and failed to order any additional diagnostic tests or procedures, including a determination whether the kidney growth was "simple or complex," and hence more or less likely cancerous. (SAC ¶ 13-4.)
Over the next several months, Dr. Reddy allegedly rejected plaintiff's request for a second opinion, and pressured plaintiff to undergo the surgery. Dr. Reddy allegedly told plaintiff that the surgery was "a no brainer." In response to plaintiff's inquiry regarding a less invasive treatment (e.g. chemotherapy), Dr. Reddy allegedly responded that the cancer was spreading "as we speak," and told plaintiff that he had only six months to live and would die in prison if he didn't have the surgery. (SAC ¶ 15.) "Finally, after months of influence and coaxing by Defendant Reddy, M.D., and because of the coercive environment of prison, plaintiff reluctantly agreed to the surgery, as he was repeatedly informed he only had six (6) months to live." (
On October 6, 2009, Dr. Reddy completed a "Physician Request for Services" form, pursuant to which she sought approval for plaintiff to undergo a left nephrectomy. "At no time before she submitted the healthcare services physician request for service form did Defendant Reddy, M.D., request any additional diagnostic procedures or consider Plaintiff's medical history or lack of symptoms." (SAC ¶ 16; Exh. A.)
Two days later, on October 8, 2009, defendant RN Monteiro approved the application, "without any further inquiry or investigation." (
"In or about November 2009, Plaintiff was sent to have a pre-operation appointment at McHenry Medical Group in Modesto, California. While being seen at McHenry Medical Group, Plaintiff was rejected as a candidate for surgery because, as he was told, there was not enough diagnostic information on Plaintiff to date to justify the invasive surgery recommended, ordered, and approved by Defendants Reddy, M.D. and Monteiro, R.N." (SAC ¶ 17.)
Allegedly in response to the rejection of plaintiff as a surgical candidate by McHenry Medical Group, CDCR physician Dr. Sahota ordered a full-body scan of plaintiff, which was conducted on November 23, 2009. The scan was "not suggestive of metastatic disease." (SAC ¶ 18; Exh. B.)
On December 9, 2009, CDCR physician Dr. Gabriel performed a renal flow study and renogram on plaintiff. Dr. Gabriel allegedly found reduced function in both kidneys but no evidence of an obstruction. (SAC ¶ 19; Exh. C.)
"In or about December 2009, Plaintiff saw Defendant Reddy, M.D. again . . . [who] informed Plaintiff that she could not tell him what the test results concluded because she `is not a specialist.' . . . Defendant Reddy, M.D. either did not read said results or deliberately and intentionally ignored the results in order to allow Plaintiff to proceed under her original diagnosis and surgery recommendation.... Defendant Reddy, M.D. deliberately failed to submit a second healthcare services physician request for services form with the new diagnostic information available in order to allow Plaintiff to proceed under her original diagnosis and surgery recommendation." (SAC ¶ 20.)
On December 21, 2009, plaintiff was again brought to McHenry Medical Group for a pre-operative appointment. Defendant Dr. Beck, a Board-certified urologist and surgeon, and Assistant Clinical Professor at the University of California, Davis, examined plaintiff and reviewed his medical records. (SAC ¶ 21.) Dr. Beck's treatment notes indicate that plaintiff, who previously had "[n]o surgeries ever," was "asymptomatic and has no pain, nausea, or vomiting, chills or fever . . . [n]o dysuria, problems with urinating [or] hematuria." (SAC, Exh. D.) Dr. Beck also noted that plaintiff's "CT scan shows no evidence of metastasis and bone scan is negative." (
Plaintiff alleges (SAC ¶ 21):
"On or about January 4, 2010, Plaintiff underwent blood work as ordered by Defendant Reddy, M.D., in preparation for surgery. Despite Defendant Reddy, M.D.'s repeated claims to Plaintiff that he had six (6) months to live, Plaintiff was obviously still alive nearly a year later.... Defendant Reddy, M.D. deliberately ignored the mounting evidence that Plaintiff did not have cancer...." (SAC ¶ 22; Exh. E.)
On January 6, 2010, plaintiff's left kidney was removed at Doctors Medical Center of Modesto, by Defendant Dr. Beck and his assistant, Dr. Liu. (SAC ¶ 23; Exh. F.)
Upon review of the excised kidney, pathologist Dr. Lui discovered that the kidney was cancer-free, that is, a "[b]enign kidney with multilocular cyst," and "[n]o evidence of renal cell carcinoma." (SAC ¶ 24; Exh. G.).
On January 20, 2010, Dr. Beck informed plaintiff that the kidney he had removed was cancer-free, and that the mass seen on the original CT scan was a benign cyst. "When Plaintiff expressed frustration . . . Defendant Beck, M.D. callously replied, `You've been notified.'" (SAC ¶ 25; Exh. H.)
"Since Plaintiff's left nephrectomy, Plaintiff has and continues to suffer physical pain and mental anguish. Plaintiff has been forced to alter his lifestyle, including his diet and exercise regime, because he now has only one kidney." (SAC ¶ 26.)
On January 28, 2010, plaintiff requested a Prison Medical Board investigation. (SAC ¶ 27; Exh. I.) The request was construed as an administrative grievance (Log No. FSP-26-10-10119), and denied at the First Level Review on March 24, 2010, by Dr. Sahota. (
Plaintiff filed another administrative grievance on April 12, 2010, requesting an increase in his pain medication. (Log. No. FSP-26-10-10373.) Plaintiff averred that he had experienced significant left side pain since his nephrectomy, that the "pain is higher than 10," that his dosage of morphine two times a day was not as effective as when it had been given three times a day. The First Level Decision, rendered May 20, 1010, by Dr. Sahota, provided in pertinent part (SAC; Exh. I):
The grievance was denied at the Second Level Review on June 24, 2010, by FSP Chief Physician Dr. Bal. While noting plaintiff's allegations that his Eighth Amendment rights were violated by the unnecessary surgery, that he experienced resulting injury and constant pain, Dr. Bal found that "[t]here are no new medical issues presented in your second level appeal.... The first level response is still relevant and fully satisfied your concerns." (SAC; Exh. I.)
The grievance was denied at the Third Level Review on August 23, 2010, by Appeals Chief J. Walker, based on the finding that "no compelling evidence . . . warrants intervention at the Director's Level of Review," and that plaintiff's increased prescription for 30 mg morphine twice daily was adequate. (SAC; Exh. I.)
The factual allegations of the complaint conclude as follows (SAC ¶ 29):
Pursuant to his SAC, plaintiff makes the following claims (ECF No. 58):
Plaintiff seeks compensatory, punitive and exemplary damages; an award of interest, costs and reasonable attorney's fees; and any and all other remedies authorized by 42 U.S.C. § 1983, California Civil Code sections 51.7 and 52.1, and any other relief deemed appropriate by the court.
Rule 12(b)(6) of the Federal Rules of Civil Procedures provides for motions to dismiss for "failure to state a claim upon which relief can be granted." Fed. R. Civ. P. 12(b)(6). In considering a motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6), the court must accept as true the allegations of the complaint in question,
A motion to dismiss for failure to state a claim should not be granted unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claims which would entitle him to relief.
In ruling on a motion to dismiss pursuant to Rule 12(b)(6), the court "may generally consider only allegations contained in the pleadings, exhibits attached to the complaint, and matters properly subject to judicial notice."
The court addresses plaintiff's legal claims only insofar as they are challenged by Defendant Dr. Beck pursuant to the instant motion to dismiss. All claims remain viable against defendants Dr. Reddy and RN Monteiro unless otherwise noted.
To state a claim for deliberate indifference to serious medical needs, in violation of the Eighth Amendment's proscription against cruel or unusual punishment, a plaintiff must allege that a prison official "kn[ew] of and disregard[ed] an excessive risk to inmate health or safety; the official must both be aware of the facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw the inference."
"In the Ninth Circuit, the test for deliberate indifference consists of two parts. First, the plaintiff must show a serious medical need by demonstrating that failure to treat a prisoner's condition could result in further significant injury or the unnecessary and wanton infliction of pain. Second, the plaintiff must show the defendant's response to the need was deliberately indifferent. This second prong . . . is satisfied by showing (a) a purposeful act or failure to respond to a prisoner's pain or possible medical need and (b) harm caused by the indifference."
Whether a defendant had requisite knowledge of a substantial risk of harm is a question of fact. "[A] factfinder may conclude that a prison official knew of a substantial risk from the very fact that the risk was obvious. The inference of knowledge from an obvious risk has been described by the Supreme Court as a rebuttable presumption, and thus prison officials bear the burden of proving ignorance of an obvious risk.... [D]efendants cannot escape liability by virtue of their having turned a blind eye to facts or inferences strongly suspected to be true...."
When the risk is not obvious, the requisite knowledge may still be inferred by evidence showing that the defendant refused to verify underlying facts or declined to confirm inferences that he strongly suspected to be true.
In the context of allegedly unnecessary surgical procedures, this court previously summarized the cases analyzing prison deliberate indifference claims (ECF No. 87 at 15-17):
Pursuant to these authorities, the court dismissed plaintiff's FAC on the ground that plaintiff had "failed to specifically allege, for any defendant, his or her alleged knowledge of risk to plaintiff by proceeding with the challenged conduct, and subjective intent in doing so." (ECF No. 87 at 17.) Nevertheless, "based on the statements of plaintiff's counsel at the hearing, the court [found] that it may be possible for plaintiff to allege facts sufficient to support his deliberate indifference claims." (
Defendant Beck now contends that the allegations of the SAC fail to allege facts sufficient to state a deliberate indifference claim against him. Dr. Beck's principal argument is that plaintiff's allegations state nothing more than a disagreement of medical opinion. (
Nevertheless, the court finds that plaintiff has now alleged sufficient facts from which to reasonably infer that Dr. Beck deliberately ignored the weight of the medical evidence indicating that plaintiff's kidney mass may be noncancerous. The mass, detected through imaging, was initially diagnosed as kidney cancer by Dr. Reddy, a nonspecialist. It appears that there was no other basis for reaching this diagnosis. Pursuant to his review of plaintiff's medical records, Dr. Beck, an urological specialist and surgeon, specifically noted that plaintiff's "CT scan shows no evidence of metastatsis and [his] bone scan is negative . . . [and] [h]e has apparently had chest x ray which was negative." (SAC, Exh. D.) With respect to plaintiff's renal flow study, Dr. Beck noted only that it showed "left side contributes 46% percent and the right side 54% of total renal function." (
Further, the court finds that the alleged facts support an inference that Dr. Beck deliberately forewent the reasonable alternative of ordering further diagnostic tests or procedures before proceeding with the nephrectomy. A biopsy was certainly a potential, if invasive, alternative. However, as plaintiff alleges, there were additional diagnostic methods for determining whether the kidney growth was "simple or complex" and, hence, more or less likely cancerous. Consultation with the referring doctor, Dr. Reddy, was also indicated. As alleged in the SAC (¶ 21):
The reasonable inferences taken in the light most favorable to the plaintiff are that Dr. Beck deliberately ignored the weight of the medical evidence contraindicating cancer, and deliberately forwent further diagnostic tests or procedures, and as underscored by Dr. Beck's decision to proceed with the nephrectomy without knowing which kidney he would be removing. Dr. Beck's resolve to proceed with the surgery without having this essential information supports plaintiff's allegations that Dr. Beck's pre-surgical assessment was intentionally superficial; that Dr. Beck merely "rubber stamped" the recommendation of Dr. Reddy and CDCR (SAC ¶ 21); and that Dr. Beck's conduct was consistent with the "custom and practice of the prison system" and its contractors to provide "unnecessary and expensive treatments . . . without performing diagnostic tests and/or deliberately ignoring the results of said tests," which is the "`path of least resistance' for the medical treatment of inmates in an overburdened system." (
As earlier noted, a defendant "cannot escape liability by virtue of . . . turn[ing] a blind eye to facts or inferences strongly suspected to be true...."
For these reasons, the court finds that plaintiff has adequately stated an Eighth Amendment deliberate indifference claim against defendant Dr. Beck and, therefore, Dr. Beck's motion to dismiss this claim is denied.
Plaintiff's remaining claims are premised on state law. Because the court finds that plaintiff's federal claim should proceed against defendant Dr. Beck (as well as defendants Dr. Reddy and RN Monteiro), the court shall retain jurisdiction of plaintiff's viable state law claims.
Dr. Beck challenges neither the sufficiency of plaintiff's medical negligence claim,
Defendant Beck moves to dismiss plaintiff's claims under California Civil Code Sections 51.7 and 52.1, on the ground that plaintiff has failed to allege facts sufficient to state a claim that Dr. Beck "threatened, intimidated or coerced plaintiff to undergo the surgical procedure." (ECF No. 90 at 10.) Dr. Beck contends, on the contrary, that "plaintiff discussed all of his treatment options with Dr. Reddy and[,] after considering his options, he consented to the surgery which was performed several months later." (ECF No. 90 at 10;
At the hearing, plaintiff conceded to the dismissal of his claim under Section 51.7.
Cal. Civil Code § 52.1(b). Subdivision (a), California Civil Code section 52.1 proscribes conduct that "interferes by threats, intimidation, or coercion, or attempts to interfere by threats, intimidation, or coercion, with the exercise or enjoyment by any individual or individuals of rights secured by the Constitution or laws of the United States, or of the rights secured by the Constitution or laws of this state," by any "person or persons, whether or not acting under color of law." Cal. Civ. Code § 52.1(b). "To obtain relief under Civil Code section 52.1, a plaintiff need not allege the defendant acted with discriminatory animus or intent; a defendant is liable if he or she interfered with the plaintiff's constitutional rights by the requisite threats, intimidation, or coercion."
The pertinent allegations of the SAC provide that "[d]efendants interfered with or attempted to interfere with the Plaintiff's California constitutional rights by coercing Plaintiff to undergo medical treatment and surgery that was not necessary and for an improper purpose" (SAC ¶ 47); and that this "conduct of Defendants . . . was malicious and oppressive and done in conscious disregard for the rights and safety of Plaintiff and his person...." (
The court initially notes that plaintiff's Section 52.1 claim alleges a denial only of plaintiff's "California constitutional rights." (SAC ¶ 47.) However, the court liberally construes this allegation to include the denial of plaintiff's federal constitutional rights, specifically, plaintiff's Eighth Amendment right to be free from deliberate indifference to his serious medical needs. As a general rule, a state law claim under Section 52.1 incorporates the allegations of a contemporaneously-filed federal constitutional claim under Section 1983.
The court finds that plaintiff has adequately alleged sufficient facts to maintain his Section 52.1 claim. Plaintiff's concession to proceed with the surgery, despite his reasonable misgivings, reflect not only the potentially inherently intimidating relationship between prisoner and prison doctor, but the allegedly intimidating relationship between plaintiff and Dr. Beck. The SAC and supporting exhibits allege that Dr. Beck ignored clear medical signs contraindicating kidney cancer, viz., Dr. Beck's own assessment that plaintiff was "asymptomatic," a dearth of objective medical findings, and Dr. Beck's inability to ascertain, from the available records, which kidney had the mass. Nevertheless, plaintiff alleges, Dr. Beck "rubber stamped" Dr. Reddy's surgical recommendation "without properly performing diagnostic tests and/or deliberately ignoring the results of said tests," as was the alleged "custom and practice of the prison system by and through its medical employees and/or related staff . . . [due to] the unequal power dynamic and coercive environment prisoners experience." (SAC ¶ 21.) Dr. Beck was plaintiff's only urological specialist, with esteemed professional credentials; plaintiff was singularly dependent on Dr. Beck to verify or reject Dr. Reddy's nonspecialist assessment. Yet, despite scarce medical support, Dr. Beck persuaded plaintiff, be it explicitly or implicitly, that he had no reasonable alternative but to proceed with the surgery. The court finds that this alleged persuasion, in the context of alleged objectively inadequate medical support, was intimidating and coercive to plaintiff, within the meaning of Section 52.1.
For these several reasons, the court finds that plaintiff has adequately stated a claim against Dr. Beck under California Civil Code section 52.1. Accordingly, this action shall proceed on plaintiff's Section 52.1 claim against defendant Dr. Beck, as well as against defendants Dr. Reddy and RN Monteiro.
At the hearing, plaintiff conceded to the dismissal of his punitive damages claim pursuant to California Code of Civil Procedure section 425.13.
The court notes, however, that plaintiff is entitled to seek the full range of common law remedies pursuant to his Section 1983 claims. A plaintiff may be awarded "punitive damages in an action under § 1983 when the defendant's conduct is shown to be motivated by evil motive or intent, or when it involves reckless or callous indifference to the federally protected rights of others . . . even when the underlying standard of liability for compensatory damages is one of recklessness."
For the foregoing reasons, IT IS HEREBY ORDERED that:
1. Pursuant to their exclusion from the Second Amended Complaint, defendants Sahota, Gabriel, Fransham and Walker are dismissed from this action.
2. Defendant Beck's motion to dismiss (ECF No. 90), is granted in part, and denied in part.
3. Plaintiff's state law claims pursuant to California Civil Code section 51.7 (Ralph Act), and California Code of Civil Procedure section 425.13 (punitive damages), are dismissed as to all defendants.
4. This action shall proceed against defendants Beck, Reddy and Monteiro on the following claims: (1) Eighth Amendment deliberate indifference to serious medical needs; (2) state law medical negligence; and (3) California Civil Code section 52.1.
5. Defendant Beck shall file and serve an answer to the SAC within twenty-one (21) days after the filing date of this order; a Discovery and Scheduling Order shall issue thereafter.
6. The Clerk of Court is directed to correct, on the docket, the spelling of the following defendants' names: from "Readdy" to "Reddy," and from "Montieriro" to "Monteiro."