DALE A. DROZD, Magistrate Judge.
Plaintiff is a state prisoner proceeding pro se with a civil rights action seeking relief under 42 U.S.C. § 1983. This matter is before the court on a motion for summary judgment brought pursuant to Rule 56 of the Federal Rules of Civil Procedure on behalf of defendants McLean, Martinez, Miner, and Williams. Plaintiff has filed an opposition to the motion, and defendants have filed a reply.
For the reasons discussed below, the court will recommend that defendants' motion for summary judgment be granted.
Plaintiff is proceeding on an amended complaint against defendants McLean, Martinez, Miner, and Williams. Therein, plaintiff alleges that he suffers from rheumatoid arthritis and has not received adequate medical care for his condition. Plaintiff alleges that he complained about his lack of medical care, denial of pain medication, and prison officials' refusal to provide him with access to a specialist through the prison's administrative grievance process but received no appropriate relief. Plaintiff claims that the defendants, who were involved in scheduling medical appointments with outside specialists and/or reviewed plaintiff's administrative grievances, have violated his rights under the Eighth Amendment. In terms of relief, plaintiff requests an award of monetary damages (Am. Compl. & Attach. 1-14.)
Summary judgment is appropriate when the moving party "shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a).
Under summary judgment practice, the moving party "initially bears the burden of proving the absence of a genuine issue of material fact."
When the non-moving party bears the burden of proof at trial, "the moving party need only prove that there is an absence of evidence to support the nonmoving party's case."
If the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually does exist.
In the endeavor to establish the existence of a factual dispute, the opposing party need not establish a material issue of fact conclusively in its favor. It is sufficient that "the claimed factual dispute be shown to require a jury or judge to resolve the parties' differing versions of the truth at trial."
"In evaluating the evidence to determine whether there is a genuine issue of fact," the court draws "all reasonable inferences supported by the evidence in favor of the non-moving party."
The Civil Rights Act under which this action was filed provides as follows:
42 U.S.C. § 1983. The statute requires that there be an actual connection or link between the actions of the defendants and the deprivation alleged to have been suffered by plaintiff.
Moreover, supervisory personnel are generally not liable under § 1983 for the actions of their employees under a theory of
The unnecessary and wanton infliction of pain constitutes cruel and unusual punishment prohibited by the Eighth Amendment.
If a prisoner's Eighth Amendment claim arises in the medical care context, the prisoner must allege and prove "acts or omissions sufficiently harmful to evidence deliberate indifference to serious medical needs."
A medical need is serious "if the failure to treat the prisoner's condition could result in further significant injury or the `unnecessary and wanton infliction of pain.'"
If a prisoner establishes the existence of a serious medical need, he must then show that prison officials responded to the serious medical need with deliberate indifference.
Delays in providing medical care may manifest deliberate indifference.
Finally, mere differences of opinion between a prisoner and prison medical staff or between medical professionals as to the proper course of treatment for a medical condition do not give rise to a § 1983 claim.
Defense counsel has submitted a statement of undisputed facts supported by declarations signed under penalty of perjury by defendants McLean, Martinez, Miner, and Williams as well as Mule Creek State Prison's Chief Physician and Surgeon Dr. Smith. That statement of undisputed facts is also supported by citations to copies of plaintiff's medical records and plaintiff's inmate appeals and prison officials' responses thereto. The evidence submitted by the defendants in support of the pending motion for summary judgment establishes the following.
At all relevant times, plaintiff was incarcerated at Mule Creek State Prison. Plaintiff commenced this action on September 28, 2011. Plaintiff filed his amended complaint on October 26, 2011. Plaintiff alleges that the defendants were deliberately indifferent to his serious medical needs because they failed to schedule an appointment for him to see a Rheumatologist in violation of the Eighth Amendment. (Defs.' SUDF 1-2, Pl.'s Am. Compl.)
Plaintiff has suffered from symptoms associated with rheumatoid arthritis ("RA") since 2005. RA is not a life-threatening medical condition. Diagnosis and treatment for RA is within the scope and practice of Board Certified internists who served as plaintiff's primary care physicians. Between July 1, 2005, and August 30, 2007, medical care providers at MCSP evaluated and treated plaintiff's symptoms in a manner consistent with an RA diagnosis. This included taking x-rays of plaintiff's hands and wrists and prescribing him medication to manage symptoms associated with RA, including Naprosyn, Ibuprofen, Motrin, and glucosamine. The treatment plaintiff received between October 14, 2005, and August 30, 2007, was within the standard of care and skill ordinarily exercised by reputable members of the medical profession. (Defs.' SUDF 3-6, Smith Decl., Boyd Decl. Ex. B.)
On August 30, 2007, Physician's Assistant Todd evaluated plaintiff, reviewed his lab results and noted that his test for rheumatoid factor, which can indicate RA, was elevated. Todd completed a request for services to secure a routine, non-emergent Rheumatology consultation for plaintiff. The request was approved on September 4, 2007, and forwarded to defendant Martinez, a Registered Nurse, in early September 2007. (Defs.' SUDF 7-9, Smith Decl., Boyd Decl. Ex. B, Martinez Decl.) Defendant Martinez was the Medical and Return Outside Specialist Scheduler. In that capacity, she scheduled inmates for appointments with medical providers outside of CDCR. She did not schedule inmates for appointments with medical providers within CDCR. Once she received an approved request for services, she prepared a package to send to the outside provider to request that an appointment be scheduled. This package consisted of the request for services form indicating the type of service requested, a summary of the inmate's medical status and medical needs, and the inmate's relevant medical records. (Defs.' SUDF 10-11, Martinez Decl.)
Once defendant Martinez received plaintiff's approved request for services, she immediately set about to schedule him for an appointment with a Rheumatologist at the University of California, Davis ("UCD") by compiling the documents necessary to request an appointment and forwarding them to UCD. At that time, there was a long list of patients seeking routine, non-emergent services from a Rheumatologist. Because UCD received so many requests for services in the specialty of rheumatology, UCD could not schedule appointments for routine services to occur sooner than six to nine months after they received the request. (Defs.' SUDF 12-13, Martinez Decl.)
There were often delays in scheduling inmates for appointments with Rheumatologists, who had the discretion to select and prioritize the patients they evaluated and treated. Rheumatology is a discrete medical specialty for which there was a small number of specialists. There was an even smaller number of Rheumatologists willing to accept prisoners as patients. It was not unusual for the few Rheumatologists to have substantial backlogs and thus not be available for many months to provide routine or non-emergency care when called by prisons for appointments. (Defs.' SUDF 14-16, McLean Decl., Williams Decl., Smith Decl.)
Because of the delays UCD was experiencing, UCD declined to schedule plaintiff for an appointment. Defendant Martinez then requested that plaintiff be scheduled for an appointment to see a Rheumatologist at University of California, San Francisco ("UCSF"). Like UCD, UCSF was experiencing significant delays in scheduling appointments within the specialty of rheumatology, and UCSF declined to schedule an appointment for plaintiff. Defendant Martinez next requested that plaintiff be scheduled for an appointment to see a Rheumatologist at San Joaquin General Hospital ("SJGH"). SJGH placed plaintiff on a long waiting list, which defendant Martinez tracked in an attempt to ensure that plaintiff was not overlooked. Plaintiff was subsequently scheduled with a Rheumatologist at SJGH on July 9, 2008. (Defs.' SUDF 17-19, Martinez Decl., McLean Decl., Miner Decl., Williams Decl., Smith Decl.)
Outside providers, not CDCR, determine and arrange appointment dates. CDCR staff does not have any control over when an outside provider is available for an appointment. Defendant Martinez used her best efforts to schedule plaintiff for an appointment with a Rheumatologist. She did not deliberately fail to schedule or delay plaintiff's Rheumatologist appointment. Despite her best efforts, there was a long waiting list to see a Rheumatologist through all of the outside providers she contacted, and plaintiff was scheduled for the first appointment that SJGH had to accommodate him. (Defs.' SUDF 20-21, Martinez Decl., McLean Decl., Miner Decl., Williams Decl., Smith Decl.)
On December 11, 2007, plaintiff submitted Appeal Log No. MCSP-08-000225, requesting to see a physical therapist and a rheumatologist right away. Defendant Miner denied that inmate appeal at the informal level of review. Defendant Miner was employed as an Office Technician and does not have any specialized training in the evaluation or treatment of medical conditions. Defendant Miner is not licensed to practice medicine of any kind and was not responsible for the delivery of medical care services to inmates. Defendant Miner did not schedule inmates for appointments with outside providers. Defendant Miner reviewed the Inmate Scheduling and Tracking System, a database that was used by CDCR to track the status of requests for services submitted by health care providers asking that an inmate receive medical evaluation and/or services from a provider outside of the prison, along with plaintiff's medical record, to determine whether plaintiff had been scheduled for an appointment to see a Rheumatologist. Defendant Miner determined that a request for services to have plaintiff seen by a Rheumatologist had already been submitted and approved and that plaintiff's appointment was pending based on the availability of the outside provider. Because an appointment was forthcoming, defendant Miner responded to plaintiff's inmate appeal in writing on January 7, 2008, and informed him that his appointment to see a Rheumatologist was pending and that it would be scheduled based on the availability of the specialist. At no time did defendant Miner disregard either plaintiff's inmate appeal or his request to see a Rheumatologist. Defendant Miner did not purposefully attempt to delay plaintiff's receipt of any medical treatment. Defendant Miner never provided medical care to plaintiff. (Defs.' SUDF 22-28, Martinez Decl., Boyd Decl. Ex. A, McLean Decl., Miner Decl.)
On January 31, 2008, plaintiff sought review of his inmate appeal at the first level of review. Defendant Martinez was assigned to review plaintiff's inmate appeal on February 5, 2008. She reviewed the appeal and conducted an investigation regarding his claims and the remedy he sought. Using Med SATS, a database she used to track the scheduling of medical appointments with outside providers, plaintiff's medical record, and her recollection of the efforts she made to schedule an appointment for plaintiff, defendant Martinez confirmed that she had attempted to secure plaintiff an appointment with a Rheumatologist at both UCD and UCSF, but those requests had been declined. She also confirmed that she had attempted to secure plaintiff an appointment with a Rheumatologist at SJGH, that plaintiff had been placed on a waiting list for an appointment there, and that he would be scheduled for an appointment as soon as one became available at SJGH. On February 13, 2007, defendant Martinez responded to plaintiff's inmate appeal in writing, and informed him that UCD and UCSF had declined to schedule him for an appointment and that he had been placed on a waiting list for an appointment with SJGH. Defendant Martinez also informed plaintiff that it could take six months before he saw a Rheumatologist. (Defs.' SUDF 29-31, Martinez Decl., Boyd Decl. Ex. A, McLean Decl.)
Plaintiff sought review of his inmate appeal at the second level of review on March 10, 2008. Defendant McLean, the Health Care Appeals Coordinator at MCSP, conducted an investigation into plaintiff's inmate appeal at the second level of review. Defendant McLean determined that a routine, non-urgent request for services to have plaintiff seen by a Rheumatologist was made on August 30, 2007. By the time plaintiff submitted his inmate appeal on December 11, 2007, significant efforts had already been made to schedule him for an outside appointment. Defendant McLean confirmed that defendant Martinez sent requests for appointments to UCD and UCSF but that those requests were denied by the providers. Defendant McLean also confirmed that plaintiff had been placed on a waiting list to see a Rheumatologist at SJGH and that he had an appointment scheduled at SJGH in mid-July 2008. Plaintiff would be referred to a physical therapist, if warranted, after he saw the Rheumatologist. By the time defendant McLean reviewed plaintiff's inmate appeal at the second level of review, plaintiff had already received the remedy he sought — namely, he be scheduled for an appointment with a Rheumatologist. Defendant McLean did not deliberately delay or fail to schedule plaintiff's appointment with a Rheumatologist. Defendant McLean drafted a written response to plaintiff's inmate appeal at the second level of review. Defendant McLean's second level response was reviewed, approved, and signed by defendant Dr. Williams, the Health Care Manager at MCSP. (Defs.' SUDF 32-38, Martinez Decl., Boyd Decl. Ex. A, McLean Decl., Williams Decl.)
By the time defendant Williams had reviewed the second level inmate appeal response, plaintiff had already been provided the remedy he sought — namely, he be scheduled to see a Rheumatologist. Defendant Williams did not provide plaintiff any treatment for RA. Defendant Williams did not deliberately fail to schedule or otherwise delay plaintiff's appointment with a Rheumatologist. By the time defendant Williams learned that plaintiff was requesting an appointment through the inmate appeals process, an appointment for plaintiff to see a Rheumatologist had already been scheduled. Plaintiff was provided a copy of the second level response letter, dated April 21, 2008. (Defs.' SUDF 39-41, Williams Decl.)
There were only a limited number of Rheumatologists with whom CDCR had contracts to provide medical services to inmates housed at MCSP. Effective June of 2006, all contracts with medical providers were negotiated and entered into by the Receiver's Office. (Defs.' SUDF 42, Martinez Decl., Smith Decl.)
Plaintiff was scheduled for, and attended, an appointment with a Rheumatologist at SJGH on July 9, 2008. The Rheumatologist noted that plaintiff had RA since 2005 and had been treated with Ibuprofen, Naprosyn, Tylenol, topical salicylate, and glucosamine. The Rheumatologist assessed plaintiff with possible RA and suggested that plaintiff also be prescribed methotrexate. However, before plaintiff could be prescribed methotrexate, his Hepatitis C status had to be verified. Over the next six months, medical staff at MCSP saw plaintiff eight times to address the symptoms associated with RA. In addition to the treatment and medication he had previously been prescribed, plaintiff was also prescribed prednisone. Once his Hepatitis C blood tests were confirmed, plaintiff was also prescribed methotrexate three months after he saw the Rheumatologist at SJGH. (Defs.' SUDF 43-45, Boyd Decl. Ex. B, Smith Decl.)
Dr. Smith, the Chief Physician and Surgeon at MCSP, has determined that while the approximate ten-month delay between the time plaintiff's request for services to be seen by a Rheumatologist outside of CDCR was approved and when plaintiff was actually seen by a Rheumatologist was regrettable, it did not cause him to suffer a progression in the severity of his RA or cause him to suffer a marked increase in the pain he experienced as a result of his condition. Based upon review of the medical records documenting plaintiff's encounters with health care providers between 2005 and January 2009, along with his professional training and experience, Dr. Smith's medical opinion is that plaintiff received proper, continual medical care for his RA that complied with the standard of care and skill ordinarily exercised by reputable members of the medical profession and that the delay in receiving a consultation with a Rheumatologist did not cause a progression in plaintiff's RA disease. Dr. Smith found no evidence in plaintiff's medical record indicating that the delay in being evaluated by a Rheumatologist caused plaintiff to suffer any increased pain or adverse consequences. While waiting for an appointment with a Rheumatologist to become available, plaintiff's health care providers continued to treat him for RA in an appropriate manner by performing x-rays of his hands and wrists, ordering periodic lab work, and prescribing medications that were indicated for the treatment of RA — namely, Naproxyn, non-steroridal anti-inflammatory medications, Tylenol, Ibuprofen, physical exercises, glucosamine, Motrin, and fish oil. (Defs.' SUDF 46-48, Boyd Decl. Ex. B, Smith Decl.)
When the Rheumatologist at SJGH evaluated plaintiff on July 9, 2008, he did not recommend any change in the medications or care being provided to plaintiff up to that time. The Rheumatologist indicated that methotrexate should be prescribed, if plaintiff's blood test results permitted, and plaintiff was immediately prescribed the methotrexate once his blood test results were confirmed. Even after plaintiff was evaluated by the Rheumatologist, it took several additional months for MCSP doctors to identify the most appropriate treatment/medication regimen to provide plaintiff the best possible relief from his symptoms associated with RA. (Defs.' SUDF 49, Smith Decl.)
Based on the evidence submitted in connection with the pending motion, the undersigned finds that the defendants are entitled to summary judgment in their favor on the merits of plaintiff's Eighth Amendment deliberate indifference claim. As an initial matter, the undersigned finds that based on the evidence submitted on summary judgment and described above, the defendants have borne their initial burden of demonstrating that there is no genuine issue of material fact with respect to the adequacy of the medical care they provided to plaintiff in connection with the treatment of his rheumatoid arthritis.
Thus, given the evidence submitted by the defendants in support of the pending motion for summary judgment, the burden shifts to plaintiff to establish the existence of a genuine issue of material fact with respect to his inadequate medical care claim. The court has reviewed plaintiff's verified complaint and his opposition to defendants' pending motion. Drawing all reasonable inferences from the evidence submitted in plaintiff's favor, the court concludes that plaintiff has not submitted sufficient evidence at the summary judgment stage to create a genuine issue of material fact with respect to his claim that the defendants violated his rights under the Eighth Amendment.
Specifically, the evidence presented by plaintiff fails to show that defendants responded to his serious medical needs
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Here, defendants' unrefuted evidence establishes the following. There were often delays in scheduling inmates for appointments with outside Rheumatologists, who had the discretion to select and prioritize the patients they evaluated and treated. Rheumatology is a discrete medical specialty for which there are a relatively small number of specialists. There was an even smaller number of Rheumatologists willing to accept prisoners as patients. It was not unusual for the few Rheumatologists to have substantial backlogs and thus not be available for many months to provide routine or non-emergency care when called by prisons for appointments. Outside providers, not CDCR, determine and arrange the appointment dates. CDCR staff does not have any control over when an outside medical care provider is available for an appointment with a prisoner patient. Defendant Martinez used her best efforts to schedule plaintiff for an appointment with a Rheumatologist as soon as possible, and she did not deliberately fail to schedule or delay his appointment. Despite her best efforts, there was a long waiting list to see a Rheumatologist through all of the providers she contacted, and plaintiff was scheduled for the first appointment that SJGH had to accommodate him. (Martinez Decl., McLean Decl., Miner Decl., Williams Decl., Smith Decl.)
The court observes that the Ninth Circuit recently held that the constraints under which an individual defendant operated may be considered in determining whether the defendant is liable for money damages because he or she was deliberately indifferent to a prisoner plaintiff's serious medical needs.
Moreover, in this case, plaintiff has not come forward with any evidence to show that the delay he experienced in seeing an outside Rheumatologist resulted in serious harm.
Insofar as plaintiff takes issue with the medical care he received and blames defendants for not providing or obtaining different or additional medical care for him, plaintiff's contentions are without merit. As an initial matter, none of the named defendants in this action were plaintiff's direct medical providers; rather, they were in charge of scheduling his outside medical appointments and/or reviewing his administrative appeals. Moreover, plaintiff has come forward with no evidence showing that the defendants, in scheduling his appointment with the Rheumatologist and/or responding to his administrative inmate appeals, intentionally failed to act in response to his serious medical needs resulting in his suffering and harm.
At most, plaintiff has asserted a claim for negligence and/or a mere difference of opinion as to the appropriate course of medical treatment for his condition. It is well established, however, that mere `indifference,' `negligence,' or `medical malpractice' will not support this cause of action."
In this case, plaintiff has not come forward with any evidence demonstrating that the course of treatment provided by his care providers and tacitly approved the defendants who reviewed his inmate appeals was medically unacceptable under the circumstances. Although the outside Rheumatologist plaintiff eventually saw prescribed him an additional medication in the form of methotrexate, plaintiff has presented no evidence to indicate that the course of treatment he had been given by prison doctors up to that point was not medically acceptable. Nor has plaintiff submitted any evidence to cast doubt on defendants' unrefuted expert testimony from Dr. Smith which establishes that the medical care plaintiff received was medically appropriate under the circumstances and within the standard of care and skill ordinarily exercised by reputable members of the medical profession at that time. Plaintiff has failed to raise a triable issue of fact that his complaints necessitated any further action on the part of the defendants.
Plaintiff also has not come forward with any competent evidence demonstrating that defendants "chose" plaintiff's course of treatment in conscious disregard of an excessive risk to his health. By merely expressing his vague and speculative opinion in this regard, plaintiff fails to create a genuine issue of material fact.
In sum, there being no genuine dispute of material fact as to whether the defendants acted with deliberate indifference to plaintiff's serious medical needs, the undersigned will recommend that defendants' motion for summary judgment be granted.
Plaintiff also asserts a state law claim for negligence in his amended complaint. A district court may decline to exercise supplemental jurisdiction over state law claims if the district court has dismissed all claims over which it has original jurisdiction. 28 U.S.C. § 1367(c)(3). The court's discretion to decline jurisdiction over state law claims is informed by the values of judicial economy, fairness, convenience, and comity.
Of course, "primary responsibility for developing and applying state law rests with the state courts."
IT IS HEREBY RECOMMENDED that:
1. Defendants' motion for summary judgment (Doc. No. 61) be granted;
2. The court decline to exercise supplemental jurisdiction over any state law claims and dismiss any state law claims without prejudice to plaintiff re-filing them in state court; and
3. This action be closed.
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within fourteen days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be filed and served within seven days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.