ALLISON CLAIRE, Magistrate Judge.
Plaintiff moves to compel the production of 33 emails that defendant has withheld under a claim of attorney/client privilege. The motion was referred to the undersigned by E.D. Cal. R. 302(c)(1). The matter came on for hearing on May 11, 2016 before the undersigned.
As discussed below, the privilege log provided by defendant was inadequate for the court to determine whether the withheld documents were in fact privileged. However, the approaching close of discovery counseled against spending the time required to order defendant to produce a proper privilege log. Accordingly, rather than simply ordering the documents produced, the court reviewed the documents in camera.
For the reasons set forth below, the motion will be granted in part and denied in part.
This is an employment discrimination case. Plaintiff is an attorney working at the California Department of Health Care Services ("DHCS"). He alleges that he was passed over for promotion because of his gender, national origin and religion. Plaintiff occupied a limited term Attorney III position on the Mental Health and Substance Use Disorder ("MHSUD") team at DHCS. Second Amended Complaint ("Complaint") (ECF No. 22) ¶ 7. His supervisor, Lisa Velazquez, declined to transition plaintiff to a permanent position on the team, even though it was standard practice to do so.
"At the outset of the case, Plaintiff and Defendant exchanged written discovery. On July 28, 2015, Defendant sent the privilege log at issue to Plaintiff in response to discovery requests from March, 2015." Joint Statement (ECF No. 25) at 4. The privilege log is at ECF No. 25-3, and asserts "Attorney/Client" privilege for the 33 listed emails.
The emails are variously authored by Chief Counsel Doug Press, Assistant Chief Counsel Kara Read-Spangler, and Assistant Chief Counsel Denise Ackerman. The recipients are those attorneys (in fact, two e-mails are from Press to himself), and others whom defendant says are "need-to-know" personnel charged with carrying out the attorneys' advice. Apparently to show that it is not stonewalling, defendant asserts (without objection from plaintiff) that "[h]undreds of e-mails, including, some to, from, and between Chief Counsel Doug Press, Assistant Chief Counsel Kara Read-Spangler, and others within the Department, including other attorneys and those who supervise Plaintiff, have been produced un-redacted." JS at 10.
The issue here is that the people who made the challenged employment decisions were attorneys, and plaintiff wants to see their communications about those decisions. Defendant declines to produce the e-mails because, it says, they were written in connection with the advice being given by the lawyers to their client, DHCS. Plaintiff argues that defendant cannot claim privilege just because the decision-makers are lawyers. He argues that the e-mails were business emails, and were not providing legal advice to a client.
"Where there are federal question claims and pendent state law claims present, the federal law of privilege applies."
"The attorney-client privilege protects confidential disclosures made by a client to an attorney in order to obtain legal advice, as well as an attorney's advice in response to such disclosures."
Although the privilege protects communications seeking legal advice from in-house counsel, the matter gets complicated by the fact that in-house counsel may play different roles within their company, some of which are not necessarily related to the provision of legal advice.
"The party asserting the attorney-client privilege has the burden of proving that the privilege applies to a given set of documents or communications. . . . [T]he party asserting the privilege must make a prima facie showing that the privilege protects the information the party intends to withhold."
Instead, the objecting party must produce a privilege log that "describe[s] the nature of the documents" being withheld with enough information to "enable other parties to assess the claim." Fed. R. Civ. P. 26(b)(5)(A)(ii);
Defendant's privilege log is not sufficiently detailed to enable plaintiff or the court to determine whether the underlying documents are protected by the attorney/client privilege. According to
Here, the privilege log provides little information other than authorship or receipt of the emails by in-house counsel. The descriptions of the documents are too brief to permit determination whether they involve legal advice:
None of these descriptions facially demonstrates that the communication was protected by the attorney/client privilege. Even the last four, entitled "PS federal court complaint," which involved emails between Press and Reed-Spangler (both lawyers), could simply be emails stating that a complaint was received. Even if the email contains a substantive communication, it is not necessarily protected by the privilege.
The undersigned accordingly ordered defendant to submit the documents for in camera review. That review shows that most of the documents are protected by the attorney/client privilege. They involve defendant's lawyers providing legal advice to their clients, or the clients requesting legal advice from the lawyers.
However, a more detailed privilege log would have made that obvious to plaintiff and to the undersigned, and thus could have avoided this motion and this in camera review. For example, if defendant had identified No. 4 (DHCS 3346-50) as containing a legal analysis of plaintiff's grievance, rather than simply "Email re: response to grievance," plaintiff could easily determine that the privilege applied. Even if plaintiff had made this motion in spite of such a detailed description, the undersigned could have made her ruling without the need for an in camera review.
Indeed, if defendant had simply included the "Subject" line of some of these emails, it would have been plain to anyone reading the privilege log that the document was protected by the attorney/client privilege. For example, the subject line of No. 5 (DHCS 3351-56) is "Draft — Response to Philip Saud Grievance.docx." Such a document, coming from a lawyer to his client, is plainly privileged (or at least presumptively so), without the need for motion practice and in camera review.
Having reviewed the submitted documents in camera, IT IS HEREBY ORDERED that plaintiff's Motion To Compel (ECF No. 24) is GRANTED in part and DENIED in part, as follows:
1. The motion to compel is GRANTED as to the following seven (7) documents, which shall be produced to plaintiff no later than 3 days from the date of this order:
2. The motion to compel is DENIED as to all other documents in the privilege log, and defendant need not produce those documents.