TROY L. NUNLEY, District Judge.
Plaintiffs seek an order striking nine affirmative defenses asserted by Defendants City of Lodi, City of Lodi Police Department ("Lodi Police Department"), and Mark Helms (collectively, "Defendants") in their Joint Amended Answer to the Third Amended Complaint. (Pls.' Mot. to Strike Affirmative Defenses ("Mot."), ECF No. 108.) Plaintiffs' motion is brought under Federal Rule of Civil Procedure ("Rule") 12(f). (Mot. 1:24.) For the reasons stated below, Plaintiffs' motion to strike is GRANTED IN PART and DENIED IN PART.
Rule 12(f) provides that a court "may strike from a pleading an insufficient defense or any redundant, immaterial, impertinent, or scandalous matter." Fed. R. Civ. P. 12(f). "[T]he function of a 12(f) motion to strike is to avoid the expenditure of time and money that must arise from litigating spurious issues by dispensing with those issues prior to trial . . . ."
An affirmative defense may constitute "an insufficient defense" under Rule 12(f) either as a matter of law or as a matter of pleading.
The parties dispute which pleading standard applies to Plaintiffs' motion. Plaintiffs argue that the heightened pleading standard explained in
Defendants argue that "the Ninth Circuit has continued to recognize the `fair notice' standard of affirmative defense pleading even after
The Court applies the
Plaintiffs move to strike each affirmative defense, arguing "every single affirmative defense asserted by [City of Lodi and Lodi Police Department] is `insufficient' under Rule 12(f) because each one fails to identify to which claim or claims it is applicable." (Mot. 4:4-6.) Defendants counter that "Plaintiffs[`] support for the proposition that Defendants are required to identify which claim or claims the asserted affirmative defenses are applicable to does not stand for this contention," and Defendants' "amended answer pleads facts to show how each affirmative defense is applicable to the case at bar." (Opp'n 5:2-4, 27-28.)
Plaintiffs' reliance on, inter alia,
Defendants assert in their first affirmative defense: That at all times mentioned in the complaint on file herein and immediately prior thereto, defendants City of Lodi, Lodi Police Department and Chief Mark Helms acted in good faith in all training, hiring, policy making, policy implementation, employment decisions, policy decisions, investigations, and determinations arising from such regarding contact with mentally ill persons, use of force, tactical considerations arising therefrom, and investigation tactics related to the same.
(Defs.' Answer to Third Am. Compl. ("Answer") 14, ECF No. 90.)
The parties agree "that municipalities are not immune from liability for good faith constitutional violations." (Opp'n 6:11-12 (citation and internal quotation marks omitted); Mot. 6:3-4.) Thus, good faith is not an affirmative defense, and therefore, this portion of Plaintiffs' motion is granted. As such, the first affirmative defense asserted by City of Lodi and Lodi Police Department is stricken without leave to amend.
As to the first affirmative defense asserted by Helms, Plaintiffs argue "[t]his is not an affirmative defense" since "Defendants seek to negate the intent Plaintiff is required to prove for an award of punitive damages." (Mot. 5:13, 5:25-26 (citation omitted).) They further argue the first affirmative defense is vague. (Mot. 6:17-18.) Helms responds that: "By alleging such actions were in good faith, [Helms] ha[s] provided fair notice of the qualified immunity defense to Plaintiffs." (Opp'n 6:9-10.)
The first "affirmative defense[] put[s] [Plaintiffs] on notice that . . . [Helms] will argue that [his] alleged wrongful conduct . . . was carried out in good faith."
City of Lodi and Lodi Police Department assert in the second affirmative defense:
(Answer 14.)
Plaintiffs seek to strike the second affirmative defense, arguing it is vague. (Mot. 7:7.) They further argue "Defendants' failure to explicitly identify which Defendant this defense is asserted on behalf of leaves Plaintiffs to gamble on interpreting an insufficient defense in the manner [. . . Defendants] intended." (Mot. 7:10-12 (brackets in original) (citations and internal quotation marks omitted).)
Section 820.2 provides: "Except as otherwise provided by statute, a public employee is not liable for an injury resulting from his act or omission where the act or omission was the result of the exercise of the discretion vested in him, whether or not such discretion be abused." Cal. Gov't Code § 820.2.
Further, section 815.2(b) provides in pertinent part: "a public entity is not liable for an injury resulting from an act or omission of an employee of the public entity where the employee is immune from liability."
Plaintiffs also argue the second and fifth
"Federal courts are very reluctant to determine disputed or substantial issues of law [such as a discretionary versus non-discretionary functions] on a motion to strike; these questions quite properly are viewed as best determined only after further development."
"City of Lodi and Lodi Police Department assert they are immune under California Government Code [section] 821.6 for any investigative actions taken by their employees throughout the course of contacting and engaging [decedent] Parminder Shergill" in the third affirmative defense. (Answer 15.) Section 821.6 provides in pertinent part: "A public employee is not liable for injury caused by his instituting or prosecuting any judicial or administrative proceeding within the scope of his employment, even if he acts maliciously and without probable cause." Cal. Gov't Code § 821.6. "[T]he statute also `extends to actions taken in preparation for formal proceedings,' including actions `incidental to the investigation of crimes.'"
Plaintiffs argue that the Court should strike City of Lodi's and Lodi Police Department's third affirmative defense, contending that it "makes no sense because those municipal Defendants are not `[a] public employee' to which California Government Code section 821.6 applies." (Mot. 8:12-14 (alteration in original).) However, this defense provides notice that City of Lodi and Lodi Police Department will argue that their employees are entitled to immunity, and therefore, City of Lodi and Lodi Police Department are immune as well under section 815.2(b). (
In the fourth affirmative defense, "Defendants City of Lodi and Lodi Police Department assert that they are immune under California Government Code [section] 856 for their employees[`] determination to confine or not confine [decedent] Shergill for mental illness for each and every contact with him." (Answer 15.) As pertinent here, section 856 prohibits a public entity's or public employee's liability for injuries resulting from determining "[w]hether to confine a person for mental illness." Cal. Gov't Code § 856.
Plaintiffs move to strike this affirmative defense, arguing "this affirmative defense . . . fails as a matter of law, because the asserted immunity does not apply to the facts of this case," and "is insufficiently pled, because how [the fourth affirmative defense] applies to this case is not explained or supported by any factual allegations." (Mot. 9:27-29, 10:6-7 (emphasis removed).)
Again, the Court finds that determining substantive matters on a motion to strike is inappropriate.
Defendants assert in the sixth affirmative defense that decedent Shergill and Plaintiff Sukhwinder Kaur were contributorily negligent, and Defendants identify which of their acts allegedly demonstrate contributory negligence. (Answer 15-16.) Plaintiffs move to strike Defendants' sixth affirmative defense, arguing it "is not an affirmative defense" and characterizing it as an improper "`preemptory' defense, in the event that a finding of liability is made." (Mot. 11:17, 11:25-26.) Plaintiffs further argue "the last sentence of the `affirmative defense' pleads `mere legal conclusions.'" (Mot. 12:4-5 (citation omitted).)
Contributory negligence is an affirmative defense listed in Rule 8(c)(1). This affirmative defense in its entirety provides Plaintiffs with fair notice of Defendants' intent to argue decedent Shergill's and Plaintiff Sukhwinder Kaur's negligence in connection with the incident. Therefore, this portion of Plaintiffs' motion is denied.
Defendants assert in the seventh affirmative defense: "To the extent that Plaintiff Sukhwinder Kaur alleges ongoing emotional damages, she has failed to seek counseling or otherwise mitigate her damages." (Answer 16.) Plaintiffs argue the seventh affirmative defense should be stricken, since "Plaintiff [Sukhwinder] Kaur has no idea what . . . Defendants are referring to when they allege that she could `otherwise mitigate her damages.'" (Mot. 12:16-17 (emphasis removed).)
This Court disagrees, the affirmative defense gives fair notice to Plaintiff Sukhwinder Kaur of her alleged failure to mitigate, i.e., her alleged failure to seek counseling to mitigate ongoing emotional damages. Moreover, "`[c]ourts have typically held that a generalized statement . . . meets [a party's] pleading burden with respect to the affirmative defense of damage mitigation."
Helms asserts in the eighth affirmative defense
(Answer 16.)
Plaintiffs assert that Helms does not have standing to assert an affirmative defense which can be asserted by Officer Defendants Bratton and Lockie. This Court agrees. Accordingly, Plaintiffs' motion to strike the eighth affirmative defense is granted without leave to amend.
City of Lodi and Lodi Police Department assert in the tenth affirmative defense that
(Answer 16.)
Plaintiffs argue: "This defense insufficiently asserts immunity on behalf of . . . City of Lodi and . . . Lodi Police Department, but what type of asserted immunity and the source of that asserted immunity is unstated and unidentified." (Mot. 13:25-27.) City of Lodi and Lodi Police Department assert, inter alia, "the applicable immunity addresses state law claims." (Opp'n 16:23.)
This defense provides notice that City of Lodi and Lodi Police Department will argue "the [Officer Defendants Bratton and Lockie] cannot be liable, [and therefore] there is no basis for respondeat superior liability against the c[i]ty defendants [under section 815.2(b)]."
For the reasons stated, Plaintiffs' motion to strike is GRANTED IN PART and DENIED IN PART. Specifically, the Court DENIES Plaintiffs' motion to strike the second, third, fourth, fifth, sixth, seventh, and tenth affirmative defenses. The Court STRIKES WITHOUT LEAVE TO AMEND the eighth affirmative defense. As for the first affirmative defense, the Court STRIKES WITHOUT LEAVE TO AMEND the first affirmative defense asserted by City of Lodi and Lodi Police Department, and DENIES Plaintiffs' motion to strike the first affirmative defense asserted by Helms.