STANLEY A. BOONE, Magistrate Judge.
Plaintiff Brenda Dee Baker ("Plaintiff") filed this action seeking judicial review of the final decision of Defendant Commissioner of Social Security ("Defendant" or "Commissioner") denying Plaintiff's application for benefits under the Social Security Act. (ECF No. 1.) All parties have consented to the jurisdiction of a United States Magistrate Judge for all purposes. (ECF Nos. 7, 8.)
Plaintiff applied for Social Security benefits due to impairments related to degenerative disc disease, obesity, depressive disorder and anxiety disorder. For the reasons set forth below, Plaintiff's appeal from the final decision of the Commissioner is granted and this action is remanded to the Commissioner for further administrative proceedings.
Plaintiff applied for Disability Insurance benefits and Supplemental Security Income benefits on October 20, 2009. (AR 140-154.) Plaintiff's application was denied on April 13, 2010. (AR 73.) Plaintiff requested reconsideration of the denial on April 21, 2010. (AR 79.) Plaintiff's application was denied after reconsideration on September 20, 2010. (AR 81.) On September 30, 2010, Plaintiff requested a hearing. (AR 88.)
On September 12, 2011, a hearing took place before Administrative Law Judge Mary P. Parnow ("the ALJ"). (AR 39.) On November 11, 2011, the ALJ issued a written decision and found that Plaintiff was not disabled. (AR 16-32.) The Appeals Council denied Plaintiff's request for review on June 25, 2013. (AR. 1.)
Plaintiff was born on January 20, 1975. (AR 43.) Plaintiff is 5'6" and weighs 240 pounds. (AR 43.) Plaintiff is right handed. (AR 43.) In terms of education, Plaintiff completed the "LVN Program" and has "a licensed psychiatric technician license" obtained in 1999 (AR 43-44.) Plaintiff has a high school diploma. (AR 44.) Plaintiff contends that her disability began in March 2008. (AR 44-45.)
Plaintiff last worked in March 2008. (AR 44.) Plaintiff most recently worked as a house manager for a group home of disabled clients. (AR 45.) Plaintiff passed out medication and charted. (AR 45.) Plaintiff supervised other employees, hired and fired employees and did performance evaluations. (AR 46.)
Plaintiff also worked for the State of California at the Porterville Developmental Center as a psychiatric technician. (AR 46.) Plaintiff worked for "forensic clients" that were high functioning and very aggressive. (AR 46.) Plaintiff passed out medication, charted, watched the clients, made beds, and fed clients. (AR 46-47.) Plaintiff did a lot of walking, bending, and stopping altercations between clients. (AR 46-47.)
Plaintiff also worked at Kaweah Delta Mental Health Hospital. (AR 47.) Plaintiff passed medication, watched clients, and changed beds. (AR 48.) Changing the beds sometimes involved lifting or moving non-ambulatory patients. (AR 48.) Plaintiff also worked as a CNA at Porterville Convalescent Hospital. (AR 48.) Plaintiff dressed, fed, and showered clients. (AR 48.) Plaintiff made beds, charted, and answered call lights. (AR 48.)
Plaintiff currently lives with her fiancé. Plaintiff has a driver's license but does not drive because she cannot turn her neck or twist her back to look over her shoulder. (AR 49.)
Plaintiff has been seeing Dr. Mendelson for pain treatment for a few years. (AR 49-50.) Plaintiff has received occipital nerve injections for migraines, and has done physical therapy, acupuncture and massage therapy. (AR 50.) None of the therapies have helped. (AR 50.) Plaintiff was reluctant to receive epidural injections because she received occipital injections, which did not work. (AR 50.) Plaintiff also had anxiety because she was told that there was a chance of becoming paralyzed. (AR 51.)
Plaintiff started taking Cymbalta for depression and anxiety the same month as the hearing. (AR 51.) Plaintiff takes Trinaptin for her sleep disorder, but it does not help. (AR 52.) Plaintiff's pain medication helps a little, but she still has a lot of pain. (AR 51.) Plaintiff also has side effects from her medications, such as drowsiness, upset stomach, and fatigue. (AR 51.) Plaintiff's doctors told her that these side effects could also be related to her depression and anxiety. (AR 52.) Plaintiff sees a therapist for her depression. (AR 53.)
On a typical day, Plaintiff's day starts at around 8:00 in the morning. (AR 53.) Plaintiff's fiancé helps her with showering and getting dressed. (AR 53.) Plaintiff usually stays at home and has anxiety while her fiancé is out of the house. (AR 53-54.) Plaintiff typically sits on the couch or paces around. (AR 54.) Plaintiff watches TV. (AR 54.) Plaintiff usually eats a microwaved burrito or "something like that" for meals. (AR 54.)
Plaintiff does not do any housework or go shopping because she cannot bend, stoop, pull or push. (AR 54.) Plaintiff can lift five pounds at the most. (AR 55.) Plaintiff can walk fifteen minutes before needing a break. (AR 55.) Plaintiff can stand for ten to fifteen minutes. (AR 54-55.) Plaintiff can sit for about fifteen minutes. (AR 56.) Plaintiff can concentrate for a few minutes at a time. (AR 56-57.) Plaintiff's carpal tunnel prevents her from grasping anything. (AR 57.) Plaintiff has constant panic attacks. (AR 57.) Plaintiff also has panic attacks outside the house and feels like she is going to pass out because "everybody's staring at [her]." (AR 58.)
Thomas Linvill testified as a vocational expert (hereinafter referred to as "the VE") at the September 12, 2011 hearing before the ALJ. (AR 60.) The VE characterized Plaintiff's past work as psychiatric technician (medium work, SVP 6) and resident supervisor (sedentary work, SVP 6).
The ALJ provided the VE with the following first set of hypothetical limitations:
• Same age, work history and education as Plaintiff;
• No lifting over 15 pounds; and
• No stooping, bending, kneeling, crawling, repetitive arm movements or overhead work;
(AR 61.) The VE testified that a person with such hypothetical limitations could not perform Plaintiff's past work as a psychiatric technician, but could perform work as a resident supervisor. (AR 61-62.)
The ALJ provided the VE with the following second set of hypothetical limitations:
(AR 62.) The VE testified that a person with such hypothetical limitations could not perform any of Plaintiff's past work. (AR 62.) However, such a person could perform other work as a film touch-up inspector (sedentary, SVP 2), document preparer (sedentary, SVP 2), surveillance system monitor (sedentary, SVP 2), or addresser (sedentary, SVP 2). (AR 62-63.) The VE testified that these jobs existed in low numbers in the local economy, with the number of jobs ranging from 4 or 5 to 30-35. (AR 62-63.) The jobs identified involved frequent handling and frequent feeling, but not repetitive movements. (AR 63.)
Plaintiff's attorney provided the VE with the following third set of hypothetical limitations:
(AR 64.) The VE testified that a person with such hypothetical limitations could not perform Plaintiff's past work, but could perform the jobs identified in response to the second hypothetical. (AR 64.)
Plaintiff's attorney provided the VE with the following fourth set of hypothetical limitations:
(AR 65.) The VE testified that a person with such hypothetical limitations could not perform any work.
The administrative record includes the following medical records: records from Dr. Diego Allende, D.O. (AR 303-348, 382-397, 437-464), records from the State of California Division of Workers' Compensation (AR 349-353), records from Central Valley Family Health (AR 354-365, 533-541), records from Dr. Craig R. MacClean, M.D. (AR 366-381, 606-626), records from Dr. Ira Fishman, M.D. (AR 398-436), records from Mayumi Wint, LCSW (AR 465-469), records from Family Health Center (470-483), a February 19, 2010 Physical Residual Functional Capacity Assessment from Dr. C. De la Rosa, M.D. (AR 484-488), a February 19, 2010 Case Analysis from Dr. C. De la Rosa, M.D. (AR 489-494), records from Adventist Behavioral Health (AR 498-509, 598-603), a March 27, 2010 Psychiatric Evaluation from Dr. Ekram Michiel, M.D. (AR 510-514), an April 12, 2010 Mental Residual Functional Capacity Assessment from Dr. Randall J. Garland, Ph.D (AR 515-518), an April 12, 2010 Psychiatric Review Technique from Dr. Randall J. Garland, Ph.D (AR 519-532), records from Selma Community Hospital (AR 569-597), an August 10, 2010 Case Analysis from Dr. L. Bobba, M.D. (AR 604-605), a September 13, 2010 Case Analysis from Dr. P. Walls, M.D. (AR 627), records from Dr. Clifford Feldman, J.D., M.D. (AR 652-684), records from Cal Care Medical Institute Inc. (AR 685-700), and other records from various medical sources (AR 701-802).
The ALJ made the following findings of fact and conclusions of law:
(AR 21-31.)
An individual may obtain judicial review of any final decision of the Commissioner of Social Security regarding entitlement to benefits. 42 U.S.C. § 405(g). The Court "reviews the Commissioner's final decision for substantial evidence, and the Commissioner's decision will be disturbed only if it is not supported by substantial evidence or is based on legal error."
Plaintiff's arguments fall into two general categories. First, Plaintiff contends that the ALJ erred because the VE's testimony that Plaintiff could perform the jobs of "film touch-up inspector," "document preparer," and "surveillance systems monitor" conflicted with the DOT and the VE did not provide a reasonable explanation for the conflict. Second, Plaintiff contends that the other jobs identified by the VE do not constitute a significant number of jobs existing in the national economy.
Plaintiff argues that the ALJ erred in concluding that Plaintiff could perform work as a "film touch-up inspector," "document preparer" and "surveillance systems monitor" because the description of those jobs conflicted with the ALJ's findings regarding Plaintiff's RFC. Specifically, Plaintiff contends that work as a "film touch-up inspector" requires occasional stooping and constant reaching, handling and fingering, which Plaintiff cannot do. Plaintiff also contends that work as a "document preparer" and "surveillance systems monitor" require "Reasoning Level 3," which is beyond Plaintiff's capabilities.
"In making disability determinations, the Social Security Administration relies primarily on the Dictionary of Occupational Titles for `information about the requirements of work in the national economy.'"
Plaintiff argues that the ALJ erred because the "film touch-up inspector" job requires occasional stooping and constant reaching, handling and fingering while the ALJ determined that Plaintiff's residual functional capacity precluded Plaintiff from stooping or engaging in repetitive arm movements.
The DOT describes the "film touch-up inspector" job as follows:
2 Dictionary of Occupational Titles 733 (4th Ed. 1991)
The DOT's description of the "film touch-up" inspector job does not describe any duties that require stooping. Accordingly, contrary to Plaintiff's arguments otherwise, there is no inconsistency between the VE's testimony and the DOT in that respect.
With respect to any inconsistency with Plaintiff's inability to engage in repetitive arm movements, the ALJ elicited testimony from the VE providing a reasonable explanation regarding any inconsistency. At the hearing, the VE testified that the job may involve frequent handling and frequent feeling, but it would not be repetitive. (AR 63.)
Based upon the foregoing, the Court finds that the ALJ did not err in finding that Plaintiff could perform work as a film touch-up inspector.
Plaintiff argues that the ALJ erred because the "document preparer" job and "surveillance systems monitor jobs require "Reasoning Level 3." Plaintiff contends that jobs which require "Reasoning Level 3" are inconsistent with Plaintiff's limitations, including being able to only "maintain attention and concentration and to carry out simple job instructions" and being "unable to carry out an extensive variety of technical and/or complex instructions."
The Dictionary of Occupational Titles classifies jobs on a General Educational Development ("GED") Scale which is composed of three divisions: Reasoning Development, Mathematical Development, and Language Development. 2 Dictionary of Occupational Titles 1012 (4th Ed. 1991).
The GED Scale is numerical, ranging from 1 to 6. The description for Reasoning Level 3 states:
However, the Social Security regulations do not utilize the GED Scale or any other readily quantifiable scale or metric to measure a claimant's ability to reason. Instead, the regulations vaguely state that "nonexertional limitations" will be considered, such as "difficulty maintaining attention or concentrating," and "difficulty understanding or remembering detailed instructions."
Numerous courts have recognized the difficulty in comparing the DOT's GED Scale with limitations expressed in an ALJ's residual functional capacity determination because the two are not equivalent.
Defendant cites some cases where courts have held that simple, repetitive work limitations are not inconsistent with jobs that are classified as Reasoning Level 3. However, the greater weight of authority within this circuit holds that a simple tasks limitation is inconsistent with the DOT's Reasoning Level 3.
Based upon the foregoing, the Court finds that the ALJ erred in determining that Plaintiff could perform work as a "document preparer" or as a "surveillance systems monitor."
Plaintiff argues that the ALJ erred because the VE's testimony does not support the conclusion that the jobs identified by the VE existed in "significant numbers" in the national economy.
"If the claimant is able to do other work, then the Commissioner must establish that there are a significant number of jobs in the national economy that claimant can do."
The ALJ determined that Plaintiff could perform work as an addresser and Plaintiff does not challenge this finding. Moreover, as discussed above, the Court finds that the ALJ did not err in concluding that Plaintiff could perform work as a "film touch-up inspector."
Work exists in "significant numbers" if it exists in "significant numbers" either in the region where the individual lives or in several regions throughout the country. 42 U.S.C. § 423(d)(2)(A);
However, there is no bright-line rule for what constitutes a "significant number" of jobs.
In light of the Ninth Circuit's characterization of 25,000 jobs as a "close call," the Court finds that 14,500 jobs on the national level is not a "significant number." Accordingly, the Court finds that the ALJ erred in determining that there existed a "significant number" of jobs which Plaintiff could perform.
Remand for further administrative proceedings is appropriate if enhancement of the record would be useful.
In this case, there are outstanding issues that must be resolved before a determination of disability can be made. For example, the record must be further developed to resolve the conflict between the VE's testimony and the DOT regarding whether Plaintiff could perform work as a "document preparer" or "surveillance systems monitor." Moreover, the record may be further developed to determine whether Plaintiff could perform other jobs. Accordingly, it is not clear from the record that the ALJ would be required to find Plaintiff to be disabled. The Court will remand for further administrative proceedings.
Based upon the foregoing, the Court finds that the ALJ erred by failing to resolve an apparent conflict between the VE's testimony and the DOT regarding Plaintiff's ability to perform work as a "document preparer" and as a "surveillance systems monitor." The Court further finds that the ALJ erred in determining that a "significant number" of jobs existed in the national economy which Plaintiff could perform. The Court finds that further administrative proceedings are necessary to resolve outstanding issues before a determination of disability can be made.
Accordingly, it is HEREBY ORDERED that:
IT IS SO ORDERED.