STANLEY A. BOONE, Magistrate Judge.
Plaintiff Bob Bejarano is appearing pro se and in forma pauperis in this civil rights action pursuant to 42 U.S.C. § 1983.
Now pending before the Court is Defendants' motion to dismiss Plaintiff's first amended complaint, filed March 21, 2014. After receiving two extensions of time, Plaintiff filed an opposition on June 20, 2014.
On July 30, 2014, the parties appeared by telephone for oral argument on the motion to dismiss.
This action is proceeding on Plaintiff's first amended complaint, filed May 31, 2011, against Defendants Allison, Goss, Hernandez, and Perez for subjecting Plaintiff to conditions of confinement in violation of the Eighth Amendment.
A motion to dismiss brought pursuant to Rule 12(b)(6) tests the legal sufficiency of a claim, and dismissal is proper if there is a lack of a cognizable legal theory or the absence of sufficient facts alleged under a cognizable legal theory.
To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to state a claim that is plausible on its face.
Plaintiff's First Amended Complaint alleges fact related to his conditions and confinement from approximately June 21, 2009 until April 22, 2010. On June 21, 2009, Facility C was placed on lockdown for a group disturbance between southern and northern Hispanics. From July 12, 2009 until July 18, 2009, prison officials completed a search of the facility and conducted interviews. Shortly thereafter, southern Hispanic inmates were subjected to a modified program that deprived inmates of out-of-cell exercise, pending further investigation. The modified program without out-of-cell exercise continued for eleven months. During the lockdown, Plaintiff was confined in his cell seven days a week except for a five minute shower every other day except Sundays. Plaintiff alleges that Defendants Allison and Hernandez were directly responsible for the lockdown of Facility C that denied Plaintiff out-of-cell exercise. As a result of the lockdown, Plaintiff suffered from muscle cramps, stress, migraine headaches, constipation, stomach aches, heart burn, and thoughts of suicide.
On March 1, 2009, Plaintiff submitted an appeal requesting access to the mini-concrete yards for out-of-cell exercise. On or about March 11, 2010, Defendant Perez denied Plaintiff's appeal. On or about March 20, 2010, Defendants Goss and Hernandez denied Plaintiff's second appeal. The appeal denial informed Plaintiff that Facility C did not have enough staff to monitor a group of inmates in the mini-concrete yards. The lockdown period ended on April 22, 2010.
The Court is required to screen complaints brought by prisoners seeking relief against a governmental entity or officer or employee of a governmental entity, 28 U.S.C. § 1915A(a), and it must dismiss a complaint or portion thereof if the prisoner has raised claims that are legally "frivolous or malicious," that fail to state a claim upon which relief may be granted, or that seek monetary relief from a defendant who is immune from such relief. 28 U.S.C. § 1915A(b)(1), (2).
The Court screened Plaintiff's first amended complaint pursuant to 28 U.S.C. § 1915A, and found that Plaintiff stated a cognizable claim under the Eighth Amendment against Defendants Allison, Goss, Hernandez, and Perez for conditions of confinement in violation of the Eighth Amendment. (ECF No. 14.) Because the screening standard does not differ from the standard governing Rule 12(b)(6) motions,
Defendants initially argue that the only allegations against Defendants concern their issuing of decisions at the various levels of review on Plaintiff's CDC 602 inmate appeal. Defendants reason "[b]y reviewing and denying Plaintiff's inmate appeal, Defendants acted as quasi-judicial officers, and are, therefore, immune from liability. To conclude otherwise would subject prison officials who adjudicate internal prisoner grievances to suit every time they reach a conclusion with which the prisoner disagrees." (Motion, at 4:7-11.) The Court does not agree.
Contrary to Defendants' characterization of the complaint, Plaintiff does not merely allege that Defendants reached the wrong conclusion in the administrative appeal process. Rather, Plaintiff alleges that he placed the Defendants on notice that he was being deprived of sufficient out-of-cell exercise which caused harm and that Defendants' denial of his requests for relief constitutes deliberate indifference. (ECF No. 9, Amd. Comp. at 4 ¶ 5-8.) Specifically, Plaintiff alleges that the California Department of Corrections and Rehabilitation had the 180 degree prisons designed with mini-concrete yards to provide inmates with out-of-cell exercise during the period of lengthy lockdown modified programs while prison officials conduct their administrative reviews of the incident leading to the lockdown. (ECF No. 9, Amd. Compl. at 4 ¶ 7.) Plaintiff further alleges that California Substance Abuse and Treatment Facility (CSATF), prison officials can easily implement operational plans and procedure for utilization of mini-concrete yards during lockdown modified programing that should be intact in accordance to California Code of Regulations. (
As to Defendant Perez, Plaintiff alleges that on or about March 11, 2010, Plaintiff's inmate appeal was denied by officer Perez stating, "[t]he safety and security of the institution C-facility is paramount but providing Southern Hispanics mini-concrete yard(s) does not pose a threat to the safety and security of the institution." (
As to Defendant D. Goss, Plaintiff alleges that on or about March 20, 201, Plaintiff's inmate appeal was denied by officer Goss and approved by A. Hernandez stating, "CSATF C-facility `does not have enough staff to monitor a group of inmates at mini-concrete yard(s) and still be able to keep the current program in place." (
As to Defendant Warden Allison, Plaintiff alleges that she continuously denied Plaintiff out-of-cell exercise in her second level response asserting CSATF C-facility "shall not promote the segregation of inmates by utilizing the concrete exercise yard(s) during a particular mod[ified] Program or lockdown." (
If sufficient facts, as here, are alleged to demonstrate a causal connection between the constitutional violation at issue and Defendants' actions or omissions, Defendants are not immune as a matter of law from liability merely because their culpability is somehow intertwined with Plaintiff's pursuit of his inmate appeal regarding the same alleged constitutional violation.
Defendants are correct insofar as inmates lack a separate constitutional entitlement to a specific prison grievance procedure. However, Defendants' citation and argument of these cases to support the finding that liability may never be based on a defendant's involvement of the appeals process regarding the alleged constitutional violation is misplaced. In
Defendant Warden Allison argues that Plaintiff's official capacity claim against her is barred by the Eleventh Amendment. The Court agrees.
Section 1983 provides a cause of action against any "person" who, under color of state law, deprives an individual of federal constitutional rights or limited federal statutory rights. 42 U.S.C. § 1983. The Supreme Court has held that a state and its agencies are not "persons" under section 1983.
In addition, as the Ninth Circuit has explained, "`a suit against a state official in his or her official capacity . . . is no different from a suit against the State itself.' . . . Therefore, state officials sued in their official capacities . . . are not `persons' within the meaning of § 1983 and are therefore generally entitled to Eleventh Amendment immunity."
In the first amended complaint, Plaintiff states that he seeks liability against Warden Allison in both her individual and "official" capacity. (ECF NO. 9, Amd. Compl. at 2.) To the extent Plaintiff seeks to pursue an official capacity claim against Warden Allison, who is an employee of California Department of Corrections and Rehabilitation (a state agency), such claim is barred by the Eleventh Amendment and must be dismissed. Accordingly, the Court will recommend that Defendants' motion to dismiss this claim be granted.
Defendants argue that Plaintiff has failed to demonstrate that any of the Defendants personally caused the alleged constitutional deprivations, and his theory of liability is impermissibly based on respondeat superior.
Supervisory personnel are generally not liable under § 1983 for the actions of their employees under a theory of respondeat superior and, therefore, when a named defendant holds a supervisorial position, the causal link between him and the claimed constitutional violation must be specifically alleged.
Supervisor may only be held liable if they "participated in or directed the violations, or knew of the violations and failed to act to prevent them."
Plaintiff's allegations, when liberally construed, are that Warden Allison and Associate Warden Hernandez failed to implement and/or maintain a policy at CSATF that allowed all inmates out-of-cell exercise during lockdown modified programming. Plaintiff claims it was because of the lack of policy that Plaintiff was denied out-of-cell exercise during an eleven month period of time. If these allegations are true, then Defendants' failure to implement a policy and/or to enforce a policy to disallow exercise in the mini-concrete yards during modified programming (the moving force behind the violation) caused Plaintiff's complete denial of out-of-cell exercise in deliberate indifference to Plaintiff's rights under the Eighth Amendment.
As previously stated, the Court has already determined in conducting a review of the first amended complaint pursuant to section 1915A and found that Plaintiff's allegations are sufficient to state a cognizable claim for subjecting Plaintiff to conditions of confinement in violation of the Eighth Amendment, and Defendants offer no reason to change the conclusion now. Accordingly, the Court will recommend that Defendants' motion to dismiss the claims against Defendants be denied.
Based on the foregoing,
IT IS HEREBY RECOMMENDED that:
1. Defendants' motion to dismiss Plaintiff's official capacity claim against Defendant Warden Allison be GRANTED; and
2. Defendants' motion to dismiss be DENIED on all other grounds.
These Findings and Recommendations will be submitted to the United States District Judge assigned to the case, pursuant to the provisions of Title 28 U.S.C. § 636(b)(l). Within
IT IS SO ORDERED.