MICHAEL J. SENG, Magistrate Judge.
Plaintiff is a state prisoner proceeding pro se and in forma pauperis in this civil rights action pursuant to 42 U.S.C. § 1983. This case is before the Court on Defendants' motion to dismiss and Plaintiff's motion for leave to file a Fourth Amended Complaint. (ECF Nos. 26, 33.)
Plaintiff initiated this action on November 21, 2014, and filed a First Amended Complaint pursuant to Federal Rule of Civil Procedure 15(a) on January 23, 2015. (ECF Nos. 1, 8.) This complaint was screened and found to state a due process claim against Defendants Lambert, Mahoney, Cano, Kraay, Galaviz, Rousseau, Gipson, Taber, Sanchez, Pina, Pacillas, Lackovic, Smith, Kellogg, McGuire, Mayo, Mata, Holland, Prince, and Chavez. (ECF No. 11.) Plaintiff was directed to file a notice of his willingness to proceed on his screened amended complaint or to file a Second Amended Complaint.
On June 25, 2015, Plaintiff filed a Second Amended Complaint. (ECF No. 14.) This pleading was screened and again found to state only a due process claim against the previously-identified Defendants as well as three additional individuals. (ECF No. 15.) Plaintiff was once again directed to file a notice of his willingness to proceed on his pleading as screened or file a Third Amended Complaint. Plaintiff was informed that he would be given one final opportunity to amend.
On August 24, 2015, Plaintiff filed the operative pleading, his Third Amended Complaint. (ECF No. 16.) The Court's screening of this pleading revealed due process and equal protection claims against Defendants Beard, Castorena, Escobar, Lambert, Mahoney, Cano, Kraay, Galaviz, Rousseau, Gipson, Taber, Jennings, Sanchez, Pina, Pacillas, Lackovic, Smith, Kellogg, McGuire, Mayo, Mata, Holland, Prince, Chavez, Vasquez, Edgar, Garcia, Mayfield, and Patterson. (ECF No. 18.) Plaintiff was directed to submit service documents, and on November 2, 2015, the United States Marshal was directed to serve the 29 Defendants. (ECF No. 22.)
On January 6, 2016, Defendants appeared in the action by filing a motion to dismiss the Third Amended Complaint. (ECF No. 26.) Plaintiff filed opposition
At all times relevant to this action, Plaintiff was housed at California State Prison in Corcoran, California ("CSP-Cor"). Plaintiff's Third Amended Complaint identifies Secretary of Corrections Jeffrey Beard; Chief Deputy Wardens R. S. Lambert, E. Vasquez, and M. Jennings; Psychologists J. Mahoney, J. Edgar, and D. Prince; Institutional Gang Investigators A. Mayo, J.C. Garcia, and S. Pina; Assistant Institutional Gang Investigator J. Cano; Sergeants T. Kraay, J. Taber, H. Holland, and A. Kellogg; Correctional Counselors T. Galaviz, P. Sanchez, A. Pacillas, K. Mata, R. Chavez, D. Mayfield, D. Patterson, and D. McGuire; Captain S. Rousseau; Warden C. Gipson; Dr. A. Lackovic; Associate and Chief Deputy Warden J. Smith; and Classification Staff Representatives M. Escobar and B. Castorena as Defendants.
Plaintiff's allegations can be summarized essentially as follows:
On February 5, 2010, while Plaintiff was housed at California State Prison in Sacramento, California ("CSP-Sac"), he was validated as a gang member due to his alleged membership in the Northern Structure prison gang, and he was placed in the Security Housing Unit ("SHU").
In July 2012, Plaintiff was transferred to CSP-Cor where he continued indefinite confinement in the SHU based on the gang validation. At issue here are Defendants' periodic reviews of the gang validation and SHU housing assignment.
On August 2, 2012, following Plaintiff's arrival at CSP-Cor, Defendants Lambert, Mahoney, Cano, Kraay, Galaviz, and Rousseau conducted an "initial SHU review" of Plaintiff's case and decided to retain him in the SHU. Plaintiff was not assigned a special investigator for the hearing or given the opportunity to dispute his gang involvement or present evidence or witnesses. Defendants did not re-examine or re-assess any of the evidence against Plaintiff. The 128-G chrono noted Plaintiff's disagreement with the decision and validation.
On December 20, 2012, Plaintiff appeared before the classification committee for a "180-day review." Defendants Gipson, Mahoney, Taber, Sanchez, Pina, and Pacillas committed the same violations as identified
On June 20, 2013, Plaintiff appeared before the classification committee for an "Annual Review" where he submitted a one-page document challenging his SHU retention but Defendants Gipson, Lackovic, Smith, Kellogg, McGuire, Mayo, Pacillas, and Mata refused to consider it. These Defendants committed the same violations as identified
On July 23, 2013, Defendant Escobar approved Plaintiff's retention in the SHU based on the classification committee action of June 20, 2013. Defendant Escobar did not provide Plaintiff with a hearing, an investigative employee, or an opportunity to dispute his gang involvement or to present witnesses or evidence.
On January 28, 2014, Plaintiff appeared before the classification committee for a "180-day review." Defendants Smith, Holland, Prince, Pina, Galaviz, and Chavez reviewed Plaintiff's case and again retained him in the SHU for an indeterminate term. Defendants did not permit Plaintiff to dispute the evidence of his gang involvement, present witnesses or evidence, or assign him an investigative employee.
On June 24, 2014, Plaintiff appeared before the classification committee for an "Annual Review." Defendants Jennings, Holland, Prince, Pina, Galaviz, and Chavez committed the same violations during Plaintiff's annual review.
On October 6, 2014, Defendant Castorena approved the retention of Plaintiff in SHU without a hearing or other opportunity for Plaintiff to object based on the classification committee action of June 24, 2014.
On January 7, 2015, Plaintiff appeared before the classification committee for a "180-day review." Defendants Vasquez, Holland, Garcia, Edgar, Patterson, and Mayfield committed the same violations.
Plaintiff claims that none of these reviews was constitutionally meaningful. The above named Defendants were acting in accordance with Defendant Beard's unconstitutional policy requiring segregation of gang affiliated inmates from the general population for an indeterminate term without evidence of misconduct. Defendant Beard was aware of Plaintiff being subjected to this policy based on Plaintiff's appeals and still failed to change the policy or correct his subordinates' unconstitutional conduct. The policy violates an inmate's right to freedom of association, does not serve a legitimate penological objective, and discriminates against prison gang members.
Plaintiff has not had any disciplinary action taken against him since 2009. He has never been found guilty of gang activity or participation in any gang-related conspiracies. However, because of his placement in the SHU, Plaintiff is subject to gang sanctions. He is confined to his 7 × 11 foot cell for approximately 159 hours per week with no periods of darkness. The food has made Plaintiff sick. His mattress is thin and he is not allowed a pillow. He has limited access to medical services, showers, and the library. His yard space and allowable activities are limited. Numerous restrictions are placed on his visitation. He can only receive one personal property package per year. He is subjected to extensive searches prior to and after transport from his cell.
On December 7, 2015, Defendants filed a Notice of Related Case, in which they identify an earlier case filed by Plaintiff,
Under Rule 15(a) of the Federal Rules of Civil Procedure, a party may amend his pleading once as a matter of course at any time before a responsive pleading is served. Otherwise, a party may amend only by leave of the court or by written consent of the adverse party. Fed. R. Civ. P. 15(a). Rule 15(a)(2) directs courts to freely give leave to amend a pleading "when justice so requires." The court should apply this policy "with extreme liberality."
However, a district court may deny leave to amend where there is "`any apparent or declared reason' for doing so, including undue delay, undue prejudice to the opposing party or futility of the amendment."
In his one-paragraph motion to amend, Plaintiff moves for leave to file a Fourth Amended Complaint to "add facts in support of his claims which he believes may correct any deficiencies. . . ." (EC No. 33 at 1.)
Generally, a motion to the Court (1) must be in writing; (2) must state with particularity the grounds for seeking the order; and (3) must state the relief sought. Fed. R. Civ. P. 7(b)(1). A moving party is required to state the grounds for its motion to amend "with particularity."
Plaintiff's motion is also subject to denial as futile. Review of the lodged pleading reveals a Fourth Amended Complaint that is virtually identical to the Third. It appears Plaintiff has simply submitted a photocopy of most of the operative pleading asserting the same claims against the same 29 Defendants. Limited new facts describe myriad ways in which gang validation prevents full participation in programs and activities at CSP-Cor and thus relate to his existing Equal Protection claim. Plaintiff also alleges facts related to CSP-Sac's initial gang validation, the subject of Plaintiff's earlier case,
Finally, to the extent Plaintiff's Fourth Amended Complaint can be construed as seeking to assert an Eighth Amendment SHU "conditions of confinement" claim, no such claim will lie on such facts. "It is undisputed that the treatment a prisoner receives in prison and the conditions under which [the prisoner] is confined are subject to scrutiny under the Eighth Amendment."
When determining whether the conditions of confinement meet the objective prong of the Eighth Amendment analysis, the Court must analyze each condition separately to determine whether that specific condition violates the Eighth Amendment.
Plaintiff's conditions of confinement claim was previously dismissed for failure to state a claim because each condition, considered separately, did not violate the Eighth Amendment and none, in combination, had a mutually enforcing effect producing the deprivation of a single, identifiable human need. (ECF No. 15.) Plaintiff also failed to assert the claim against any named Defendant.
Plaintiff has not cured these deficiencies in the Fourth Amended Complaint. The mere fact that the conditions in the SHU are more restrictive than those provided the general population does not state a conditions of confinement claim. Plaintiff has not alleged any excessive risk to his health or safety resulting from the SHU term; has not alleged that Defendants were aware of any such risks but failed to take measures to abate them; and has not shown that the conditions deprived him of basic human needs. It is well established that "administrative segregation . . . is within the terms of confinement ordinarily contemplated by a sentence."
For these reasons, Plaintiff's motion to amend will be denied.
A motion to dismiss brought pursuant to Rule 12(b)(6) tests the legal sufficiency of a claim, and dismissal is proper if there is a lack of a cognizable legal theory or the absence of sufficient facts alleged under a cognizable legal theory.
To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face.
In resolving a 12(b)(6) motion, a court's review is generally limited to the operative pleading.
When placement in administrative segregation impairs an inmate's liberty interest, the Due Process Clause requires prison officials to provide the inmate with "some notice of the charges against him and an opportunity to present his views to the prison official charged with deciding whether to transfer him to administrative segregation."
In addition to the notice and opportunity for presentation requirements, due process requires prison officials have an evidentiary basis for their decision to place an inmate in segregation for administrative reasons.
Finally, due process requires that prison officials engage in some sort of periodic review of an inmate's confinement in segregation.
Defendants move for dismissal of Plaintiff's due process claim on the ground that Plaintiff's allegations in this action and in his earlier-filed case,
However, Plaintiff's claim in this case is distinct from the question of whether he received adequate due process during the initial determination of his gang status and subsequent SHU assignment. Indeed, those claims form the basis of his earlier-filed case. Here, Plaintiff's due process claim focuses on the periodic reviews conducted by Defendants. Plaintiff asserts they were conducted in a rote and perfunctory manner and were thus "meaningless gestures."
Thus, even though Plaintiff is not entitled to
Defendants are also not entitled to qualified immunity on this claim. By 2012, the law was clearly established that due process required that Plaintiff be given notice and a meaningful opportunity to heard before he was validated as a gang associate; that "some evidence" support the decision and that the supporting evidence have some indicia of reliability; and that plaintiff be provided with periodic reviews that were more than meaningless gestures.
The Equal Protection Clause requires the State to treat all similarly situated people equally.
Defendants move for dismissal of this claim on the ground that a rational basis exists for Plaintiff's disparate treatment. They claim that courts routinely find that inmates affiliated with prison gangs pose an immediate threat to safety and security, and therefore any difference in the treatment between inmates who are validated as gang members versus those who are not is reasonably related to legitimate penological interests.
The state clearly has an interest in controlling prison gang activity to advance the legitimate goal of safety and order in the prison. That interest is not only legitimate, it is compelling.
Based on the foregoing, IT IS HEREBY ORDERED that:
It is HEREBY RECOMMENDED that:
These findings and recommendations will be submitted to the United States District Judge assigned to the case, pursuant to the provisions of Title 28 U.S.C. § 636(b)(1). Within (30) days after being served with the findings and recommendations, the parties may file written objections with the Court. The document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." A party may respond to another party's objections by filing a response within fourteen (14) days after being served with a copy of that party's objections. The parties are advised that failure to file objections within the specified time may result in the waiver of rights on appeal.
IT IS SO ORDERED.
However, because an en banc rehearing has been ordered in that case,