JAMES K. SINGLETON, Jr., Senior District Judge.
Gabriel Ricardo Dominguez, a state prisoner proceeding pro se, filed a Petition for a Writ of Habeas Corpus with this Court pursuant to 28 U.S.C. § 2254. Dominguez is in the custody of the California Department of Corrections and Rehabilitation and incarcerated at California State Prison, Centinela. Respondent has answered, and Dominguez has replied.
On February 5, 2010, Dominguez was charged with murder (count 1) and carrying a concealed handgun (count 2) in connection with the 2009 killing of Samuel Sanchez. The information further alleged that Dominguez committed count 1 for the benefit of a criminal street gang and that he was armed with a knife. On direct appeal of his conviction, the California Court of Appeal recounted the following factual and procedural background of Dominguez's case:
People v. Dominguez, No. C065762, 2012 WL 241146, at *1-3 (Cal. Ct. App. Jun. 27, 2012).
The trial court subsequently denied Dominguez probation and sentenced him to an imprisonment term of 25 years to life.
Through counsel, Dominguez appealed his conviction, arguing that: 1) the trial court's failure to sua sponte instruct the jury on the affirmative defense of defense of another warranted reversal of the conviction; 2) trial counsel was ineffective for failing to request a defense of another instruction; and 3) the trial court violated Dominguez's right to due process when it erroneously admitted evidence of an unrelated weapons possession charge. The Court of Appeal unanimously affirmed the conviction against Dominguez in a reasoned, unpublished opinion issued on June 27, 2012. Dominguez, 2012 WL 2411446, at *7. Dominguez sought rehearing of his claim that the trial court erred in failing to sua sponte instruct the jury on defense of another and additionally argued in his rehearing petition that appellate counsel was ineffective for failing to argue that the evidence was insufficient to support the murder conviction. The Court of Appeals summarily denied the rehearing petition. Counsel then petitioned in the California Supreme Court for review of his claims that the trial court should have instructed the jury on defense of another and that trial counsel was ineffective for failing to request it. The California Supreme Court denied the petition for review without comment on September 26, 2012.
Dominguez timely filed a pro se Petition for a Writ of Habeas Corpus to this Court on October 3, 2013.
In his pro se Petition, Dominguez raises three grounds for relief. First, he argues that the trial court erred when it failed to sua sponte instruct the jury on defense of another. He similarly contends that he was denied the effective assistance of counsel due to trial counsel's failure to request a defense of another instruction. Finally, Dominguez asserts that the evidence was legally insufficient to support his murder conviction.
Under the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), 28 U.S.C. § 2254(d), this Court cannot grant relief unless the decision of the state court was "contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States," § 2254(d)(1), or "was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding," § 2254(d)(2). A state-court decision is contrary to federal law if the state court applies a rule that contradicts controlling Supreme Court authority or "if the state court confronts a set of facts that are materially indistinguishable from a decision" of the Supreme Court, but nevertheless arrives at a different result. Williams v. Taylor, 529 U.S. 362, 406 (2000 ).
The Supreme Court has explained that "clearly established Federal law" in § 2254(d)(1) "refers to the holdings, as opposed to the dicta, of [the Supreme Court] as of the time of the relevant state-court decision." Id. at 412. The holding must also be intended to be binding upon the states; that is, the decision must be based upon constitutional grounds, not on the supervisory power of the Supreme Court over federal courts. Early v. Packer, 537 U.S. 3, 10 (2002). Where holdings of the Supreme Court regarding the issue presented on habeas review are lacking, "it cannot be said that the state court `unreasonabl[y] appli[ed] clearly established Federal law.'" Carey v. Musladin, 549 U.S. 70, 77 (2006) (citation omitted).
To the extent that the Petition raises issues of the proper application of state law, they are beyond the purview of this Court in a federal habeas proceeding. See Swarthout v. Cooke, 131 S.Ct. 859, 863 (2011) (per curiam) (holding that it is of no federal concern whether state law was correctly applied). It is a fundamental precept of dual federalism that the states possess primary authority for defining and enforcing the criminal law. See, e.g., Estelle v. McGuire, 502 U.S. 62, 67-68 (1991) (a federal habeas court cannot reexamine a state court's interpretation and application of state law); Walton v. Arizona, 497 U.S. 639, 653 (1990) (presuming that the state court knew and correctly applied state law), overruled on other grounds by Ring v. Arizona, 536 U.S. 584 (2002).
In applying these standards on habeas review, this Court reviews the "last reasoned decision" by the state court. See Robinson v. Ignacio, 360 F.3d 1044, 1055 (9th Cir. 2004) (citing Avila v. Galaza, 297 F.3d 911, 918 (9th Cir. 2002)). Under the AEDPA, the state court's findings of fact are presumed to be correct unless the petitioner rebuts this presumption by clear and convincing evidence. 28 U.S.C. § 2254(e)(1); Miller-El v. Cockrell, 537 U.S. 322, 340 (2003).
This Court may not consider claims that have not been fairly presented to the state courts. 28 U.S.C. § 2254(b)(1); see Baldwin v. Reese, 541 U.S. 27, 29 (2004) (citing cases). To be deemed exhausted, a claim must have been presented to the highest state court that may consider the issue presented. See O'Sullivan v. Boerckel, 526 U.S. 838, 845 (1999). To have properly exhausted his state court remedies, Dominguez must have presented both the legal arguments and the factual basis to the highest state court. See Peterson v. Lampert, 319 F.3d 1153, 1155-56 (9th Cir. 2003).
Respondent argues that Dominguez failed to exhaust his insufficiency of the evidence claim because he failed to raise that claim to the Court of Appeal on direct appeal and first raised it to that court only in his petition for rehearing. In support, Respondent cites Reynolds v. Bement, 116 P.3d 1162, 1172 (Cal. 2005), abrograted on other grounds by Martinez v. Combs, 231 P.3d 259 (Cal. 2010), in which the California Supreme Court stated, "It is well settled that arguments, including insufficiency of the evidence, cannot be raised for the first time in a petition for rehearing." It is not clear, however, that Dominguez failed to properly raise his claim to the Court of Appeal because he specifically argued in the rehearing petition that appellate counsel was ineffective for failing to raise a sufficiency of the evidence claim on direct appeal, which may have excused the failure to raise the claim in his initial brief. But in any event, Dominguez did not raise his sufficiency of the evidence claim to the California Supreme Court in his petition for review and thus did not raise it before the state's highest court. Consequently, Dominguez's insufficiency of the evidence claim is unexhausted for that reason and is denied on that basis.
Even if Dominguez had exhausted his insufficiency of the evidence claim, he would not be entitled to relief on it. For the reasons discussed below, Dominguez cannot prevail on the merits of that claim either. And, as further discussed below, Dominguez's exhausted claims are also without merit.
Dominguez first argues that the trial court erred when it failed to sua sponte instruct the jury as to defense of another.
A challenged instruction violates the federal constitution if there is a "reasonable likelihood that the jury has applied the challenged instruction in a way that prevents the consideration of constitutionally relevant evidence." Boyde v. California, 494 U.S. 370, 380 (1990). The question is whether the instruction, when read in the context of the jury charges as a whole, is sufficiently erroneous to violate the Fourteenth Amendment. Francis v. Franklin, 471 U.S. 307, 309 (1985). This Court must also assume in the absence of evidence to the contrary that the jury followed those instructions. Weeks v. Angelone, 528 U.S. 225, 234 (2000); Richardson v. Marsh, 481 U.S. 200, 206 (1987) (noting the "almost invariable assumption of the law that jurors follow their instructions"); see Francis, 471 U.S. at 323-24 & n.9 (discussing the subject in depth).
It is well-established that not only must the challenged instruction be erroneous but it must violate some constitutional right, and it may not be judged in artificial isolation but must be considered in the context of the instructions as a whole and the trial record. Estelle, 502 U.S. at 72. This Court must also bear in mind that the Supreme Court has admonished that the inquiry is whether there is a reasonable likelihood that the jury applied the challenged instruction in a way that violates the constitution and that the category of infractions that violate "fundamental fairness" is very narrowly drawn. Id. at 72-73. "Beyond the specific guarantees enumerated in the Bill of Rights, the Due Process clause has limited operation." Id. Where the defect is the failure to give an instruction, the burden is even heavier because an omitted or incomplete instruction is less likely to be prejudicial than an instruction that misstates the law. See Henderson, 431 U.S. at 155. In those cases, the inquiry is whether the trial court's refusal to give the requested instruction "so infected the entire trial that the resulting conviction violates due process." See id. at 156-57; Estelle, 502 U.S. at 72.
On direct appeal of his conviction, the Court of Appeal rejected Dominguez's claim, concluding that an instruction on defense of another was not warranted under the facts of this case:
Dominguez, 2012 WL 2411446, at *4-5.
Dominguez cannot prevail on federal habeas review either. The Court of Appeal's opinion rejecting this claim was not objectively unreasonable, and Dominguez has failed to establish that the evidence presented at trial warranted a defense of another instruction or that any authority of the United States Supreme Court mandates such instruction under the circumstances presented in this case.
In California, a defendant may be found guilty under an aiding and abetting theory if the following elements are established beyond a reasonable doubt: (1) the defendant acted with knowledge of the unlawful purpose of the perpetrator; (2) the defendant acted with the intent or purpose of committing, encouraging, or facilitating the commission of the offense; and (3) the defendant, by act or advice, aided, promoted, encouraged or instigated, the commission of the crime. See People v. Prettyman, 926 P.2d 1013, 1018-19 (Cal. 1996). An aider and abettor is liable for not only the intended, or target, offense committed by a direct perpetrator, "but also of any other crime the direct perpetrator actually commits that is a natural and probable consequence of the target offense." People v. Mendoza, 959 P.2d 735, 740 (Cal. 1998) (citing Prettyman, 926 P.2d at 1015). The California Supreme Court has explained:
People v. McCoy, 24 P.3d 1210, 1213 (Cal. 2001) (internal quotation marks and citations omitted); see also People v. Gonzales, 104 Cal.Rptr.2d 247, 256 (Cal. Ct. App. 2008) ("[T]he only requirement [to impose vicarious liability under aider and abettor jurisprudence in California] is that the aider and abettor intend to facilitate [a] target offense and that the offense ultimately committed is the natural and probable consequence of the target offense.").
As the Court of Appeal stated, if the jury found credible Dominguez's version of events that he was only briefly involved in the fight for the sole purpose of protecting his brother, the jury would not have concluded that he aided and abetted the fight itself. Dominguez, 2012 WL 2411446, at *4. A defense of another instruction was thus not warranted in that scenario.
In his Traverse, Dominguez challenges the Court of Appeal's alternate conclusion that, "[i]f jurors found [Dominguez] was either a member of the group beating the helpless Sanchez or that he was punching someone else to aid the group beating Sanchez with the intent of facilitating that beating, such use of force was excessive because it went beyond what was necessary to help his brother." Dominguez seems to argue that, if he used force beyond what was required to help his brother, he was necessarily the "stabber," a finding which the evidence at trial did not conclusively establish. But it is simply not true that stabbing is the only method of using excessive force. The Court accepts, as it "must," the California Supreme Court's "identification of the elements" of aiding and abetting liability under the "natural and probable consequences" doctrine. Solis v. Garcia, 219 F.3d 922, 927 (9th Cir. 2000). Again, California law mandates that, "if a person aids and abets only an intended assault, but a murder results, that person may be guilty of that murder, even if unintended, if it is a natural and probable consequence of the intended assault." McCoy, 24 P.3d at 1213. Thus, if Dominguez acted to promote or aid the fight, even if his actions were limited to physical blows and not the fatal stabbing, his actions in promoting the fight would constitute force beyond that necessary for the protection of his brother, and the defense of another instruction would not be available in that circumstance either. Consequently, Dominguez would be liable for any offenses that were a natural and probable consequence of that fight, including Sanchez's stabbing.
Furthermore, as the Court of Appeal correctly concluded, because there was no evidence to support a defense of another instruction in the context of murder, Dominguez cannot prevail on his related claim that counsel was ineffective for failing to request such instruction. See Strickland v. Washington, 466 U.S. 668, 687-88 (1984) (counsel has no obligation to raise meritless arguments); Madayag v. Evans, 442 F. App'x 354, 355-56 (9th Cir. 2011)
Dominguez further argues that the evidence was insufficient to support his conviction of first degree murder on a theory of aiding and abetting the target offenses of assault and battery.
As articulated by the Supreme Court in Jackson, the federal constitutional standard for sufficiency of the evidence is whether, "after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." Jackson v. Virginia, 443 U.S. 307, 319 (1979) (emphasis in the original); see McDaniel v. Brown, 558 U.S. 120, 132-33 (2010) (reaffirming this standard). This Court must therefore determine whether the California court unreasonably applied Jackson. In making this determination, this Court may not usurp the role of the finder of fact by considering how it would have resolved any conflicts in the evidence, made the inferences, or considered the evidence at trial. Jackson, 443 U.S. at 318-19. Rather, when "faced with a record of historical facts that supports conflicting inferences," this Court "must presume-even if it does not affirmatively appear in the record-that the trier of fact resolved any such conflicts in favor of the prosecution, and defer to that resolution." Id. at 326.
It is a fundamental precept of dual federalism that the States possess primary authority for defining and enforcing the criminal law. See Engle v. Isaac, 456 U.S. 107, 128 (1982). Consequently, although the sufficiency of the evidence review by this Court is grounded in the Fourteenth Amendment, it must take its inquiry by reference to the elements of the crime as set forth in state law. Jackson, 443 U.S. at 324 n.16. A fundamental principle of our federal system is "that a state court's interpretation of state law, including one announced on direct appeal of the challenged conviction, binds a federal court sitting in habeas corpus." Bradshaw v. Richey, 546 U.S. 74, 76 (2005); see West v. AT&T, 311 U.S. 223, 236 (1940) ("[T]he highest court of the state is the final arbiter of what is state law. When it has spoken, its pronouncement is to be accepted by federal courts as defining state law . . . ."). "Federal courts hold no supervisory authority over state judicial proceedings and may intervene only to correct wrongs of constitutional dimension." Sanchez-Llamas v. Oregon, 548 U.S. 331, 345 (2006) (quoting Smith v. Philips, 455 U.S. 209, 221 (1982)) (internal quotation marks omitted).
In support of his argument, Dominguez contends:
But under Jackson, this Court's role is simply to determine whether there is any evidence, if accepted as credible by the trier of fact, sufficient to sustain conviction. Schlup, 513 U.S. at 330. The United States Supreme Court has recently even further limited a federal court's scope of review under Jackson, holding that "a reviewing court may set aside the jury's verdict on the ground of insufficient evidence only if no rational trier of fact could have agreed with the jury." Cavazos v. Smith, 132 S.Ct. 2, 4 (2011) (per curiam). Jackson "makes clear that it is the responsibility of the jury—not the court—to decide what conclusions should be drawn from evidence admitted at trial." Id. at 3-4. Under Cavazos, "a federal court may not overturn a state court decision rejecting a sufficiency of the evidence challenge simply because the federal court disagrees with the state court. The federal court instead may do so only if the state court decision was `objectively unreasonable.'" Id. at 4 (quoting Renico v. Lett, 559 U.S. 766, 773 (2010)).
Although it might have been possible to draw a different inference from the totality of the evidence, and even assuming that some jurors did not believe that Dominguez intended to aid the fight, this Court is required to resolve that conflict in favor of the prosecution. See Jackson, 443 U.S. at 326. Here, a reasonable juror could have determined that Dominguez did not enter the fight simply to defend his brother but rather intended to aid the fight in general, based on Dominguez's statements to the police and eyewitness testimony that Dominguez attacked the victim while he was in a fetal position. Viewing that evidence in the light most favorable to the verdict, the record does not compel the conclusion that no rational trier of fact could have found proof that Dominguez intended to aid the fight. Thus, considering the deference owed under Jackson, Cavazos, and the AEDPA, this Court concludes that there was sufficient evidence introduced at trial from which a rational trier of fact could have found beyond a reasonable doubt that Dominguez was guilty of first degree murder on a theory of aiding and abetting the target offenses of assault and battery. Accordingly, Dominguez is not entitled to relief on his insufficiency of the evidence claim.
Construing Dominguez's pro se Petition liberally, see Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per curiam), the Court may discern that it raises a claim challenging the verdict's verdict for lack of unanimity. But the Constitution does not require unanimous agreement on the theory underlying a conviction. See Richardson v. United States, 526 U.S. 813, 817 (1999) (federal jury need not unanimously decide which set of facts make up a particular element of a crime); Schad v. Arizona, 501 U.S. 624, 631-32 (1991) (plurality holding that conviction under different theories does not violate due process); see also McKoy v. N. Carolina, 494 U.S. 433, 449 (1990) (Blackmun, J., concurring) ("[D]ifferent jurors may be persuaded by different pieces of evidence, even when they agree upon the bottom line. Plainly there is no general requirement that the jury reach agreement on the preliminary factual issues which underlie the verdict." (footnotes omitted)). While a California trial court may be required under state law mandating that a jury verdict in a criminal case be unanimous to sua sponte instruct the jury that it must unanimously agree on the acts or elements underlying the offense in order to convict, federal law is clear that, at least in a non-capital case, there is no federal right to a unanimous jury verdict. Compare People v. Diedrich, 643 P.2d 971, 980-81 (Cal. 1982) and People v. Crawford, 182 Cal.Rptr. 536, 538 (Cal. Ct. App. 1982) (unanimity instruction required where defendant was charged with possession of one or more firearms by felon and jury could disagree as to particular firearm), with Schad, 501 U.S. at 634 n.5 ("a state criminal defendant, at least in noncapital cases, has no federal right to a unanimous jury verdict") and Apodaca v. Oregon, 406 U.S. 404, 410-13 (1972) (no constitutional right to unanimous jury verdict in non-capital criminal cases). Consequently, at least in non-capital criminal cases, courts within the Ninth Circuit have routinely dismissed habeas claims arguing that a California "unanimity" jury instruction was required. See, e.g., Sullivan v. Borg, 1 F.3d 926, 927-28 (9th Cir. 1993) (citing Schad to find that instruction allowing California jury to convict defendant of first degree murder without unanimity as to whether he had committed felony murder or premeditated murder did not violate petitioner's due process rights); O'Rourke v. O'Connor, No. CIV S-09-1837, 2010 WL 4880667, at *6 (E.D. Cal. Nov. 23, 2010). Accordingly, Dominguez cannot prevail on this claim in any event.
Dominguez is not entitled to relief on any ground raised in his Petition.
The Clerk of the Court is to enter judgment accordingly.