Lawrence J. O'NEILL, UNITED STATES DISTRICT JUDGE.
Although it is beyond dispute that Plaintiffs have a constitutional right to safe conditions of confinement, see generally Farmer, 511 U.S. 825, 114 S.Ct. 1970, the level of detail to which a court must define the contours of that right in the context of analyzing qualified immunity is less clear. The parties offer various iterations of the constitutional right at issue with differing levels of specificity, and the Court can conceive of other iterations.
Ultimately, however, these varying iterations of the constitutional right at issue in this case are distinctions without any practical difference. The Court need not determine the full contours of the Eighth Amendment in the Valley Fever context, what the constitutional right at issue is in these cases, or whether Plaintiffs have pled a violation of their Eighth Amendment rights sufficiently.
The second prong of the qualified immunity analysis requires the Court to determine whether the allegedly violated constitutional right was clearly established at the time that Defendants allegedly violated that right. Mattos v. Agarano, 661 F.3d 433, 442 (9th Cir.2011). Defendants must have had "`fair and clear warning' that their conduct [was] unlawful." Devereaux v. Abbey, 263 F.3d 1070, 1075 (9th Cir.2001) (citations omitted). In other words, the question is whether Defendants could have "reasonably but erroneously believed" that their conduct did not violate
Defendants seemingly argue that Plaintiffs' rights were first violated when Plaintiffs contracted Valley Fever. See Doc. 121 at 5 ("Given the status of district courts' decisional law at the time Plaintiffs allegedly contracted valley fever, Defendants are entitled to qualified immunity at the pleading stage.") (citation omitted). Plaintiffs, on the other hand, do not clearly provide a point at which they believe their constitutional rights at issue were first implicated.
As noted, although the SAC provides dates on which Plaintiffs developed disseminated Valley Fever while incarcerated at PVSP and/or ASP, see id. at ¶¶ 3-9, the SAC only states when two Plaintiffs, A. Jackson and N. Johnson, were committed to PVSP or ASP — Jackson was transferred to PVSP in July 2009, and N. Johnson was transferred to ASP in May 2012. See id. at ¶¶ 91, 103. The SAC does not state when the other Plaintiffs were incarcerated in PVSP and/or ASP. See id. at ¶¶ 91-104.
This case, however, is brought on behalf of various inmates housed at PVSP or ASP at any time from July 8, 2009, to the present. SAC at ¶ 20. It is questionable whether July 2009 is the appropriate starting point for the qualified immunity analysis due to the uncertainties in the record, namely, the lack of clarity in the record concerning when Plaintiffs were housed at PVSP and/or ASP. It is difficult, for instance, to conclude that the inquiry appropriately begins in July 2009 when N. Johnson apparently was not incarcerated at either PVSP or ASP until May 2012.
Nonetheless, the Court's conclusion below that Defendants are entitled to qualified immunity would not be affected by looking at the state of the law at a time later than July 8, 2009. Regardless of whether the Court looked only to the state of the law as it existed in July 2009 or as it exists today, the Court would still conclude that the right at issue was not clearly established. See Jones v. Hartley, No. 1:13-cv-1590-AWI-GSA-PC, 2015 WL 1276708, at *2-3 (E.D.Cal. Mar. 19, 2015) (collecting cases); Smith v. California, 2015 WL 3953367, at *3 (E.D.Cal.2015) (recognizing contrary conclusions in Valley Fever cases within this district). Thus, even if the Court looked at the state of the law at the earliest possible time (i.e., July 2009) or at the latest possible time (i.e., today), the Court's conclusion that Defendants are entitled to qualified immunity would be the same. See Reza v. Pearce, 798 F.3d 881, 890 (9th Cir.2015) (assessing state of law on date on which the plaintiff allegedly was arrested unlawfully).
This is so because the circumstances in which an inmate's exposure to cocci while incarcerated may support an Eighth Amendment claim are not clear. As the F & Rs correctly recognized, no binding Supreme Court or Ninth Circuit precedent squarely addresses the issue. Doc. 106 at 30. The Ninth Circuit has touched on the issue only in brief, undeveloped, and unpublished memorandum decisions.
In Smith v. Schwarzenegger, No. CV 1-07-1547-SRB, 2009 WL 900654, at *1 (E.D.Cal. Mar. 31, 2009), rev'd, 393 Fed. Appx. 518 (9th Cir.2010), the plaintiff brought, among other claims, an Eighth Amendment claim asserting his right to be free from cruel and unusual punishment. In that claim, the plaintiff alleged that he was held in Kern Valley State Prison ("KVSP"), which is "located in the San Joaquin Valley where [he is] subjected to the risk of contracting valley fever, in violation of the Eighth Amendment." Smith, 2009 WL 900654, at *1. The plaintiff alleged
Notably, the plaintiff did not allege that he had contracted Valley Fever; he only alleged that he "may have contracted Valley Fever but will not know for" many years if he contracted the disease. Id. (emphasis added). The plaintiff further alleged that the defendants "have failed to act to remove [him] ... out of the endemic area where ... inmates have been infected by Valley Fever and have [died] from Valley Fever." Id. at 10. Thus, the plaintiff claimed that his Eighth Amendment rights had been violated "not only by possible present harm but by possible future harm, arising out of exposure to San Joaquin Valley Fever" and the defendants' failure to remove inmates from prisons located in areas endemic to Valley Fever. Id. at 10-15.
Visiting District Judge Bolton found that:
Smith, 2009 WL 900654, at *2. Accordingly, the claim was dismissed with prejudice. Id.
On appeal, the Ninth Circuit reversed in an unpublished, one-page memorandum decision. Smith v. Schwarzenegger, 393 Fed.Appx. 518, 519 (9th Cir.2010). The Ninth Circuit observed the district court dismissed the claim "because it determined that [the plaintiff] failed to allege facts demonstrating that the defendants were deliberately indifferent to a serious risk to his health." Id. The court held that "[i]n dismissing with prejudice, the district court erred because it is not beyond doubt that [the plaintiff] could prove no set of facts in support of his claims that would entitled [sic] him to relief." Id. (citing Helling, 509 U.S. at 25, 113 S.Ct. 2475 (a prisoner "states a cause of action under the Eighth Amendment by alleging that [defendants] have, with deliberate indifference, exposed him to levels of [environmental tobacco smoke] that pose an unreasonable risk of serious damage to his future health")). The Ninth Circuit therefore vacated and remanded the case "with instructions to allow [the plaintiff] the opportunity to amend his complaint to allege facts demonstrating that the defendants are aware of a substantial risk to [his] health and have not taken action to prevent or minimize that risk." Id.
Id. The Magistrate Judge found that the plaintiff failed to state a claim under the Eighth Amendment, reasoning:
Id. at *3 (citations omitted).
Plaintiff filed objections to the F & Rs. Id. at Doc. 14. Citing Farmer, 511 U.S. 825, 114 S.Ct. 1970, and Helling v. McKinney, 509 U.S. 25, 113 S.Ct. 2475, 125 L.Ed.2d 22 (1993), the plaintiff argued that the defendants exhibited deliberate indifference to him by placing him at an excessive risk of contracting Valley Fever while incarcerated at PVSP. Id. at 2-3. This Court adopted the Magistrate Judge's F & Rs in full and dismissed the plaintiff's sole Eighth Amendment claim. See No. 1:11-CV-191-LJO-BAM PC, Johnson v. Pleasant Valley State Prison, Doc. 15.
The Ninth Circuit reversed, holding that
Johnson, 505 Fed.Appx. at 632.
In Johnson, the Ninth Circuit "express[ed] no opinion as to the sufficiency or merit of [the plaintiff's] allegations." Id. And, as the F & Rs observed, the Ninth Circuit in Smith provided "no discussion of what would be required to state a claim under the Eighth Amendment." Doc. 106 at 30 n.6; Smith, 393 Fed.Appx. at 519. Accordingly, the Court finds that Johnson and Smith do not clearly establish the right at issue in this case, particularly given that it is a "rare instance in which, absent any published opinions on point or overwhelming obviousness of illegality, [a court] can conclude that the law was clearly established on the basis of unpublished decisions only." Sorrels v. McKee, 290 F.3d 965, 971 (9th Cir.2002).
In the absence of controlling authority, a defendant nonetheless may not be entitled to qualified immunity if the illegality of the defendant's conduct was overwhelmingly obvious, id., or "a consensus of cases of persuasive authority" would have put the defendant on notice that his/her conduct was unlawful. Wilson v. Layne, 526 U.S. 603, 617, 119 S.Ct. 1692, 143 L.Ed.2d 818 (1999). The F & Rs contain a thorough review of Valley Fever cases in this district. See F & Rs at 40-42. Simply put, those cases show that there has been longstanding disagreement among the judges of this district as to whether and under what circumstances inmates housed at prisons in the San Joaquin Valley, where Valley Fever is endemic, may state an Eighth Amendment claim for being exposed to Valley Fever spores while incarcerated. See id.
This disagreement has led to diametrically opposed conclusions at times. Critically, judges have disagreed as to whether allegations that an inmate's ethnicity increases the risk of contracting Valley Fever and developing disseminating Valley Fever states an Eighth Amendment claim.
The Court acknowledges that not all Valley Fever cases concern the same factual allegations or the same disposition for the same reasons. Unlike Plaintiffs here, some plaintiffs in Valley Fever cases have simply alleged their constitutional rights were violated because they contracted Valley Fever while incarcerated. See, e.g., King, 2009 WL 546212, at *4 ("[T]o the extent that Plaintiff is attempting to pursue an Eighth Amendment claim for the mere fact that he was confined in a location where Valley Fever spores existed which caused him to contract Valley Fever, he is advised that no courts have held that exposure to Valley Fever spores presents an excessive risk to inmate health"). Other cases have involved inmates who, unlike Plaintiffs, had no increased risk factors for contracting Valley Fever or disseminated Valley Fever. See, e.g., Ayala, 2011 WL 4527464, at *1; see also Gaona v. Yates, No. 1:09-cv-999-SKO PC, 2010 WL 2843163, at *3 (E.D.Cal. July 19, 2010) (finding plaintiff could not state Eighth Amendment claim because he only exhibited "flu-like symptoms" when he contracted Valley Fever while incarcerated at PVSP). And in some cases, the plaintiff did not allege the defendant's (or defendants') acts or omissions caused the plaintiff to be
Some cases, however, involved allegations that are materially identical to Plaintiffs' allegations. In Moreno, for instance, the plaintiff contracted Valley Fever in 2006 while housed at PVSP in. 07-cv-1404-DGC, Doc. 1 at 7. The plaintiff alleged the defendants knew that (1) PVSP was in a "hyperendemic" location; (2) "[p]eople with weakened immune systems and of certain racial groups are susceptible [to] developing ... disseminated valley fever"; (3) "the infection rate among prisoners is 38 times greater than for residents of Coalinga and 600 times greater than for residents of Fresno county"; (4) that there was "a high probability" that plaintiff would be infected with Valley Fever; and (5) the defendants had not "done anything to protect [his] health and personal safety." Id. at 7-18. The court granted the defendants' motion for summary judgment, reasoning that "[b]y placing a prison and other extensive facilities in the PVSP location, attended by prison employees, officials, and support personnel, as well as inmates, society plainly tolerates the health risks of that location." Moreno, 2010 WL 1223131, at *2.
In Jones v. Igbinosa, the plaintiff, who contracted Valley Fever while incarcerated at PVPS, alleged that PVSP "is [in] an epidemic area and that Blacks Afro-Americans and Filipinos are at greater risk of complications from [Valley Fever]." No. 08-cv-163-LJO-SKO PC, 2010 WL 2838617, at *2 (E.D.Cal. July 19, 2010), adopted in full, 2009 WL 483224 (E.D.Cal. Feb. 25, 2009), aff'd, 467 Fed.Appx. 604 (9th Cir.2012). The court dismissed the complaint based on, among other things, a finding that "the risk posed by valley fever was [not] `sufficiently serious'" because the plaintiff did not allege that "he suffered any serious life threatening complications from the disease," and alleged that "`[i]n most cases, the infection ... is usually handled by the body without permanent damages." Id. at *3.
The plaintiff's allegations in Ayala were largely the same. See 2011 WL 4527464, at *1. The court dismissed the plaintiff's Eighth Amendment claim without leave to amend on the ground that "Plaintiff's claim that the Defendants are liable because they were aware of the risk and did not act to mitigate the likelihood of infection does not state an actionable claim." Id. at *3. The court further held that "[e]xposure to the disease at PVSP is not in and of itself an excessive risk to inmate health; Defendants had no duty to take steps to reduce the risk." Id. The court therefore concluded that the plaintiff "cannot state a cognizable claim based on the fact that he was exposed to Valley Fever at PVSP." Id.
In Smith v. Brown, the plaintiff, who contracted Valley Fever in 2009 while incarcerated at PVSP, alleged as follows:
Plaintiff contends that "black inmates in general are highly susceptible to Valley Fever." He also claims that each of the defendants was aware that Plaintiff was being sent to a "hyperendemic" area institution, but refused to warn him of such a risk. Plaintiff alleges that Defendants failed to follow directions set forth in a November 20, 2007 Memorandum regarding "Exclusion of Inmate-Patients Susceptible to Coccidioidomycosis from Highest Risk Area Institutions"
2012 WL 1574651, at *3. Observing that "[c]ourts have found that claims like Plaintiff's which allege Eighth Amendment violations for contracting Valley Fever are insufficient to establish an Eighth Amendment violation," the court held "Defendants cannot, therefore, be held liable for housing Plaintiff in an area where there is a potential to be exposed to Valley Fever spores." Id. at *4.
In Cooper v. Igbinosa, the plaintiff, a diabetic incarcerated at PVSP, failed to state an Eighth Amendment claim. 2012 WL 5186660, at *2 (E.D.Cal. Oct. 17, 2012). The plaintiff alleged:
The court dismissed the plaintiff's claim, finding that the plaintiff had "not sufficiently alleged facts which indicate that the harm Plaintiff risked was an excessive risk of serious harm." Id. at *2. Although the plaintiff had "alleged facts which indicate that the chance of contracting valley fever increased during the construction period," he had "not alleged facts which indicate that this increase in risk was excessive." Id. at *2; see also Barnhardt v. Cate, No. 1:10-cv-1351-LJO-GBC (PC), 2011 WL 2446372, at *5 (E.D.Cal. June 15, 2011) (allegation that diabetes made the plaintiff more susceptible to contracting Valley Fever did not support Eighth Amendment claim).
For similar reasons, the court dismissed without leave to amend the plaintiff's Eighth Amendment claim in Harvey v. Gonzalez, No. CV 10-4803-VAP (SP), 2011 WL 4625710 (C.D.Cal. July 27, 2011), adopted in full, 2011 WL 4625700 (C.D.Cal. Oct. 5, 2011). The plaintiff alleged his exposure to Valley Fever while incarcerated at PVSP violated his Eighth Amendment rights. Id. at *2. The plaintiff alleged that African-Americans are at a "far greater risk of coming down with [Valley Fever] based on their immune systems." Id. at *1. The court held that "[m]ere exposure to [cocci] is insufficient to constitute an excessive risk of harm to [the plaintiff's] health." Id. at *3. Although the plaintiff's ethnicity was unknown,
In Gilbert, the plaintiff, an inmate at PVSP who alleged his asthma, pulmonary conditions, and hepatitis C rendered him more vulnerable to Valley Fever, failed to state a claim based on his exposure to and contraction of Valley Fever while incarcerated at PVSP.2010 WL 5113116, at *1, 3. The court reasoned that even "[a]ssuming that the risk of contracting Valley Fever is higher at PVSP than in other areas of the state and that the disease is fatal in some cases, the Court declines to find that the prison itself, due to its location, constitutes a substantial risk of harm to inmates."
Other judges, however, have found that "the first prong of an Eighth Amendment claim is satisfied where the plaintiff has identified a factor responsible for either increasing the risk of contraction [of Valley Fever] or the severity of infection." Chaney v. Beard, No. 1:14-cv-369-MJS, 2014 WL 2957469, at *3 (E.D.Cal. June 30, 2014). African-American ethnicity has been accepted as an increased risk factor, as have various medical conditions, particularly those that affect an individual's immune system. See id. (collecting cases); see also Hunter v. Yates, No. 1:07-cv-151-AWI-SMS-PC, 2009 WL 233791, at *3 (E.D.Cal. Jan. 30, 2009) (plaintiff alleging he "was exposed to a high risk of contracting valley fever" stated claim "[u]nder minimal federal notice pleading standards"); Thurston v. Schwarzenegger, No. 1:08-cv-342-AWI-SMS PC, 2008 WL 2020393, at *1 (E.D.Cal. May 9, 2008) (plaintiff stated claim based on allegations that "his medical condition puts him at risk for contracting Valley Fever").
Given this obvious, legitimate, and reasonable disagreement among judges, the Court finds that Defendants are entitled to qualified immunity from Plaintiffs' Eighth Amendment claim, regardless of how its underlying constitutional right is defined. Even assuming Defendants' conduct was unlawful in this case — an issue which the Court need not and does not decide — the disagreement among judges with regard to analogous Valley Fever cases brought by inmates in San Joaquin Valley prisons establishes that the right at issue here was not sufficiently clear such that Defendants had "`fair warning' that their conduct was unlawful." Flores v. Morgan Hill Unified School Dist., 324 F.3d 1130, 1137 (9th Cir. 2003). "If judges thus disagree on a constitutional question, it is unfair to subject [public officials] to money damages for picking the losing side of the controversy." Wilson, 526 U.S. at 618, 119 S.Ct. 1692; see also Bahrampour v. Lampert, 356 F.3d 969, 977 (9th Cir.2004) ("The fact that there was a conflict in the views of district court judges on the issue demonstrates that the constitutionality of the regulations was not clearly established.").
Further, because of this disagreement, the Court cannot find that Defendants' conduct was obviously illegal (much less overwhelmingly so) because "[t]he state of the law was at best undeveloped." Wilson,
IT IS SO ORDERED.
Id. at 3, 6. Judge Bolton found that these allegations, "[v]ery liberally construed ... adequately stated Eighth Amendment claims against Defendants Cate, Woodford, Yates, and John Doe Appeals Coordinator." Id. at 6.