BARBARA A. McAULIFFE, Magistrate Judge.
Plaintiff Anthony Craig Huckabee ("Plaintiff") is a state prisoner, currently proceeding pro se, in this civil rights action pursuant to
On December 30, 2012, Defendants Diaz, Wu, Bhatt and Nguyen filed the instant motion to dismiss for failure to state a claim. Plaintiff, through his appointed voluntary counsel
Plaintiff currently is housed at Valley State Prison. The events alleged in his second amended complaint occurred while Plaintiff was housed at the California Substance Abuse Treatment Facility ("CSATF") in Corcoran, California. Plaintiff alleges as follows: On or around late 1998, Plaintiff was diagnosed with open angle glaucoma. On June 14, 2000, upon entering CSATF, Plaintiff was given an initial assessment and prescribed eye drops — Timilol at .5% strength and Xalatan at .5% strength — to treat his glaucoma. On July 5, 2000, without consultation from an ophthalmologist, Defendant Nguyen reduced the strength of the Timilol to .25% and canceled the prescription for the Xalatan. Plaintiff was referred to ophthalmology. Due to the change in prescriptions, Plaintiff began to suffer great pain from increased pressure in both his right and left eyes. On August 31, 2000, Plaintiff's ophthalmology consultation was cancelled at the doctor's request. The consultation was not rescheduled.
On October 19, 2000, Plaintiff was examined by Dr. Perkinson, an optometrist, regarding pain caused by an increase of pressure in his left eye. Dr. Perkinson noted that the pressure in Plaintiff's right eye measured 13, while the pressure in Plaintiff's left eye measured 17.
On March 7, 2002, Plaintiff was examined by Dr. Medina, an optometrist, who prescribed Timilol at .5% strength and artificial tears to treat the increased pressure in Plaintiff's left eye.
Between March and August of 2002, Plaintiff was referred to ophthalmology two times and each time the referrals were denied by an unidentified employee of the CSATF medical staff. During this period, the pressure in Plaintiff's left eye continued to steadily increase.
On September 16, 2002, Dr. Deere wrote Plaintiff a referral to ophthalmology, but the referral was denied by CSATF medical staff.
On July 30, 2003, Dr. Gonzales again referred Plaintiff to ophthalmology.
On October 8, 2003, Defendant Garcia, an optometrist, examined Plaintiff and noted the pressure in his left eye was 30. Defendant Garcia informed Plaintiff that his eye drop medication should be increased in strength and referred Plaintiff to ophthalmology. The change in the eye drop medication was never prescribed.
On October 10, 2003, Plaintiff was scheduled to see Dr. Kazi, an ophthalmologist, but the doctor was unable to examine Plaintiff because he was scheduled at the same time as five other inmates. Plaintiff's ophthalmology consultation was rescheduled for January 9, 2004, but as Plaintiff had the flu and was unable to travel on that day his ophthalmology referral was rescheduled for February 13, 2004.
On February 13, 2004, the day of Plaintiff's appointment, guards refused to inform Plaintiff where they were taking him. Plaintiff was unaware that his ophthalmology consultation had been rescheduled and he refused to go with the guards absent information of where he was travelling.
On March 26, 2004, Dr. Wu examined Plaintiff and referred him for a routine ophthalmology appointment. The referral was approved, but Plaintiff was never examined by an ophthalmologist.
On August 4, 2004, Plaintiff requested an ophthalmology referral due to pain and blurriness in his left eye. Defendant Wu denied the request and referred Plaintiff to optometry.
On August 25, 2004, Plaintiff was examined by Defendant Garcia, who noted that the pressure in Plaintiff's left eye had risen to 32 and pressure in his right eye was 22. Defendant Garcia again informed Plaintiff that his eye drop medication should be increased in strength and referred him for routine ophthalmology. The change in the eye drop medication was never prescribed.
On or around October 18, 2004, both Defendants Bhatt and Wu denied Plaintiff's request for an ophthalmology consultation with full knowledge of the increased pressure in Plaintiff's left eye.
On January 1, 2005, with knowledge that the pressure was increasing in Plaintiff's eye, Defendant Wu denied Plaintiff's medical requests for an ophthalmology referral. On February 11 and March 9, 2005, Plaintiff requested an ophthalmology referral but his requests were denied by an unidentified employee of the CSATF medical staff.
On or around April 27, 2005, with knowledge of the increasing pressure in Plaintiff's eye and absent an ophthalmologist consultation, Defendant Wu reduced the strength of Timilol from .5% to.25%.
On May 22, 2005, Plaintiff submitted a request to see an ophthalmologist due to severe pain and a dramatic loss of vision in his left eye. Plaintiff's request was denied by an unidentified employee of the CSATF medical staff.
On May 26 and June 2, 2005, Plaintiff submitted medical requests for renewal of his eye drop medication, noting that his prescription expired June 7, 2005. Plaintiff's eye drop medication was not renewed. Plaintiff was informed by a nurse that he would have to submit a refill slip in order to renew his medication. On June 10, June 17, and again on June 23, 2005, Plaintiff submitted refill slip requests, but his eye drop medication was not renewed.
On or around June 28, 2005, Plaintiff spoke with Defendant Jeffreys and conveyed his concern about going so long without his eye drop medication. Plaintiff told Defendant Jeffreys that he suffered severe pain from the increased pressure in his left eye and he feared going blind. Defendant Jeffreys told Plaintiff to bring his refill request slip to the medical window by noon and he would personally take care of the prescription refill. Plaintiff did as suggested, but the medication was not refilled.
On or around July 5, 2005, Plaintiff submitted another refill request to no avail. On July 8, 2005, Plaintiff submitted yet another refill request. This time, Plaintiff spoke with Defendant Jimenez and informed him that he had glaucoma, the pressure in his eye had been steadily increasing, he suffered great pain in his eye from this pressure, and he feared going blind because of the increased pressure. Defendant Jimenez assured Plaintiff that he would handle his refill request personally. This assurance was given again on July 11, July 14, and July 18, 2005, but Plaintiff's eye drop medication was not refilled.
On July 21, 2005, Plaintiff submitted a grievance due to the failure to renew his eye drop medication. On August 5, 2005, Plaintiff was informed via appeal process that his eye drop medication would not be renewed without a physician's order and it was suggested that he visit the RN sick call window. On August 11, 2005, Plaintiff submitted another grievance noting that he was informed by the RN sick call window that if he wanted medications renewed, Plaintiff would have to put in a sick call or submit a refill slip. Plaintiff had already tried both recommended actions. In addition, Plaintiff was told that the medical staff was too busy to see him unless it was an emergency.
On August 12, 2005, Plaintiff's eye drop medication was finally renewed by Defendant Bhatt. Plaintiff was without his medication for three months and was forced to initiate an appeal process in order to receive said medication.
On February 7, 2006, Plaintiff was examined by Dr. Medina who noted that the pressure in Plaintiff's left eye had increased to 38. Dr. Medina wrote a referral to ophthalmology. Both Defendants Wu and McGuiness denied the request for a referral to ophthalmology.
On February 8, 2006, Plaintiff was examined by Defendant Nguyen who refused to refer Plaintiff to ophthalmology despite the increased pressure in Plaintiff's eye. Plaintiff informed Defendant Nguyen that the increased pressure in his eye was very painful and that he feared going blind. Plaintiff was told by Defendant Nguyen that his eye drop medication would be renewed but he would not be referred to ophthalmology. Plaintiff's eye drop medication was not renewed.
On February 28, 2006, Plaintiff appealed Defendant Nguyen's treatment and his refusal to refer Plaintiff to ophthalmology. Plaintiff also requested renewal of his eye drop medications. On March 20, 2006, Plaintiff was seen by Dr. Greene who submitted a renewal request for the eye drop medication. On April 28 and May 1, 2006, Plaintiff's prescription for Timilol was renewed and dispensed at a continued .25% strength.
On or around May 5, 2006, Plaintiff awoke to a severe loss of vision and extreme pain in his left eye. On or around May 22, 2006, Plaintiff submitted a medical request for an emergency ophthalmology consultation. Defendant McGuiness, with full knowledge of the increased pressure in Plaintiff's eye and the severe pain he was suffering, denied the ophthalmology request.
On May 25, 2006, Plaintiff was examined by Dr. Salmi. Dr. Salmi, recognizing a cause for concern due to the increased pressure in Plaintiff's eye, wrote an urgent referral to ophthalmology. Defendant McGuiness denied the referral.
On July 27, and again on August 18, 2006, Plaintiff was seen by Dr. Salmi who referred Plaintiff for an urgent ophthalmology consult. Each time, Defendant McGuiness denied the referral requests.
On or around September 10, 2006, Plaintiff awoke to severe pain and approximately 80% loss of vision in his left eye. Plaintiff immediately alerted medical staff of his condition.
On September 15, 2006, Plaintiff was taken for an emergency ophthalmology consultation with Dr. Yaplee. After examining Plaintiff, Dr. Yaplee informed Plaintiff that he had irreparable nerve damage caused by increased pressure build-up in his left eye. Dr. Yaplee further stated that the loss of vision was caused by the increased pressure in Plaintiff's left eye. Dr. Yaplee prescribed Plaintiff Timilol at .5% strength and Xalatan at .5% strength and recommended a laser procedure to repair nerve damage.
On November 13, 2006, Plaintiff was examined by Dr. Salmi who referred Plaintiff for an urgent ophthalmology follow-up with Dr. Yaplee. On December 8, 2006, after continuous use of both eye drop medications, the pressure in Plaintiff's eye had dropped to 18. On or around April 10, 2007, Plaintiff was examined by an optometrist who noted that after use of proper medications the pressure in Plaintiff's left eye had reduced to 18. On or around September 11, 2007, Plaintiff was examined again and the pressure in his left eye was 18.
On November 14, 2008, Dr. Yaplee performed a laser procedure in an attempt to repair the nerve damage in left eye, but there was no beneficial effect.
On or around March 19, 2010, Plaintiff was examined by Dr. Rachid, an ophthalmologist, whom recommended continued usage of both eye drop medications as well as a laser surgery to correct nerve damage in Plaintiff's left eye. On or around April 28, 2010, Dr. Rachid performed the laser surgery with no beneficial effect. Following the surgery, Plaintiff was in severe agony and pain for approximately one month. During a follow-up consultation with Dr. Rachid, the doctor informed Plaintiff that there was too much nerve damage to Plaintiff's left eye and that he would never regain vision in his eye.
As of the filing of the complaint, Plaintiff continued to take Timilol at .5% strength and Xalatan at .5% strength for his glaucoma condition. Plaintiff alleges that he continues to and will continue to suffer from blindness, headaches, and constant irritation in his left eye.
A motion to dismiss for failure to state a claim is properly granted where the complaint lacks "a cognizable legal theory" or "sufficient facts alleged under a cognizable legal theory."
In considering a motion to dismiss for failure to state a claim, the court generally considers only the contents of the complaint and accepts as true the facts alleged in the complaint.
Defendants Diaz, Wu, Bhatt and Nguyen argue that Plaintiff's second amended complaint should be dismissed because: (1) Plaintiff fails to set forth any factual allegations against Warden Diaz; (2) he failed to comply with the claim presentation requirement of California's Government Claims Act; and (3) his claims are barred by the applicable statute of limitations.
Defendants first argue that Plaintiff's complaint is devoid of any factual allegations against Warden Diaz.
Defendants next argue that to the extent Plaintiff intends to rely on a theory of supervisory liability for his claims against Warden Diaz, he may not do so. Under
Plaintiff counters that he is suing Warden Diaz in his official capacity, and therefore the action should be treated as a suit against the State of California.
Even if the Court were to construe Plaintiff's complaint to contain a request for prospective injunctive relief, Plaintiff cannot maintain an official capacity suit. Plaintiff contends that in an official capacity suit he must demonstrate that a policy or custom of the governmental entity of which the official is an agent was the moving force behind the violation.
Plaintiff's argument is not persuasive. Plaintiff does not take issue with the entity's regulations or procedures. Instead, he complains that the regulations were not followed. (ECF No. 33, ¶ 53.) As a result, Plaintiff has failed to demonstrate that an official policy or custom created or enforced by Warden Diaz caused Plaintiff to suffer constitutional injury. In other words, Plaintiff has not demonstrated that any underlying policy or custom of the California Department of Corrections and Rehabilitation played a part in the alleged violations.
Based on the above, the Court finds that Plaintiff has not stated a claim against Warden Diaz in his official capacity and recommends that Warden Diaz be dismissed from this lawsuit.
Defendants contend that Plaintiff's state law claims for negligence, medical malpractice, negligent infliction of emotional distress, and violation of the Unruh Civil Rights Act must be dismissed because Plaintiff has failed to allege compliance with the claim presentation requirement of California's Government Claims Act ("GCA").
The GCA requires that a party seeking to recover money damages from a public entity or its employees must present a claim to the California Victim Compensation and Government Claims Board ("Board") before filing suit in court, generally no later than six months after the cause of action accrues.
Here, Plaintiff's complaint does not allege that he has complied with, or should be excused from, the claim presentation requirement. Indeed, his opposition to the motion to dismiss confirms that he did not comply with the claim presentation requirement. However, Plaintiff argues that he should be excused from such compliance because he filed multiple inmate grievances. This argument is unavailing. Inmate grievances submitted to the prison do not satisfy the statutory requirements of claim presentation to the Board.
Plaintiff also argues that, while proceeding pro se, he was ignorant of the technical procedural requirements of filing a claim. This argument is not persuasive. The complaints filed by Plaintiff in this action while he was proceeding pro se did not include state law claims requiring claim presentation or knowledge of the technical requirements for such claim presentation. (ECF Nos. 1, 10, 12, 15, 19.) Rather, it was Plaintiff's counsel that included state law claims requiring claim presentation in the second amended complaint. (ECF No. 33.)
Further, Plaintiff's assertion that he was not aware of the "technical procedural requirements" for filing a claim is belied by the records of the Victim Compensation and Government Claims Board.
Based on the foregoing, the Court recommends that Plaintiff's state law claims be dismissed for failure to allege compliance with the GCA.
Defendants contend that Plaintiff's claims against them are barred by the statute of limitations and should be dismissed.
As
Defendants argue that Plaintiff's claims for relief accrued, and the statute of limitations began to run, when Defendants' allegedly wrongful provision of proper treatment for Plaintiff's glaucoma resulted in an injury; that is, increased pressure and pain in his eyes. As to Dr. Nguyen, Plaintiff alleges that on July 5, 2000, Dr. Nguyen reduced the strength of his prescribed Timilol and canceled his Xalatan prescription, causing increased pressure and pain in both of his eyes. Defendants therefore assert that Plaintiff's claims against Dr. Nguyen began to accrue on that date, which is more than four years before Plaintiff initiated this action. As to Dr. Wu, Plaintiff alleges that on August 4, 2004, Dr. Wu denied Plaintiff's request for an ophthalmology referral after Plaintiff informed him that he was suffering pain and blurriness in his eye. Defendants therefore assert that Plaintiff's claims against Dr. Wu began to accrue on that date, which is more than four years before Plaintiff initiated this action. As to Dr. Bhatt, Plaintiff alleges that Dr. Bhatt denied his request for an ophthalmology referral on October 18, 2004, despite knowing that the pressure in Plaintiff's eyes was increasing. (ECF No. 33, ¶ 26.) Defendants therefore assert that Plaintiff's claims against Dr. Bhatt began to accrue on that date, which is more than four years before Plaintiff initiated this action.
Plaintiff counters that his cause of action did not accrue until there was appreciable harm coupled with the reasonable suspicion that the harm was caused by a negligent act.
Even if the Court were to apply the
In his second amended complaint, Plaintiff makes the following allegations against Dr. Nguyen:
According to Plaintiff's allegations, his claims against Dr. Nguyen based on reduction and/or cancellation of his eye medication began to accrue in July 2000. At that point, Plaintiff knew or had reason to know of the injury which is the basis of his action because the alteration of his medications caused him to "suffer great pain from increased pressure" in both of his eyes.
In the second amended complaint, Plaintiff makes the following allegations regarding Dr. Wu:
Based on these allegations, Plaintiff's claims against Dr. Wu regarding appropriate eye medication accrued, at the very latest, on April 27, 2005, when Dr. Wu reduced the strength of Plaintiff's eye medication despite the "increasing pressure" in Plaintiff's eye. At that point, if not earlier, Plaintiff knew or had reason to know that the condition of his eye was at risk and that risk was caused by the failure to receive medication in the appropriate strength from Dr. Wu.
In his second amended complaint, Plaintiff makes the following allegations against Dr. Bhatt:
Based on the complaint, Plaintiff's claims against Dr. Bhatt based on the alleged denial of a request for an ophthalmology consultation accrued in October 2004. At that point, Plaintiff knew or had reason to know that the condition of his eye was at risk due to denial of an ophthalmology consultation.
Based on the foregoing, the Court RECOMMENDS that Defendants' motion to dismiss, filed on December 30, 2012, be GRANTED IN PART and DENIED IN PART as follows:
1. Defendants' motion to dismiss for failure to state a claim against Defendant Warden Diaz be GRANTED;
2. Defendants' motion to dismiss Plaintiff's state law causes of action for negligence, medical malpractice, negligent infliction of emotional distress, and violation of the Unruh Civil Rights Act be GRANTED based on a failure to allege compliance, or excusal from compliance, with the claim presentation requirement of California's Government Claims Act; and
3. Defendants' motion to dismiss Plaintiff's claims against Dr. Nguyen as barred by the statute of limitations be GRANTED with regard to events occurring in 2000 and DENIED with regard to events occurring in 2006.
4. Defendants' motion to dismiss Plaintiff's claims against Dr. Wu as barred by the statute of limitations be GRANTED with regard to events occurring prior to April 29, 2005, and DENIED with regard to events occurring after April 29, 2005; and
5. Defendants' motion to dismiss Plaintiff's claims against Dr. Bhatt as barred by the statute of limitations be GRANTED.
These Findings and Recommendations will be submitted to the United States District Judge assigned to the case, pursuant to the provisions of