GARLAND E. BURRELL, Senior District Judge.
Defendants City of South Lake Tahoe, the City of South Lake Tahoe Police Department (the "City") and Officer Jake Herminghaus ("Herminghaus") (collectively the "Defendants") move for summary judgment, or in the alternative, for summary adjudication of the issues, under Federal Rule of Civil Procedure ("Rule") 56(c). (Mot. Summary Judgment ("Mot."), ECF No. 43.)
Plaintiff's Complaint is comprised of the following federal claims: (1) use of excessive force; (2) false arrest; (3) malicious prosecution; (4) fabrication of false evidence; (5) conspiracy; and (6) failure to implement appropriate policies, customs and practices; and failure to train. (Compl., ECF No. 1.)
The movant for summary judgment must establish "that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Rule 56(a). An issue of material fact is "genuine" when "`the evidence is such that a reasonable jury could return a verdict for the nonmoving party.'"
If the movant satisfies its "initial burden," "the nonmoving party must set forth, by affidavit or as otherwise provided in Rule 56, `specific facts showing that there is a genuine issue for trial.'"
Further, Local Rule 260(b) prescribes:
If the nonmovant does not "specifically . . . [controvert duly supported] facts identified in the [movant's] statement of undisputed facts," the nonmovant "is deemed to have admitted the validity of the facts contained in the [movant's] statement."
The following facts are uncontroverted in the summary judgment record. On January 21, 2011, Plaintiff approached off-duty correctional officer Pina at a Raley's grocery store in South Lake Tahoe. (Dep. Patrick Solomon ("Solomon Dep. Tr.") 22:14-17, ECF Nos. 43-2 & 45-1; Dep. Brandon Pina ("Pina Dep. Tr.") 39:2-3, ECF Nos. 43-3 & 45-2.) Plaintiff knew from prior incarcerations that Pina was a correctional officer. (Pl. Resp. Undisp. Facts 2:3-6, ECF No. 46.)
Plaintiff made physical contact with a portion of Pina's body from behind. (Solomon Dep. Tr. 22:14-17, 25:14-17; Pina Dep. Tr. 39:2-3; Pina Trial Tr. 6:12-18, ECF No. 45-3.) Pina subsequently phoned the South Lake Tahoe Police Department and told the police dispatch, "Hey, this is . . . Officer Pina from the jail. I'm over at . . . the Raley's [grocery store] . . . I just had an inmate, Patrick Solomon, come up and start pushing me. I was wondering maybe you could send a car over." (9-1-1 Recording ("911 Tr.") 1:3-7, ECF No. 45-4; Pina Dep. Tr. 40:22-25, 41:10-42:2; Pina Trial Tr. 41:15-17.) The dispatcher then spoke with Herminghaus, an officer with the City of South Lake Tahoe Police Department, and told him, in pertinent part, "RP works at the jail and an ex-inmate came up and started pushing him." (Police Dispatch Recording ("Dispatch Tr.") 1:2-4, ECF No. 45-6.) Dispatch also provided Herminghaus a description of the suspect: "It's Patrick Solomon . . . WMA, gray hair wearing a green long-sleeved shirt and . . . black pants and he went back inside the store." (Dispatch Tr. 1:6-8.)
After arriving at the Raley's grocery store, Herminghaus spoke with Pina. (Dep. Jake Herminghaus ("Herminghaus Dep. Tr.") 11:12-15, 15:2-4, ECF Nos. 43-4 & 45-5; Pina Dep. Tr. 63:12-64:23.) Pina identified Plaintiff to Herminghaus and then Herminghaus told Plaintiff he was under arrest. (Solomon Dep. Tr. 32:4-9; Pina Dep. Tr. 71:1-15; 73:14-16; Herminghaus Dep. Tr. 31:18-22.) When Herminghaus approached Plaintiff, Plaintiff was standing in one of the grocery aisles wearing a long-sleeved green shirt and black pants. (DVD Videos of Incident ("Video 2") 15:51:10.20, ECF No. 43-5
While Herminghaus was placing Plaintiff under arrest, Plaintiff turned toward Herminghaus. (Solomon Dep. Tr. 35:5-9; Video 2 15:51:16.87-15:51:42.24.) Herminghaus applied force to Plaintiff's backside and Plaintiff came into contact with store shelving, hitting shelving on both sides of the aisle. (Solomon Dep. Tr. 41:1-2; 41:23-25-42:1; 42:16-22; Pina Trial Tr. 21:10-24; Herminghaus Dep. Tr. 36:15-37:10; Video 2 15:51:42.24-15:51:49.44.) When Herminghaus was moving with Plaintiff towards a store exit, Herminghaus took Plaintiff to the ground, face down. (Solomon Dep. Tr. 56:5-10; Herminghaus Dep. Tr. 37:18-25; Video 3 15:51:53.66-15:52:20.89.)
Plaintiff was taken to the hospital where he received care for "2 lac[erations] to [the] forehead." (Solomon Emergency Room Records ("ER Records"), ECF No. 45-7.)
Subsequently, Herminghaus gave deposition testimony that to the best of his knowledge, no one at the South Lake Tahoe Police Department ever alleged he used excessive force in connection with the incident. (Herminghaus Dep. Tr. 45:8-12.) Herminghaus also testified that he is not aware of any internal investigation regarding the arrest "other than the reports that have been filed"; and he has not been disciplined for the incident. (Herminghaus Dep. Tr. 45:13-46:3.) Plaintiff was subsequently prosecuted and Herminghaus spoke to the prosecution and Pina regarding the grocery store incident. (Herminghaus Dep. Tr. 51:13-52:1.)
Defendants seek summary judgment on Plaintiff's false arrest and malicious prosecution claims arguing that each is "premised on the fact that [Plaintiff] was later not found guilty of the original criminal charge," and "the Supreme Court has long held that an officer making an arrest based on probable cause shall not be liable even if it turns out that the individual is innocent." (Mot. 5:26-6:4.) Defendants contend since probable cause to arrest Plaintiff is an essential element of each of these claims and Plaintiff's arrest was justified by probable cause, their motion should be granted.
Plaintiff counters "[t]he amount of information obtained by Herminghaus prior to the arrest . . . [was] insufficient to establish probable cause for arrest," since "Plaintiff had no specific intent to commit a battery when he . . . touched Pina. . . ." (Opp'n 10:28-11:2; 11:6-8.)
California defines criminal battery as the "willful and unlawful use of force or violence upon the person of another." Cal. Pen. Code § 242. The California Supreme Court recently held "`[i]t has long been established that the least touching may constitute battery. In other words, force against the person is enough; it need not be violent or severe, it need not cause bodily harm or even pain, and it need not leave a mark."`
When determining whether an officer has probable cause to make an arrest for battery, the issue is whether the "facts and circumstances within the officer's knowledge . . . [were] sufficient to warrant a prudent person, or one of reasonable caution, in believing, in the circumstances shown, that the suspect . . . committed . . . an offense."
Plaintiff has not controverted Defendants' evidence evincing that Herminghaus had probable cause to arrest Plaintiff for battery. The evidentiary record shows Herminghaus went to the grocery store after receiving information from dispatch that "[Pina] works at the jail and an ex-inmate came up and started pushing him." (Dispatch Tr. 1:2-3.) Herminghaus spoke to Pina and Pina identified Plaintiff. (Herminghaus Dep. Tr. 18:16-18, 31:18-22; Pina Dep. Tr. 71:1-15.) Plaintiff also visually matched the description of the suspect that dispatch gave Herminghaus. (Dispatch Tr. 1:6-8; Video 2 15:51:10.47.) Since pushing is use of unlawful force, Herminghaus had probable cause to arrest Plaintiff for criminal battery.
Lack of probable cause is an essential element of false arrest and malicious prosecution.
Defendants seek summary judgment on Plaintiff's fabrication of false evidence and conspiracy claims arguing the record is devoid of evidence supporting these claims. A fabrication of false evidence claim requires Plaintiff to "point to evidence that supports at least one of the following two propositions: (1) Defendants continued their investigation of [Plaintiff] despite the fact that they knew or should have known that he was innocent; or (2) Defendants used investigative techniques that were so coercive and abusive that they knew or should have known that those techniques would yield false information."
There is no evidence in the summary judgment record from which a reasonable inference could be drawn that the investigation into the alleged battery continued despite the fact that officers knew or should have known the Plaintiff was innocent or that any officer used coercive and abusive investigative techniques.
Further, a conspiracy claim requires evidence of agreement.
The City seeks summary judgment on Plaintiff's claim in which Plaintiff alleges: the City failed to implement appropriate policies, customs and practices concerning the excessive force he experienced; ratified that use of excessive force; and, failed to adequately train and supervise Officer Herminghaus so that he would not have inflicted that excessive force. The City argues "discovery has revealed zero evidence to support" these claims. (Mot. 14:14-19.)
Plaintiff counters the City "failed to follow its own policy [of] investigat[ing] the use of force, [and that failure] result[ed] in [Plaintiff's] physical injury;" and since Herminghaus was never disciplined in connection with the arrest, "[t]he City of South Lake Tahoe Police Department ratified and affirmed as appropriate, the amount of force that Herminghaus used . . . [against] Plaintiff." (Opp'n 18:7-12.)
Plaintiff may establish that the City is liable for the excessive force to which he claims he was subjected by presenting evidence that the alleged "constitutional violation [was] pursuant to a formal governmental policy" or by proving that "a[] [City] official with final policymaking authority ratified [Herminghaus's alleged] unconstitutional . . . action and the basis for it."
The City policy that Plaintiff argues supports his claim states in pertinent part: "
Nor has evidence been presented from which a reasonable inference could be drawn that the City "ratified as appropriate" Herminghaus' actions. "To show ratification, a plaintiff must prove that the `authorized policymakers approve[d] a subordinate's decision and the basis for it.'"
Plaintiff has also failed to present facts from which a reasonable inference could be drawn that the inadequacy of Herminghaus' training amounted to deliberate indifference to Plaintiff's right not to be subjected to excessive force. "[A]bsent evidence of a `program-wide inadequacy in training,' any [asserted] shortfall in a single officer's training" is insufficient to demonstrate deliberate indifference.
For the stated reasons, the City Defendants' summary judgment motions are granted.
Herminghaus argues his qualified immunity defense shields him from liability for Plaintiff's excessive force claim, since he used objectively reasonable force to arrest and control and uncooperative arrestee. (Mot. 10:18-21.) "The principles of qualified immunity shield an officer from personal liability when an officer reasonably believes that his or her conduct complies with the law."
However, genuine issues of disputed material fact exist as to the amount of force Herminghaus used and the circumstances in which that force was applied, which prevents the conclusion that, as a matter of law, the force Herminghaus applied was objectively reasonable. Therefore, Herminghaus' summary judgment motion based on his qualified immunity defense concerning Plaintiff's excessive force is denied.
For the reasons stated, the City Defendants prevail on their motions and Herminghaus' motion for summary judgment is GRANTED in part and DENIED in part.